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HomeMy WebLinkAbout2013 - 2014CITY OF SEBASTIAN, FLORIDA QTY OF SE�T�N HOME OF PELICAN ISLAND COMPREHENSIVE ANNUAL FINANCIAL REPORT For the Year Ended September 30, 2014 CITY COUNCIL Bob McParttan Jim Hill Mayor Vice -Mayor Andrea Coy Council Member Jerome Adams Richard Gittmor Council Member Council Member Prepared by: Administrative Services Department CITY OF SEBASTIAN, FLORIDA 0 Table of Contents Page INTRODUCTORY SECTION City Officials 2 Letter of Transmittal 3 Organizational Chart 8 GFOA Certificate of Achievement 9 FINANCIAL SECTION 11 Independent Auditors' Report 13 Management's Discussion and Analysis 17 Basic Financial Statements: Government -wide Financial Statements: Statement of Net Position 31 Statement of Activities 32 Fund Financial Statements: Balance Sheet - Governmental Funds 34 Reconciliation of Fund Balances for Governmental Funds to Net Position of Governmental Activities 37 Statement of Revenues, Expenditures and Changes in Fund Balances - Governmental Funds 38 Reconciliation of Net Changes in Fund Balance of Governmental Funds to Change in Net Position of Governmental Activities 40 Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual: General Fund 41 Discretionary Sales Tax Fund 42 Riverfront Redevelopment Fund 43 Discretionary Sales Surtax Revenue Bonds 2003 Fund 44 Transportation Improvements Fund 45 Statement of Net Position - Proprietary Funds 46 Statement of Revenues, Expenses and Changes in Fund Net Position - Proprietary Funds 47 Statement of Cash Flows - Proprietary Funds 48 Statement of Fiduciary Net Position 50 Statement of Changes in Fiduciary Net Position 51 Notes to Financial Statements 53 CITY OF SEBASTIAN, FLORIDA 0 Table of Contents Page Required Supplementary Information: Schedule of Funding Progress - Single -employer Pension Trust Fund 86 Schedule of Employer Contributions - Single -employer Pension Trust Fund 88 Schedule of Funding Progress - Other Postemployment Benefits Plan 88 Schedule of Employer Contributions - Other Postemployment Benefits Plan 88 Combining and Individual Fund Financial Statements and Schedules: Nonmajor Governmental Funds: Combining Balance Sheet 90 Combining Statement of Revenues, Expenditures and Changes in Fund Balances 92 Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual: Local Option Gas Tax 94 Parking In -Lieu of Fund 95 Recreation Impact Fee Fund 96 Stormwater Utility Fund 97 Law Enforcement Forfeiture Fund 98 Stormwater Utility Revenue Bonds 2003 Fund 99 Agency Fund: Combining Statement of Changes in Assets and Liabilities 102 Other: Capital Assets used in the Operations of Governmental Funds: Comparative Schedule by Source 104 Schedule by Function and Activity 105 Schedule of Changes by Function and Activity 106 Internal Control and Compliance Independent Auditor's Report on Internal Control over Financial Reporting and on Compliance with Other Matters Based on an Audit of Financial Statements Performed in Accordance with Governmental Auditing Standards 109 Independent Auditors' Management Letter 111 Independent Accountants' Report 115 CITY OF SEBASTIAN, FLORIDA 0 Table of Contents Page STATISTICAL SECTION (UNAUDITED) 117 Statistical Section Table of Contents 119 Financial Trends Information Net Position by Component 120 Changes in Net Position 122 Fund Balances, Governmental Funds 126 Changes in Fund Balances, Governmental Funds 128 Program Revenues by Function/Program 130 Revenue Capacity Information Tax Revenues by Source 132 Property Tax Rates ($1 per $1,000 of Taxable Value) - Direct and Overlapping Governments 133 Assessed and Estimated Actual Value of Taxable Property 134 Principal Property Taxpayers 136 Property Taxes, Levies and Collections 137 Debt Capacity Information Ratio of Outstanding Debt by Type 138 Ratio of Net General Bonded Debt to Estimated Actual Value and Net General Bonded Debt Per Capita 140 Computation of Legal Debt Margin for General Obligation Bonds 142 Pledged Revenue Coverage 144 Demographic and Economic Information Demographic and Economic Statistics 146 Principal Employers 149 Operating Information Full -Time Equivalent City Employees by Function/Program 150 Operating Indicators by Function/ Program 152 Capital Asset Statistics by Function/ Program 154 INTRODUCTORY SECTION CITY OF SEBASTIAN, FLORIDA CITY OFFICIALS For the Year Ended September 30, 2014 Joseph Griffin City Manager Robert Ginsburg City Attorney DEPARTMENT HEADS Michelle Morris Police Chief Frank Watanabe Community Development & Airport Director Wayne Eseltine Building Official 2 Sally A. Maio, MMC City Clerk Kenneth W. Killgore Administrative Services Director Jerry Converse Public Works Director Greg Gardner Golf Course Director CITY CSF - ON HOME OF PELICAN ISLAND March 13, 2015 To the Citizens of the City of Sebastian, Florida: We are submitting the Comprehensive Annual Financial Report of the City of Sebastian, Florida for the fiscal year ended September 30, 2014, as prepared by the City's Administrative Services department. State law requires that every general-purpose local government publish within six months of the close of each fiscal year a complete set of audited financial statements. This report is published to fulfill that requirement for the fiscal year ended September 30, 2014. Management assumes full responsibility for the completeness and reliability of the information contained in this report, based on a comprehensive framework of internal control that is established for this purpose. Because the cost of internal control should not exceed anticipated benefits, the objective is to provide reasonable, rather than absolute, assurance that the financial statements are free of any material misstatements. Chapter 218.39, Florida Statutes requires that the financial statements of the City of Sebastian be audited by a certified public accountant selected by the City Council. The City's independent Certified Public Accountants, Rehmann Robson, has issued an unqualified ("clean") opinion on the City of Sebastian's financial statements for the year ended September 30, 2014. The independent auditors' report is located on page 13, 14 and 15. Management's discussion and analysis (MDEtA) immediately follows the independent auditors' report and provides a narrative introduction, overview, and analysis of the basic financial statements. The MDEtA complements this letter of transmittal and should be read in conjunction with it. Profile of the Government The City of Sebastian, Florida is located in Indian River County approximately midway through the east coast of the Florida Peninsula (between Melbourne and Vero Beach) in an area known as the Treasure Coast. It is recognized as the Home of Pelican Island, the first designated wildlife refuge in the United States, a Millennium City, and a Tree City USA. It was first incorporated as the Town of Sebastian in 1924. In the late 1950s General Development Corporation purchased the land from the Mackie family of Miami and began the development of a planned community that is now the City of Sebastian. The City has a population of 22,296 living in an area of approximately 14.6 square miles. The City is empowered to levy a property tax on both real and personal property located within its boundaries. It also is empowered by state statute to extend its corporate limits by annexation, which it has done from time to time. The City is a Florida municipal corporation with a five -member City Council. Council members serve a two-year term. Annual elections are held on the first Tuesday following the first Monday in November and two members are elected in even -numbered years and three members are elected in odd -numbered years. Elections are non-partisan and at -large. Mayor and Vice Mayor are elected from among the members of every newly seated Council at a Special meeting following the election each year. The City has operated under a Council -City Manager form of government since 1989. The City provides a wide range of services including general government administration, police protection, the construction and maintenance of local roads, public works, recreational and cultural activities, a golf course, a general aviation airport, and a building department to enforce building codes. This report includes all funds of the City. In evaluating the City as a reporting entity, we have included all component units for which the City Council is financially accountable. The component units have been blended with the financial statements presented for the Primary Government because the component unit's governing body is the same as the City Council or because the component unit exclusively serves the City. The blended component units are the Riverfront Redevelopment Agency and the Sebastian Police Officer's Pension Trust Fund. The Council is required to adopt a final budget no later than the close of the fiscal year. This annual budget serves as the foundation for the City's financial planning and control. The budget is prepared by fund, function (e.g., transportation), and department (e.g., public works). Shifts in appropriations within fund totals may be done administratively on the authority of the City Manager. Total fund appropriation changes and use of contingency appropriations must be approved by the City Council. Local Economy The region (which includes the City of Sebastian and the surrounding unincorporated area within the same county) has a fluctuating labor force depending on agricultural demand and is a strong retirement community. Although the labor force fluctuates, unemployment in the region increased to high levels for several years but has shown good improvement in the last two years. As of September 2014, the Florida Research It Economic Database reported an improved unemployment rate of 6.5%, which corresponds with improvements being enjoyed at the state and national levels. The overall unemployment rate for the area has historically been greater than that of the State of Florida. The largest major occupational group is Office and Administrative Support Occupations (24.7%), followed by Sales and Related Occupations (17.3%) and Food Preparation and Serving Related Occupations (12.4%). According to the U.S. Census Bureau (2000), 86% of the population age 25 or older are high school graduates and 23.1% hold a bachelor's degree or higher. The area median age for 2010 was 50.1 per the U.S Census Bureau. The median household income for 2013 was $44,326, as reported by the Florida Research and Economic Database. The geographical area of the City of Sebastian, just north of the Treasure Coast, houses a number of high-tech industries including NASA and various aerospace industry -related businesses. In the past, this attracted a workforce with a higher than average education and technical skills to the vicinity but with the end of the Space Shuttle program, the loss of these activities affected job availability. Now, the area has diversified to industries focused on building aerospace vehicles rather than just launching activities. This has helped with providing employment for this highly skilled work force. 4 Long-term Financial Planning The voters of Indian River County in November 2003 extended the Infrastructure Sales Surtax in the amount of $.01 per $1.00 sale for an additional fifteen years and seven months beginning in January 2004. This Infrastructure Sales Surtax is estimated to provide the City in excess of $40 million dollars over the life of the extension for the City's emergency vehicle and capital improvement needs. In addition, the City has funded a number of other capital projects with impact fees and has actively pursued grant funding for some major transportation and environmental improvements. It has also employed the use of a Community Redevelopment Agency that is funded by means of tax -increment financing. The millage was levied at the same 3.7166 for fiscal year 2014. The City had a slight overall increase in ad valorem proceeds resulting from increases in taxable values due to improvements and additions. Construction activity increased with 175 permits being issued for new construction in fiscal year 2014 with a value of $40.0 million compared to 170 permits being issued for new construction in fiscal year 2013 with a value of $35.9 million. These levels are higher than past years and can be primarily attributed to the improved outlook for the housing market. General Fund unassigned fund balance and amounts committed by the financial policies resolution based on 30% of the General Fund expenditures budget, were 51% of the General Fund expenditures budget. The City has been steadfast and refused to spend down these balances because the City understands reliance on accumulated fund balances to fund operating expenditures is not a prudent fiscal strategy. To this end, the budget for fiscal year 2014 was balanced without a reduction of fund balances. Major Initiatives Administration The City completed a city-wide deployment of new personal computers for all users, with the intent that efficiencies and equipment consistency would increase productivity. Taking advantage of lower borrowing rates, refunding outstanding bond issues. This not only resulted in present value savings but also relief from the previous bond covenants. During the budget process for fiscal year 2015, the City adopted a millage increase in order to allocate funds to improve the Indian River Lagoon, resurface roadways and minimize the impact of proposed additional railway traffic. Stormwater Operation and maintenance activities are accounted for in General Fund, with about one-half of the costs offset by an annual transfer from the Stormwater Utility Fund. Equipment replacements are being accounted for in the Stormwater Utility Fund. The City continued the program to upgrade the current swale system by contracting to install quarter -round piping. Swale and ditch maintenance work was also outsourced to enable City crews to focus on different stormwater maintenance practices. Several new pieces of equipment were acquired toward this end. Traffic Et Transportation The City continues working on transportation improvements. Matching funds for a grant have been allocated from discretionary sales taxes for improvements to Tulip Drive. Funds have also been allocated from discretionary sales taxes to realign Barber Street and from discretionary sales taxes and the community redevelopment agency for enhancements to the "presidential streets" within the community redevelopment agency area. Other projects being planned for future years include reconstruction of Fleming Street, reconstruction of Coolidge Street, sidewalk repair and construction, plus street repaving. Airport The Sebastian Municipal Airport's infrastructure is being developed with the intent of attracting economic development and stimulating the business climate in order to create jobs in the community. In fiscal year 2015, a separate budget was once again approved for expenses made toward promoting economic development. The current Master Plan serves as the guiding document for airport planning. Land leases are a primary source of airport revenues and over 150 acres of property is available for lease, for both aviation and non -aviation businesses. Also important are sales from a self -serve fueling facility. The Airport's limited resources continue to be leveraged by aggressively seeking and obtaining grants from the Florida Department of Transportation (FDOT) and Federal Aviation Administration (FAA) for funding to develop the necessary infrastructure. Construction has started on improving the roadway to Main Street. Planned improvements in fiscal year 2015 include constructing another hangar with grant funds matched by funds from discretionary sales taxes. Public Safety The Police Department continues to participate in the accreditation program offered by the commission for Florida Law Enforcement Accreditation. The designation encourages the Police Department to establish goals and objectives with provisions for periodic updating; constant reevaluation of whether departmental resources are being employed in accordance with agency goals, objectives and mission; constant reevaluation of departmental policies and procedures as documented in the department's written directive system; to accommodate correction of internal deficiencies and inefficiencies before they become public problems; and the opportunity to reorganize without the appearance of personal attacks. Standards and performance measurements resulting from the accreditation process will continue to guide both Sebastian Police Department and city administration in alleviating potentially adverse conditions. Culture Et Recreation The City continued efforts to promote the "working waterfront" concept on the riverfront properties that were purchased with grant funding and has a lease with a not-for-profit entity to advance this effort. During fiscal year 2014, Parks and Recreation completed the purchase of new equipment for the Schumann Park playground. In fiscal year 2015, bids will be taken to rebuild the Skate Park and make parking improvements at the Community Center. Funding is also being allocated to maintain some of the facilities with replacements of tables, benches and shrubs as needed. N Awards and Acknowledgements The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Sebastian for its comprehensive annual financial report for the fiscal year ended September 30, 2013. This is a prestigious national award -recognizing conformance with the highest standards for preparation of state and local government financial reports. In order to be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized comprehensive annual financial report. This report must satisfy both U.S. generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. The preparation of this report would not be possible without the dedicated service of the Administrative Services department staff. Their efforts toward improving the accounting and financial reporting systems has led to the improved quality of information reported to the City Council, State and Federal agencies and the citizens of the City of Sebastian. We sincerely appreciate their contributions. Respectfully submitted, Joseph Griffin City Manager Kenneth W. Killgore Administrative Services Director 7 CITY I CLE RK PUBLIC AVORKS ROADS do _1Li11'CE`iA\CE STOPUUWATER FLEET XWNAGOME1 T FACIErIES ?LU71==NCE PARKS h RECREATION CE] FRY CITY OF SEBASTIAN, FLORIDA Organizational Chart I CITIZENS OF I SEB ASTLAN CITY COL-NCIL I sOARDs E COXLNII55I0N 5 CITY I I CITY" MA AGER ATTORNEY ADMINISTRATIVE E CO_ N1 U- N RICE SERNICES GOLFCOURSE DEVELOP. NT AD\I IN IST RAT FINANCEAND PL`42 1%T G ACCOL'N G A.\D ZO\L1G OPEFLAMO\S atTI WN ' I BLaDD G RESOURCES D EPA RTN NLN T MANACOffi4T MFORMATION AIRP ORT SYSTEMS PROJECT ECO\ O]W \LONAGEti'!EN'T I D VELOPAMNI H. DISPATC14 CODE E\'FOR CElIE1T CITY OF SEBASTIAN, FLORIDA GFOA Certificate of Achievement Govcmmcnt Financc Offtccrs Association Certificate of Achievement for Excellence in Financial Reporting hrescnted to City of Sebastian Florida For its Comprehmsivc Annual Financial Rcraxt for the Fiscal Year Ended September 30, 2013 Exomn Nrector/CEo 9 This page intentionally left blank. 10 FINANCIAL SECTION 11 This page intentionally left blank. 12 '01JRehn ann INDEPENDENT AUDITORS' REPORT March 13, 2015 Honorable Mayor and Members of City Council City of Sebastian Sebastian, Florida Report on the Financial Statements Rehmann Robson 5070 North Highway A1A Suite 250 Vero Beach, FL 32963 Ph: 772.234.8484 Fx:772.234.8488 rehmann.com We have audited the accompanying financial statements of the governmental activities, the business - type activities, each major fund, and the aggregate remaining fund information of the City of Sebastian, Florida (the "City"), as of and for the year ended September 30, 2014, and the related notes to the financial statements, which collectively comprise the City's basic financial statements as listed in the table of contents. Management's Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Independent Auditors' Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditors' judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity's preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity's internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. 13 We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Opinions In our opinion, the financial statements referred to previously present fairly, in all material respects, the respective financial position of the governmental activities, the business -type activities, each major fund, and the aggregate remaining fund information of the City of Sebastian, Florida as of September 30, 2014, and the respective changes in financial position and cash flows, where applicable, thereof and the respective budgetary comparison for the General Fund and each major special revenue fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the Management's Discussion and Analysis and the Schedules of Funding Progress and Employer Contributions for the pension and other postemployment benefit plans, as listed in the table of contents, be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Sebastian, Florida's basic financial statements. The combining and individual fund financial statements and schedules are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual fund financial statements and schedules are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the basic financial statements. The information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the information is fairly stated in all material respects in relation to the basic financial statements as a whole. 14 The introductory section and statistical tables are presented for purposes or additional analysis and are not a required part of the basic financial statements. Such information has not been subjected to the auditing procedures applied in the audit of the basic financial statements, and accordingly, we do not express an opinion or provide any assurance on it. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated March 13, 2015, on our consideration of the City of Sebastian, Florida's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City's internal control over financial reporting and compliance. LLC 15 This page intentionally left blank. 16 MANAGEMENT'S DISCUSSION AND ANALYSIS 17 CITY OF SEBASTIAN, FLORIDA 0 Management's Discussion and Analysis The City of Sebastian's (the "City") discussion and analysis is designed to (a) assist the reader in focusing on significant financial issues, (b) provide an overview of the City's financial activity, (c) identify changes in the City's financial position, (d) identify any material deviations from the financial plan, and (e) identify individual fund issues or concerns. Since the Management's Discussion and Analysis (MDEtA) is designed to focus on the current years activities, resulting changes and currently known facts, please read it in conjunction with the Transmittal Letter and the City's financial statements. Financial Highlights The assets of the City exceeded its liabilities at the close of the fiscal year 2014 by $53,993,241 (net position). Of this amount, $4,866,738 (unrestricted net position) may be used to meet the City's on-going obligations to citizens and creditors. The City's total net position increased by $997,608 resulting from an increase of $1,200,924 from governmental activities and an decrease of $203,316 from business -type activities. Governmental funds reported a combined ending fund balance of $11,440,487, a decrease of $590,123 from the prior year. Approximately 47% of this amount, $5,284,030 is unassigned and available for spending, an increase of $218,788 from fiscal year 2013 due to total General Fund revenue and transfers in being greater than expenditures and transfers out. The Golf Course Fund reported an increase in the deficit in unrestricted net position, due to an increase in operating expenses and further decline in operating revenues. The Airport Fund unrestricted deficit is the result of investment in capital assets that will ultimately be beneficial to its development and the City's economic growth. The Building Enterprise fund reported an increase in net position, as a result of an improved levels of construction activity. All of the City's enterprise funds reported a positive amount of overall net position. Overview of the Financial Statements The annual report consists of a series of financial statements. The Statement of Net Position and the Statement of Activities provide information about the activities of the City as a whole and present a longer-term view of the City's finances. For governmental activities, the fund financial statements tell how these services were financed in the short term as well as what remains for future spending. Fund financial statements also report the City's operations in more detail by providing information about the City's most significant funds. The notes to the financial statements provide additional information that is essential to a full understanding of the data provided in the government -wide and fund financial statements. Government -wide Financial Statements. The government -wide financial statements are designed to provide readers with a broad overview of the City's finances, in a manner similar to a private -sector business. The statement of net position presents information on all of the City's assets, deferred outflows of resources, liabilities and deferred inflows of resources, with the difference between them reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The statement of activities presents information showing how the government's net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g., uncollected taxes and earned but unused vacation leave). 18 CITY OF SEBASTIAN, FLORIDA 0 Management's Discussion and Analysis Both of the government -wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business -type activities). The governmental activities of the City include general government, public safety, cultural and recreation, and general administration. The business -type activities of the City include the golf course, airport, and building operations. Fund Financial Statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance -related legal requirements. All of the funds of the City can be divided into three categories: governmental funds, proprietary funds, and fiduciary funds. Governmental Funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government -wide financial statements. However, unlike the government -wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near-term financing requirements. Because the focus of governmental funds is narrower than that of the government -wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government -wide financial statements. By doing so, readers may better understand the long-term impact of the government's near-term financing decisions. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City maintains fifteen individual governmental funds. Information is presented separately in the governmental funds balance sheet and in the governmental funds statement of revenues, expenditures, and changes in fund balances for the General Fund, Discretionary Sales Tax Fund, Riverfront Redevelopment Fund, Discretionary Sales Surtax Debt Service Fund, and General Capital Projects Fund all of which are considered to be major funds. Data from the other ten governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining statements and schedules elsewhere in this report. The City adopts an annual appropriated budget for its General Fund and special revenue funds. Budgetary comparison statements have been provided for these funds to demonstrate compliance with this budget. Proprietary Funds. The City maintains one type of proprietary funds. Enterprise funds are used to report the same functions presented as business -type activities in the government -wide financial statements. The City uses enterprise funds to account for the golf course, airport, and buildings department. Proprietary funds provide the same type of information as the government -wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the golf course, airport, and buildings department, which are considered to be major funds of the City. Fiduciary Funds. Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government -wide financial statements because the resources of those funds are not available to support the City's own programs. The accounting used for fiduciary funds is much like that used for proprietary funds. Notes to the Financial Statements. The notes provide additional information that is essential to a full understanding of the data provided in the government -wide and fund financial statements. WGA CITY OF SEBASTIAN, FLORIDA 0 Management's Discussion and Analysis Other Information. In addition to the basic financial statements and accompanying notes, this report also presents certain required supplementary information. Government -wide Financial Analysis As previously stated, net position may serve over time as a useful indicator of a government's financial position. In the case of the City, assets exceeded liabilities by $53,993,241 at the close of the most recent fiscal year. Net Position Governmental Activities Business -type Activities Total 2014 2013 2014 2013 2014 2013 Current and other assets $12,413,518 $12,847,068 $ 353,051 $ 13,222 $12,766,569 $12,860,290 Capital assets, net 41,251,526 41,945,665 10,652,054 10,889,473 51,903,580 52,835,138 Total assets 53,665,044 54,792,733 11,005,105 10,902,695 64,670,149 65,695,428 Long-term liabilities 9,108,109 11,476,204 480,861 259,582 9,588,970 11,735,786 Other liabilities 900,382 860,900 187,556 103,109 1,087,938 964,009 Total liabilities 10,008,491 12,337,104 668,417 362,691 10,676,908 12,699,795 Net position Net investment in capital assets 33,643,526 32,038,749 10,367,350 10,846,501 44,010,876 42,885,250 Restricted 5,115,627 5,839,440 - 5,115,627 5,839,440 Unrestricted 4,897,400 4,577,440 (30,662) (306,497) 4,866,738 4,270,943 Total net position $43,656,553 $42,455,629 $ 10,336,688 $10,540,004 $53,993,241 $52,995,633 A substantial portion of the City's net position, $44,010,876 (81.5 percent), reflects its investment in capital assets (e.g., land, buildings, machinery and equipment), less any related outstanding debt used to acquire those assets. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources since the capital assets themselves cannot be used to liquidate these liabilities. An additional portion of the City's net position of $5,115,627 (9.5 percent) represents resources that are subject to external restrictions on how they may be used. The City may use the remaining balance of unrestricted net position of $4,866,738 (9 percent) to meet its ongoing obligations to citizens and creditors. At the end of the current fiscal year, the City is able to report positive balances in all three categories of net position, for the government as a whole and for its separate governmental activities. Unrestricted net position were negative for business -type activities as a whole, but improved over the prior year. This was due to the substantial increase in the building fund's revenues. 20 CITY OF SEBASTIAN, FLORIDA 0 Management's Discussion and Analysis Revenues Program revenues: Charges for services Operating grants Capital grants General revenues: Property taxes Other taxes Intergovernmental Other Total revenues Expenses General government Public safety Physical environment Transportation Economic environment Cultural and recreation Interest and fiscal charges Golf course Airport Building Total expenses Change in net position, before transfers Transfers Change in net position Change in Net Position Governmental Activities Business -type Activities 2014 2013 2014 2013 Total 2014 2013 $ 1,623,586 $ 1,554,301 $ 2,449,114 $ 2,491,164 $ 4,072,700 $ 4,045,465 186,295 332,627 - - 186,295 332,627 739,785 770,123 235,215 230,868 975,000 1,000,991 3,248,113 3,221,304 3,248,113 3,221,304 5,320,051 5,123,046 5,320,051 5,123,046 2,208,700 2,063,450 2,208,700 2,063,450 1,572,427 1,508,832 1,484 4,665 1,573,911 1,513,497 14,898,957 14,573,683 2,685,813 2,726,697 17,584,770 17,300,380 2,923,398 2,784,485 2,923,398 2,784,485 4,908,374 4,928,203 4,908,374 4,928,203 2,310,539 2,039,380 2,310,539 2,039,380 1,828,569 1,845,429 1,828,569 1,845,429 247,891 155,214 247,891 155,214 1,229,369 1,232,345 1,229,369 1,232,345 235,071 368,432 - - 235,071 368,432 - - 1,406,770 1,377,039 1,406,770 1,377,039 1,031,464 1,146,905 1,031,464 1,146,905 465,717 417,887 465,717 417,887 13,683,211 13,353,488 2,903,951 2,941,831 16,587,162 16,295,319 1,215,746 1,220,195 (14,822) (37,734) 1,200,924 1,182,461 (218,138) (215,134) 14,822 37,734 (203,316) (177,400) 997,608 1,005,061 997,608 1,005,061 Net position, beginning of year 42,455,629 41,273,168 10,540,004 10,717,404 52,995,633 51,990,572 Net position end, of year $43,656,553 $42,455,629 $ 10,336,688 $10,540,004 $53,993,241 $52,995,633 The City's net position increased by $997,608 during the current fiscal year. The primary reason for the increase in net position for governmental activities is related to an increase in program revenues and in general revenues. For business -type activities, the decline in net position is related to expenses in excess of revenues. 21 CITY OF SEBASTIAN, FLORIDA 0 Management's Discussion and Analysis Governmental Activities. Governmental activities increased the City's net position by $1,200,924 as compared to the prior year increase of $1,182,461. Key elements of this increase are as follows: An increase in expenses of $329,723 An increase in general revenues of $432,659 A decrease in program revenues of $107,385 A decrease in transfers out of $22,912 Expenses and Program Revenues - Governmental Activities 6,000,000 5,000,000 ■ Expenses . ■ Program Revenues 4,000,000 3,000,000 2,000,000 1,000,000 General Public safety Physical Transportation Economic Cultural and Interest and government environment environment recreation fiscal Intergove 1 Other 44 Revenues by Source - Governmental Activities r)thcr 22 ig grants .at grants 5% Property taxes 22% CITY OF SEBASTIAN, FLORIDA 0 Management's Discussion and Analysis Business -type Activities. Business -type activities decreased the City's net position by $203,316, as compared to the prior year decrease of $177,400. The key elements of this decrease are as follows: A decrease in expenses of $39,880 A decrease in general revenues of $3,181 A decrease in program revenues of $37,703, largely due to a decline in golf revenues. A decrease in transfers in of $22,910 1,600,000 1,400,000 1,200,000 1,000,000 800,000 600,000 400,000 200,000 Expenses and Program Revenues - Business -type Activities Golf course Airport Building Capital grafi 9% Revenues by Source - Business -type Activities Operating grants and 23 ,es for services 91% CITY OF SEBASTIAN, FLORIDA 0 Management's Discussion and Analysis Financial Analysis of the City's Funds As noted earlier, the City uses fund accounting to ensure and demonstrate compliance with finance -related legal requirements. Governmental Funds. The focus of the City's governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City's financing requirements. In particular, unassigned fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. As of the end of the current fiscal year, the City's governmental funds reported combined ending fund balances of $11,440,487, a decrease of $590,123 from the prior year. Of this amount, 46 percent ($5,284,030) constitutes unassigned fund balance, which is available for spending at the City's discretion. The remainder of fund balance is assigned to indicate that it is not available for new spending because it is classified as one of the following: A) Nonspendable for 1) inventories and prepaids, 2) long-term cash advances, or 3) is nonspendable as permanent fund corpus for cemetery perpetual care; B) Restricted for capital projects or due to debt service and special revenue fund designations; C) is committed for development by local ordinance; or D) has been assigned for other specific uses in the City's general operations. The General Fund is the chief operating fund of the City. At the end of the current fiscal year, unassigned fund balance of the General Fund was $5,348,905 while total fund balance amounted to $5,733,332. As a measure of the General Fund's liquidity, it may be useful to compare both unassigned fund balance and total fund balance to total fund expenditures. Unassigned fund balance represents 52 percent of total General Fund expenditures, while total fund balance represents 55.7 percent of that same amount. The fund balance of the City's General Fund increased by $263,874 during the current fiscal year. Key factors in this change are as follows: Property tax revenues increased by $21,072 due to additions to taxable property values. Charges for services increased by $4,221 Intergovernmental increased by $148,492 Public utility taxes increased by $46,993 All other revenues increased by $51,726 Transfers in from other funds were $630,748. Expenditures increased by $604,825. The General Fund budgeted for no change in fund balance. The actual increase in fund balance was $263,874. Significant changes in budgetary variances are as follows: Property tax revenues had a positive budgetary variance of $47,813, with over 96% of the tax roll being collected. Only 95% of the tax roll is budgeted as being collected, per Florida statutes. Intergovernmental revenue had a positive budgetary variance from higher than anticipated receipts from municipal revenue sharing and local half -cent sales taxes transmitted by the state. Investment earnings were over-estimated as a result of low interest rates. General Fund expenditures had an overall positive budgetary variance of $273,141 of which the greatest portions related to general government, ($135,104), physical environment ($46,093), and culture and recreation ($8,785). Unanticipated capital purchases were necessary in several departments, however these were covered by savings from operating accounts. 24 CITY OF SEBASTIAN, FLORIDA 0 Management's Discussion and Analysis The Discretionary Sales Tax revenue special revenue fund has a total fund balance $2,996,414, an increase from the $2,707,722 total fund balance of the prior year. Funds are intentionally being accumulated for projects that are planned in future years. The Riverfront Redevelopment Fund ended the year with $380,054 in fund balance, as a result of the transfers out for pending construction projects being less than budgeted. The Discretionary Sales Surtax Debt Service Fund has a total fund balance of $516,764, all of which is restricted for debt service. Proprietary Funds. The City's proprietary fund financial statements provide the same type of information found in the government -wide financial statements, but in more detail. The total net position of the golf course fund at the end of the fiscal year amounted to $162,357, while the unrestricted net position (deficit) amounted to ($237,309). Compared to the prior year in the same category, net position declined from the prior year and the unrestricted net position (deficit) decreased by $129,221 from the prior year. This is mainly because of a reduction in revenues from golf course fees. The total net position of the airport fund at the end of the fiscal year amounted to $9,221,272, while the unrestricted net position (deficit) amounted to ($742,311). Compared to the prior year in the same category, net position has decreased by $245,463 while the unrestricted net position (deficit) was reduced by $77,085. The reduction in the unrestricted net position (deficit) is mainly due to a reduction in amounts invested in capital assets resulting from depreciation expense. The total net position of the building fund at the end of the fiscal year amounted to $953,059. This is an increase of $171,368 from the prior year, which was primarily due to increases in operating revenue from building permit fees. Other factors concerning the finances of these three funds have already been addressed in the discussion of the City's business -type activities. Budgetary Highlights Over the course of the fiscal year, the City Council revised the City budget four times. These budget amendments fell into three categories. The first category includes amendments to allocate funds for grants, new projects or equipment replacements that were not originally budgeted. The second includes amendments to prior appropriations for activities where construction bids came in higher than originally estimated. The third includes adjustments to cover expenditure accounts that exceeded amounts that were originally estimated. The main components of the increase are as follows: $166,163 addition to funding for the Airport Drive East project to cover a higher construction cost than budgeted. $658,500 adjustment to allocate funding for the Presidential Streets project. $35,000 adjustment to reallocate funding for renovating the football field restrooms that was budgeted in the prior year but not completed. $30,875 adjustment between Public Works accounts to fund the costs of adding a Maintenance Worker II position. $11,000 adjustment to purchase computer software for the Police Department. 25 CITY OF SEBASTIAN, FLORIDA 0 Management's Discussion and Analysis $11,093 adjustment to replace weapons for the Police Department. $157,350 adjustment to establish accounts for the FIND Grant award for improvements to the Fish House. $30,881 adjustment to replace a backhoe and barricade trailer. $25,066 adjustment to use extra collections of electric utility taxes to fund an Environmental Specialist position. $11,961 adjustment to purchase a Video Retention Server for the Police Department. $50,126 adjustment to replace the golf course netting at the driving range. $25,000 adjustment to construct angled parking on Indian River Drive. $10,000 adjustment to initiate engineering services needed on several project that were expected to be funded in next year's budget. $28,056 adjustment to replace an excavator. $28,888 adjustment to appropriate additional funds necessary to cover a greater construction cost bid to repave Englar Drive. $6,138 adjustment to cover a greater construction cost bid for angled parking on Indian River Drive. $20,000 adjustment to establish accounts to do the shoreline restoration project. $4,343 adjustment to upgrade the computer authentication system at the Police Department $174,200 adjustment to various General Fund department expenditure accounts to cover unanticipated expenditures that created budget overages. During the fiscal year, total General Fund actual expenditures were less than final amended budgetary estimates and a positive overall variance on revenues and expenditures resulted in an increase to existing fund balances. Capital Asset and Debt Administration Capital Assets. At the end of fiscal year 2014 the City had $51,903,580 invested in a broad range of capital assets, including land, police and public works equipment, buildings, park facilities, roads, bridges, and stormwater drainage structures. This amount represents a net decrease (including additions and deductions) of $932,558, or 2.2%, over last year. The following table illustrates the changes in capital assets. Additional information regarding the City's capital assets can be found in Footnote 7 of the of the Notes to the Financial Statements section of the CAFR. 26 Capital Assets (Net of Depreciation) Governmental Activities Business -type Activities Total 2014 2013 2014 2013 2014 2013 Land $ 8,319,588 $ 8,319,588 $ 9,060 $ 9,060 $ 8,328,648 $ 8,328,648 Buildings 7,892,766 8,244,472 4,931,028 5,100,277 12,823,794 13,344,749 Improvements 3,403,336 3,608,344 858,289 977,725 4,261,625 4,586,069 Equipment 1,487,763 1,234,547 24,493 247,041 1,512,256 1,481,588 Infrastructure 20,065,904 20,417,972 4,566,559 4,479,903 24,632,463 24,897,875 Construction in progress 82,169 120,742 262,625 76,467 344,794 197,209 Total capital assets, net $41,251,526 $41,945,665 $ 10,652,054 $10,890,473 $51,903,580 $52,836,138 26 CITY OF SEBASTIAN, FLORIDA 0 Management's Discussion and Analysis Governmental activities had the following major changes during the fiscal year: A decrease in buildings mainly due to the amount of depreciation. A decrease in improvements mainly due to the amount of depreciation An increase in equipment mainly due to purchases of equipment needed for stormwater system maintenance. An decrease in infrastructure mainly due to stormwater improvements offset by depreciation. Business -type activities had the following major changes during the fiscal year: An increase in infrastructure due to improvements made at the airport. A decrease in other categories mainly due to the amount of depreciation. Long -Term Debt. At the end of the current fiscal year, the City had total debt outstanding of $9,588,970 Of this amount, 100% comprises debt backed by the full faith and credit of the government. More detailed information regarding these activities and funds can be found in Footnote 8 of the of the Notes to the Financial Statements section of the CAFR. General Obligation and Revenue Bonds Governmental Activities Business -type Activities Total 2014 2013 2014 2013 2014 2013 Revenue bonds $ - $ 7,815,000 $ - $ - $ - $ 7,815,000 Notes payable 7,608,000 2,099,000 284,704 42,972 7,892,704 2,141,972 7,608,000 9,914,000 284,704 42,972 7,892,704 9,956,972 Discount on bond payable - (7,084) - - - (7,084) Compensated absences 1,405,482 1,463,208 196,157 216,610 1,601,639 1,679,818 Termination benefits 3,427 14,880 - - 3,427 14,880 Pollution remediation 91,200 91,200 - - 91,200 91,200 Total $ 9,108,109 $11,476,204 $ 480,861 $ 259,582 $ 9,588,970 $11,735,786 The City's total debt decreased by $2,146,816 (22.4 %) during the current fiscal year. The net decrease was primarily attributable to annual principal payments and conversion of bonds to notes and paying down the principal during the advance refunding of the bonds that occurred during the year. The City's debt, primarily notes and a capital lease, are not rated by AAA rated insurance agencies. Other obligations of the City include accrued vacation pay and sick leave. Economic Factors and Next Year's Budget and Rates The City's elected and appointed officials considered many factors when setting the fiscal year 2015 budget, tax rates, and fees that will be charged for the business -type activities. One of those factors is the economy. Sebastian's local economy consists largely of retail and service industries. Less than one percent is devoted to industrial activities. Construction of new homes is the largest single business in the area. Some of the largest retail stores include Publix Supermarket and Wal-Mart Stores, Inc.(D The Indian River County unemployment rate in September 2015 was 6.5 percent and less than the higher levels of previous years, which is a positive sign and analogous to the economic pattern existing throughout the state and nation. 27 CITY OF SEBASTIAN, FLORIDA 0 Management's Discussion and Analysis The City experienced a 7.3% overall increase in property values for 2015. The same millage could have balanced total revenues to expenditures, but after much discussion the rate was increased to 3.8556. This enabled funds to be allocated for expenditures that will improve the Indian River Lagoon, resurface roadways and minimize the impact of proposed additional railroad traffic. The Golf Course reported less revenues from fees in 2014 due to a reduced amount of play. It was necessary to continue to make a temporary interfund loan from the General Fund to provide sufficient cash flow. It is expected that with a reasonably good level of revenues in the coming year, the loan can be repaid. General Fund also made a temporary interfund loan to the Airport in order to provide sufficient cash flow. It is expected that repayment will be made in the coming year. Sizable operating losses are primarily the result of depreciation on capital assets. With a large increase in building permit fees and only a small increase in operating expenses, the Building Enterprise Fund reported a positive change in net position. There are some signs of renewed activity in the local housing market which are encouraging. Requests for Information This financial report is designed to provide our citizens, taxpayers, customers, investors and creditors with a general overview of the City's finances and to show the City's accountability for the money it receives. If you have questions about this report or need additional information, contact the Administrative Services Department at City of Sebastian, 1225 Main Street, Sebastian, Florida 32958. 28 BASIC FINANCIAL STATEMENTS WA This page intentionally left blank. 30 CITY OF SEBASTIAN, FLORIDA Statement of Net Position September 30, 2014 Assets Cash and cash equivalents Temporarily restricted cash and cash equivalents Investments Permanently restricted investments Receivables, net Internal balances Prepaid items Inventories Net pension asset Deposits held in escrow Capital assets not being depreciated Capital assets being depreciated, net Total assets Liabilities Accounts payable and other current liabilities Accrued interest payable Unearned revenues Long-term liabilities: Due within one year Due in more than one year Net other postemployment benefits liability Total liabilities Net position Net investment in capital assets Restricted for: Debt service Perpetual care: Nonexpendable Special revenue uses: Infrastructure improvements Redevelopment expenses Stormwater expenses Law enforcement events Unrestricted (deficit) Total net position Primary Government Governmental Business -type Activities Activities Total $ 5,862,194 $ 652,428 $ 6,514,622 1,475,335 - 1,475,335 2,654,041 463,088 3,117,129 256,410 - 256,410 888,194 149,649 1,037,843 962,711 (962,711) - 112,248 14,660 126,908 57,584 34,335 91,919 138,355 - 138,355 6,446 1,602 8,048 8,401,757 271,685 8,673,442 32,849,769 10,380,369 43,230,138 53,665,044 11,005,105 64,670,149 769,287 109,625 878,912 45,495 669 46,164 65,389 76,451 141,840 1,657,507 72,258 1,729,765 7,450,602 408,603 7,859,205 20,211 811 21,022 10,008,491 668,417 10,676,908 33,643,526 10,367,350 44,010,876 645,568 645,568 837,659 837,659 3,153,082 3,153,082 380,054 380,054 44,915 44,915 54,349 54,349 4,897,400 (30,662) 4,866,738 $ 43,656,553 $ 10,336,688 $ 53,993,241 The accompanying notes are an integral part of these basic financial statements. 31 CITY OF SEBASTIAN, FLORIDA Statement of Activities For the Year Ended September 30, 2014 Functions / Programs Primary government Governmental activities: General government Public safety Physical environment Transportation Economic environment Cultural and recreation Interest and fiscal charges Total governmental activities Business -type activities: Golf course Airport Building Total business -type activities Total primary government Program Revenues Operating Capital Charges Grants and Grants and Expenses for Services Contributions Contributions Net (Expense) Revenue $ 2,923,398 $ 407,068 $ 6,659 $ $ (2,509,671) 4,908,374 76,132 169,878 (4,662,364) 2,310,539 1,073,015 - (1,237,524) 1,828,569 - 9,758 555,934 (1,262,877) 247,891 - - 15,501 (232,390) 1,229,369 67,371 168,350 (993,648) 235,071 - - (235,071) 13,683,211 1,623,586 186,295 739,785 (11,133,545) 1,406,770 1,277,660 - (129,110) 1,031,464 470,703 235,215 (325,546) 465,717 700,751 - 235,034 2,903,951 2,449,114 - 235,215 (219,622) $ 16,587,162 $ 4,072,700 $ 186,295 $ 975,000 $ (11,353,167) continued... 32 CITY OF SEBASTIAN, FLORIDA Statement of Activities For the Year Ended September 30, 2014 Changes in net position Net revenue (expense) General revenues: Property taxes, levied for general purposes Sales and use taxes Franchise fees State shared revenues not restricted to specific programs Interest earnings Miscellaneous Transfers Total general revenues and transfers Change in net position Net position, beginning of year Net position, end of year Primary Government Governmental Business -type Activities Activities Total $ (11,133,545) $ (219,622) $ (11,353,167) 3,248,113 3,248,113 5,320,051 5,320,051 1,190,233 1,190,233 2,208,700 - 2,208,700 43,293 1,484 44,777 338,901 - 338,901 (14,822) 14,822 - 12,334,469 16,306 12,350,775 1,200,924 (203,316) 997,608 42,455,629 10,540,004 52,995,633 $ 43,656,553 $ 10,336,688 $ 53,993,241 concluded The accompanying notes are an integral part of these basic financial statements. 33 CITY OF SEBASTIAN, FLORIDA Balance Sheet Governmental Funds September 30, 2014 Assets Cash and cash equivalents Investments Accounts receivable, net Due from other funds Due from other governments Deposits held in escrow Inventories Prepaid items Advance to other funds Total assets Liabilities Accounts payable and accrued liabilities $ 405,574 $ $ 2,252 $ Due to other funds - - Due to other governments 52,200 Advances from other funds 19,778 Unearned revenue 65,389 Total liabilities 542,941 2,252 Fund balances Discretionary Nonspendable 369,329 551,911 Sales Surtax Restricted Discretionary Riverfront Revenue Note General Sales Tax Redevelopment 2013 $ 3,507,810 $ 1,333,842 $ 282,522 $ 516,764 1,611,202 848,570 96,071 - 319,049 - 3,210 380,054 516,764 218,117 - - 382,306 $ 516,764 244,320 262,091 6,446 - 57,584 - 111,745 - 503 200,000 551,911 - - $ 6,276,273 $ 2,996,414 $ 382,306 $ 516,764 Liabilities Accounts payable and accrued liabilities $ 405,574 $ $ 2,252 $ Due to other funds - - Due to other governments 52,200 Advances from other funds 19,778 Unearned revenue 65,389 Total liabilities 542,941 2,252 Fund balances Nonspendable 369,329 551,911 503 - Restricted 7,969 2,444,503 379,551 516,764 Committed - - - - Assigned 7,129 Unassigned 5,348,905 - - - Total fund balances (deficit) 5,733,332 2,996,414 380,054 516,764 Total liabilities and fund balances $ 6,276,273 $ 2,996,414 $ 382,306 $ 516,764 The accompanying notes are an integral part of these basic financial statements. 