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HomeMy WebLinkAbout2014 - 2015CITY OF SEBASTIAN, FLORIDA CITY OF SE�AMT�N HOME OF PELICAN ISLAND COMPREHENSIVE ANNUAL FINANCIAL REPORT For the Year Ended September 30, 2015 CITY COUNCIL Richard Gillmor Jerome Adams Mayor Vice -Mayor Andrea Coy Council Member Jim Hill Bob McPartlan Council Member Council Member Prepared by: Administrative Services Department CITY OF SEBASTIAN, FLORIDA 0 Table of Contents Page INTRODUCTORY SECTION 1 City Officials 2 Letter of Transmittal 3 Organizational Chart 8 GFOA Certificate of Achievement 9 FINANCIAL SECTION 10 Independent Auditors' Report 11 Management's Discussion and Analysis 15 Basic Financial Statements: Government -wide Financial Statements: Statement of Net Position 27 Statement of Activities 28 Fund Financial Statements: Balance Sheet - Governmental Funds 30 Reconciliation of Fund Balances for Governmental Funds to Net Position of Governmental Activities 32 Statement of Revenues, Expenditures and Changes in Fund Balances - Governmental Funds 33 Reconciliation of Net Changes in Fund Balance of Governmental Funds to Change in Net Position of Governmental Activities 35 Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual: General Fund 36 Discretionary Sales Tax Fund 37 Riverfront Redevelopment Fund 38 Statement of Net Position - Proprietary Funds 39 Statement of Revenues, Expenses and Changes in Fund Net Position - Proprietary Funds 40 Statement of Cash Flows - Proprietary Funds 41 Statement of Fiduciary Net Position 43 Statement of Changes in Fiduciary Net Position 44 Notes to Financial Statements 46 CITY OF SEBASTIAN, FLORIDA E Table of Contents Combining and Individual Fund Financial Statements and Schedules: Page Required Supplementary Information: Single -employer Pension Trust Fund: 83 Schedule of Changes in Net Pension Liability and Related Ratios 77 Schedule of the Net Pension Liability 78 Schedule of Investment Returns 78 Schedule of Contributions 79 Other Postemployment Benefits Plan: 87 Schedule of Funding Progress 80 Schedule of Employer Contributions 80 Coastal Florida Public Employees Association Pension Plan: 90 Schedule of Employer Contributions 81 Combining and Individual Fund Financial Statements and Schedules: Nonmajor Governmental Funds: Combining Balance Sheet 83 Combining Statement of Revenues, Expenditures and Changes in Fund Balances 85 Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual: Local Option Gas Tax 87 Parking In -Lieu of Fund 88 Recreation Impact Fee Fund 89 Stormwater Utility Fund 90 Law Enforcement Forfeiture Fund 91 Discretionary Sales Surtax Revenue Bonds 2003 Fund 92 Stormwater Utility Revenue Bonds 2003 Fund 93 Agency Fund: Combining Statement of Changes in Assets and Liabilities 95 Other: Capital Assets used in the Operations of Governmental Funds: Comparative Schedule by Source 97 Schedule by Function and Activity 98 Schedule of Changes by Function and Activity 99 Internal Control and Compliance Independent Auditor's Report on Internal Control over Financial Reporting and on Compliance with Other Matters Based on an Audit of Financial Statements Performed in Accordance with Governmental Auditing Standards 101 Independent Auditors' Management Letter 103 Independent Accountants' Report 106 CITY OF SEBASTIAN, FLORIDA E Table of Contents Page STATISTICAL SECTION (UNAUDITED) 107 Statistical Section Table of Contents 108 Financial Trends Information Net Position by Component 109 Changes in Net Position 111 Fund Balances, Governmental Funds 115 Changes in Fund Balances, Governmental Funds 117 Program Revenues by Function/ Program 119 Revenue Capacity Information Tax Revenues by Source 121 Property Tax Rates ($1 per $1,000 of Taxable Value) - Direct and Overlapping Governments 122 Assessed and Estimated Actual Value of Taxable Property 123 Principal Property Taxpayers 125 Property Taxes, Levies and Collections 126 Debt Capacity Information Ratio of Outstanding Debt by Type 127 Ratio of Net General Bonded Debt to Estimated Actual Value and Net General Bonded Debt Per Capita 128 Computation of Legal Debt Margin for General Obligation Bonds 129 Pledged Revenue Coverage 131 Demographic and Economic Information Demographic and Economic Statistics 133 Principal Employers 135 Operating Information Full -Time Equivalent City Employees by Function/ Program 136 Operating Indicators by Function/ Program 138 Capital Asset Statistics by Function/ Program 140 0000■ INTRODUCTORY SECTION CITY OF SEBASTIAN, FLORIDA CITY OFFICIALS For the Year Ended September 30, 2015 Joseph Griffin City Manager Robert Ginsburg City Attorney DEPARTMENT HEADS Michelle Morris Police Chief Frank Watanabe Community Development & Airport Director Wayne Eseltine Building Official 2 Sally A. Maio, MMC City