34 Nonmajor Total Transportation Governmental Governmental Improvements Funds Funds $ 163,742 $ 1,532,849 $ 7,337,529 - 354,608 2,910,451 - 322,259 - 218,117 59,524 565,935 - 6,446 57,584 112,248 751,911 $ 163,742 $ 1,946,981 $ 12,282,480 $ 195,790 $ 93,693 $ 697,309 - 7,317 7,317 - 52,200 19,778 65,389 195,790 101,010 841,993 837,659 1,759,402 416,132 3,764,919 625,007 625,007 - 7,129 (32,048) (32,827) 5,284,030 (32,048) 1,845,971 11,440,487 $ 163,742 $ 1,946,981 $ 12,282,480 35 This page intentionally left blank. 36 CITY OF SEBASTIAN, FLORIDA Reconciliation Fund Balances for Governmental Funds to Net Position of Governmental Activities September 30, 2014 Fund balances - total governmental funds Amounts reported for governmental activities in the statement of net position are different because: Capital assets used in governmental activities are not financial resources, and therefore are not reported in the fund statement. Capital assets not being depreciated Capital assets being depreciated, net Some items are recorded as revenues and expenditures in the fund statements when paid or when received. These items are recorded on the government -wide statements when incurred in the case of expenditures and when revenues are earned. Net pension asset Certain liabilities, such as notes payable, are not due and payable in the current period, and therefore are not reported in the funds. Notes payable Compensated absences Termination benefits Net other post employment benefits liability Contamination liability Accrued interest on long-term debt Net position of governmental activities The accompanying notes are an integral part of these basic financial statements. 37 $ 11,440,487 8,401,757 32,849,769 138,355 (7,608,000) (1,405,482) (3,427) (20,211) (91,200) (45,495) $ 43,656,553 CITY OF SEBASTIAN, FLORIDA Statement of Revenues, Expenditures and Changes in Fund Balances Governmental Funds For the Year Ended September 30, 2014 Discretionary Total revenues 9,925,341 2,761,241 299,242 Sales Surtax Expenditures Discretionary Riverfront Revenue Note Current: General Sales Tax Redevelopment 2013 Revenues 2,573,224 - 2,381 - Taxes: 4,610,774 - Property $ 2,976,053 $ $ 272,060 $ Public utility 2,581,427 - Sales - 2,738,405 144,612 Motor fuel - - - - Franchise fees 1,190,233 Licenses and permits 138,564 1,870,000 Intergovernmental 2,363,937 143,841 Impact fees - - - Chargesforservices 375,126 - 146,993 2,013,841 Fines 52,240 - - - Investment earnings 12,132 22,836 1,682 1,575 Contributions and donations 21,159 - - - Otherrevenues 214,470 (2,472,549) 25,500 38,870 Total revenues 9,925,341 2,761,241 299,242 40,445 Expenditures Current: General government 2,573,224 - 2,381 - Public safety 4,610,774 - Physical environment 11063,392 Transportation 959,132 - Economic environment - 144,612 Culture and recreation 888,795 - - Debt service: Principal - 1,870,000 Interest and fiscal charges - 143,841 Capital outlay 196,900 - - Total expenditures 10,292,217 - 146,993 2,013,841 Revenues(under)over expenditures (366,876) 2,761,241 152,249 (1,973,396) Other financing sources (uses) Transfers in 630,750 - - 935,293 Transfers out - (2,472,549) (327,133) - Total other financing sources(uses) 630,750 (2,472,549) (327,133) 935,293 Net changes in fund balances 263,874 288,692 (174,884) (1,038,103) Fund balances, beginning of year 5,469,458 2,707,722 554,938 1,554,867 Fund balances (deficits), end of year $ 5,733,332 $ 2,996,414 $ 380,054 $ 516,764 The accompanying notes are an integral part of these basic financial statements. 38 Nonmajor Total Transportation Governmental Governmental Improvements Funds Funds $ $ $ 3,248,113 2,581,427 2,738,405 555,934 555,934 - 1,190,233 - 138,564 9,758 2,373,695 168,350 168,350 1,055,975 1,431,101 1,900 54,140 5,068 43,293 15,642 36,801 60,061 338,901 1,872,688 14,898,957 2,575,605 12,286 4,623,060 47,396 1,110,788 205,872 1,165,004 - 144,612 888,795 436,000 2,306,000 - 270,154 413,995 848,118 1,201,381 2,246,399 848,118 2,173,089 15,474,258 (848,118) (300,401) (575,301) 816,070 1,521,091 3,903,204 - (1,118,344) (3,918,026) 816,070 402,747 (14,822) (32,048) 102,346 (590,123) 1,743,625 12,030,610 $ (32,048) $ 1,845,971 $ 11,440,487 W CITY OF SEBASTIAN, FLORIDA Reconciliation Net Changes in Fund Balances of Governmental Funds to Change in Net Position of Governmental Activities For the Year Ended September 30, 2014 Net change in fund balances - total governmental funds Amounts reported for governmental activities in the statement of activities are different because: Governmental funds report capital outlays as expenditures. However, in the statement of activities, the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. Capital outlay Depreciation expense Loss on the sale of capital assets Bond proceeds provide current financial resources to governmental funds in the period issued, but issuing bonds increases long-term liabilities in the statement of net position. Repayment of bond principal is an expenditure in the governmental funds, but the repayment reduces long-term liabilities in the statement of net position. Principal payments on long-term liabilities Some expenses reported in the statement of activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds. Change in accrued interest payable on long-term debt Amortization of bond discounts Change in the accrual for compensated absences Change in the accrual for pension benefits Change in the accrual for other postemployment benefits Change in the accrual for termination benefits Change in net position of governmental activities The accompanying notes are an integral part of these basic financial statements. 40 $ (590,123) 2,245,311 (2,926,436) (13,014) 2,306,000 115,485 (7,084) 57,726 (2,481) 4,087 11.453 $ 1,200,924 CITY OF SEBASTIAN, FLORIDA Statement of Revenues, Expenditures and Changes in Fund Balances Budget and Actual - General Fund For the Year Ended September 30, 2014 Total revenues 9,429,396 9,706,996 9,925,341 218,345 Expenditures Actual Over Current: Original Final (Under) Final General government Budget Budget Actual Budget Revenues 4,404,137 4,599,191 4,610,774 11,583 Taxes: 1,176,660 1,109,485 1,063,392 (46,093) Property $ 2,928,240 $ 2,928,240 $ 2,976,053 $ 47,813 Public utility 2,507,000 2,604,066 2,581,427 (22,639) Franchise fees 1,143,000 1,143,000 1,190,233 47,233 Licenses and permits 149,050 149,050 138,564 (10,486) Intergovernmental 2,048,300 2,196,168 2,363,937 167,769 Charges for services 373,556 386,222 375,126 (11,096) Fines 65,400 65,400 52,240 (13,160) Investment earnings 35,500 35,500 12,132 (23,368) Contributions and donations 18,600 24,600 21,159 (3,441) Otherrevenues 160,750 174,750 214,470 39,720 Total revenues 9,429,396 9,706,996 9,925,341 218,345 Expenditures Current: General government 2,516,157 2,708,328 2,573,224 (135,104) Public safety 4,404,137 4,599,191 4,610,774 11,583 Physical environment 1,176,660 1,109,485 1,063,392 (46,093) Transportation 986,110 982,473 959,132 (23,341) Culture and recreation 897,580 897,580 888,795 (8,785) Capital outlay 79,500 268,301 196,900 (71,401) Total expenditures 10,060,144 10,565,358 10,292,217 (273,141) Revenues over(under)expenditures (630,748) (858,362) (366,876) 491,486 Other financing sources Transfers in 630,748 858,362 630,750 (227,612) Net changes in fund balances - - 263,874 263,874 Fund balances, beginning of year 5,469,458 5,469,458 5,469,458 - Fund balances, end of year $ 5,469,458 $ 5,469,458 $ 5,733,332 $ 263,874 The accompanying notes are an integral part of these basic financial statements. 41 CITY OF SEBASTIAN, FLORIDA Statement of Revenues, Expenditures and Changes in Fund Balance Budget and Actual - Discretionary Sales Tax Special Revenue Fund For the Year Ended September 30, 2014 Revenues Taxes: Sales Investment earnings Total revenues Other financing sources (uses) Transfers in Transfers out Total other financing uses Net changes in fund balance Fund balance, beginning of year Fund balance, end of year $ 2,707,722 $ 2,707,722 $ 2,996,414 $ 288,692 The accompanying notes are an integral part of these basic financial statements. 42 Actual Over Original Final (Under) Final Budget Budget Actual Budget $ 2,596,325 $ 2,596,325 $ 2,738,405 $ 142,080 27,658 27,658 22,836 (4,822) 2,623,983 2,623,983 2,761,241 137,258 - 975,559 - (975,559) (2,623,983) (3,599,542) (2,472,549) 1,126,993 (2,623,983) (2,623,983) (2,472,549) 151,434 - - 288,692 288,692 2,707,722 2,707,722 2,707,722 - $ 2,707,722 $ 2,707,722 $ 2,996,414 $ 288,692 The accompanying notes are an integral part of these basic financial statements. 42 CITY OF SEBASTIAN, FLORIDA Statement of Revenues, Expenditures and Changes in Fund Balance Budget and Actual - Riverfront Redevelopment Special Revenue Fund For the Year Ended September 30, 2014 Actual Over Original Final (Under) Final Budget Budget Actual Budget Revenues Taxes: Property $ 265,466 $ 265,466 $ 272,060 $ 6,594 Investment earnings 1,936 1,936 1,682 (254) Otherrevenues - - 25,500 25,500 Total revenues 267,402 267,402 299,242 31,840 Expenditures Current: General government 2,500 2,500 2,381 (119) Economic environment 284,995 284,995 144,612 (140,383) Capital outlay - - - Total expenditures 287,495 287,495 146,993 (140,502) Revenues over(under)expenditures (17,593) (17,593) 152,249 172,342 Other financing uses Transfers out (60,000) (381,960) (327,133) 54,827 Net changes in fund balance (77,593) (399,553) (174,884) 227,169 Fund balance, beginning of year 554,938 554,938 554,938 - Fund balance, end of year $ 477,345 $ 155,385 $ 380,054 $ 227,169 The accompanying notes are an integral part of these basic financial statements. 43 CITY OF SEBASTIAN, FLORIDA Statement of Revenues, Expenditures and Changes in Fund Balance Budget and Actual - Discretionary Sales Surtax Revenue Note 2013 Debt Service Fund For the Year Ended September 30, 2014 Revenues Miscellaneous revenue Investment earnings Total revenue Expenditures Debt service: Principal Interest and fiscal charges Total expenditures Revenues under expenditures Other financing sources Transfers in Net changes in fund balance Fund balance, beginning of year Fund balance, end of year Actual Over Original Final (Under) Final Budget Budget Actual Budget $ - $ - $ 38,870 $ 38,870 4,966 4,966 1,575 (3,391) 4,966 4,966 40,445 35,479 850,000 850,000 1,870,000 1,020,000 166,944 166,944 143,841 (23,103) 1,016,944 1,016,944 2,013,841 996,897 (1,011,978) (1,011,978) (1,973,396) (961,418) 1,012,493 1,012,493 935,293 (77,200) 515 515 (1,038,103) (1,038,618) 1,554,867 1,554,867 1,554,867 $ 1,555,382 $ 1,555,382 $ 516,764 $ (1,038,618) The accompanying notes are an integral part of these basic financial statements. 44 CITY OF SEBASTIAN, FLORIDA Statement of Revenues, Expenditures and Changes in Fund Balance Budget and Actual - Transportation Improvements Fund For the Year Ended September 30, 2014 Revenues Expenditures Current: Capital outlay Revenues under expenditures Other financing sources Transfers in Net changes in fund balance Fund balance, beginning of year Fund balance (deficit), end of year Original Final Budget Budget Actual Over (Under) Final Actual Budget 848,118 848,118 (848,118) (848,118) 816,070 816,070 (32,048) (32,048) $ $ $ (32,048) $ (32,048) The accompanying notes are an integral part of these basic financial statements. 45 CITY OF SEBASTIAN, FLORIDA Statement of Net Position Proprietary Funds September 30, 2014 Noncurrent assets: Business -type Activities - Enterprise Funds Golf Capital assets: Nonmajor - 105,841 196,148 Advance from other fund Course Airport Building Total Assets 9,060 Buildings 332,748 6,009,116 Current assets: 6,341,864 Improvements other than buildings 245,510 1,644,127 Cash and cash equivalents $ 1,250 $ 23,968 $ 711,265 $ 736,483 Investments 95,466 - 367,622 463,088 Accounts receivable 24,345 5,409 225 29,979 Due from other governments - 119,670 - 119,670 Inventory 2,389 31,946 - 34,335 Deposits held in escrow 493 616 493 1,602 Prepaid items 3,665 7,797 3,198 14,660 Total current assets 127,608 189,406 1,082,803 1,399,817 Noncurrent assets: Compensated absences, net of current portion Capital assets: 28,739 105,841 196,148 Advance from other fund - Land - 9,060 212,455 9,060 Buildings 332,748 6,009,116 129 6,341,864 Improvements other than buildings 245,510 1,644,127 - 1,889,637 Machinery and equipment 384,689 790,029 60,545 1,235,263 Infrastructure 1,100,951 6,589,776 - 7,690,727 Construction in process - 262,625 262,625 Less accumulated depreciation (1,379,528) (5,341,150) (56,444) (6,777,122) Total noncurrent assets 684,370 9,963,583 4,101 10,652,054 Total assets 811,978 10,152,989 1,086,904 12,051,871 Liabilities Current liabilities: Negative equity in pooled cash 84,055 - - 84,055 Accounts payable and accrued liabilities 17,479 66,599 13,301 97,379 Due to other funds 133,800 77,000 - 210,800 Due to other governments 5,758 1,925 5,232 12,915 Unearned revenues 62,002 5,414 9,035 76,451 Current portion of notes payable 72,249 - - 72,249 Accrued compensated absences 9 - - 9 Total current liabilities 375,352 150,938 27,568 553,858 Non-current liabilities: Compensated absences, net of current portion 61,568 28,739 105,841 196,148 Advance from other fund - 751,911 - 751,911 Notes payable 212,455 - - 212,455 Net other postemployment benefit obligation 246 129 436 811 Total non-current liabilities 274,269 780,779 106,277 1,161,325 Total liabilities 649,621 931,717 133,845 1,715,183 Net position Net investment in capital assets 399,666 9,963,583 4,101 10,367,350 Unrestricted (deficit) (237,309) (742,311) 948,958 (30,662) Total net position $ 162,357 $ 9,221,272 $ 953,059 $ 10,336,688 The accompanying notes are an integral part of these basic financial statements. 46 CITY OF SEBASTIAN, FLORIDA Statement of Revenues, Expenses and Changes in Fund Net Position Proprietary Funds For the Year Ended September 30, 2014 The accompanying notes are an integral part of these basic financial statements. 47 Business -type Activities - Enterprise Funds Golf Nonmajor - Course Airport Building Total Operating revenues Charges for fees and rents: Building permit fees $ $ $ 700,751 $ 700,751 Golf course fees 1,229,211 - 1,229,211 Rents 29,046 348,417 377,463 Otherrevenues 19,403 122,286 - 141,689 Total operating revenues 1,277,660 470,703 700,751 2,449,114 Operating expenses: Salaries, wages and employee benefits 303,472 81,491 377,564 762,527 Contractual services, materials and supplies 1,077,089 282,058 87,860 1,447,007 Depreciation 152,367 648,491 293 801,151 Total operating expenses 1,532,928 1,012,040 465,717 3,010,685 Operating income (loss) (255,268) (541,337) 235,034 (561,571) Nonoperating revenues (expenses) Investment (expense) income (111) 149 1,446 1,484 Interest expense (9,817) (19,424) - (29,241) Gain on disposal of capital assets 135,975 - 135,975 Total nonoperating revenues (expenses) 126,047 (19,275) 1,446 108,218 Income (loss) before capital contributions and transfers (129,221) (560,612) 236,480 (453,353) Capital contributions 235,215 - 235,215 Transfers in 79,934 79,934 Transfers out - (65,112) (65,112) Change in net position (129,221) (245,463) 171,368 (203,316) Net position, beginning of year 291,578 9,466,735 781,691 10,540,004 Net position, end of year $ 162,357 $ 9,221,272 $ 953,059 $ 10,336,688 The accompanying notes are an integral part of these basic financial statements. 47 CITY OF SEBASTIAN, FLORIDA Statement of Cash Flows Proprietary Funds For the Year Ended September 30, 2014 Cash flows from operating activities Cash received from customers and users Cash payments to suppliers Cash payments for employee services Net cash provided (used) by operating activities Cash flows from noncapital financing activities Interest paid on advance from other fund Cash payments to other funds Cash receipts from other funds Net cash provided (used) by noncapital financing activities Cash flows from capital and related financing activities Proceeds from issuance of long-term debt Repayment of long term debt Acquisition and construction of capital assets Proceeds from sale of assets Receipts from capital contributions Net cash provided (used) by capital and related financing activities Cash flows from investing activities Sale (purchase) of investments Interest received on investments Net cash provided by investing activities Net increase (decrease) in cash and cash equivalents Cash and cash equivalents, beginning of year Cash and cash equivalents, end of year Statement of net position Cash and cash equivalents Negative equity in pooled cash Total cash and cash equivalents Business -type Activities - Enterprise Funds Golf Nonmajor - Course Airport Building Total $ 1,258,149 $ 410,570 $ 701,806 $ 2,370,525 (1,061,902) (2372646) (83,197) (1,382,745) (302,792) (1102283) (370,069) (783,144) (106,545) 62,641 248,540 204,636 (9,817) (19,424) (29,241) (103,200) (8,550) (65,110) (176,860) 79,934 79,934 289,635 - 289,635 (113,017) 51,960 (65,110) (126,167) 299,050 299,050 (57,318) (57,318) (387,055) (326,543) (4,396) (717,994) 289,635 - 289,635 - 235,215 235,215 144,312 (91,328) (4,396) 48,588 (8,861) (111) - 543 149 1,446 (8,318) 1,484 (8,972) 149 1,989 (6,834) (84,222) 23,422 181,023 120,223 1,417 546 530,242 532,205 $ (82,805) $ 23,968 $ 711,265 $ 652,428 $ 1,250 $ 23,968 $ 711,265 $ 736,483 (84,055) - - (84,055) $ (82,805) $ 232968 $ 711,265 $ 652,428 continued... 48 CITY OF SEBASTIAN, FLORIDA Statement of Cash Flows Proprietary Funds For the Year Ended September 30, 2014 Cash flow from operating activities: Operating income (loss) Adjustments to reconcile operating income to net cash provided (used) by operating activities: Depreciation expense Changein: Accounts receivable Inventories Due from other governments Prepaid expenses Accounts payable Due to other governments Unearned revenues Accrued compensated absences Net other postemployment benefit obligation Total adjustments Net cash provided (used) by operating activities Business -type Activities - Enterprise Funds Golf Nonmajor - Course Airport Building Total $ (255,268) $ (541,337) $ 235,034 $ (561,571) 152,367 648,491 293 801,151 (24,071) (1,032) (225) (25,328) 9,733 (17,063) - (7,330) - (65,807) - (65,807) 214 - (687) (473) 5,240 61,475 5,350 72,065 151 1,342 872 2,365 4,409 5,364 408 10,181 730 (28,766) 7,583 (20,453) (50) (26) (88) (164) 148,723 603,978 13,506 766,207 $ (106,545) $ 62,641 $ 248,540 $ 204,636 concluded The accompanying notes are an integral part of these basic financial statements. �i CITY OF SEBASTIAN, FLORIDA Statement of Fiduciary Net Position Fiduciary Funds September 30, 2014 Assets Cash and cash equivalents Receivables: Additional City contributions Interest and dividends Total receivables Investments, at fair value: Local government surplus trust funds investment pools United States treasury obligations United States government agency notes Corporate and foreign bonds Municipal obligations Common equity securities Total investments Total assets Liabilities Refunds payable Net position Held in trust for pension benefits Pension Trust Agency Police Officers' Performance Pension Deposits $ 717,489 $ 11,930 19,778 25,244 45,022 - 220,000 358,876 - 302,711 2,442,973 155,126 7,231,043 - 10,490,729 220,000 11,253,240 $ 231,930 $ 11,253,240 The accompanying notes are an integral part of these basic financial statements. 50 $ 231,930 CITY OF SEBASTIAN, FLORIDA Statement of Changes in Fiduciary Net Position Fiduciary Fund - Pension Trust For the Year Ended September 30, 2014 Additions Contributions: Employer Plan members State Total contributions Investment earnings: Net increase in fair value of investments Interest and dividends Total investment earnings Investment expenses Net investment earnings Total additions Deductions Benefits Refunded contributions Administrative expenses Total deductions Change in net position Net position, beginning of year Net position, end of year Police Officers' Pension $ 401,103 160,494 147,868 709,465 802,148 228,692 1,030,840 (78,930) 951,910 1,661,375 452,630 262 27,815 480,707 1,180,668 10,072,572 $ 11,253,240 The accompanying notes are an integral part of these basic financial statements. 51 This page intentionally left blank. 52 NOTES TO FINANCIAL STATEMENTS 53 CITY OF SEBASTIAN, FLORIDA N Notes to Financial Statements 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Sebastian (the "City"), a Florida Municipal Corporation, was incorporated in 1924 under Sections 1826-1832 of the Revised Florida Statutes. The City has a population of 22,188 living in an area of approximately 14.6 square miles. The governing body is a five member elected City Council with a mayor elected from the five members. The City Council appoints the City Manager who is responsible for the administration of all City services. The financial statements of the City have been prepared in conformity with generally accepted accounting principles (GAAP) as applied to governmental units. The Governmental Accounting Standards Board (GASB) is the accepted standard setting body for establishing governmental accounting and financial reporting principles. The more significant of the City's accounting policies are described below. Reporting Entity As required by generally accepted accounting principles, these financial statements present the government and its component units, entities for which the City is financially accountable. Blended component units, although legally separate entities, are, in substance, part of the government's operations and as such, data from these units are combined with data of the primary government. Discretely presented component units, on the other hand, are reported in a separate column in the combined financial statements to emphasize that they are legally separate from the government. The City has no discretely presented component units. Blended Component Units Blended component units are a legally separate entity from the City but is so intertwined with the City that it is, in substance, the same as the City. Discretely presented component units are entities that are legally separate from the City but for which the City is financially accountable, or their relationship with the City is such that exclusion would cause the City's financial statements to be misleading or incomplete. The City has two component units are blended with the primary government for financial statement purposes because the component unit's governing body is substantially the same as the City Council and/or there is a financial benefit/burden relationship between the primary government and the component unit. Community Redevelopment Agency (CRA) - The governing body of the CRA is identical to the Sebastian City Council and there is a benefit/burden relationship to the City. The CRA is accounted for in a special revenue fund entitled "Riverfront Redevelopment." F.S. Section 163.387(8) requires an independent audit of the fund each fiscal year and a report of such audit. The City has presented the CRA as a major fund of the City to satisfy this requirement simply due to the scope of the audit for a major fund is broader than a non - major fund. City of Sebastian Police Officers' Pension Plan - The City Council only appoints two of the five members of the governing board, but it is financially responsible for funding the police officers' pension benefits. The City of Sebastian Police Officers' Pension Trust Fund only exists to provide pension benefits to City of Sebastian police officers. It is accounted for as a Pension Trust fund entitled "Police Officers' Pension". 54 CITY OF SEBASTIAN, FLORIDA N Notes to Financial Statements Government -wide and Fund Financial Statements The government -wide financial statements (i.e., the statement of net position and the statement of activities) report information on all of the nonfiduciary activities of the primary government and its component units. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business -type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include (1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and (2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate financial statements are provided for governmental funds, proprietary funds and fiduciary funds, even though the latter are excluded from the government -wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. Measurement Focus, Basis of Accounting, and Financial Statement Presentation The government -wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Agency funds are custodial in nature and do not present results of operations or have a measurement focus. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considers revenues to be available if they are collected within 60 days of the end of the current fiscal period, and expenditure -driven grants which must be collected within one year. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, intergovernmental revenue, licenses, and interest associated with the current fiscal period are all considered to be susceptible to accrual and as such have been recognized as revenues of the current fiscal period. All other revenue items are considered to be measurable and available only when cash is received by the government. 55 CITY OF SEBASTIAN, FLORIDA M Notes to Financial Statements The City reports the following major governmental funds: The General Fund is the government's primary operating fund. It accounts for all the financial resources of the general government, except those accounted for and reported in another fund. The Discretionary Sales Tax Fund accounts for the financial resources used for infrastructure improvements and equipment purchases. The Riverfront Redevelopment Fund accounts for tax increment revenues that are legally restricted for the redevelopment of the City's riverfront area. The Discretionary Sales Surtax Revenue Note 2013 Fund accounts for the accumulation of pledged funds that are legally restricted to pay the bonded debt obligations of the Discretionary Sales Surtax Revenue Notes. The Transportation Improvements Fund accounts for financial resources that are restricted, committed or assigned to expenditure for specific transportation -related expenditures or construction projects. The City reports the following major proprietary funds: The Golf Course Fund accounts for the activities of the municipal golf course. The Airport Fund accounts for the activities of the municipality's general aviation airport. The Building Fund accounts for the activities associated with the building permit and inspection program. Additionally, the City reports the following fund types: Special revenue funds are used to account for and report the proceeds of specific revenue sources that are restricted or committed to expenditure for specified purposes other than debt service or capital projects. Debt service funds are used to account for and report financial resources that are restricted, committed, or assigned to expenditure for principal and interest. Capital projects funds are used to account for and report financial resources that are restricted, committed, or assigned to expenditure for capital outlays, including the acquisition or construction of capital facilities and other capital assets. The permanent fund is used to record the activity and balance of the Cemetery Trust which provides funds for perpetual care of cemetery lots. The pension trust fund accounts for the activities of the Police Officer's Retirement System, which accumulates resources for pension benefit payments to qualified police officers. 56 CITY OF SEBASTIAN, FLORIDA M Notes to Financial Statements The performance deposits agency fund accounts for deposits placed by bidders and developers to guarantee performance pursuant to bid or contract. These funds are held by the City as agent for individuals and businesses. As a general rule, the effect of interfund activity has been eliminated from the government -wide financial statements. Exceptions to this general rule are payments in lieu of taxes and various other functions of the government. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. The General Fund provides certain central services to other funds of the City which are presented as program expenses in the funds receiving services. The related General Fund revenue has been netted against program expense in the government -wide statement of activities. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the enterprise funds are charges to customers for sales and services. Operating expenses for enterprise funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. Restricted net position represents resources that are subject to restrictions beyond the government's control. The restrictions may be externally imposed or imposed by law. When both restricted and unrestricted resources are available for use, it is the government's policy to use restricted resources first, then unrestricted resources as they are needed. Assets, Deferred Outflows of Resources, Liabilities, Deferred Inflows of Resources and Equity Deposits and Investments The City considers cash on hand and demand deposits, restricted cash deposits, and short-term investments with maturities of three months or less when purchased to be cash for the statement of cash flows. Cash in excess of current requirements is invested in various interest-bearing securities and disclosed as part of the City's investments. Investments consist of U.S. Treasury Securities, U.S. Government Agency Securities, common stock, guaranteed investment contracts and the Local Government Surplus Funds Trust Fund Investment pool. The Local Government Surplus Funds Trust Fund is administered by the Florida State Board of Administration, which is not a registrant with the Securities and Exchange Commission. However, the Board has adopted operating procedures consistent with the requirements for a 2a-7 fund or accounts. In accordance with the regulations of 2a-7 like pools, the City's share of investments held at the State Board of Administration are reported at amortized cost, which approximates fair value. This pool is regulated by the State and the fair value of the position in the pool is the same as the value of the pool share. Investment earnings are allocated to the participating funds at the end of each month based upon the ratio of each participant's investment to the total pooled investments. Other investments, including the Police Officers' Pension Fund, are reported at their fair value based on the quoted market price or the best available information. 57 CITY OF SEBASTIAN, FLORIDA M Notes to Financial Statements Internal Balances Transactions between funds that are representative of [ending/ borrowing arrangements outstanding at the end of the fiscal year are referred to as either "due to/from other funds" (i.e., the current portion of interfund loans) or "advances to/from other funds" (i.e., the non-current portion of interfund loans). All other outstanding balances between funds are reported as "due to/from other funds." Any residual balances outstanding between the governmental activities and business -type activities are reported in the government -wide financial statements as "internal balances." Advances between funds are offset by nonspendable fund balance in applicable governmental funds to indicate they are not available for appropriation and are not expendable available financial resources. Restricted Assets Certain amounts reported as cash and cash equivalents are classified as restricted assets. These include balances in the debt service funds that are set aside to meet bonded debt requirements, balances in the capital projects funds to be used for the payment of project costs and balances in the Cemetery Fund that are either not permitted to be spent or can only be spent for items incidental to cemetery expansions. The amount of the Cemetery Fund investments is also classified as restricted assets and reported as permanently restricted investments. Receivables and Payables All trade and property tax receivables are shown net of an allowance for uncollectibles, as applicable. Amounts due from other governments include amounts due from grantors for specific programs and capital projects. Program grants and capital grants for capital assets are recorded as receivables and revenues at the time reimbursable project costs are incurred. Revenues received in advance of project costs being incurred are deferred. Receivables consist of trade receivables, due from other governments and interest receivable and are recorded at the net realizable value. The City, as of September 30, 2014, has no allowance for doubtful accounts, since all receivables are considered collectible. Other Assets Inventories are valued at cost using the average cost method. Inventory in the General Fund consists of materials and supplies held for consumption. The cost is recorded as an expenditure/ expense at the time the individual inventory items are consumed. Inventory in the Golf Course Fund consists of supplies held for resale. Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both the government -wide and fund financial statements. Costs associated with the issuance or refunding of bonds payable are reported as assets the in proprietary funds and government -wide statements. These costs are amortized over the life of the related debt utilizing the straight-line method. 58 CITY OF SEBASTIAN, FLORIDA N Notes to Financial Statements Capital Assets Capital assets, which include land, buildings, improvements, equipment, and infrastructure assets (e.g., roads, bridges, sidewalks, and similar items) are reported in the applicable governmental or business -type activities columns in the government -wide financial statements. The City defines capital assets as assets with an initial, individual cost of more than $750 and an estimated useful life in excess of one year. Such assets are recorded at historical cost, if purchased, and at fair market value at date of gift, if donated. Major additions are capitalized while maintenance and repairs that do not improve or extend the life of the respective assets are expensed. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend asset lives are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business -type activities, if any, is included as part of the capitalized value of the asset constructed. Capital assets are depreciated using the straight-line method over the following estimated useful lives: Years Buildings and improvements 10-40 Public domain infrastructure 40-50 System infrastructure 15-30 Improvements other than building 10-40 Machinery, equipment and other 5-15 Airport runways 20 Deferred Outflows of Resources In addition to assets, the statement of financial position will sometimes report a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption of net position that applies to a future period(s) and so will not be recognized as an outflow of resources (expense/ expenditure) until then. The City reports deferred outflows of resources in the government -wide statement of net position for its loss on advance bond refundings, an amount representing the difference in the carrying value of refunded debt and its reacquisition price. This amount is deferred and amortized over the shorter of the life of the refunded or refunding debt. Compensated Absences It is the City's policy to permit employees to accumulate earned but unused vacation and sick leave benefits and these are accounted for using the termination payment method. All vacation and sick leave amounts are accrued in the government -wide and proprietary financial statements. A liability for these amounts is reported in governmental funds only if they have matured, for example, as a result of employee resignations and retirements. M CITY OF SEBASTIAN, FLORIDA M Notes to Financial Statements Unearned Revenue Governmental funds report unearned revenue in connection with resources that have been received, but not yet earned. Deferred Inflows of Resources In addition to liabilities, the statement of financial position will sometimes report a separate section for deferred inflows of resources. This separate financial statement element, represents an acquisition of net position that applies to a future period(s) and so will not be recognized as an inflow of resources (revenue) until that time. The governmental funds report unavailable revenues, which arises only under a modified accrual basis of accounting, from three sources: delinquent personal property taxes, special assessment receivable and housing rehabilitation loans receivable. These amounts are deferred and recognized as an inflow of resources in the period that the amounts become available. Long-term Obligations In the government -wide financial statements and proprietary fund types in the fund financial statements, long term debt and other long term obligations are reported as liabilities in the applicable governmental activities, business type activities, or proprietary fund type statement of net position. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. Fund Equity Governmental funds report nonspendable fund balance for amounts that cannot be spent because they are either (a) not in spendable form or (b) legally or contractually required to be maintained intact. Restricted fund balance is reported when externally imposed constraints are placed on the use of resources by grantors, contributors, or laws or regulations of other governments. Committed fund balance is reported for amounts that can only be used for specific purposes pursuant to constraints imposed by formal action of the City Council (the government's highest level of decision-making authority). A formal resolution of the City Council is required to establish, modify, or rescind a fund balance commitment. The City reports assigned fund balance for amounts that are constrained by the government's intent to be used for specific purposes, but are neither restricted nor committed. Unassigned fund balance is the residual classification for the General Fund. When the government incurs an expenditure for purposes for which various fund balance classifications can be used, it is the government's policy to use restricted fund balance first, then committed fund balance, assigned fund balance, and finally unassigned fund balance. .11 CITY OF SEBASTIAN, FLORIDA N Notes to Financial Statements Use of Estimates The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the amounts reported in the financial statements and accompanying notes. Actual results may differ from those estimates. 2. BUDGETARY INFORMATION Budgets are prepared annually on a modified accrual basis with encumbrance accounting for all governmental funds except the capital project funds, which are approved on a "life of the project basis", and the permanent fund, which is not budgeted. All annual appropriations lapse at year end. On or before the third Friday in May of each year, all agencies of the government submit requests for appropriations to the government's City Manager so that a budget may be prepared. Before July 31, the proposed budget is presented to the government's council for review. The council holds budget workshops and public hearings and a final budget must be prepared and adopted no later than September 30. Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of monies are recorded in order to reserve that portion of the applicable appropriation, is employed as an extension of formal budgetary integration in the General, Special Revenue, Debt Service, and Capital Projects funds. Encumbrances outstanding at year end are carried forward and reappropriated to the next year's budget. Actual results of operations presented in accordance with U.S. generally accepted accounting principles (GAAP basis) and the City's accounting policies do not recognize encumbrances as expenditures until the period in which the actual goods or services are received and a liability is incurred. It is necessary to include budgetary encumbrances to reflect actual revenues and expenditures on a basis consistent with the City's legally adopted budget. 3. DEPOSITS AND INVESTMENTS Following is a reconciliation of deposit and investment balances as of September 30, 2014: Statement of Net Position Cash and cash equivalents $ 6,514,622 Temporarily restricted cash and cash equivalents 1,475,335 Investments 3,117,129 Permanently restricted investments 256,410 Statement of Fiduciary Net Position Police Officers' Pension: Cash and cash equivalents 717,489 Investments 10, 490, 729 Agency funds: Cash and cash equivalents 11,930 Investments 220,000 Total $ 22,803,644 61 CITY OF SEBASTIAN, FLORIDA N Notes to Financial Statements Deposits and investments Bank deposits: Checking and savings accounts $ 8,716,946 Investments: Investments, at fair value 3,593,539 Police officers' pension fund investments 10,490,729 Cash on hand 2,430 Total $ 22,803,644 Custodial Credit Risk - Deposits. Custodial credit risk is the risk that, in the event of a bank failure, the City's deposits might not be returned. At September 30, 2014, the carrying amount of the City of Sebastian's deposits with banks was $7,999,457 and the bank balance was $8,102,154. All the deposits were covered by the FDIC or collateralized in accordance with the "Florida Security for Public Deposits Act". Under the Act, every qualified public depository shall deposit with the Treasurer eligible collateral having a market value equal to 50% of the average daily balance for each month that all public deposits are in excess of any applicable deposit insurance. If the public deposits exceed the total amount of the regulatory capital accounts of a bank or the regulatory net worth of a savings association, the required collateral shall have a market value equal to 125% of the deposits. Custodial Credit Risk - Investments. On April 23, 2003, Sebastian City Council formally adopted an investment policy pursuant to Section 218.415, Florida Statutes that established permitted investments, asset allocation limits and issuer limits, credit ratings requirements and maturity limits for all investments except the Pension Trust Funds. The City maintains a common cash and investment pool for the use of all funds, except the Pension Trust Funds, which are held with third party trustees and are governed by rules established by Florida Statute Chapter 185. Investment holdings during the year included United States Government Agencies which were reported at fair value in accordance with GASB Statement No.31 "Accounting and Financial Reporting for Certain Investments and for External Investment Pools". These investments were held in trust by the City's bank depository in the City's name or by the Custodian of the Pension Trust Funds. Section 218.415, Florida Statutes, limits the types of investments that the City can invest in unless specially authorized in the City's investment policy. The City's formal investment policy, for all investments except the Pension Trust Fund, allows for the following investments: Florida Local Government Surplus Funds Trust Fund, United States Government Securities, United States Government Agencies, Federal Instrumentalities, Interest Bearing Time Deposit or Saving Accounts, Repurchase Agreements, Commercial Paper, High Grade Corporate Notes, Bankers' Acceptances, State and/or Local Government Taxable and/or Tax -Exempt Debt, Registered Investment Companies (Money Market Mutual Funds), and Intergovernmental Investment Pool. Florida Statutes Chapter 185 regulates the types of investment that may be held by the Police Pension Trust Fund. The investment guidelines have been augmented by City ordinance that have adopted specific investment policies. Compliance with the policies and guidelines has been evaluated by the pension board. 62 CITY OF SEBASTIAN, FLORIDA N Notes to Financial Statements As of September 30, 2014, the City had the following investments and effective duration presented in terms of years: Investment Maturity (Years) Investment Type Fair Value Less Than 1 From 1-3 From 4-6 Over 7 General investments Local government surplus funds trust fund ("SBA") $ 3,593,539 $ 3,593,539 $ $ $ Police officers' pension fund investments United States treasuries $ 358,876 $ 50,019 $ 239,474 $ 59,385 $ 9,998 United States agencies 302,711 - - 60,994 241,717 Municipal obligations 155,126 - - 55,186 99,940 Domestic corporate bonds 2,442,973 40,098 576,804 538,060 1,288,011 Domestic corporate equities equities 7,231,043 7,231,043 - - - $ 10,490,729 $ 7,321,160 $ 816,278 $ 713,625 $ 1,639,666 Interest Rate Risk. The City's investment policy limits interest rate risk by attempting to match investment maturities with known cash needs and anticipated cash flow requirements. Investment maturities shall not exceed thirty-six (36) months. Investments of construction funds shall have a term appropriate to the need for funds and in accordance with debt covenants. Credit Risk. The City investment policy that covers all investments, except the Pension Trust Fund, permits for investments in the following investments, which are limited to credit quality ratings from nationally recognized agencies as follows: Mutual funds shall be rated "m" or "AAm-G" or better by Standard Et Poor's, or the equivalent by another rating agency. State and/or local government taxable and/or tax-exempt debt, general obligation and/or revenue bonds, rated at least "Aa" by Moody's and "AA" by Standard Et Poor's for long-term debt, or rated at least "MIG -2" by Moody's and 'SP -2" by Standard Et Poor's for short-term debt. Bankers' acceptances issued by a domestic bank or a federally chartered domestic office of a foreign bank, which are eligible for purchase by the Federal Reserve System, at the time of purchase, the short-term paper is rated, at a minimum, "P -I" by Moody's Investors Services and "A -I" Standard Et Poor's. Commercial paper of any United States company that is rated, at the time of purchase, "Prime -1" by Moody's and "Ad" by Standard Et Poor's (prime commercial paper). Corporate notes issued by corporations organized and operating within the United States or by depository institutions licensed by the United States that have a long-term debt rating, at the time of purchase, at a minimum "Aa" by Moody's and a minimum long term debt rating of "A A" by Standard Et Poor's. As of September 30, 2014, the City's investment securities, for all investments except the Pension Trust Fund, were all individually rated AAAm by Standard Et Poor's. As of September 30, 2014, the City had $3,593,539 invested in the State Board of Administration's Local Government Surplus Trust Funds Investment Pool, which consist of accounts in Pool A. Pool A had a rating by Standard and Poor's Rating Services as "AAAm" on September 30, 2014 and amounts may be withdrawn without penalty. 63 CITY OF SEBASTIAN, FLORIDA N Notes to Financial Statements Investment in the City's pension trust funds are limited by State Statutes Chapter 185 and by an investment policy adopted by the fund's Board of Trustees on June 24, 2005. The allowable investment instruments include: United States government and agency issues, bankers acceptances and certificates of deposit by United States banks, savings accounts with banks or other financial institutions incorporated in the United States and commercial paper rated A-2 or P-2 or higher by Moody's or Standard and Poors. In addition, common stocks of corporations listed on a recognized national stock exchange, plus issues convertible into common stock are also allowed. No more than ten percent (10%) of the cost value of total assets may be invested in foreign securities. Custodial Credit Risk. The City's investment policy pursuant to Section 218.415(18), Florida Statutes requires securities, with the exception of certificates of deposits, shall be held with a third party custodian; and all securities purchased by, and all collateral obtained by the City should be properly designated as an asset of the City. The securities must be held in an account separate and apart from the assets of the financial institution. A third party custodian is defined as any bank depository chartered by the Federal Government, the State of Florida, or any other state or territory of the United States which has a branch or principal place of business in the State of Florida as defined in Section 658.12, Florida Statutes, or by a national association organized and existing under the laws of the United States, which is authorized to accept and execute trusts and which is doing business in the State of Florida. Certificates of deposits maintained by book -entry at the issuing bank shall clearly identify the City as the owner. Concentration of Credit Risk. The City's investment policy has established asset allocation and issuer limits on the following investments, which are designed to reduce concentration of credit risk of the City's investment portfolio. A maximum of 100% of available funds may be invested in the SBA and in the United States Government Securities, 50% of available funds may be invested in United States Government agencies with a 25% limit on individual issuers, 80% of available funds may be invested in Federal Instrumentalities with a 40% limit on individual issuers, 25% of available funds may be invested in non-negotiable interest bearing time certificates of deposits with a 15% limits on individual issuers, 50% of available funds may be invested in repurchase agreements excluding one (1) business day agreements and overnight sweep agreements with a 25% limit on anyone institution, 25% of available funds may be directly invested in prime commercial paper with a 10% limit on individual issuers, 15% of available funds may be directly invested in corporate notes with a 5% limit on individual issuers, 25% of available funds may be directly invested in Bankers' Acceptances with a 10% limit on individual issuers, 20% of available funds may be invested in taxable and tax-exempt debts, 50% of available funds may be invested in money market mutual fund with a 25% limit on individual issuers, 10% of available funds may be invested in intergovernmental investment pools. The City's pension trust funds investment policy adopted by the fund's Board of Trustees has established asset allocation and issuer limits on the following investments, which are designed to focus on performance. A maximum of 100% of available funds may be invested in fixed income securities and a maximum of 60% of available funds may be invested in equity securities. 64 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements As of September 30, 2014, the City had the following issuer concentration based on fair value: Issuer Local government surplus funds trust fund ("SBA") United States treasuries United States agencies Municipal obligations Domestic corporate bonds Domestic corporate equities Total 4. RECEIVABLES General Investments Percentage of Amount Portfolio Pension Investments Percentage of Amount491 Portfolio $ 3,593,539 100.00% $ - 0.00% - 0.00% 358,876 3.42% 0.00% 302,711 2.89% 0.00% 155,126 1.48% 0.00% 2,442,973 23.29% - 0.00% 7,231,043 68.93% $ 3,593,539 100.00% $ 10,490,729 100.00% Receivables are comprised of the following at year-end: Accounts receivable Due from other governments 5. ACCOUNTS PAYABLE AND ACCRUED LIABILITIES Governmental Business -type Activities Activities $ 322,259 $ 29,979 565,935 119,670 $ 888,194 $ 149,649 Accounts payable and accrued liabilities are comprised of the following at year-end: Accounts payable Accrued liabilities Due to other governments Advance from other funds 65 Governmental Business -type Activities Activities $ 438,454 $ 73,511 258,855 23,199 52,200 12,915 19,778 - $ 769,287 $ 109,625 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements 6. INTERFUND RECEIVABLES AND PAYABLES AND TRANSFERS The composition of interfund balances as of September 30, 2014, was as follows: Due to and from primary government funds General Fund Law Enforcement Forfeiture Golf Course Airport Advances to and from primary government funds Due from Due to Other Other Funds Funds $ 218,117 $ - - 7,317 133,800 - 77,000 $ 218,117 $ 218,117 Advance from Advance to Other Funds Other Funds General Fund $ $ 200,000 Discretionary Sales Tax 551,911 Airport 751,911 - $ 751,911 $ 751,911 These balances resulted from the time lag between the dates that (1) interfund goods and services are provided or reimbursable expenditures occur, (2) transactions are recorded in the accounting system, and (3) payments between funds are made. The balance of $551,911 advanced to the airport fund from the discretionary sales tax fund is to be repaid over a thirty year period in accordance with Resolution No. R-08-20 for the initial $285,000 advance and with Resolution No. R-10-22 authorizing an additional $290,000 advance. In relationship to these advances, $23,089 has been repaid as of September 30, 2014. The balance of $200,000 advanced to the airport from general fund represents a cash loan made in 2007 without any specified terms for repayment. For the year ended September 30, 2014, interfund transfers consisted of the following: Transfers out Riverfront Nonmajor Discretionary Redevelopment Governmental Transfers In Sales Tax Fund Fund Funds Building Fund Totals General Fund $ - $ 60,000 $ 505,638 $ 65,112 $ 630,750 DST Surtax Revenue Note 935,293 - - - 935,293 Transportation Improvements Func 535,558 280,283 229 816,070 Nonmajor governmental funds 939,470 (13,150) 594,771 1,521,091 Airport Fund 62,228 17,706 79,934 $ 2,472,549 $ 327,133 $ 1,118,344 $ 65,112 $ 3,983,138 66 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Transfers are used to: (1) move revenues from the fund that is required to collect them to the fund that is required or allowed to expend them and (2) move receipts restricted to or allowed for debt service from the funds collecting the receipts to the debt service fund as required by debt covenants. 