Clerk Kenneth W. Killgore Administrative Services Director Jerry Converse Public Works Director Greg Gardner Golf Course Director MOF SE HOME OF PELICAN ISLAND March 10, 2016 To the Citizens of the City of Sebastian, Florida: We are submitting the Comprehensive Annual Financial Report of the City of Sebastian, Florida for the fiscal year ended September 30, 2015, as prepared by the City's Administrative Services department. State law requires that every general-purpose local government publish within six months of the close of each fiscal year a complete set of audited financial statements. This report is published to fulfill that requirement for the fiscal year ended September 30, 2015. Management assumes full responsibility for the completeness and reliability of the information contained in this report, based on a comprehensive framework of internal control that is established for this purpose. Because the cost of internal control should not exceed anticipated benefits, the objective is to provide reasonable, rather than absolute, assurance that the financial statements are free of any material misstatements. Chapter 218.39, Florida Statutes requires that the financial statements of the City of Sebastian be audited by a certified public accountant selected by the City Council. The City's independent Certified Public Accountants, Rehmann Robson LLC., has issued an unmodified ("clean") opinion on the City of Sebastian's financial statements for the year ended September 30, 2015. The independent auditors' report is located on page 13, 14 and 15. Management's discussion and analysis (MDftA) immediately follows the independent auditors' report and provides a narrative introduction, overview, and analysis of the basic financial statements. The MDFtA complements this letter of transmittal and should be read in conjunction with it. Profile of the Government The City of Sebastian, Florida is located in Indian River County approximately midway through the east coast of the Florida Peninsula (between Melbourne and Vero Beach) in an area known as the Treasure Coast. It is recognized as the Home of Pelican Island, the first designated wildlife refuge in the United States, a Millennium City, and a Tree City USA. It was first incorporated as the Town of Sebastian in 1924. In the late 1950s General Development Corporation purchased the land from the Mackle family of Miami and began the development of a planned community that is now the City of Sebastian. The City has a population of 22,622 living in an area of approximately 14.6 square miles. The City is empowered to levy a property tax on both real and personal property located within its boundaries. It also is empowered by state statute to extend its corporate limits by annexation, which it has done from time to time. The City is a Florida municipal corporation with a five -member City Council. Council members serve a two-year term. Annual elections are held on the first Tuesday following the first Monday in November and two members are elected in even -numbered years and three members are elected in odd -numbered years. Elections are non-partisan and at -large. Mayor and Vice Mayor are elected from among the members of every newly seated Council at a Special meeting following the election each year. The City has operated under a Council -City Manager form of government since 1989. The City provides a wide range of services including general government administration, police protection, the construction and maintenance of local roads, public works, recreational and cultural activities, a golf course, a general aviation airport, and a building department to enforce building codes. This report includes all funds of the City. In evaluating the City as a reporting entity, we have included all component units for which the City Council is financially accountable. The component units have been blended with the financial statements presented for the Primary Government because the component unit's governing body is the same as the City Council or because the component unit exclusively serves the City. The blended component units are the Riverfront Redevelopment Agency and the Sebastian Police Officer's Pension Trust Fund. The Council is required to adopt a final budget no later than the close of the fiscal year. This annual budget serves as the foundation for the City's financial planning and control. The budget is prepared by fund, function (e.g., transportation), and department (e.g., public works). Shifts in appropriations within fund totals may be done administratively on the authority of the City Manager. Total fund appropriation changes and use of contingency appropriations must be approved by the City Council. Local Economy The region (which includes the City of