7. CAPITAL ASSETS Capital asset activity for the primary government for the year ended September 30, 2014, was as follows: Beginning Ending Balance Additions Disposals Transfers Balance Governmental activities Capital assets, not being depreciated: Land $ Construction in progress Capital assets, being depreciated: Buildings Non -building improvements Machinery and equipment Infrastructure Less accumulated depreciation for: Buildings Non -building improvements Machinery and equipment Infrastructure Total capital assets being depreciated, net Governmental activities capital assets, net 8,319,588 $ - $ $ $ 8,319,588 120,742 79,347 (117,920) 82,169 8,440,330 79,347 (117,920) 8,401,757 12,488,546 57,112 - 12,545,658 6,630,200 101,402 (747) 6,730,855 8,023,943 744,278 (856,265) - 7,911,956 36,475,602 1,263,172 117,920 37,856,694 63,618,291 2,165,964 (857,012) 117,920 65,045,163 (4,244,074) (408,818) - (4,652,892) (3,021,856) (306,410) 747 (3,327,519) (6,789,396) (478,048) 843,251 (6,424,193) (16,057,630) (1,733,160) - (17,790,790) (30,112,956) (2,926,436) 843,998 - (32,195,394) 33,505,335 (760,472) (13,014) 117,920 32,849,769 $ 41,945,665 $ (681,125) $ (13,014) $ 67 - $ 41,251,526 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements At September 30, 2014, the City's governmental activities had outstanding commitments for construction contracts of approximately $8,875. Beginning Ending Balance Additions Disposals Transfers Balance Business -type activities Capital assets, not being depreciated: Land $ Construction in progress Capital assets, being depreciated: Buildings Non -building improvements Machinery and equipment Infrastructure Less accumulated depreciation for: Buildings Non -building improvements Machinery and equipment Infrastructure Total capital assets being depreciated, net Business -type activities capital assets, net 9,060 $ - $ $ $ 9,060 75,467 187,158 262,625 84,527 187,158 271,685 6,340,344 - 6,340,344 1,908,161 1,520 (68,650) 1,841,031 1,084,177 50,125 (327,502) 806,800 7,690,727 478,589 8,169,316 17,023,409 530,234 (396,152) 17,157,491 (1,240,063) (169,253) - (1,409,316) (930,437) (75,036) 22,731 (982,742) (837,137) (164,931) 219,761 (782,307) (3,210,826) (391,931) - (3,602,757) (6,218,463) (801,151) 242,492 (6,777,122) 10,804,946 (270,917) (153,660) 10,380,369 $ 10,889,473 $ (83,759) $ (153,660) $ . $ 10,652,054 Depreciation expense was charged to functions/ programs of the primary government as follows: Depreciation of governmental activities by function General government $ 223,881 Public safety 326,619 Transportation 741,051 Physical environment 1,136,461 Economic environment 103,279 Cultural and recreation 395,145 Total governmental activities $ 2,926,436 Depreciation of business -type activities by function Golf course $ 152,367 Airport 648,491 Building 293 Total business -type activities $ 801,151 CITY OF SEBASTIAN, FLORIDA N Notes to Financial Statements 8. LONG-TERM DEBT Revenue notes are secured by and payable from the revenues of the respective funds that issued them. The City entered into a nine (9) year loan agreement in 2012 with a local bank for $2,296,000 to provide financing to repave certain roads in the City and payoff an outstanding loan. The City pledged Local Option Gas Tax revenues to repay the note payable. The funds are accumulated in the Local Option Gas Tax Special Revenue fund for repayment of principal and interest. The City issued a four (4) year, $2,893,000 Infrastructure Sales Surtax Refunding Revenue Note, Series 2013 in December 2013. The City has pledged Infrastructure Sales Surtax revenues for repayment of principal and interest. These proceeds and other Infrastructure Sales Surtax revenues were used to totally refund or advance refund all of the outstanding Infrastructure Sales Surtax Bonds prior to September 30, 2014. The City issued a nine (9) year, $3,096,000 Stormwater Utility Refunding Revenue Note, Series 2013 in December 2013. The City has pledged Stormwater Fee Revenues for repayment of principal and interest. These proceeds and other Stormwater Fee revenues were used to totally advance refund all of the outstanding Stormwater Utility Revenue Bonds prior to September 30, 2014. The City entered into a four (4) year loan agreement in 2013 with a local bank for $299,050 to provide financing to purchase equipment for the Golf Course. Repayment of principal and interest will be made from Golf Course revenues. The following is a summary of governmental activities long-term debt transactions for the year ended September 30, 2014: Beginning Ending Due Within Balance Additions Deductions Balance One Year Governmental activities Bonds payable $ 7,815,000 $ - $ (7,815,000) $ - $ - Notes payable 2,099,000 5,989,000 (480,000) 7,608,000 1,567,000 9,914,000 5,989,000 (8,295,000) 7,608,000 1,567,000 Discount on bonds payable Compensated absences Termination benefits Pollution remediation Totals governmental activities (7,084) 7,084 1,463,208 418,393 14,880 - 91,200 (476,119) 1,405,482 (11,453) 3,427 91,200 87,080 3,427 $ 11,476,204 $ 6,414,477 $ (8,782,572) $ 9,108,109 $ 1,657,507 RVA CITY OF SEBASTIAN, FLORIDA M Notes to Financial Statements Notes payable Florida Gas Tax Revenue Note, due in annual installments of $97,000 to $121,000 plus interest at 1.94% through 2023. $ 1,896,000 2013 Infrastructure Sales Surtax Refunding Revenue Note, Series 2013, due in annual installments of $353,000 to $508,000 plus interest at 0.86% through 2017. 2,730,000 2013 Stormwater Utility Refunding Revenue Note, Series 2013, due in annual installments of $352,000 to $395,000 plus interest at 1.73% through 2022. 2,982,000 $ 7,608,000 The following is a summary of business -type activities long-term debt transactions for the year ended September 30, 2014: $ 1,567,000 $ 108,679 $ 72,249 $ 9,170 2016 Beginning 89,872 49,950 EndingDue Within 2017 Balance Additions Deductions 13112 - One Year Business -type activities 590,000 56,523 110,549 341 Notes payable $ 42,972 $ 299,050 $ (57,318) $ 284,704 $ 72,249 Compensated absences 216,610 22,366 (42,819) 196,157 9 Totals business -type activities $ 259,582 $ 321,416 $ (100,137) $ 480,861 $ 72,258 Annual debt service requirements to maturity for long-term debt are as follows: Governmental Activities Business -type Activities Year Ended September 30, Principal Interest Principal Interest 2015 $ 1,567,000 $ 108,679 $ 72,249 $ 9,170 2016 1,582,000 89,872 49,950 7,126 2017 1,284,000 71,547 51,956 5,120 2018 590,000 56,523 110,549 341 2019 601,000 45,836 - - 2020-2024 1,984,000 72,617 $ 7,608,000 $ 445,074 $ 284,704 $ 21,757 For the governmental activities, compensated absences, the unfunded OPEB obligation and termination benefits are generally liquidated by the General Fund. For business -type activities, compensated absences and unfunded OPEB obligations are allocated to and liquidated by the golf course, airport or building funds. 70 CITY OF SEBASTIAN, FLORIDA N Notes to Financial Statements A pollution remediation obligation was recorded for a Florida Department of Environmental (FDEP) Order dated March 10, 1997. This was related to an incident of petroleum contamination at the Public Works Department on April 22, 1991. The City was named as the party responsible for the cleanup but FDEP determined the discharge is eligible under the Petroleum Cleanup Participation Program and will not compel site rehabilitation prior to funding becoming available from that program. The program has a funding cap of $400,000, with a 25% required cost share percentage. The City must also pay for a limited contamination assessment report sufficient to determine the extent of the contamination and cleanup. Based on the information available, the City estimated its expenditure to be $91,200 dependent on the extent of work that is eventually required and recorded a long-term liability of $91,200. 9. LEASES Operating Leases - Lessee The City is obligated under certain leases for land and golf carts accounted for as operating leases. Operating leases do not give rise to property rights or lease obligations. Total costs for such leases were $115,500 for the fiscal year ended September 30, 2014. These include the Airport Fund's lease obligation for the property used as the City's golf course, and the final year of a lease on the golf carts. The following is a schedule by years for future minimum rental payments required under operating leases in the business - type activities that have initial or remaining noncancelable lease terms in excess of one year at September 30, 2014: Year Ended September 30, Airport 2015 $ 115,000 2016 115,000 Total $ 230,000 71 CITY OF SEBASTIAN, FLORIDA M Notes to Financial Statements Operating Leases - Lessor The City is the lessor in two communication tower leases with terms of up to fifty-five years. The towers have a cost of $39,285 and have been fully depreciated. Following is a schedule by year of minimum future rental income on noncancelable operating leases: Year Ended Governmental September 30, Activities 2015 $ 256,511 2016 132,058 2017 137,742 2018 133,013 2019-2023 615,431 2024-2028 440,228 2029-2033 515,957 2034-2038 636,155 2039-2043 789,562 2044-2048 985,352 2049-2053 1,235,235 2054-2055 578,936 Total $ 6,456,180 The Airport Fund is the lessor of various properties (land with a cost basis of $9,060) with lease terms varying from twenty to thirty years. These include the lease to the Golf Course Fund requiring annual payments of $115,000 through 2015. Following is a schedule by year of minimum future rental income on noncancelable operating leases: Future minimum rental commitments are as follows: Year Ended Business -type September 30, Activities 2015 $ 241,821 2016 237,661 2017 237,662 2018 238,242 2019-2023 1,087,480 2024-2028 732,899 2029-2033 528,384 2034-2038 41,002 Total $ 3,345,151 72 CITY OF SEBASTIAN, FLORIDA N Notes to Financial Statements 10. PROPERTY TAXES The City is permitted by State law to levy taxes up to 10 mills on assessed valuation. The millage rate levied by the City for the fiscal year ended September 30, 2014, was 3.7166 mills. Total tax collections were approximately 96.8% of the total tax levy. The tax levy of the City is established by City Council. Under Florida law, the assessment of all properties and the collection of municipal taxes are provided by offices of the County's Property Appraiser and Tax Collector. Ad Valorem taxes are levied on property values as of January 1. The fiscal year for which taxes are levied begins October 1. Taxes are due November I and become delinquent on April 1. All taxes unpaid as of May 30 are subject to a tax certificate sale. Property tax revenues are recognized in the fiscal year for which they are levied and also become due and payable. 11. CONTINGENT LIABILITIES Various suits and claims are currently pending against the City. It is impossible for the City to accurately quantify the exposure involved given the jury's latitude in assessing compensatory and punitive damages, and the court's latitude in awarding attorney's fees. The City intends to vigorously defend against these lawsuits and believes it has a good chance of prevailing on their merits. The City is contingently liable with respect to lawsuits and other claims incidental to the ordinary course of its operations. In the opinion of management and based on the advice of legal counsel, the ultimate disposition of lawsuits will not have a material adverse effect on the financial position of the City. Amounts received or receivable from grantor agencies are subject to audit and adjustment by grantor agencies, principally the federal and state governments. Any disallowed claims, including amounts already collected, may constitute a liability to the applicable funds. The amount, if any, of expenditures that may be disallowed by the grantor cannot be determined at this time, although the City expects such amounts, if any, to be immaterial. 12. RISK MANAGEMENT The City is exposed to various risks of loss related to torts; theft of or damage to and destruction of assets; errors and omissions; and natural disasters. The City purchases commercial insurance with various deductibles for different types of losses. The cost of this insurance is accounted for in the General Fund, Golf Course Fund, Airport Fund, and Building Fund. Settled claims have not exceeded this commercial coverage in the past three fiscal years. 73 CITY OF SEBASTIAN, FLORIDA N Notes to Financial Statements 13. BENEFIT PLANS Police Officer's Pension Plan Defined Benefit Pension Plan Plan Description. The Police Officers' Pension Plan is a Florida Statute Chapter 185 single -employer defined benefit plan. Only City police officers participate in the Police Pension Plan. The state provides a contribution to the Police Pension Plan through a distribution of funds collected from insurance premium taxes. The Pension plan data provided in these Financial Statements are from the actuarial valuation as of October 1, 2014 to determine the required contribution for the fiscal year ending September 30, 2014. Although the Police Officers' Pension Plan provides separate reporting, which may be obtained in the Finance department, it is also a component unit (reporting as a Pension Trust Fund) of the City's financial reporting entity. Plan Membership As of September 30, 2014, employee membership data was as follows: Retirees and beneficiaries currently receiving benefits 8 Beneficiaries 1 Disability retirees 2 Terminated employees not currently receiving benefits 6 Fully, partially, and non -vested active plan participants 35 52 Benefit Provisions and Contribution Requirements. The Police Officers' Pension Plan provides retirement and disability benefits to plan members and beneficiaries. This Plan is administered by a separate local Board of Trustees. Chapter 185, Florida Statutes, as amended governs all benefit provisions of the Plan. Contribution requirements, in accordance with Chapter 185, Florida Statutes, are established by City ordinance, as provided in Chapter 58, Article III of the Sebastian City Code. The City Council has the authority to amend funding requirements. Funding Policy. The employer, employee, and State contribution requirements are applicable to the Plan and actuarially determined on a frequency of at least every 3 years in accordance with Florida State Statute. Administration costs of the pension plan are financed by the Plan. For the 2013-2014 fiscal year, the employee contribution rate, expressed as a percentage of compensation, was 7.4% and the employer contribution rate was 20.2%. The employer contribution amounted to $401,103. The State contribution was $147,868, which represents state shared revenue that is levied on property and casualty insurance premiums and collected by the State. Contributions by the State that are in excess of the amount allowed under Florida Statute are not included in the development of the net pension asset, but are considered part of an excess state monies reserve, to be used for extra benefits. The total excess state monies reserve included in the pension trust as of September 30, 2014 was $24,388. The State contribution was recognized and recorded in the general fund and the corresponding expenditure was recorded as public safety expenditure. The City is required to contribute the remaining amounts to ensure that the Plan is actuarially sound. 74 CITY OF SEBASTIAN, FLORIDA N Notes to Financial Statements For the year ended September 30, 2014 the City's annual pension cost was $527,066, however actual contributions equaled $524,585, decreasing the net pension asset by $2,481. The required contribution was determined as part of the October 1, 2014 actuarial valuation using the frozen entry age actuarial cost method. The actuarial assumptions included: a rate of return on the investment of present and future assets of 8.0% and projected salary increases of 6.0% per year, including inflation at 3.0%. The plan's unfunded actuarial accrued liability is being amortized as a level percentage of projected payroll on an closed basis. The remaining amortization period at October 1, 2014, the date of the latest actuarial valuation, was 26 years. Three -Year Trend Information Years Ended Annual Percentage Net Pension September 30, Pen(siioPnC) Cost Contributed Asset 2012 $ 564,551 99.17% $ 123,133 2013 511,382 101.70% 140,836 2014 527,066 99.53% 138,355 Reserves. All of the net position of the Police Pension Plan are legally reserved for plan participant benefits. Basis of Accounting. Financial statements are prepared using the accrual basis of accounting. Plan member contributions are recognized in the period in which the contributions are due. Employer contributions are recognized when due, and the employer has made formal commitment to provide the contributions. Benefits and refunds are recognized when due and payable in accordance with the terms of the Plan. Method Used to Value Investments. Investments are reported at fair value. Short-term investments are reported at cost, which approximates fair value. Securities traded on a national or international exchange are valued at the last reported sales price at current exchange rates. Mortgages are valued on the basis of future principal and interest payments, and are discounted at prevailing interest rates for similar instruments. Investments that do not have an established market are reported at estimated fair value. Investments in securities of a single organization (excluding mutual funds and those issued or guaranteed by the U.S. government) held by the pension plan did not exceed five percent of the total plan assets. Investment Policy. The plan's policy in regard to the allocation of invested assets is established and may be amended by the Board of Trustees. The investment policy has been formulated based on consideration of a wide range of policies and describes the prudent investment process that the Board deems appropriate. The Plan's asset allocation policy is shown on the following pages. Rate of Return. For the year ended September 30, 2014, the annual money -weighted rate of return on pension plan investments, net of pension plan investment expense, was 9.42 percent. The money -weighted rate of return expresses investment performance, net of investment expense, adjusted for the changing amounts actually invested. Concentrations. At September 30, 2014, the Plan held certain investments (other than those issued or explicitly guaranteed by the U.S. government, mutual funds, external investment pools, or other pooled investments) in certain organizations that represent 5 percent or more of the Plan's fiduciary net position. Please see Note 4 for details of these concentrations. 75 CITY OF SEBASTIAN, FLORIDA M Notes to Financial Statements Net Pension Asset. The municipal Defined Benefit Plan has been subject to the minimum funding standards since the adoption of the "Florida Protection of Public Employee Retirement Benefit Act" (Part VII of Chapter 112, Florida Statutes) in 1980. Accordingly, the sponsor has funded the actuarially determined required contributions for all years from October 1, 1987, through the transition date, October 1, 1997. Thus, the NPO on October 1, 1997, was $0. The following table shows the components of the City's annual pension cost for the year ended September 30, 2014, the amount actually contributed to the plan, and the changes in the City's net pension asset: September 30, 2014 Actuarially determined contribution $ 524,585 Interest on net pension asset (11,267) Adjustment to actuarially determined contribution 13,748 Annual pension cost 527,066 Contributions made 524,585 Decrease in net pension asset (2,481) Net pension asset, beginning of year 140,836 Net pension asset, end of year $ 138,355 Funded Status and Funding Progress. As of October 1, 2014, the most recent actuarial valuation date, the plan was 93.80 percent funded. The actuarial accrued liability for benefits was $11,997,287 and the actuarial value of assets was $11,253,240, resulting in an unfunded actuarial accrued liability (UAAL) of $744,047. The covered payroll (annual payroll of active employees covered by the plan) was $2,196,343, and the ratio of the UAAL to the covered payroll was 33.88 percent. Net Pension Liability. The components of the net pension liability for the Police Officers' Pension Plan at September 30, 2014 were as follows: Total pension liability $ 12,547,129 Plan fiduciary net position (11,253,240) Net pension liability $ 1,293,889 Plan fiduciary net position as a percentage of total pension liability is 89.7%. Actuarial Assumptions. The total pension liability was determined by an actuarial valuation as of October 1, 2013 updated to September 30, 2014 using the following actuarial assumptions applied to all measurement periods. Inflation 3.00% Salary increases 3.8% - 16.0% Investment rate of return 7.75% 76 CITY OF SEBASTIAN, FLORIDA N Notes to Financial Statements Mortality is based on the RP -2000 Table with no projection - Based on the study of over 650 public safety funds, this table reflects a 10% margin for future mortality improvements. (Disabled lives set forward 5 years). The actuarial assumptions used in the October 1, 2013 valuation were based on the results of an actuarial experience study for the period 1999-2012. The long-term expected rate of return on pension plan investments was determined using a building-block method in which best -estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expenses and inflation) are developed for each major asset class. These ranges are combined to produce a long term expected rate of return by weighing the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. Best estimates of arithmetic real rates of return for each major asset class included in the pension plan's target asset allocation as of September 30, 2015 are summarized in the following table: Long-term Money - Target Expected Real Weighted Rate Asset Class Allocation Rate of Return of Return Domestic equity 50.00% 7.80% 3.90% International equity 10.00% 7.70% 0.77% Fixed income 40.00% 2.30% 0.92% Total 100.00% 5.59% Inflation 3.00% Risk adjustments -0.84% Investment rate of return 7.75% Discount Rate. The discount rate used to measure the total pension liability was 7.75 percent. The projection of cash flows used to determine the discount rate assumed that plan member contributions will be made at the current contribution rate and that sponsor contributions will be made at rates equal to the difference between actuarially determined contribution rates and the member rate. Based on those assumptions, the pension plan's fiduciary net position was projected to be available to make all projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on pension plan investments was applied to all period of projected benefit payments to determine the total pension liability. 77 CITY OF SEBASTIAN, FLORIDA N Notes to Financial Statements Sensitivity of the Net Pension Liability to Changes in the Discount Rate. The following presents the net pension liability of the City, calculated using the discount rate of 7.75 percent, as well as what the City's net pension liability would be if it were calculated using a discount rate that is one percentage point lower (6.75 percent) or one percentage point higher (8.75 percent) than the current rate. One Percent Current One Percent Decrease Discount Rate Increase 6.75% 7.75% 8.75% Net Pension Liability $ 2,829,296 $ 1,293,889 $ (6,004) The schedule of employer contributions, presented as required supplementary information (RSI) following the notes to the financial statements, presents trend information about the amounts contributed to the plan by employers in comparison to the ARC, an amount that is actuarially determined in accordance with the parameters of GASB Statement No 50. The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover normal cost for each year and amortize any unfunded actuarial liabilities (or funding excess) over a period not to exceed thirty years. Coastal Florida Public Employees Association Negotiated Defined Benefit Pension Plan Plan Description. The Communication Workers of America / International Typographical Union Negotiated Pension Plan (NPP), which began in 1967, is a multi-employer cost-sharing, defined benefit plan. The Plan is available to any Coastal Florida Public Employees Association bargaining unit member, and benefits are portable from one contributing employer to another. Normal Pension. Minimum age 65: 5 years of Service Credit required if any portion of service credit was earned after January 1, 1989. 10 years of Service Credit required if employees' coverage ended before January 1, 1989. Once the Service Credit amount is accrued, the employee is vested and cannot lose the right to a pension. Early Pension. Minimum age 62: 20 years of Service Credit required if employed after January 1, 1989. 25 years of Service Credit required if employment ended before January I, 1993. Pension amounts are permanently reduced based on age on the effective date, because the payments are expected to be made for a longer period of time. Disability Pension. No minimum age and the pension amount is not reduced for age; there must be a Social Security Disability Award, 10 years of actual Service Credit and a contribution for covered employment must have been made within three calendar years preceding the entitlement date to Social Security Disability Pension. An application must be filed with the Plan within 6 months of the Social Security Notice of Award date to receive pension retroactive to the Social Security entitlement date. Lump Sum Disability Benefit. If the employee has been awarded a Social Security Disability Award with the date of entitlement before May 1, 2009 and is vested, but not immediately eligible to receive any pension described above, the employee may be eligible for a lump sum disability benefit. 78 CITY OF SEBASTIAN, FLORIDA N Notes to Financial Statements Death Benefit. If the employee dies before becoming a pensioner and has at least $250 contributed on the employees' behalf, a lump sum death benefit equal to total contributions credited on the employees' behalf or 36 times the Normal Pension amount, if greater, will be paid to employees' beneficiary. If the employee is married at the time of death, the spouse will have the choice of a lump sum or a monthly survivor benefit. Withdrawal Benefit. If the employee did not earn enough Service Credit to qualify for a Normal Pension, the employee may be eligible for a lump sum withdrawal benefit, based on total contributions, after the employee has incurred a break in service. Benefit Provisions and Contribution Requirements: The NPP provides retirement and disability benefits to plan members and beneficiaries. The plan is administered at the Plan Office in Colorado Springs, Colorado. Contribution requirements are established by the CWA contract, effective date October 1, 2011, which is negotiated every 3 years, and approved by City Council. Benefit Provisions and Contribution Requirements. The NPP provides retirement and disability benefits to plan members and beneficiaries. The plan is administered at the Plan Office in Colorado Springs, Colorado. Contribution requirements are established by the CWA contract, effective date October 1, 2013, which is negotiated every 3 years, and approved by City Council. Funding Policy. Administration costs of the pension plan are financed by the plan. The employer contribution rate, expressed as a percentage of compensation, was 9.0% for the 2012-2013 fiscal year. Employees do not contribute to this plan. Contributions to the CWA Pension Plan for the fiscal years ended September 30, 2012, 2013, and 2014 were $210,258, $202,612 and 204,361 respectively, which are equal to 100% of the required contribution for each year. Defined Contribution 401(a) Plan Plan Description. The ICMA Retirement Corporation's 401 Retirement Plan is a Defined Contribution Plan "qualified" under Section 401(a) of the Internal Revenue Code. Each participant has a plan account to which contributions are made. Plan benefits are based on the total amount of money in the employees' account at retirement or other eligible event. The Plan is available to all management staff and may be rolled over to another "qualified" employer plan that accepts rollovers, or Traditional IRA's. Periodic Payments. Retirement benefits can be paid monthly, quarterly, semi-annual (at six-month intervals only) or annual payments until assets are fully paid out. Rollover. Retirement benefits can be rolled over to another employer plan (including a 457 deferred compensation plan) that accepts rollovers, or to a Traditional IRA. Lump Sum. Retirement benefits can be paid either partially or by total distribution of the employees' account balance. Annuities. Retirement benefits can be utilized to purchase an annuity. Benefit Provisions and Contribution Requirements. The 401 provides retirement benefits to plan members and beneficiaries. The plan is administered by the ICMA Retirement Corporation. Contribution requirements are established by the City of Sebastian, Management Benefit Package, revised October 1, 2006, and approved by the City Manager. `A CITY OF SEBASTIAN, FLORIDA N Notes to Financial Statements Funding Policy. The administration costs of the pension plan are financed by the Plan. The employer contribution rate, expressed as a percentage of compensation, was 9% for the 2013-14 fiscal year. Employees do not contribute to this Plan. Contributions to the 401 Defined Contribution Plan for the fiscal years ended September 30, 2012, 2013, and 2014 were $109,864, $110,184 and $204,361, respectively, which are equal to 100% of the required contribution for each year. 14. OTHER POSTEMPLOYMENT BENEFITS Plan description. Pursuant to Section 112.0801, Florida Statutes, the City is required to permit participation in the health insurance program by retirees and their eligible dependents at a cost to the retiree that is no greater than the cost at which coverage is available for active employees. The City, by policy, has elected to provide qualified retirees with partial subsidy. In this respect, the City operates a single -employer plan. Employees are eligible to receive a partial subsidy from the Retiree Medical Plan upon retirement, if they are enrolled in the active medical plan immediately prior to retiring and achieved at least 20 years of service in a full time capacity. If eligible, the City pays 50% of the costs of single coverage group health insurance for up to 2 years after retirement. Funding Policy. Based on GASB Statement 43 and 45, which set forth the guidelines for treatment of other postemployment benefits, the City had an actuary calculate future funding requirements in 2014. The actuary's 2014 estimate, using the Entry Age Normal (level percentage of pay) Method, produced an unfunded obligation of $50,901 and an annual required contribution of $4,601. The City elected to fund the OPEB obligation on a pay-as-you-go basis. The entire unfunded obligation was recognized in the government. wide financial statements. The enterprise fund portion ($1,963) was also recognized in the enterprise fund financial statements. As such, a separate audited GAAP basis postemployment benefit plan report is not available. Annual OPEB Cost and Net OPEB Obligation. The City's annual other postemployment benefit (OPEB) cost is calculated based on the annual required contribution of the employer (ARC). The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover normal cost each year and amortize any unfunded actuarial liabilities (or funding excess) over a period not to exceed thirty years. The following table shows the components of the City's annual OPEB cost for the year ended September 30, 2014, the amount actually contributed to the plan, and changes in the City's net OPEB obligation: Annual required contribution $ 4,601 Interest on net OPEB obligation 1,011 Adjustment to annual required contribution (1,405 Net OPEB cost 4,207 Contributions made (8,458) Decrease in net OPEB obligation (4,251) Net OPEB obligation, beginning of year 25,273 Net OPEB obligation, end of year $ 21,022 :1, CITY OF SEBASTIAN, FLORIDA N Notes to Financial Statements The City's annual OPEB cost, the percentage of annual OPEB cost contributed to the Plan, and the net OPEB obligation for fiscal year 2014 and the previous two years were as follows: Three -Year Trend Information Percentage of Annual OPEB Annual OPEB Cost Net OPEB Year Ended Cost Contributed Obligation 2012 $ 3,800 974.6% $ 34,551 2013 3,674 352.5% 25,273 2014 4,207 201.0% 21,022 Funded Status and Funding Progress. As of October 1, 2014, the date of the most recent actuarial valuation, the actuarial accrued liability for benefits was $50,901, all of which was unfunded. The covered payroll (annual payroll of active employees covered by the plan) was $5,933,331, and the ratio of the UAAL to the covered pavroll was 0.9 percent. The actuarial valuations involve estimates of the value of reported amounts and assumptions about the probability of events far into the future. Actuarially determined amounts are subject to continual revision as actual results are compared to past expectations and new estimates are made about the future. Calculations are based on the types of benefits provided with the plan at the time of each valuation and on the pattern of sharing of costs between the employer and plan members to that point. Calculations reflect a long-term perspective and assumptions used include techniques designed to reduce short-term volatility in actuarial accrued liabilities and actuarial value of assets. The schedule of funding progress shown below is required to present multi -trend information about whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liability for benefits. The City elected to fund the OPEB on a pay-as-you-go basis and consequently, reports a zero balance for the actuarial value of assets. Actuarial Methods and Assumptions. Projections of benefits for financial reporting purposes are based on the substantive plan (the plan as understood by the employer and plan members) and include the types of benefits provided at the time of each valuation and the historical pattern of sharing of benefit costs between the employer and plan members to that point. The actuarial methods and assumptions used include techniques that are designed to reduce the effects of short-term volatility in actuarial accrued liabilities and the actuarial value of assets, consistent with the long-term perspective of the calculations. The required contribution was determined as part of the October 1, 2014 actuarial valuation using the entry age normal (level percentage of pay) actuarial funding method. The actuarial assumptions included (a) 4 percent investment rate of return (net of administrative expenses), (b) a 3 percent payroll growth rate, (c) a 3 percent inflation rate, and (d) an annual healthcare trend rate of 9 percent initially, reduced by decrements to an ultimate rate of 5 percent in 2017. The actuarial assumptions utilized the RP -2000 Combined Healthy Mortality Table projected to 2013. The plan's unfunded actuarial accrued liability is being amortized as a level dollar of projected payroll on an open basis. The remaining amortization period at October 1, 2014 was 29 years. 81 CITY OF SEBASTIAN, FLORIDA M Notes to Financial Statements Termination Benefits The City offers to pay 50% of the cost of single coverage group (health only) insurance for up to two years for employees retiring after twenty years of service in a full-time capacity. During the year ended September 30, 2014, no retiring employees made this election, and $3,427 was recorded at year end as the total accrued termination benefits in the governmental activities of the government -wide financial statements. 82 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements 15. FUND BALANCES - GOVERNMENTAL FUNDS AV In accordance with GASB Statement No. 54, Fund Balance Reporting and Governmental Fund Type Definitions, the City classifies fund balances based primarily on the extent to which it is bound to observe constraints imposed upon the use of the resources reported in governmental funds. Detailed information on fund balances of governmental funds is as follows: Discretionary Sales Discretionary Riverfront Surtax Revenue Transportation General Fund Sales Tax Redevelopment Note 2013 Improvements Nonmajor Funds J Nonspendable: Inventory $ 57,584 $ $ $ $ $ $ 57,584 Prepaids 111,745 503 112,248 Long-term advances 200,000 551,911 - 751,911 Permanent fund corpus - 837,659 837,659 Total,nonspendable 369,329 551,911 503 - 837,659 1,759,402 Restricted for: Debt service - - 516,764 168,169 684,933 Infrastructure 2,444,503 - 156,668 2,601,171 Redevelopment - 379,551 - 379,551 Stormwater - - 44,915 44,915 Law enforcement 7,969 - - 46,380 54,349 Total restricted 7,969 2,444,503 379,551 516,764 416,132 3,764,919 Committed for: Recreational system development - - - - 595,672 595,672 Development of public parking 29,335 29,335 Total committed 625,007 625,007 Assigned for: General employee events 1,655 - 1,655 Law enforcement events 5,474 5,474 Total assigned 7,129 7,129 Unassigned 5,348,905 (32,048) (32,827) 5,284,030 Total fund balances, governmental funds $ 5,733,332 $ 2,996,414 $ 380,054 $ 516,764 $ (32,048) $ 1,845,971 $ 11,440,487 83 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements 16. NET INVESTMENT IN CAPITAL ASSETS The composition of net investment in capital assets as of September 30, 2014, was as follows: Capital assets: Capital assets not being depreciated Capital assets being depreciated, net Related debt: Total notes payable Net investment in capital assets 0000■ 84 Governmental Business -type Activities Activities $ 8,401,757 $ 271,685 32,849,769 10,380,369 41,251,526 10,652,054 7,608,000 284,704 $ 33,643,526 $ 10,367,350 REQUIRED SUPPLEMENTARY INFORMATION 85 CITY OF SEBASTIAN, FLORIDA Required Supplementary Information Employees' Retirement Plan Statement of Changes in Net Pension Liability and Related Ratios Single -employer Pension Trust Fund Total pension liability Service cost Interest on total pension liability Change in excess state money Benefit payments, including refunds of employee contributions Net change in total pension liability Total pension liability, beginning of year Total pension liability, end of year Plan fiduciary net position Employer contributions State contributions Employee contributions Pension plan net investment income Benefit payments Administrative expense Net change in plan fiduciary net position Net pension liability, beginning of year Net pension liability, end of year Net pension liability Plan fiduciary net position as a percentage of total pension liability Covered employee payroll Net pension liability as a percentage of covered employee payroll Fiscal Year Fiscal Year Ending Ending September 30, September 30, 2014 2013 $ 396,146 $ 367,653 914,243 853,018 24,386 - (452,892) (465,435) 881,883 755,236 11,665,246 10,910,010 $ 12,547,129 $ 11,665,246 $ 401,103 $ 396,603 147,868 145,961 160,494 154,683 951,910 1,029,818 (452,892) (465,435) (27,815) (32,153) 1,180,668 1,229,477 10,072,572 8,843,096 $ 11,253,240 $ 10,072,573 $ 1,293,889 $ 1,592,673 89.69% 86.35% $ 2,106,767 $ 2,003,398 61.42% 79.50% Note: GASB 67 was implemented in fiscal year 2014. This schedule is being built prospectively. Ultimately, 10 years of data will be presented. 86 CITY OF SEBASTIAN, FLORIDA . Required Supplementary Information Employees' Retirement Plan Schedule of the Net Pension Liability Single -employer Pension Trust Fund Schedule of Investment Returns Single -employer Pension Trust Fund Fiscal Year Ending Annual September 30, Return (') 2014 9.42% (') Annual money -weighted rate of return, net of investment expenses Note: GASB 67 was implemented in fiscal year 2014. This schedule is being built prospectively. Ultimately, 10 years of data will be presented. Schedule of Funding Progress Single -employer Pension Trust Fund Actuarial Plan Net Position as a Net Pension Fiscal Year Percentage Liability as a Ending Total Pension Plan Net Net Pension of Total Percentage of September 30, Liability Position Liability Pension Covered Payroll Covered Payroll 2014 $ 12,547,129 $ 11,253,240 $ 1,293,889 89.69% $ 2,106,767 61.42% 2013 11,665,246 10,072,573 1,592,673 86.35% 2,131,399 74.72% Note: GASB 67 was implemented in fiscal year 2014. This schedule is being built prospectively. Ultimately, 10 years of data will be presented. (a / b) (c) ((b -a) / c) 10/1/2006 Schedule of Investment Returns Single -employer Pension Trust Fund Fiscal Year Ending Annual September 30, Return (') 2014 9.42% (') Annual money -weighted rate of return, net of investment expenses Note: GASB 67 was implemented in fiscal year 2014. This schedule is being built prospectively. Ultimately, 10 years of data will be presented. Schedule of Funding Progress Single -employer Pension Trust Fund 87 Actuarial Accrued UAAL as a Actuarial Liability Unfunded Percentage Actuarial Value of (AAL) - AAL Funded Covered of Covered Valuation Assets Entry Age (UAAL) Ratio Payroll Payroll Date (a) (b) (b -a) (a / b) (c) ((b -a) / c) 10/1/2006 $ 4,711,294 $ 5,389,815 $ 678,521 87.41% $ 1,769,613 38.34% 10/1/2008 5,474,816 6,127,531 652,715 89.35% 2,143,131 30.46% 10/1/2010 7,086,302 8,029,402 943,100 88.25% 2,205,042 42.77% 10/1/2012 8,843,096 9,793,255 950,159 90.30% 1,893,717 50.17% 10/1/2013 10,072,572 10,924,778 852,206 92.20% 2,131,399 39.98% 10/1/2014 11,253,240 11,997,287 744,047 93.80% 2,196,343 33.88% 87 CITY OF SEBASTIAN, FLORIDA Required Supplementary Information Employees' Retirement Plan Schedule of Employer Contributions Single -employer Pension Trust Fund Other Postemployment Benefits Plan Actuarial Actuarial Value of Valuation Assets Date (a) 9/30/2010 $ 9/30/2011 9/30/2012 9/30/2013 9/30/2014 Schedule of Funding Progress Other Postemployment Benefits Plan Actuarial Annual Accrued Percentage Liability Year Ended Required City State Percentage September 30, Contributions Contribution Contribution Contributed 2008 $ 456,928 $ 376,769 $ 122,800 109.33% 2009 557,439 404,104 137,782 97.21% 2010 701,998 566,910 134,852 99.97% 2011 736,420 602,943 133,477 100.00% 2012 559,868 436,386 123,482 100.00% 2013 506,560 396,603 123,482 102.67% 2014 524,585 401,103 123,482 100.00% Other Postemployment Benefits Plan Actuarial Actuarial Value of Valuation Assets Date (a) 9/30/2010 $ 9/30/2011 9/30/2012 9/30/2013 9/30/2014 Schedule of Funding Progress Other Postemployment Benefits Plan Actuarial UAAL as a Accrued Percentage Liability Unfunded (AAL) - AAL Entry Age (UAAL) (b) (b -a) $ 98,100 $ 98,100 67,500 67,500 50,901 50,901 50,901 50,901 50,901 50,901 Schedule of Employer Contributions Other Postemployment Benefits Plan UAAL as a Percentage Funded Covered of Covered Ratio Payroll Payroll (a / b) (c) ((b -a) / c) $ 6,424,614 2% 6,426,614 1% 5,933,331 1% 5,693,181 1 6,044,900 1% Schedule of Employer Contributions Other Postemployment Benefits Plan Annual Year Ended Required Percentage September 30, Contributions Contributed 9/30/2010 $ 4,600 875% 9/30/2011 4,700 877% 9/30/2012 3,800 975% 9/30/2013 3,674 353% 9/30/2014 4,207 201% COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES i• CITY OF SEBASTIAN, FLORIDA Combining Balance Sheet Nonmajor Governmental Funds September 30, 2014 Assets Cash and cash equivalents Investments Due from other governments Total assets Liabilities Accounts payable and accrued liabilities Due to other funds Total liabilities Fund balances: Nonspendable Restricted Committed Unassigned Total fund balances Total liabilities and fund balances Special Revenue Funds Local Law Option Parking Recreation Stormwater Enforcement Gas Tax In -Lieu -of Impact Fee Utility Forfeiture $ 120,714 $ - $ 579,132 $ 33,966 $ 4,208 - 32,169 16,540 - 49,489 48,575 - - 10,949 $ 169,289 $ 32,169 $ 595,672 $ 44,915 $ 53,697 $ 12,621 $ 2,834 $ - $ - $ - - - 7,317 12,621 2,834 7,317 156,668 29,335 595,672 44,915 46,380 156,668 29,335 595,672 44,915 46,380 $ 169,289 $ 32,169 $ 595,672 $ 44,915 $ 53,697 a Debt Service Capital Projects Funds Permanent Stormwater Total Utility General Stormwater Nonmajor Revenue Capital Capital Utility Governmental Bonds 2003 Improvements Projects Improvements Cemetery Funds $ 168,169 $ $ 36,478 $ 8,933 $ 581,249 $ 1,532,849 - - - 256,410 354,608 - - - - 59,524 $ 168,169 $ $ 36,478 $ 8,933 $ 837,659 $ 1,946,981 $ $ 32,827 $ 36,478 $ 8,933 $ $ 93,693 - - - 7,317 32,827 36,478 8,933 101,010 - 837,659 837,659 168,169 - 416,132 - 625,007 - (32,827) - (32,827) 168,169 (32,827) 837,659 1,845,971 $ 168,169 $ $ 36,478 $ 8,933 $ 837,659 $ 1,946,981 91 CITY OF SEBASTIAN, FLORIDA Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Nonmajor Governmental Funds For the Year Ended September 30, 2014 Special Revenue Funds Local Law Option Parking Recreation Stormwater Enforcement Gas Tax In -Lieu -of Impact Fee Utility Forfeiture Revenues Taxes: Motor fuel $ 555,934 $ $ $ $ Intergovernmental 9,758 Impact fees - 168,350 - Chargesforservices - 985,390 - Fines - - - 1,900 Investment earnings 57 (21) 1,805 1,568 (54) Contributions and donations - - - - 141 Otherrevenues 2,862 18,241 - - - Total revenues 568,611 18,220 170,155 986,958 1,987 Expenditures Current: Public safety - - - - 12,286 Physical environment - 47,396 - Transportation 205,872 - Debt Service: Principal 203,000 Interest and fiscal charges 39,741 - - Capital outlay - 29,322 - 11,000 Total expenditures 448,613 29,322 - 47,396 23,286 Revenues over (under) expenditures 119,998 (11,102) 170,155 939,562 (21,299) Other financing sources (uses) Transfers in - - - Transfers out (229) (123,410) (989,067) Total other financing sources (uses) (229) (123,410) (989,067) Net change in fund balances 119,769 (11,102) 46,745 (49,505) (21,299) Fund balances, beginning of year 36,899 40,437 548,927 94,420 67,679 Fund balances, end of year $ 156,668 $ 29,335 $ 595,672 $ 44,915 $ 46,380 92 Debt Service Capital Projects Funds Permanent Stormwater Total Utility General Stormwater Nonmajor Revenue Capital Capital Utility Governmental Bonds 2003 Improvements Projects Improvements Cemetery Funds $ $ $ $ $ $ 555,934 9,758 168,350 70,585 1,055,975 - 1,900 328 1,385 5,068 - 15,501 - 15,642 38,958 - 60,061 39,286 15,501 71,970 1,872,688 12,286 47,396 - 205,872 233,000 436,000 230,413 - - - 270,154 - 133,026 542,623 485,410 1,201,381 463,413 133,026 542,623 485,410 - 2,173,089 (424,127) (117,525) (542,623) (485,410) 71,970 (300,401) 408,360 84,698 542,623 485,410 - 1,521,091 - - - - (5,638) (1,118,344) 408,360 84,698 542,623 485,410 (5,638) 402,747 (15,767) (32,827) - - 66,332 102,346 183,936 771,327 1,743,625 $ 168,169 $ (32,827) $ $ $ 837,659 $ 1,845,971 93 CITY OF SEBASTIAN, FLORIDA Statement of Revenues, Expenditures and Changes in Fund Balance Budget and Actual - Local Option Gas Tax For the Year Ended September 30, 2014 Revenues Taxes: Motor fuel Intergovernmental Investment earnings Miscellaneous revenue Total revenues Expenditures Current: Transportation Debt service: Principal Interest and fiscal charges Total expenditures Revenues over (under) expenditures Other financing sources Transfers out Net changes in fund balance Fund balance, beginning of year Fund balance, end of year Original Budget $ 544,000 $ 9,474 1,656 Final Budget Actual Actual Over (Under) Final Budget 544,000 $ 555,934 $ 11,934 9,474 9,758 284 1,656 57 (1,599) 555,130 555,130 2,862 2,862 568,611 13,481 243,000 243,000 205,872 (37,128) 203,000 203,000 203,000 39,741 39,741 39,741 485,741 485,741 448,613 (37,128) 69,389 69,389 119,998 50,609 (75,000) (84,149) (229) 83,920 (5,611) (14,760) 119,769 134,529 36,899 36,899 36,899 - $ 31,288 $ 22,139 $ 156,668 $ 134,529 94 CITY OF SEBASTIAN, FLORIDA Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Parking In -Lieu -Of Special Revenue Fund For the Year Ended September 30, 2014 Revenues Investment earnings Otherrevenues Total revenues Expenditures Capital outlay Net change in fund balance Fund balance, beginning of year Fund balance, end of year Original Final Budget Budget $ 85 $ 85 $ 13,776 13,776 Actual Over (Under) Final Actua Budget (21) $ (106) 18,241 4,465 13,861 13,861 18,220 4,359 - 31,138 29,322 29,322 13,861 (17,277) (11,102) (24,963) 40,437 40,437 40,437 $ 54,298 $ 23,160 $ 29,335 $ (24,963) 95 CITY OF SEBASTIAN, FLORIDA Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Recreation Impact Fee Special Revenue Fund For the Year Ended September 30, 2014 Revenues Impact fees Investment earnings Total revenues Expenditures Current: Culture and recreation Revenue over (under) expenditures Other financing sources (uses) Transfers out Net change in fund balances Fund balance, beginning of year Fund balance, end of year Actual Over Original Final (Under) Final Budget Budget Actua Budget $ 35,000 $ 35,000 $ 168,350 $ 133,350 1,569 1,569 1,805 236 36,569 36,569 170,155 133,586 (10,000) 10,000 - 10,000 46,569 26,569 170,155 123,586 (80,000) (161,315) (123,410) (43,410) (33,431) (134,746) 46,745 80,176 548,927 548,927 548,927 - $ 515,496 $ 414,181 $ 595,672 $ 80,176 CITY OF SEBASTIAN, FLORIDA Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Stormwater Utility Special Revenue Fund For the Year Ended September 30, 2014 Revenues Charges for services Investment earnings Total revenues Expenditures Current: Physical environment Revenues over (under) expenditures Other financing uses Transfers out Net change in fund balance Fund balance, beginning of year Fund balance, end of year Original Final Budget Budget $ 977,788 $ 977,788 $ 5,933 5,933 983,721 983,721 25,100 958,621 25,100 958,621 Actual Over (Under) Final Actua Budget 985,390 $ 7,602 1,568 (4,365) 986,958 3,237 47,396 939,562 22,296 (19,059) (1,034,720) (1,032,291) (989,067) 45,653 (76,099) (73,670) (49,505) 26,594 94,420 94,420 94,420 - $ 18,321 $ 20,750 $ 44,915 $ 26,594 97 CITY OF SEBASTIAN, FLORIDA Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Law Enforcement Forfeiture Special Revenue Fund For the Year Ended September 30, 2014 Revenues Fines Investment earnings Contributions Total revenues Expenditures Current: Public safety Capital outlay Total expenditures Net change in fund balance Fund balance, beginning of year Fund balance, end of year 11,093 12,286 1 Actual Over Original Final (Under) Final Budget Budget Actual Budget $ 8,000 $ 8,000 $ 1,900 $ (6,100) 185 185 (54) (239) 2,000 2,000 141 (1,859) 10,185 10,185 1,987 (8,198) 11,093 12,286 12,286 11,000 11,000 11,000 - 22,093 23,286 23,286 10,185 (11,908) (21,299) (31,484) 67,679 67,679 67,679 $ 77,864 $ 55,771 $ 46,380 $ (31,484) CITY OF SEBASTIAN, FLORIDA Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Stormwater Utility Revenue Note Debt Service Fund For the Year Ended September 30, 2014 Revenues Miscellaneous revenue Investment earnings Total expenditures Expenditures Debt service: Principal Interest and fiscal charges Total expenditures Revenues over (under) expenditures Other financing sources Transfers in Net change in fund balance Fund balance, beginning of year Fund balance, end of year j Actual Over Original Final (Under) Final Budget Budget Actua Budget $ - $ - $ 38,958 $ 38,958 171 171 328 157 171 171 39,286 39,115 305,000 305,000 233,000 (72,000) 137,490 137,490 230,413 92,923 442,490 442,490 463,413 20,923 (442,319) (442,319) (424,127) 18,192 442,319 442,319 408,360 (33,959) - - (15,767) (15,767) 183,936 183,936 183,936 $ 183,936 $ 183,936 $ 168,169 $ (15,767) j This page intentionally left blank. 