Sebastian and the surrounding unincorporated area within the same county) has a fluctuating labor force depending on agricultural demand and is a strong retirement community. Although the labor force fluctuates, unemployment in the region increased to high levels for several years but has shown good improvement in the last few years. As of September 2015, the Florida Research it Economic Database reported an improved unemployment rate of 6.1%, which corresponds with improvements being enjoyed at the state and national levels. The overall unemployment rate for the area has historically been greater than that of the State of Florida. The largest major occupational group is Office and Administrative Support Occupations (22.5%), followed by Sales and Related Occupations (17.6%) and Food Preparation and Serving Related Occupations (13.3%). According to the U.S. Census Bureau (2000), 86% of the population age 25 or older are high school graduates and 23.1% hold a bachelor's degree or higher. The area median age for 2010 was 50.1 per the U.S. Census Bureau. The median household income for 2014 was $47,548, as reported by the Florida Research and Economic Database. The geographical area of the City of Sebastian, just north of the Treasure Coast, houses a number of high-tech industries including NASA and various aerospace industry -related businesses. In the past, this attracted a workforce with a higher than average education and technical skills to the vicinity but with the end of the Space Shuttle program, the loss of these activities affected job availability. Now, the area has diversified to industries focused on building aerospace vehicles rather than just launching activities. This has helped with providing employment for this highly skilled work force. 4 Long-term Financial Planning The voters of Indian River County in November 2003 extended the Infrastructure Sales Surtax in the amount of $.01 per $1.00 sale for an additional fifteen years and seven months beginning in January 2004. This Infrastructure Sales Surtax is estimated to provide the City in excess of $40 million dollars over the life of the extension for the City's emergency vehicle and capital improvement needs. In addition, the City has funded a number of other capital projects with impact fees and has actively pursued grant funding for some major transportation and environmental improvements. It has also employed the use of a Community Redevelopment Agency that is funded by means of tax -increment financing. The millage was levied at the same 3.8556 for fiscal year 2015. The City had a slight overall increase in ad valorem proceeds resulting from increases in taxable values due to improvements and additions. Construction activity remained fairly high with 142 permits being issued for new construction in fiscal year 2015 with a value of $40.6 million compared to 175 permits being issued for new construction in fiscal year 2014 with a value of $40.0 million. These levels are higher than past years and can be primarily attributed to the improved outlook for the housing market. General Fund unassigned fund balance and amounts committed by the financial policies resolution based on 30% of the General Fund expenditures budget, were 52% of the General Fund for the fiscal year 2015 expenditures budget. The City has been steadfast and refused to spend down these balances because the City understands reliance on accumulated fund balances to fund operating expenditures is not a prudent fiscal strategy. To this end, the original budget for fiscal year 2015 was balanced without a reduction of fund balances. Major Initiatives Administration During the budget process, the City adopted a millage increase in order to allocate funds to improve the Indian River Lagoon, resurface roadways and minimize the impact of proposed additional railway traffic. These efforts are a very high priority for the community and the City expects to continue applying the additional taxes from the millage increase to these efforts. Stormwater Operation and maintenance activities are accounted for in General Fund, with about one-half of the costs offset by an annual transfer from the Stormwater Utility Fund. Equipment replacements are being accounted for in the Stormwater Utility Fund. The City budgeted funds to continue the program to upgrade the current swale system by contracting to install quarter -round piping. However, it was recognized during the year that a major effort was sorely needed to do maintenance work on the swales and ditches. Therefore, a hold was placed on installing the quarter -round piping and funds were reallocated for maintenance work. Traffic £t Transportation The City continues working on transportation improvements. Fund was allocated from discretionary