100 AGENCY FUND 101 CITY OF SEBASTIAN, FLORIDA Combining Statement of Changes in Assets and Liabilities Agency Fund For the Year Ended September 30, 2014 Balance October 1, 2013 Additions Performance Deposits Assets Cash and cash equivalents Investments, at fair value Total assets Liabilities Performance deposits held in escrow Balance September 30, Deletions 2014 $ 11,930 $ $ $ 11,930 220,000 220,000 $ 231,930 $ $ $ 231,930 $ 231,930 $ 102 $ - $ 231,930 CAPITAL ASSETS 103 CITY OF SEBASTIAN, FLORIDA Comparative Schedule by Source Capital Assets Used in the Operation of Governmental Fund September 30, 2014 Governmental funds capital assets Land Buildings and structures Non -building improvements Machinery and equipment Infrastructure Construction in progress Total governmental funds capital assets Investment in governmental funds capital assets (by sources) Federal grants State grants County grants General Fund Law enforcement trust fund Recreational impact fee Stormwater utility fee Riverfront redevelopment Cemetery trust fund Donations Sales taxes Motor fuel taxes Revenue bond debt Parking in Lieu of Fee Capital projects Total investment in governmental funds capital assets 104 2014 2013 $ 8,319,588 $ 8,319,588 12,545,658 12,488,546 6,730,855 6,630,200 7,911,956 8,023,943 37,856,694 36,475,602 82,169 120,742 $ 73,446,920 $ 72,058,621 5,330,341 2,376,907 717,371 10,435,535 66,288 2,115,679 6,507,746 2,094,387 539,509 2,678,221 19,530,001 6,920,764 14,022,676 29,326 82,169 5,330,341 2,376,907 717,371 10,976,555 54,784 1,992,269 6,405,211 1,685,267 539,509 2,693,881 18,222,344 6,920,764 14,022,676 120,742 $ 73,446,920 $ 72,058,621 CITY OF SEBASTIAN, FLORIDA Schedule of Activities by Function Capital Assets Used in the Operation of Governmental Funds September 30, 2014 Machinery Non -Building and Functions / Programs Land Buildings Improvements Equipment Infrastructure Total General government: - 130,489 82,419 156,858 674 370,440 Special operations Legislative $ $ $ $ 784 $ $ 784 City manager 3,744,094 School resource 3,690 3,690 City clerk Road patrol 2,308,392 1,040,589 222,288 222,288 Finance 572,181 1,100 52,035 53,135 MIS 5,841 53,131 668,641 727,613 Facilities maintenance 136,430 21,187 130,586 288,203 Growth management - 85,555 - 56,867 142,422 Non -departmental 3,646,929 6,184,990 126,636 204,375 52,699 10,215,629 Total general government 3,646,929 6,412,816 202,054 1,339,266 52,699 11,653,764 Public safety: - 130,489 82,419 156,858 674 370,440 Special operations - - - 54,625 54,625 Administration 9,560 3,347,154 89,322 298,058 3,744,094 School resource - - - 44,077 44,077 Road patrol 2,308,392 1,040,589 2,551,709 2,551,709 Community policing 572,181 13,863 13,863 Code enforcement - 53,779 53,779 Investigations 1,700 211,477 213,177 Support services - 51,110 51,110 Communications 16,404 187,004 203,408 Building department - - - 38,430 38,430 Total public safety 9,560 3,347,154 107,426 3,504,132 6,968,272 Transportation: Central garage - 130,489 82,419 156,858 674 370,440 Roads and drainage 47,125 162,044 1,015,285 880,526 16,587,940 18,692,920 Total transportation 47,125 292,533 1,097,704 1,037,384 16,588,614 19,063,360 Economic environment: 825,974 Non -departmental 2,308,392 1,040,589 6,562 - - 3,355,543 Physical environment: Stormwater 1,850 1,406,723 19,408,299 20,816,872 Cemetery 572,181 82,019 78,354 70,703 22,717 825,974 Total physical environment 572,181 82,019 80,204 1,477,426 19,431,016 21,642,846 Culture/ recreation: Parks and recreation 1,735,401 1,370,547 5,236,905 553,748 1,784,365 10,680,966 Total $ 8,319,588 $ 12,545,658 $ 6,730,855 $ 7,911,956 $ 37,856,694 73,364,751 Construction in progress Total 105 82,169 $ 73,446,920 CITY OF SEBASTIAN, FLORIDA Schedule of Changes in Activities by Function Capital Assets Used in the Operation of Governmental Funds September 30, 2014 Functions / Programs General government: Judicial City manager City clerk Administrative services MIS Facilities maintenance Growth management Non -departmental Total general government Public safety: Special operations Administration School resource Road patrol Community policing Code enforcement Investigations Support services Communications Building department Total public safety Transportation: Central garage Roads and drainage Total transportation Economic environment: Non -departmental Physical environment: Capital Assets Capital Assets October 1, Transfers Transfers September 30, 2013 Additions Disposals In Out 2014 $ 1,383 $ - $ 599 $ $ $ 784 1,612 2,078 - 3,690 24,352 2,970 194,966 222,288 54,722 1,520 - - 3,107 53,135 715,639 238,452 36,241 4,729 194,966 727,613 271,806 20,934 29,157 24,620 - 288,203 142,422 - - - 142,422 10,215,629 10,215,629 11,427,565 265,954 65,997 224,315 198,073 11,653,764 95,223 - 39,747 851 54,625 3,727,344 20,500 3,750 - 3,744,094 69,943 - 1,000 24,866 44,077 2,440,044 194,037 82,372 - 2,551,709 13,863 - - - 13,863 51,947 26,452 - - 24,620 53,779 190,969 1,299 3,957 24,866 - 213,177 53,111 - 2,001 - 51,110 209,030 5,622 203,408 41,284 2,083 771 38,430 6,892,758 242,288 140,532 24,866 51,108 6,968,272 368,875 1,565 - 370,440 17,858,671 1,022,343 188,094 18,692,920 18,227,546 1,023,908 188,094 19,063,360 3,355,543 - - 3,355,543 Stormwater 20,608,156 574,566 365,850 20,816,872 Cemetery 815,856 10,118 - 825,974 Total physical environment 21,424,012 584,684 365,850 21,642,846 Culture/ recreation: Parks and recreation 10,610,454 167,050 96,538 10,680,966 Total 70,515,154 2,283,884 857,011 249,181 249,181 73,364,751 Construction in progress 120,742 79,348 117,921 - - 82,169 Total $ 70,678,583 $ 2,363,232 $ 974,932 $ 249,181 $ 249,181 $ 73,446,920 106 INTERNAL CONTROL AND COMPLIANCE 107 This page intentionally left blank. 108 N Rehmann Robson Re h m a n n 5070 North Highway A1A Suite 250 Vero Beach, FL 32963 Ph: 772.234.8484 Fx: 772.234.8488 rehmann.com INDEPENDENT AUDITORS' REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS March 13, 2015 Honorable Mayor and Members of City Council City of Sebastian Sebastian, Florida We have audited, in accordance with the auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States, the financial statements of the governmental activities, the business -type activities, each major fund, and the aggregate remaining fund information of the City of Sebastian, Florida (the "City"), as of and for the year ended September 30, 2014, and the related notes to the financial statements, which collectively comprise the City's basic financial statements, and have issued our report thereon dated March 13, 2015. Internal Control Over Financial Reporting In planning and performing our audit of the financial statements, we considered the City's internal control over financial reporting (internal control) to determine the audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City's internal control. Accordingly, we do not express an opinion on the effectiveness of the City's internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the entity's financial statements will not be prevented, or detected and corrected on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. 109 Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies and therefore, material weaknesses or significant deficiencies may exist that were not identified. Given these limitations, during our audit we did not identify any deficiencies in internal control that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified. Compliance and Other Matters As part of obtaining reasonable assurance about whether the City's financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the City's internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the entity's internal control and compliance. Accordingly, this communication is not suitable for any other purpose. II / 110 Rehmann INDEPENDENT AUDITORS' MANAGEMENT LETTER March 13, 2015 Honorable Mayor and Members of City Council City of Sebastian Sebastian, Florida Report on the Financial Statements Rehmann Robson 5070 North Highway A1A Suite 250 Vero Beach, FL 32963 Ph: 772.234.8484 Fx: 772.234.8488 rehmann.com We have audited the financial statements of the City of Sebastian, Florida as of and for the fiscal year ended September 30, 2014 and have issued our report thereon dated March 13, 2015. Auditor's Responsibility We conducted our audit in accordance with United States generally accepted auditing standards; the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States and Chapter 10.550, Rules of the Auditor General. Other Reports and Schedule We have issued our Independent Auditor's Report on Internal Control over Financial Reporting and Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards; and Independent Accountant's Report on an examination conducted in accordance with AICPA Professional Standards, Section 601, regarding compliance requirements in accordance with Chapter 10.550, Rules of the Auditor General. Disclosures in those reports and schedule, which are dated March 13, 2015, should be considered in conjunction with this management letter. Prior Audit Findings Section 10.554(1)(i)l ., Rules of the Auditor General, requires that we determine whether or not corrective actions have been taken to address findings and recommendations made in the preceding annual financial audit report. Corrective actions have been taken to address findings and recommendations made in the preceding annual financial report. 111 Official Title and Legal Authority Section 10.554(1)(i)4., Rules of the Auditor General, requires that the name or official title and legal authority for the primary government and each component unit of the reporting entity be disclosed in this management letter, unless disclosed in the notes to the financial statements. The legal authority for the City of Sebastian, Florida is disclosed in the notes to the financial statements. The City of Sebastian, Florida's component unit, the Police Officer's Pension Plan, was established under Section 58-46 through 58-54 Code of Ordinances in October 1989. Financial Condition Section 10.554(1)(i)5.a., Rules of the Auditor General, requires that we report the results of our determination as to whether or not the City of Sebastian, Florida has met one or more of the conditions described in Section 218.503(1), Florida Statutes, and identification of the specified condition(s) met. In connection with our audit, we determined that the City of Sebastian, Florida did not meet any of the conditions described in Section 218.503(11. Florida Statutes. Pursuant to Sections 10.554(1)(i)5.c. and 10.556(8), Rules of the Auditor General, we applied financial condition assessment procedures. It is management's responsibility to monitor the City of Sebastian, Florida's financial condition, and our financial condition assessment was based in part on representations made by management and the review of financial information provided by same. Annual Financial Report Section 10.554(1)(i)5.b., Rules of the Auditor General, requires that we report the results of our determination as to whether the annual financial report for the City of Sebastian, Florida for the fiscal year ended September 30, 2014, filed with the Florida Department of Financial Services pursuant to Section 218.32(1)(a), Florida Statutes, is in agreement with the annual financial audit report for the fiscal year ended September 30, 2014. In connection with our audit, we determined that these two reports were in agreement. As required by the Rules of the Auditor General (Section 10.554(1)(i)2), the scope of our audit included a review of the provisions of Section 218.415, Florida Statutes, regarding the investment of public funds. In connection with our audit, we determined that the City of Sebastian, Florida complied with Section 218.415, Florida Statutes. Special District Component Units Section 10.554(1)(i)5.d. Rules of the Auditor General, requires that we determine whether or not a special district that is a component unit of a county, municipality, or special district, provided the financial information necessary for proper reporting of the component unit, within the audited financial statements of the county, municipality, or special district in accordance with Section 218.39(3)(b), Florida Statutes. In connection with our audit, we determined that all special district component units provided the necessary information for proper reporting in accordance with Section 218.39(3)(b), Florida Statutes. 112 Other Matters Section 10.554(1)(i)2., Rules of the Auditor General, requires that we address in the management letter any recommendations to improve financial management. In connection with our audit, we did not have any such recommendations. Section 10.554(1)(i)3., Rules of the Auditor General, requires that we address noncompliance with provisions of contracts or grant agreements, or abuse, that have occurred, or are likely to have occurred, that have an effect on the financial statements that is less than material but which warrants the attention of those charged with governance. In connection with our audit, we did not have any such findings. Purpose of this Letter Our management letter is intended solely for the information and use of the Legislative Auditing Committee, members of the Florida Senate and Florida House of Representatives, the Florida Auditor General, Federal and other granting agencies, the City Council, and applicable management, and is not intended to be and should not be used by anyone other than these specified parties. 7��444-rJ4- L LC 113 This page intentionally left blank. 114 R.,e h m a n n INDEPENDENT ACCOUNTANTS' REPORT March 13, 2015 Honorable Mayor and Members of City Council City of Sebastian Sebastian, Florida Rehmann Robson 5070 North Highway A1A Suite 250 Vero Beach, FL 32963 Ph: 772.234.8484 Fx: 772.234.8488 rehmann.com We have examined the compliance of the City of Sebastian, Florida (the "City") with Sections 218.415, 28.35 and 28.36, Florida Statutes, during the year ended September 30, 2014. Management is responsible for compliance with those requirements. Our responsibility is to express an opinion on the Citv's compliance based on our examination. Our examination was conducted in accordance with attestation standards established by the American Institute of Certified Public Accountants and, accordingly, include examining, on a test basis, evidence about the City's compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. We believe that our examination provides a reasonable basis for our opinion. Our examination does not provide a legal determination on the City's compliance with specified requirements. In our opinion, the City complied, in all material respects, with the aforementioned requirements for the year ended September 30, 2014. Our management letter is intended solely for the information and use of management, the City Council and the Florida Auditor General, and is not intended to be and should not be used by anyone other than these specified parties. LLC Sebastian, Florida March 13, 2015 115 This page intentionally left blank. 116 STATISTICAL SECTION 117 This page intentionally left blank. 118 CITY OF SEBASTIAN, FLORIDA M Statistical Section Table of Contents This part of the City's Comprehensive Annual Financial Report presents detailed information to assist the user in understanding what the financial statements, note disclosures and required supplementary information say about the overall economic condition of the City of Sebastian, Florida. Page Financial Trends These schedules contain trend information to help the reader understand and evaluate how the City's financial condition, performance and well-being have changed over time. 120 Revenue Capacity These schedules contain information to help the reader assess the City's ability to generate its most significant local revenue source, the property tax. 132 Debt Capacity These schedules present information to help the reader assess the affordability of the City's current levels of outstanding debt and its ability to issue additional debt in the future. 138 Demographic and These schedules present various demographic and economic Economic Information indicators to help the reader understand the environment within which the City operates and how they affect the City's financial activities. 146 Operating Information These schedules contain information about the City's operations and resources to help the reader understand how the information in the City's financial report relates to the services the City provides and the activities it performs. 150 Sources: Unless otherwise noted, the information in these schedules is derived from the Comprehensive Annual Financial Report for the relevant year. The City implemented GASB Statement No. 34 in 2001; schedules presenting government -wide information include data beginning in that year. 119 CITY OF SEBASTIAN, FLORIDA Net Position by Component Last Ten Fiscal Years Governmental activities Net investment in capital assets Restricted Unrestricted Total governmental activities net position Business -type activities Net investment in capital assets Restricted Unrestricted Total business -type activities net position Primary Government Net investment in capital assets Restricted Unrestricted Total primary government net position Fiscal Year 2014 2013 2012 2011 2010 $ 33,643,526 $ 32,038,749 $ 31,500,173 $ 31,541,953 $ 28,938,587 5,115,627 5,839,440 6,192,777 5,668,155 8,757,043 4,897,400 4,577,440 3,607,228 4,052,751 3,889,011 $ 43,656,553 $ 42,455,629 $ 41,300,178 $ 41,262,859 $ 41,584,641 $ 10,367,350 $ 10,846,501 $ 11,181,823 $ 11,850,561 $ 11,389,704 (30,662) (306,497) (490,298) (644,620) (342,340) $ 10,336,688 $ 10,540,004 $ 10,691,525 $ 11,205,941 $ 11,047,364 $ 44,010,876 $ 42,885,250 $ 42,681,996 $ 43,392,514 $ 40,328,291 5,115,627 5,839,440 6,192,777 5,668,155 8,757,043 4,866,738 4,270,943 3,116,930 3,408,131 3,546,671 $ 53,993,241 $ 52,995,633 $ 51,991,703 $ 52,468,800 $ 52,632,005 The large increases in unrestricted net position from 2004 to 2005 are mainly due to increase in State revenue sharing, sales and use taxes, and tax revenues. z The large increases in unrestricted net position from 2005 to 2006 are mainly due to increase in tax revenues, franchise fees, and interest earnings. 120 Table I - Unaudited Fiscal Year 2009 2008 2007 2006 2005 $ 26,744,896 $ 24,133,550 $ 21,469,456 $ 17,579,683 $ 17,103,399 8,197,018 9,215,801 9,419,129 5,068,583 5,395,879 4,502,440 5,035,184 5,249,998 11,293,877 2 9,081,345 $ 39,444,354 $ 38,384,535 $ 36,138,583 $ 33,942,143 $ 31,580,623 $ 10,725,676 $ 9,111,251 $ 8,895,501 $ 8,798,612 $ 7,459,945 98,320 570,149 570,890 560,581 574,105 86,517 753,076 1,303,886 1,896,539 738,519 $ 10,910,513 $ 10,434,476 $ 10,770,277 $ 11,255,732 $ 8,772,569 $ 37,470,572 $ 33,244,801 $ 30,364,957 $ 26,378,295 $ 24,563,344 8,295,338 9,785,950 9,990,019 5,629,164 5,969,984 4,588,957 5,788,260 6,553,884 13,190,416 9,819,864 $ 50,354,867 $ 48,819,011 $ 46,908,860 $ 45,197,875 $ 40,353,192 121 CITY OF SEBASTIAN, FLORIDA Changes in Net Position Last Ten Fiscal Years Expenses Governmental activities: General government Public safety Physical environment Transportation Economic environment Culture and recreation Interest on debt Total governmental activities expenses Business -type activities: Golf Course Airport Building' Total business -type activities expenses Total primary government expenses Program Revenue Governmental activities: Charges for services: General government Public safety Physical environment Culture and recreation Operating grants and contributions Capital grants and contributions Total governmental activities program revenue Fiscal Year 2014 2013 2012 2011 2010 $ 2,923,398 S 2,784,485 $ 2,640,677 $ 2,766,575 $ 3,309,381 4,908,374 4,928,203 5,025,274 5,546,632 5,720,933 2,310,539 2,039,380 2,007,902 1,558,974 1,947,605 1,828,569 1,845,429 1,800,432 2,263,367 1,863,551 247,891 155,214 170,960 208,518 135,885 1,229,369 1,232,345 1,239,512 1,227,198 1,240,383 235,071 368,432 562,496 546,103 566,410 13,683,211 13,353,488 13,447,253 14,117,367 14,784,148 1,406,770 1,377,039 1,394,731 1,355,266 1,388,158 1,031,464 1,146,905 1,166,588 1,188,788 1,067,525 465,717 417,887 397,295 470,406 496,800 2,903,951 2,941,831 2,958,614 3,014,460 2,952,483 $ 16,587,162 $ 16,295,319 $ 16,405,867 $ 17,131,827 $ 17,736,631 $ 407,068 5 314,158 $ 214,488 $ 197,945 $ 203,915 76,132 67,297 66,474 92,350 118,368 1,073,015 1,101,864 876,693 868,059 881,338 67,371 70,982 66,954 61,353 62,046 186,295 332,627 187,333 196,534 210,050 739,785 770,123 791,265 838,242 3,178,618 2,549,666 2,657,051 2,203,207 2,254,483 4,654,335 Business -type activities: Charges for services: Golf Course 1,277,660 1,302,441 1,394,844 1,382,421 1,335,647 Airport 470,703 481,759 491,367 485,229 468,698 Building ' 700,751 706,964 419,705 401,021 356,264 Operating grants and contributions - - - - - Capitalgrants and contributions 235,215 230,868 150,083 900,340 904,853 Total business -type activities program revenue 2,684,329 2,722,032 2,455,999 3,169,011 3,065,462 Total primary government program revenue $ 5,233,995 $ 5,379,083 $ 4,659,206 $ 5,423,494 $ 7,719,797 Net(expense)revenue Governmental activities $ (11,133,545) $ (10,696,437) $ (11,244,046) $ (11,862,884) $ (10,129,813) Business -type activities (219,622) (219,799) (502,615) 154,551 112,979 Total primary government net (expense) revenue $ (11,353,167) $ (10,916,236) $ (11,746,661) $ (11,708,333) $ (10,016,834) 122 Table II - Unaudited Fiscal Year 2009 2008 2007 2006 2005 $ 3,169,851 $ 3,375,178 $ 3,083,609 $ 3,129,723 $ 3,262,276 5,420,585 5,226,512 5,377,107 4,191,295 4,816,614 1,347,771 1,805,755 1,695,066 2,193,589 1,283,889 3,437,724 2,111,360 2,276,497 2,173,071 4,034,900 167,470 113,101 605,510 98,661 32,128 1,073,249 1,420,734 1,237,398 1,208,288 1,260,395 730,100 634,891 667,950 706,303 740,372 15,346,750 14,687,531 14,943,137 13,700,930 15,430,574 1,477,299 1,488,472 1,533,900 1,558,338 1,464,532 1,079,869 1,099,653 1,046,994 801,967 519,235 533,641 605,422 905,452 936,793 - 3,090,809 3,193,547 3,486,346 3,297,098 1,983,767 $ 18,437,559 $ 17,881,078 $ 18,429,483 $ 16,998,028 $ 17,4142341 $ 220,073 $ 353,836 $ 422,897 $ 533,482 $ 370,609 95,606 85,009 92,853 140,545 1,356,385 908,829 903,285 891,021 887,819 828,907 66,540 83,378 85,945 72,472 56,199 228,002 786,016 192,676 407,898 2,802,511 1,865,174 835,607 1,014,481 1,301,438 1,781,954 3,384,224 3,047,131 2,699,873 3,343,654 7,196,565 1,406,956 1,438,233 1,652,288 1,580,407 1,381,817 438,485 523,989 344,813 375,768 434,818 358,947 347,189 408,875 1,220,823 - - - - 6,998 13,582 1,356,914 494,098 500,428 1,056,562 2,289,986 3,561,302 2,803,509 2,906,404 4,240,558 4,120,203 $ 6,945,526 $ 5,850,640 $ 5,606,277 $ 7,584,212 $ 11,316,768 $ (11,962,526) $ (11,640,400) $ (12,243,264) $ (10,357,276) $ (8,234,009) 470,493 (390,038) (579,942) 943,460 2,136,436 $ (11,492,033) $ (12,030,438) $ (12,823,206) $ (9,413,816) $ (6,097,573) continued... 123 CITY OF SEBASTIAN, FLORIDA Changes in Net Position Last Ten Fiscal Years Fiscal Year 2014 2013 2012 2011 2010 General revenue and other changes in net position 6,563 4,026 15,658 - 274 4,125 - 1,194 Governmental Activities: (22,489) - 7,020 16,306 42,399 (11,801) 4,026 23,872 Property taxes, levied for general purposes $ 3,248,113 $ 3,221,304 $ 3,063,495 $ 3,453,778 $ 4,164,128 Sales and use taxes 5,320,051 5,123,046 4,852,413 4,751,021 4,765,200 Franchise fees 1,190,233 1,118,886 1,124,568 1,184,686 1,228,692 State shared revenues not restricted to specific programs 2,208,700 2,063,450 1,934,733 1,868,555 1,825,215 Investment earnings 43,293 74,650 82,129 111,943 144,432 Miscellaneous 338,901 315,296 201,538 171,119 149,453 Transfers (14,822) (37,734) 22,489 - (7,020) Total governmental activities 12,334,469 11,878,898 11,281,365 11,541,102 12,270,100 Business -type activities: Investment earnings Miscellaneous Transfers Total business -type activities Total primary government general revenue Change in net position Governmental activities Business -type activities 1,484 4,391 6,563 4,026 15,658 - 274 4,125 - 1,194 14,822 37,734 (22,489) - 7,020 16,306 42,399 (11,801) 4,026 23,872 $ 12,350,775 $ 11,921,297 $ 11,269,564 $ 11,545,128 $ 12,293,972 $ 1,200,924 $ 1,182,461 $ 37,319 $ (321,782) $ 2,140,287 (203,316) (177,400) (514,416) 158,577 136,851 Total primary government change in net position $ 997,608 $ 1,005,061 $ (477,097) $ (163,205) $ 2,277,138 The building operation was reclassified from being part of the General Fund operation to an enterprise fund operation at the beginning of fiscal year 2006. 2 The large increases in transfers from 2005 to 2006 are mainly due to the one time transfer of building reserve to building fund due to the reclassification of fund type for the building operation. s The reduction in the change in net position for governmental funds can be attributed to less income being received resulting in a smaller spread between revenues and expenditures, thereby using net position for revenue shortfalls. 