sales taxes and the community redevelopment agency for enhancements to the "presidential streets" within the community redevelopment agency area. General fund discretionary sales taxes and gas taxes were used for paving and widening Main Street and reconstructing Fleming and Coolidge. Discretionary sales taxes were used to match grants to repave the Main Street access road to the Airport. Funding has also been established for the reconstruction of Tulip Drive this coming fiscal year. Airport The Sebastian Municipal Airport's infrastructure is being developed with the intent of attracting economic development and stimulating the business climate in order to create jobs in the community. In fiscal year 2016, a separate budget was once again approved for expenses made toward promoting economic development. The current Master Plan serves as the guiding document for airport planning. Land leases are a primary source of airport revenues and over 150 acres of property is available for lease, for both aviation and non -aviation businesses. Also important are sales from a self -serve fueling facility. The Airport's limited resources continue to be leveraged by aggressively seeking and obtaining grants from the Florida Department of Transportation (FDOT) and Federal Aviation Administration (FAA) for funding to develop the necessary infrastructure. Planned improvements in fiscal year 2016 include constructing another hangar with grant funds matched by funds from discretionary sales taxes. Public Safety The Police Department continues to participate in the accreditation program offered by the commission for Florida Law Enforcement Accreditation. The designation encourages the Police Department to establish goals and objectives with provisions for periodic updating; constant reevaluation of whether departmental resources are being employed in accordance with agency goals, objectives and mission; constant reevaluation of departmental policies and procedures as documented in the department's written directive system; to accommodate correction of internal deficiencies and inefficiencies before they become public problems; and the opportunity to reorganize without the appearance of personal attacks. Standards and performance measurements resulting from the accreditation process will continue to guide both Sebastian Police Department and city administration in alleviating potentially adverse conditions. Culture Et Recreation The City continued efforts to promote the "working waterfront" concept on the riverfront properties that were purchased with grant funding and has a lease with a not-for-profit entity to advance this effort. During fiscal year 2015, grants were approved to enhance those facilities with drainage improvements and other amenities. Parks and Recreation completed the project to rebuild the Skate Park and make parking improvements at the Community Center. Funding was also allocated to maintain some of the facilities with replacements of tables, benches and shrubs as needed. At the end of the fiscal year, a plan was developed for a complete replacement of the irrigation system for the Golf Course using discretionary sales taxes and a loan from the Building Enterprise Fund. N Awards and Acknowledgements The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Sebastian for its comprehensive annual financial report for the fiscal year ended September 30, 2014. This is a prestigious national award -recognizing conformance with the highest standards for preparation of state and local government financial reports. In order to be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized comprehensive annual financial report. This report must satisfy both U.S. generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. The preparation of this report would not be possible without the dedicated service of the Administrative Services department staff. Their efforts toward improving the accounting and financial reporting systems has led to the improved quality of information reported to the City Council, State and Federal agencies and the citizens of the City of Sebastian. We sincerely appreciate their contributions. Respectfully submitted, 1 Joseph Griffin City Manager r Kenneth W. Killgore Administrative Services Director 7 CITY OF SEBASTIAN, FLORIDA Organizational Chart CITIZENS OF SEBASTIAN CITY (iaLfNf IL BOARDSao ONTMISSIONS CITY CITY CLERK N7.ANAGER MAKACEM NT PUBLIC LSC{}12h1AT1C7N ''C'HMINISTRATIVE C}LF WORKS SYSMATI SERVICES COUIIE RD.ADS & E[NA NC'E:t ti19 NT TNTENIANCE STOR.'49WATER H[1 PAAK RESOURCES FI.f:ET --r PROJECT M7,i N,tLE�I EN -I ACCOUNTING FACILITIES h1 AINTFNANCF. PA RKR & ULCREATION C'ES9ETERV AI RPIJRT H. CITY ATT01aEY COMMUNITY BUILMNG POLICE DEVELOPMENT DFPAR719E1tiT ADIMIN13'FRA I 10 N I.s � ri ti[::t}-Il :4Ih}91'+11 +"TItAT16N 7.G�1NC. 111'1:14AI UNS DETECTIVE DISPATCH CODE FKFORC'EII.ENT CITY OF SEBASTIAN, FLORIDA GFOA Certificate of Achievement Government Finance Officers Association Certificate of Achievement for Excellence in Financial Reporting Presented to City of Sebastian Florida For its Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, 2014 Executive Director/CEO 9 FINANCIAL SECTION 10 Rehmann INDEPENDENT AUDITORS' REPORT March 10, 2016 Honorable Mayor and Members of City Council City of Sebastian Sebastian, Florida Report on the Financial Statements Rebmann Robson 5070 North Highway A1A Suite 250 Vero Beach, FL 32963 Ph: 772.234.8484 Fx: 772.234.8488 rehmann.com We have audited the accompanying financial statements of the governmental activities, the business - type activities, each major fund, and the aggregate remaining fund information of the City of Sebastian, Florida (the "City"), as of and for the year ended September 30, 2015, and the related notes to the financial statements, which collectively comprise the City's basic financial statements as listed in the table of contents. Management's Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Independent Auditors' Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditors' judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity's preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity's internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. Rebmann is an independent member of Nexia International. CPAs & Consultants Wealth Advisors Corporate Investigators 11104HPIR \ 11 1NTHR NAT I ON AL We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Opinions In our opinion, the financial statements referred to previously present fairly, in all material respects, the respective financial position of the governmental activities, the business -type activities, each major fund, and the aggregate remaining fund information of the City of Sebastian, Florida as of September 30, 2015, and the respective changes in financial position and cash flows, where applicable, thereof and the respective budgetary comparison for the General Fund and each major special revenue fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. Implementation of GASB Statement No. 68 As described in Note 17, the City implemented the provisions of GASB Statement No. 68, Accounting and Financial Reporting for Pensions in the current year. Accordingly, beginning net position of governmental activities was restated. Our opinion is not modified with respect to this matter. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the Management's Discussion and Analysis and the Schedules of Funding Progress and Employer Contributions for the pension and other postemployment benefit plans, as listed in the table of contents, be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Sebastian, Florida's basic financial statements. The combining and individual fund financial statements and schedules are presented for purposes of additional analysis and are not a required part of the basic financial statements. 12 The combining and individual fund financial statements and schedules are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the basic financial statements. The information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the information is fairly stated in all material respects in relation to the basic financial statements as a whole. The introductory section and statistical tables are presented for purposes or additional analysis and are not a required part of the basic financial statements. Such information has not been subjected to the auditing procedures applied in the audit of the basic financial statements, and accordingly, we do not express an opinion or provide any assurance on it. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated March 10, 2016, on our consideration of the City of Sebastian, Florida's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City's internal control over financial reporting and compliance. �4�a+w LLC 13 MANAGEMENT'S DISCUSSION AND ANALYSIS 14 CITY OF SEBASTIAN, FLORIDA 0 Management's Discussion and Analysis The City of Sebastian's (the "City") discussion and analysis is designed to (a) assist the reader in focusing on significant financial issues, (b) provide an overview of the City's financial activity, (c) identify changes in the City's financial position, (d) identify any material deviations from the financial plan, and (e) identify individual fund issues or concerns. Since the Management's Discussion and Analysis (MDBA) is designed to focus on the current years activities, resulting changes and currently known facts, please read it in conjunction with the Transmittal Letter and the City's financial