124 Fiscal Year 2009 2008 2007 2006 2005 $ 4,801,924 $ 5,149,047 $ 5,089,841 $ 4,645,050 $ 4,017,555 4,670,106 4,753,718 4,776,691 4,907,906 4,718,691 1,327,253 1,199,762 1,106,698 1,253,749 886,390 1,821,347 1,989,606 2,083,523 2,242,292 2,138,020 261,203 634,919 1,147,931 827,224 398,518 140,512 159,300 192,300 256,780 118,760 - - 42,720 (1,414,205) (106,500) 13,022,345 13,886,352 14,439,704 12,718,796 12,171,434 5,544 54,237 137,207 125,498 45,709 - - - - 300 - - (42,720) 1,414,205 Z 106,500 5,544 54,237 94,487 1,539,703 152,509 $ 13,027,889 $ 13,940,589 $ 14,534,191 $ 14,258,499 $ 12,323,943 $ 1,059,819 $ 2,245,952 $ 2,196,440 $ 2,361,520 $ 3,937,425 476,037 (335,801) (485,455) 2,483,163 2,288,945 $ 1,535,856 $ 1,910,151 $ 1,710,985 $ 4,844,683 $ 6,226,370 concluded 125 CITY OF SEBASTIAN, FLORIDA Fund Balances, Governmental Funds Last Ten Fiscal Years Governmental funds General Fund: Nonspendable Restricted Committed Assigned Unassigned Total General Fund All other governmental funds: Nonspendable Restricted Committed Assigned Unassigned Total all other governmental funds Total governmental funds -9101"iscal, Year 2014 2013 ' 2012 2011 2010 $ 369,329 $ 368,564 $ 370,450 $ 346,995 $ 352,248 7,969 28,632 - - - - - 2,861,708 2,949,139 3,063,585 7,129 7,020 35,707 21,911 31,656 5,348,905 5,065,242 1,734,307 1,784,413 Z 2,164,910 5,733,332 5,469,458 5,002,172 5,102,458 5,612,399 1,390,073 1,323,838 1,289,693 1,494,779 859,463 3,756,950 4,647,950 4,371,826 4,748,376 7,897,580 625,007 589,364 719,686 - - (64,875) - - - - 5,707,155 6,561,152 6,381,205 6,243,155 8,757,043 $ 11,440,487 $ 12,030,610 $ 11,383,377 $ 11,345,613 $ 14,369,442 ' The significant reduction in restricted fund balance reported in all other governmental funds from 2008 to 2009 is a result of the significant completion of the Indian River Drive/Main Street and Pedestrian Bridge projects, along with the significant construction completed on the Collier Canal Retrofit project. z Reduction in unassigned fund balance to fund operations 126 Table III - Unaudited Fiscal Year 2009 2008 2007 2006 2005 $ 357,696 $ 381,528 $ 368,609 $ 106,192 $ 160,964 3,083,463 3,502,560 3,742,617 4,844,674 5,546,959 1,983 33,453 19,055 9,856 3,761 2,324,972 2,390,641 2,260,507 1,518,350 391,783 5,768,114 6,308,182 6,390,788 6,479,072 6,103,467 830,029 771,927 694,506 656,160 578,367 8,557,389 ' 12,446,260 12,926,545 14,783,299 13,392,801 9,387,418 13, 218,187 13, 621, 051 15,439, 459 13, 971,168 $ 15,155,532 $ 19,526,369 $ 20,011,839 $ 21,918,531 $ 20,074,635 127 CITY OF SEBASTIAN, FLORIDA Changes in Fund Balances For Governmental Funds For the Last Ten Fiscal Years Revenues Taxes Franchise fees Charges for services Licenses, fees and permits Fines and penalties Intergovernmental Impact fees Special assessments Investment earnings Otherrevenues Total revenues Expenditures Current: General government Public safety Physical environment Transportation Economic environment Culture and recreation Debt service: Principal Interest Capital outlay Total expenditures Revenues over (under) expenditures Other Financing Sources (Uses) Issuance of long-term debt Transfers in Transfers out Total other financing sources (uses) Net change in fund balances Debt service as a percentage of noncapital expenditures Fiscal Year 2014 2013 2012 2011 2010 $ 9,123,879 $ 8,894,880 $ 8,465,990 $ 8,762,729 $ 9,525,074 1,190,233 1,118,886 1,124,568 1,184,686 1,228,692 138,564 45,500 22,431 1,121,967 1,154,739 2,373,695 2,411,395 2,088,038 23,646 33,182 168,350 169,000 58,500 81,534 90,948 1,431,101 1,462,522 1,158,075 2,249,447 4,572,550 54,140 60,190 57,575 42,250 26,000 43,293 78,411 86,516 - - 36,801 22,406 216,091 103,795 228,216 338,901 315,296 201,888 224,823 169,039 14,898,957 14,578,486 13,479,672 13,794,877 17,028,440 2,575,605 2,447,893 2,410,345 2,539,211 2,699,289 4,623,060 4,425,000 4,523,802 5,030,708 4,938,147 1,110,788 1,075,162 1,042,349 1,166,309 1,210,823 1,165,004 1,158,945 1,208,411 1,217,521 1,405,310 144,612 122,730 138,531 188,918 129,352 888,795 847,781 876,502 903,836 977,780 2,306,000 1,307,000 3,321,000 1,203,000 2,142,190 413,995 393,447 472,399 521,152 577,593 2,246,399 2,115,561 1,767,058 4,048,051 6,189,026 15,474,258 13,893,519 15,760,397 16,818,706 20,269,510 (575,301) 684,967 (2,280,725) (3,023,829) (3,241,070) - - 2,296,000 - 2,462,000 3,903,204 3,598,949 3,694,765 5,376,658 4,486,626 (3,918,026) (3,636,683) (3,672,276) (5,376,658) (4,493,646) (14,822) (37,734) 2,318,489 2,454,980 $ (590,123) $ 647,233 $ 37,764 $ (3,023,829) $ (786,090) 19.8% 14.0% 27.1% 13.5% 19.3% 128 Table IV - Unaudited Fiscal Year 2009 2008 2007 2006 2005 $ 10,065,806 $ 10,504,155 $ 10,554,617 $ 10,269,451 $ 9,483,664 1,327,253 1,199,762 1,106,698 1,253,749 886,390 1,186,161 1,209,617 1,271,102 517,605 936,530 29,151 163,471 186,875 244,370 1,587,675 88,938 65,246 71,314 77,776 95,699 3,270,854 2,674,761 2,463,628 2,852,293 5,561,695 13,975 32,825 56,875 337,675 385,775 3,849 - - 819,286 11,023 250,914 647,312 1,062,043 827,224 398,518 176,430 461,553 244,629 294,695 144,057 16,413,331 16,958,702 17,017,781 17,494,124 19,491,026 2,976,896 3,087,789 2,999,652 2,494,863 2,974,736 4,926,714 4,677,618 4,700,447 3,813,908 4,349,639 1,448,067 1,368,593 1,301,719 1,850,642 910,794 1,696,254 1,545,045 1,733,697 1,672,983 3,616,076 167,470 113,101 80,279 98,661 32,128 1,148,408 1,079,379 975,087 926,846 995,406 1,218,995 1,326,182 1,284,418 1,248,378 1,218,023 706,093 611,554 643,305 678,682 711,736 6,495,271 3,634,910 5,242,590 1,451,060 3,975,015 20,784,168 17,444,171 18,961,194 14,236,023 18,783,553 (4,370,837) (485,469) (1,943,413) 3,258,101 707,473 5,196,376 5,679,896 5,158,296 3,785,981 3,745,265 (5,196,376) (5,679,896) (5,115,576) (5,200,186) (3,851,765) 42,720 (1,414,205) (106,500) $ (4,370,837) $ (485,469) $ (1,900,693) $ 1,843,896 $ 600,973 13.5% 14.0% 14.1% 15.1% 13.0% 129 CITY OF SEBASTIAN, FLORIDA Program Revenues by Function/Program Last Ten Fiscal Years Fiscal Year 2014 2013 2012 2011 2010 Program Revenues Governmental activities: General government $ 413,727 $ 471,299 $ 230,550 $ 243,039 $ 209,144 Public safety 2467010 233,309 228,392 234,437 304,630 Physical environment 1,073,015 1,101,864 876,693 930,018 881,338 Transportation 565,692 560,713 560,055 743,383 614,305 Economic environment 15,501 - 13,998 - 2,556,872 Culture and recreation 235,721 289,866 293,519 103,606 88,046 Total govern mental activities 27549,666 2,657,051 2,203,207 2,254,483 4,654,335 Business -type activities: Charges for services: Golf Course 1,277,660 1,302,441 1,394,892 1,382,421 1,3357647 Airport 705,918 712,627 641,455 1,385,569 1,373,551 Building ' 7007751 706,964 4267215 401,021 356,264 Total business -type activities 2,6847329 2,722,032 2,462,562 3,169,011 3,065,462 Total primary government $ 5,233,995 $ 5,379,083 $ 4,665,769 $ 5,423,494 $ 7,7197797 The building operation was reclassified from being part of the General Fund operation to an enterprise fund operation at the beginning of fiscal year 2006. 2 The significant increase in business -type activities for the airport from 2008 to 2009 is mainly due to capital grant funding from the Florida Department of Transportation and the Federal Aviation Administration. 130 Table V - Unaudited Fiscal Year 2009 2008 2007 2006 2005 $ 226,003 $ 377,305 $ 450,267 $ 579,591 $ 587,527 299,119 515,997 249,756 306,702 1,537,557 1,408,829 1,256,277 891,021 890,092 898,821 612,335 619,949 721,103 900,365 3,392,883 6,000 - - 30,059 - 831,938 277,603 387,726 636,845 779,777 3,384,224 3,047,131 2,699,873 3,343,654 7,196,565 1,406,955 1,438,233 1,652,288 1,587,405 1,395,399 1,795,399 2 1,018,087 845,241 1,432,330 2,724,804 358,948 347,189 408,875 1,220,823 - 3,561,302 2,803,509 2,906,404 4,240,558 4,120,203 $ 6,945,526 $ 5,850,640 $ 5,606,277 $ 7,584,212 $ 11,316,768 131 CITY OF SEBASTIAN, FLORIDA Tax Revenue by Source Governmental Funds For the Last Ten Fiscal Years (Rate per $1,000 of assessed value) Table VI - Unaudited 132 Fiscal Year Ended Property Public Sales Motor Millage Tax Year September 30 Taxes Utility Tax Fuel Total Rate 2004 2005 $ 4,017,555 $ 2,005,124 $ 2,713,567 $ 747,418 $ 9,483,664 4.5904 2005 2006 4,645,050 2,183,164 2,724,742 716,495 10,269,451 3.9325 2006 2007 5,089,841 2,216,381 2,560,310 688,085 10,554,617 3.0519 2007 2008 5,149,047 2,250,781 2,502,937 601,390 10,504,155 2.9917 2008 2009 4,801,924 2,341,458 2,328,648 593,776 10,065,806 3.3456 2009 2010 4,164,128 2,437,050 2,328,150 595,746 9,525,074 3.3456 2010 2011 3,453,778 2,392,345 2,358,676 557,930 8,762,729 3.3041 2011 2012 3,063,495 2,387,553 2,464,240 550,702 8,465,990 3.3041 2012 2013 3,221,304 2,534,434 2,587,903 551,239 8,894,880 3.7166 2013 2014 3,248,113 2,581,427 2,738,405 555,934 9,123,879 3.7166 132 CITY OF SEBASTIAN, FLORIDA Direct and Overlapping Property Tax Rates For the Last Ten Fiscal Years (Rate per $1,000 of taxable value) City Direct Rates Tax Fiscal Basic Debt Total Total Year Year Rate Service Direct County' 2004 2005 4.5904 0.0000 4.5904 7.3505 2005 2006 3.9325 0.0000 3.9325 5.6904 2006 2007 3.0519 0.0000 3.0519 5.3661 2007 2008 2.9917 0.0000 2.9917 5.1485 2008 2009 3.3456 0.0000 3.3456 6.2861 2009 2010 3.3456 0.0000 3.3456 6.2693 2010 2011 3.3041 0.0000 3.3041 6.2860 2011 2012 3.3041 0.0000 3.3041 6.9590 2012 2013 3.7166 0.0000 3.7166 6.2572 2013 2014 3.7166 0.0000 3.7166 5.6207 Table VII - Unaudited Iq MEMEq Overlapping Rates County School Board Basic Debt Rate Service 8.0190 0.4800 7.8800 0.3600 7.1630 0.2800 7.2680 0.2700 6.7600 0.2800 7.2960 0.3000 7.9200 0.3000 7.8940 0.3500 7.9230 0.3900 8.1160 - Table VII - Unaudited Iq MEMEq Total Other 2 8.4990 1.43029 8.2400 1.60850 7.4430 1.47940 7.5380 1.38160 7.0400 1.11204 7.5960 1.33570 8.2200 1.35050 8.2440 1.35460 8.3130 1.35460 8.1160 1.71280 ' Tax rates are uniformly applied to taxable values based on a single millage rate determined by each taxing entity. The millage rate is expressed as $1.00 per $1,000 of the taxable value. 2 Millage includes General Fund, MSTUs, Emergency Services District and Land Bonds All Special Taxing Districts Source: Indian River County Property Appraiser's Office 133 CITY OF SEBASTIAN, FLORIDA Actual Value of Taxable Property For the Last Ten Fiscal Years Real Property Personal Property Tax Fiscal Assessed Estimated Assessed Estimated Year Year Value Actual Value Value Actual Value 2004 2005 $ 1,157,275,164 $ 1,446,593,955 $ 51,330,277 $ 51,330,277 2005 2006 1,526,923,406 1,908,654,258 51,827,624 51,827,624 2006 2007 2,124,615,672 2,655,769,590 55,913,696 55,913,696 2007 2008 2,054,408,055 2,568,010,069 64,899,942 64,899,942 2008 2009 1,933,934,630 2,417,418,288 62,476,508 62,476,508 2009 2010 1,650,311,449 2,062,889,311 56,920,223 56,920,223 2010 2011 1,392,267,434 1,740,334,293 55,234,086 55,234,086 2011 2012 1,273,059,710 1,591,324,639 48,922,492 48,922,492 2012 2013 1,210,328,690 1,512,910,863 47,410,545 47,410,545 2013 2014 1,267,035,970 1,583,794,963 47,412,565 47,412,565 Source: Indian River County Property Appraiser 80% 70% 60% 50% 40% 30% 20% 10% 0% Ratio of Taxable to Actual Value 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 Fiscal Year 134 Table VIII - Unaudited M 7— Less: Total TotalRatio of Tax -Exempt Taxable Estimated Taxable to Property Value Actual Value Actual Value $ 228,262,825 $ 980,342,616 $ 1,497,924,232 65.4% 271,466,364 1,307,284,666 1,960,481,882 66.7% 322,318,753 1,858,210,615 2,711,683,286 68.5% 334,302,515 1,785,005,482 2,632,910,011 67.8% 676,808,522 1,319,602,616 2,479,894,796 53.2% 558,090,532 1,149,141,140 2,119,809,534 54.2% 460,752,786 986,748,734 1,795,568,379 55.0% 444,524,142 877,458,060 1,640,247,130 53.5% 437,040,114 820,699,121 1,560,321,408 52.6% 435,071,311 885,009,868 1,631,207,528 54.3% 135 CITY OF SEBASTIAN, FLORIDA Principal Property Tax Payers Current Year and Nine Years Ago Taxpayer Florida Power Et Light (Utility/ Electric) Wal-Mart Stores, Inc. (Retail) Park Place Community, LLC (Rental/Retail) Comcast of Florida, Inc. (Communications) BW US 1, Inc. (Commercial) CR512 Shopping Center Bellsouth Communications (Utility/Telephone) Hartwell Groves, Inc. (Commercial) Pelican Isles (Housing) Sebastian Inlet Marina Et Trading Co, Inc. (Restaurant/ Hotel) Maronda Homes, Inc. (Housing) Adams Homes of Northwest FL (Housing) Fisher, Henry Anthony (Commercial) Sandy Pines LTD (Rental) Mercedes Homes, Inc. (Housing) Total Taxable Value Source: Indian River County Property Appraiser ITaxable Assessed Value Table IX - Unaudited 2014 Fiscal Year 2005 Fiscal Year Percentage Percentage of Total City of Total City Taxable Taxable Taxable I ORank Assessed Assessed Assessed Rank Value Value Value 92.68% Concentration of 2014 Taxpayers 7.32% ■Top Ten Taxpayers ®All Other Taxpayers 136 $ 15,782,005 1 1.78 % $ 15,407,800 1 1.98 % 8,468,400 2 0.96 12,001,110 2 1.54 6,786,642 3 0.77 - - 6,501,387 4 0.73 3,008,500 10 0.39 5,971,370 5 0.67 5,712,340 5 0.73 5,600,600 6 0.63 - - 4,518,986 7 0.51 8,086,380 4 1.04 3,996,530 8 0.45 - - 3,934,710 9 0.44 - - 3,359,400 10 0.38 31512,390 0.45 - 10,549,810 3 1.36 5,558,050 6 0.71 4,987,844 7 0.64 ---- 4,728,268 8 0.61 - ---- 4,245,330 9 0.55 $ 64,920,030 7.32 % $ 77,797,822 10.00 % $ 885,009,868 $777,352,915 92.68% Concentration of 2014 Taxpayers 7.32% ■Top Ten Taxpayers ®All Other Taxpayers 136 CITY OF SEBASTIAN, FLORIDA Table X - Unaudited Property Tax Levies and Collections For the Last Ten Fiscal Years Collected within the L— Fiscal Year of the Levy Total Collections to Date Source: Indian River County Property Appraiser and Department of Revenue, Certification of Final Taxable Value, DR -422. 20 18 16 14 12 10 8 6 4 2 Total Tax Collections 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 Fiscal Year 137 Taxes Levied Delinquent and Tax Fiscal for the � Percentage Penalty Tax Percentage Year Year Fiscal Year Amount of Levy Collections Amount of Levy 2004 2005 $ 3,888,488 $ 3,723,912 95.77 $ 1,712 $ 3,725,624 95.81 2005 2006 4,426,281 4,300,217 97.15 39 4,300,256 97.15 2006 2007 4,747,938 4,537,100 95.56 9,429 4,546,529 95.76 2007 2008 4,919,994 4,634,338 94.19 2,906 4,637,244 94.25 2008 2009 4,441,535 4,225,106 95.13 1,694 4,226,800 95.17 2009 2010 3,844,658 3,716,797 96.67 17,723 3,734,520 97.14 2010 2011 3,260,316 3,144,864 96.46 11,294 3,156,158 96.81 2011 2012 2,899,209 2,799,146 96.55 9,279 2,808,425 96.87 2012 2013 3,050,099 2,947,248 96.63 7,733 2,954,981 96.88 2013 2014 3,074,729 2,975,299 96.77 754 2,976,053 96.79 Source: Indian River County Property Appraiser and Department of Revenue, Certification of Final Taxable Value, DR -422. 20 18 16 14 12 10 8 6 4 2 Total Tax Collections 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 Fiscal Year 137 CITY OF SEBASTIAN, FLORIDA Ratios of Outstanding Debt By Type For the Last Ten Fiscal Years Table XI - Unaudited 80.00 60.00 c 0 40.00 20.00 Primary Government Debt 2,005 2,006 2,007 2,008 2,009 2,010 2,011 2,012 2,013 2,014 Fiscal Year 138 Business -Type Activities Roadway Infrastructure Heavy Stormwater Golf Course Total Percentage Fiscal Improvement Sales Tax Equipment Utility Revenue Revenue Primary of Personal Per Year Notes Bonds/Notes Lease Bonds/Notes Bonds Government Income Capita 1 1 2 2005 $ 2,004,718 $ 10,490,000 $ 422,455 $ 5,290,000 $ 1,395,000 $ 19,602,173 31% 978 2006 1,790,544 9,825,000 288,251 5,055,000 1,140,000 18,098,795 25% 835 2007 1,566,839 9,1457000 147,538 4,815,000 870,000 16,5447377 22% 738 2008 1,333,197 8,445,000 - 4,570,000 590,000 14,938,197 19% 652 2009 1,089,203 77725,000 4,315,000 300,000 137429,203 21% 591 2010 2,414,000 6,980,000 4,055,000 - 13,449,000 20% 587 2011 2,246,000 6,2157000 3,785,000 12,246,000 17% 558 2012 2,296,000 5,420,000 3,505,000 11,221,000 15% 510 2013 2,099,000 476007000 3,2157000 97914,000 13% 447 2014 1,896,000 2,730,000 2,982,000 7,608,000 (1) 353 1. The Infrastructure Sales Tax and Stormwater Utility Revenue Bonds were refunded in 2014 with Bank Notes. 2. A bank note was issued in 2014 for the purchase of golf carts. 80.00 60.00 c 0 40.00 20.00 Primary Government Debt 2,005 2,006 2,007 2,008 2,009 2,010 2,011 2,012 2,013 2,014 Fiscal Year 138 This page intentionally left blank. 139 CITY OF SEBASTIAN, FLORIDA Ratios of General Bonded Debt Outstanding For the Last Ten Fiscal Years Table XII - Unaudited Percentage of General Bonded Debt Outstanding Fiscal Capita Applicable Legal Year Debt Limit to Limit Debt Margin 2005 $ 49,017,131 $ 2,004,718 $ 47,012,413 2006 65,364,233 1,790,544 63,573,689 2007 92,910,531 1,566,840 91,343,691 2008 89,250,574 1,333,197 87,917,377 2009 65,980,131 1,089,203 64,890,928 2010 57,457,057 2,414,000 55,043,057 2011 49,337,437 2,246,000 47,091,437 2012 43,872,903 2,296,000 41,576,903 2013 41,034,956 2,099,000 38,935,956 2014 43,968,861 7,868,527 36,100,334 Table XII - Unaudited Percentage of Per Debt Limit Capita 4.09% $ 2,345 2.74% 2,934 1.69% 4,073 1.49% 3,835 1.65% 2,856 4.20% 2,401 4.55% 2,147 5.23% 1,890 5.12% 1,754 17.90% 1,619 Note: Details regarding the city's outstanding debt can be found in the notes to the financial statements. 140 This page intentionally left blank. 141 CITY OF SEBASTIAN, FLORIDA Legal Debt Margin Information For the Last Ten Fiscal Years Legal Debt Margin as a Percentage of Debt Limit Debt limit Total net debt applicable to limit Legal debt margin Total net debt applicable to the limit as a percentage of debt limit 17.90% 5.12% 5.23% 4.55% 4.20% Legal Debt Margin Calculation for Fiscal Year 2014 Assessed value $1,314,448,535 Fiscal Year (435,071,311) 2014 2013 2012 2011 2010 $ 43,968,861 $ 41,034,956 $ 43,872,903 $ 49,337,437 $ 57,457,057 7,868,527 2,099,000 2,296,000 2,246,000 2,414,000 $ 36,100,334 $ 38,935,956 $ 41,576,903 $ 47,091,437 $ 55,043,057 17.90% 5.12% 5.23% 4.55% 4.20% Legal Debt Margin Calculation for Fiscal Year 2014 Assessed value $1,314,448,535 Less: Exempt property (435,071,311) 879,377,224 Debt limit (5% of assessed value) 43,968,861 Debt applicable to limit: General obligations 7,868,527 Less: Revenue bonds - Total net debt applicable to limit 7,868,527 Legal debt margin $ 36,100,334 Direct and Overlapping Governmental Activities Debt - General Obligations Bonds The City of Sebastian has no overlapping general obligation bonded debt for the year ended September 30, 2014. 142 Fiscal Year 2009 2008 2007 2006 2005 $ 65,980,131 $ 89,250,274 $ 92,910,531 $ 65,364,233 $ 49,017,131 1,089,203 1,333,197 1,566,840 1,790,544 2,004,718 $ 64,890,928 $ 87,917,077 $ 91,343,691 $ 63,573,689 $ 47,012,413 1.65% 1.49% 1.69% 2.74% 4.09% 143 CITY OF SEBASTIAN, FLORIDA Pledged -Revenue Coverage For the Last Ten Fiscal Years continued... Note: Detail regarding the City's outstanding debt can be found in the notes to the financial statements. ' Total revenues including charges for services, rents and interest. z Total direct operating expenses excludes depreciation, amortization, annual Airport lease payment and one time hurricane repair cost. 3 Required coverage was 1.25. Final payment was made on September 30, 2010. 4 Total revenues consist of stormwater utility fees and interest. 5 Required coverage is 1.35. 144 Recreational Facilities Improvement and Refunding Revenue Bonds, Series 2001 Debt Service Less: Net Fiscal Gross Operating Available Year Revenue' Expenses2 Revenue Principal Interest Total Coverage 3 2005 $ 1,395,436 $ 1,023,002 $ 372,434 $ 240,000 $ 71,490 $ 311,490 1.20 2006 1,628,015 1,165,411 462,604 250,000 61,690 311,690 1.48 2007 1,701,171 1,218,382 482,789 255,000 51,590 306,590 1.57 2008 1,455,749 1,174,169 281,580 270,000 41,090 311,090 0.91 2009 1,408,535 1,178,144 230,391 570,000 49,860 619,860 0.37 2010 1,341,555 1,129,651 211,904 300,000 21,700 321,700 0.66 2011 - - - - - - - 2012 2013 2014 continued... Note: Detail regarding the City's outstanding debt can be found in the notes to the financial statements. ' Total revenues including charges for services, rents and interest. z Total direct operating expenses excludes depreciation, amortization, annual Airport lease payment and one time hurricane repair cost. 3 Required coverage was 1.25. Final payment was made on September 30, 2010. 4 Total revenues consist of stormwater utility fees and interest. 5 Required coverage is 1.35. 144 13 Table XIV - Unaudited Stormwater Utility Revenue Bonds, Series 2003 Debt Service Gross Revenues4 Principal Interest Total Coverage 5 792,886 $ 240,000 $ 206,673 $ 446,673 1.78 908,576 235,000 201,973 436,973 2.08 932,183 240,000 197,273 437,273 2.13 856,568 245,000 191,873 436,873 1.96 814,419 255,000 185,135 440,135 1.85 858,664 260,000 177,485 437,485 1.96 816,415 270,000 169,035 439,035 1.86 810,382 280,000 159,248 439,248 1.84 1,007,221 290,000 148,048 438,048 2.30 145 concluded CITY OF SEBASTIAN, FLORIDA Demographic and Economic Statistics For the Last Ten Calendar Years Sources: ' Florida Research Et Economic Database (FRED). Information available for Indian River County Only. z Indian River County School Board 3 Indian River County Property Appraiser 4 Information not yet available. 5 The school population appears to have declined as a result of loss of job opportunities. Our community lost many construction jobs as a result of the declining economy. Note: School enrollment consists of Sebastian River High School, Sebastian River Middle School, Liberty Magnet, Treasure Coast Elementary, Pelican Island Elementary, Sebastian Elementary and Sebastian Charter Junior High School. 146 Personal Per "r Income Capita Median State (thousands Personal Household School Unemployment Unemployment Year opulation of dollars)' Income' Income' Enrollment Z Rate' Rate 2005 20,048 $ 6,373,953 $ 50,276 $ 44,450 5,258 4.8 3.8 2006 21,666 7,320,877 56,383 45,034 5,604 4.9 3.6 2007 22,426 7,552,059 56,852 47,563 5,117 7.0 4.4 2008 22,924 7,976,086 58,528 48,267 5 4,710 9.8 7.1 2009 22,722 6,534,146 47,689 43,685 5 3,751 14.5 11.2 2010 22,922 6,737,286 48,276 47,525 5,167 14.5 11.3 2011 21,929 7,080,348 50,977 42,053 5,228 13.4 10.6 2012 21,995 7,429,653 52,855 42,638 5,208 11.8 8.6 2013 22,188 7,731,263 54,448 44,326 6,739 8.8 6.9 2014 22,296 4 4 4 6,034 6.5 5.6 Sources: ' Florida Research Et Economic Database (FRED). Information available for Indian River County Only. z Indian River County School Board 3 Indian River County Property Appraiser 4 Information not yet available. 5 The school population appears to have declined as a result of loss of job opportunities. Our community lost many construction jobs as a result of the declining economy. Note: School enrollment consists of Sebastian River High School, Sebastian River Middle School, Liberty Magnet, Treasure Coast Elementary, Pelican Island Elementary, Sebastian Elementary and Sebastian Charter Junior High School. 146 Table XV - Unaudited Property Total Taxes Taxable Per Property Capita Value 3 200.40 980,342,616 214.39 1,307,284,666 226.96 1,858,210,615 224.61 1,785,005,482 211.33 1,319,602,616 181.67 1,149,141,140 157.50 986,748,734 139.28 877,458,060 145.18 820,699,121 145.68 827,296,184 147 This page intentionally left blank. 148 CITY OF SEBASTIAN, FLORIDA Principal Employers Current Year and Nine Years Ago Table XVI - Unaudited Source: Indian River County Community Development Report. Note: Principal employers information available for Indian River County Only. 149 2014 2005 Percentage of Percentage of Total County Total County Employer Employees Rank Employment Employees Rank Employment School District of Indian River County (Government) 2,123 1 3.62 % 2,025 1 3.51 Indian River Medical Center (Healthcare) 1,605 3 2.74 1,450 3 2.51 Indian River County (Government) 1,354 2 2.31 1,375 2 2.38 Publix Supermarkets (Food/Beverage) 1,092 4 1.86 930 5 1.61 Piper Aircraft, Inc. (Manufacturer) 850 5 1.45 950 4 1.65 Wal-Mart (Retail) 701 6 1.20 500 9 0.87 Sebastian River Medical Center (Healthcare) 576 7 0.98 525 8 0.91 John's Island (Residential/ Resort) 550 8 0.94 500 9 0.87 City of Vero Beach (Government) 460 9 0.78 600 7 1.04 Visiting Nurse Association (Healthcare) 401 10 0.68 300 12 0.52 Indian River Estates (Retirement/ Life care) 350 11 0.60 400 10 0.69 Disney Vero Beach (Resort Hotel) 281 12 0.48 400 10 0.69 Grand Harbor Management (Developer) 253 13 0.43 300 12 0.52 CVS Warehouse/ Distribution (Distribution) 276 14 0.47 Sun Ag, Inc. (Agricultural) 225 15 0.38 City of Sebastian (Government) 171 16 0.29 Flight Safety International (Education) 162 17 0.28 Medical Data Systems (Collection Agency) 131 18 0.22 Saint Edward's School (Education) 109 19 0.19 Gracewood Fruit Packing (Agricultural) 330 11 0.57 Hale Indian River Groves (Agricultural) 650 6 1.13 11,670 19.90 % 11,235 19.48 Total Average County Employees 58,645 57,689 Source: Indian River County Community Development Report. Note: Principal employers information available for Indian River County Only. 149 CITY OF SEBASTIAN, FLORIDA Full -Time Equivalent City Government Employees By Function For the Last Ten Fiscal Years Full-time Equivalent Employees as of September 30 Function 2014 2013 2012 2011 2010 General government City council 2.5 2.5 2.5 2.5 City manager 2.0 2.0 2.0 2.0 City clerk 5.0 3.0 3.0 3.0 City attorney - - - - Administrative 5.5 5.0 5.0 5.0 Finance - - - - Management information 2.0 3.0 3.0 4.0 Human resources - - - - Facilities maintenance 5.0 4.0 3.0 2.0 Community development 4.0 3.0 3.0 4.0 Public safety Police 57.0 55.5 55.0 58.0 Building 5.0 5.0 4.0 5.0 Code enforcement 3.0 3.0 3.0 3.0 Transportation Roads and drainage 10.0 10.0 10.0 12.0 Fleet management 3.5 3.5 3.5 2.5 Airport 1.0 2.0 3.0 3.0 Physical environment Cemetery 2.0 2.0 1.0 1.0 Engineering - - - - Stormwater utility 9.0 9.0 9.0 12.0 Culture and recreation Parks and recreation 20.0 20.0 20.0 21.0 Golf course 10.0 10.0 10.0 10.5 Total 146.5 142.5 140.0 150.5 Source: City of Sebastian, Florida 2006-2015 Annual Budgets Method: Using 1.0 for each full-time employee and 0.5 for each part-time and seasonal employee. 150 2.5 2.5 3.0 5.0 3.0 2.0 5.0 58.0 5.0 2.5 12.0 3.5 3.0 2.0 12.0 23.0 10.5 154.5 2009 2.5 2.5 3.0 2.0 5.0 3.0 2.0 2.0 5.0 59.0 5.0 2.5 10.0 3.5 3.0 2.0 7.0 11.0 23.5 9.0 162.5 Table XVII - Unaudited I I Full-time Equivalent Employees as of September 30 IF 2008 2007 2006 2005 2.5 2.5 2.5 2.5 2.5 2.0 2.0 5.0 3.0 4.0 4.5 4.0 2.0 2.0 2.0 2.0 5.0 5.0 6.0 5.0 3.0 3.0 3.0 2.0 3.0 3.0 3.0 3.0 2.0 2.0 2.0 2.0 5.0 5.0 4.0 4.0 58.0 57.0 58.0 59.0 6.0 11.0 11.0 9.0 2.5 3.0 3.0 - 10.0 11.5 12.5 12.5 2.5 3.5 3.5 3.0 3.0 3.0 3.5 3.5 2.0 2.0 2.0 2.0 7.0 9.0 8.0 8.0 13.0 13.0 13.0 13.0 23.5 9.0 23.5 12.5 24.5 12.5 23.5 12.5 164.5 177.5 180.5 175.5 151 CITY OF SEBASTIAN, FLORIDA Operating Indicators By Function For the Last Ten Fiscal Years 152 2010 - 1 - 5.90 228 216 500 487 5,941 4,083 242 87 51 36 10.2 $ Fiscal Year Function 2014 2013 2012 201' General government 66 34 33 Number of annexations approved 280 2 50 Acres of annexed property - 4.00 - Purchase orders issued 242 233 201 Public Safety 3,673 Police Physical arrests 347 440 441 Traffic violations 4,587 4,491 4,319 Parking violations 29 80 167 Building Construction permits issued 175 170 66 Estimated value of construction (in millions) $ 40.0 $ 35.9 $ 14.7 $ Transportation Road maintenance (man hours) 200 300 500 Asphalt for road maintenance (tons) 20 30 50 Concrete for road maintenance (yards) ` Physical environment Cemetery Cemetery internments 67 65 65 Grave deeds sold 47 38 38 Stormwater Swales maintained (miles) 280 280 280 Ditches maintained (miles) 50 50 50 Road crossings maintained 68 50 50 Culture and recreation Program participants 7,571 8,113 9,713 Number of discount cards 653 710 786 Number of golf course memberships 84 86 88 Average daily golf revenue $ 3,500 $ 3,569 $ 3,822 $ Sources: City of Sebastian Police Department, Growth Management, Public Works, Golf Course and Building Department. ' New commercial and residential only. Z All road maintenance utilized asphalt, no concrete curbing was installed. 152 2010 - 1 - 5.90 228 216 500 487 5,941 4,083 242 87 51 36 10.2 $ 6.6 700 1,264 50 103 54 66 34 33 280 280 50 50 40 40 8,649 11,701 735 844 94 96 3,787 $ 3,673 2009 3 26.00 288 543 4,849 50 23 5.1 $ 600 328 74 39 280 50 30 13,465 879 95 4,000 $ 2008 254 662 4,418 208 55 13.3 $ 538 358 68 46 280 50 30 12,910 950 97 3,988 $ Fiscal Year 2007 1 3.87 284 697 7,221 289 104 22.5 $ 888 210 69 49 280 50 30 14,177 1,004 108 4,661 $ 2006 Table XVIII - Unaudited 1 3.30 293 744 6,291 880 506 88.3 $ 512 127 300 76 56 280 50 30 8,004 2,690 119 4,441 $ 153 2005 1 25.55 369 786 5,457 303 774 114.7 100 125 79 56 280 50 30 5,504 1,000 85 3,844 CITY OF SEBASTIAN, FLORIDA Capital Asset Statistics By Function For the Last Ten Fiscal Years Sources: City of Sebastian Administrative Services Department and Park and Recreation Division ' This number represents actual unmetered street lights in the City (source: Florida Power Et Light - January billing). 154 Fiscal Year Function 2014 2013 2012 2011 2010 General Government Square footage occupied 21,500 21,500 21,500 21,500 21,500 Departmental vehicles 5 6 1 3 3 Public safety Police stations 1 1 1 1 1 Police department Square footage 25,600 25,600 25,600 25,600 25,600 Building department Square footage 2,500 2,500 2,500 2,500 2,500 Police vehicles 62 61 66 67 63 Building inspector vehicles 3 3 3 3 3 Transportation Streets (miles) 156 156 156 156 156 Streetlights ' 1,085 1,080 1,228 1,236 1,230 Airport 1 1 1 1 1 Public service vehicles 15 17 17 19 22 Physical environment Public service vehicles 10 10 9 9 15 Culture and recreation Parks 18 18 18 18 18 Recreation centers 2 2 2 2 2 Park acreage 315.01 315.01 315.01 315.01 315.01 Recreation center square footage 4,859 4,859 4,859 4,859 4,859 Park maintenance vehicles 9 12 13 14 13 Golf course 1 1 1 1 1 Sources: City of Sebastian Administrative Services Department and Park and Recreation Division ' This number represents actual unmetered street lights in the City (source: Florida Power Et Light - January billing). 154 Table XIX - Unaudited 155 Fiscal Year 2009 2008 2007 2006 2005 21,500 21,500 21,500 21,500 21,500 3 3 3 3 5 1 1 1 1 1 25,600 25,600 25,600 25,600 25,600 2,500 2,500 2,500 2,500 2,500 63 62 57 53 52 4 4 5 6 5 156 156 156 156 156 1,240 1,229 1,309 3,808 3,555 1 1 1 1 1 18 23 21 19 14 7 11 10 12 13 18 15 14 14 12 2 2 2 2 2 233.79 233.79 229.37 229.37 223.37 4,859 4,859 4,859 4,859 4,859 13 13 12 11 10 1 1 1 1 1 155