statements. Financial Highlights The assets of the City exceeded its liabilities at the close of the fiscal year 2015 by $54,271,269 (net position). Of this amount, $3,534,772 (unrestricted net position) may be used to meet the City's on-going obligations to citizens and creditors. The City's total net position increased by $1,461,286 in governmental activities and $248,986 in business activities primarily from an increase of $721,700 in capital grants and $159,642 in operating grants not received in the prior year. Governmental funds reported a combined ending fund balance of $11,520,209, an increase of $79,722 from the prior year. Approximately 46% of this amount, $5,230,704 is unassigned and available for spending, a decrease of just $53,326 from fiscal year 2014, due to a larger amount of capital expenditures from the General Fund and the Discretionary Sales Tax Fund. The Golf Course Fund and Airport Fund reported an increase in the deficit in unrestricted net position, due to operating losses in those funds, largely resulting from the amounts of depreciation expense. The Building Enterprise fund reported an increase in net position, as a result of an improved levels of construction activity. All of the City's enterprise funds reported a positive amount of overall net position at the end of the year. Overview of the Financial Statements The annual report consists of a series of financial statements. The Statement of Net Position and the Statement of Activities provide information about the activities of the City as a whole and present a longer-term view of the City's finances. For governmental activities, the fund financial statements tell how these services were financed in the short term as well as what remains for future spending. Fund financial statements also report the City's operations in more detail by providing information about the City's most significant funds. The notes to the financial statements provide additional information that is essential to a full understanding of the data provided in the government -wide and fund financial statements. Government -wide Financial Statements. The government -wide financial statements are designed to provide readers with a broad overview of the City's finances, in a manner similar to a private -sector business. The statement of net position presents information on all of the City's assets, deferred outflows of resources, liabilities and deferred inflows of resources, with the difference between them reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The statement of activities presents information showing how the government's net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g., uncollected taxes and earned but unused vacation leave). 15 CITY OF SEBASTIAN, FLORIDA 0 Management's Discussion and Analysis Both of the government -wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities ) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business -type activities ). The governmental activities of the City include general government, public safety, cultural and recreation, and general administration. The business type activities of the City include the golf course, airport, and building operations. Fund Financial Statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance -related legal requirements. All of the funds of the City can be divided into three categories: governmental funds, proprietary funds, and fiduciary funds. Governmental Funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government -wide financial statements. However, unlike the government -wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near-term financing requirements. Because the focus of governmental funds is narrower than that of the government -wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government -wide financial statements. By doing so, readers may better understand the long-term impact of the government's near-term financing decisions. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City maintains fifteen individual governmental funds. Information is presented separately in the governmental funds balance sheet and in the governmental funds statement of revenues, expenditures, and changes in fund balances for the General Fund, Discretionary Sales Tax Fund, Riverfront Redevelopment Fund and Capital Improvements Fund all of which are considered to be major funds. Data from the other eleven governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining statements and schedules elsewhere in this report. The City adopts an annual appropriated budget for its General Fund and special revenue funds. Budgetary comparison statements have been provided for these funds to demonstrate compliance with this budget. Proprietary Funds. The City maintains one type of proprietary funds. Enterprise funds are used to report the same functions presented as business -type activities in the government -wide financial statements. The City uses enterprise funds to account for the golf course, airport, and buildings department. Proprietary funds provide the same type of information as the government -wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the golf course, airport, and buildings department, which are considered to be major funds of the City. Fiduciary Funds. Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government -wide financial statements because the resources of those funds are not available to support the City's own programs. The accounting used for fiduciary funds is much like that used for proprietary funds. Notes to the Financial Statements. The notes provide additional information that is essential to a full understanding of the data provided in the government -wide and fund financial statements. 16 CITY OF SEBASTIAN, FLORIDA N Management's Discussion and Analysis Other Information. In addition to the basic financial statements and accompanying notes, this report also presents certain required supplementary information. Government -wide Financial Analysis As previously stated, net position may serve over time as a useful indicator of a government's financial position. In the case of the City, assets exceeded liabilities by $54,271,249 at the close of the most recent fiscal year. Net Position Governmental Activities Business -type Activities Total 2015 2014 2015 2014 2015 2014 Current and other assets $12,446,304 $12,413,518 $ 488,176 $ 353,051 $12,934,480 $12,766,569 Capital assets, net 41,261,857 41,251,526 10,730,146 10,652,054 51,992,003 51,903,580 Total assets 53,708,161 53,665,044 11,218,322 11,005,105 64,926,483 64,670,149 Deferred outflows of resources 905,733 Long-term liabilities Other liabilities Total liabilities Deferred inflows of resources Net position Net investment in capital assets Restricted Unrestricted Total net position 905,733 7,597,609 9,108,109 398,419 480,861 7,996,028 9,588,970 3,138,184 900,382 234,229 187,556 3,372,413 1,087,938 10,735,793 10,008,491 632,648 668,417 11,368,441 10,676,908 192,506 192,506 35,220,857 33,643,526 10,517,895 10,367,350 45,738,752 44,010,876 4,997,724 5,115,627 - - 4,997,724 5,115,627 3,467,014 4,897,400 67,779 (30,662) 3,534,793 4,866,738 $43,685,595 $43,656,553 $ 10,585,674 $10,336,688 $54,271,269 $53,993,241 A substantial portion of the City's net position, $45,738,753 (84.3 percent), reflects its investment in capital assets (e.g., land, buildings, machinery and equipment), less any related outstanding debt used to acquire those assets. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources since the capital assets themselves cannot be used to liquidate these liabilities. An additional portion of the City's net position of $4,997,724 (9.2 percent) represents resources that are subject to external restrictions on how they may be used. The City may use the remaining balance of unrestricted net position of $3,534,772 (6.5 percent) to meet its ongoing obligations to citizens and creditors. At the end of the current fiscal year, the City is able to report positive balances in all three categories of net position, for the government as a whole and for its separate governmental activities. Unrestricted net position were negative for business -type activities as a whole, but improved over the prior year. This was due to the substantial increase in the building fund's revenues. 17 CITY OF SEBASTIAN, FLORIDA 0 Management's Discussion and Analysis Revenues Program revenues: Charges for services Operating grants Capital grants General revenues: Property taxes Other taxes Intergovernmental Other Total revenues Expenses General government Public safety Physical environment Transportation Economic environment Cultural and recreation Interest and fiscal charges Golf course Airport Building Total expenses Change in net position, before transfers Transfers Change in net position Net position, beginning of year Restatement for implementation of GASB 68 Change in Net Position Governmental Activities Business -type Activities 2015 2014 2015 2014 Total 2015 2014 $ 1,608,600 $ 1,623,586 $ 2,503,127 $ 2,449,114 $ 4,111,727 $ 4,072,700 345,937 186,295 - - 345,937 186,295 994,546 739,785 702,154 235,215 1,696,700 975,000 3,594,210 3,248,113 3,594,210 3,248,113 5,555,270 5,320,051 5,555,270 5,320,051 2,365,137 2,208,700 2,365,137 2,208,700 1,546,950 1,572,427 25,970 1,484 1,572,920 1,573,911 16,010,650 14,898,957 3,231,251 2,685,813 19,241,901 17,584,770 3,015,536 2,923,398 3,015,536 2,923,398 5,164,197 4,908,374 5,164,197 4,908,374 2,759,461 2,310,539 2,759,461 2,310,539 2,024,814 1,828,569 2,024,814 1,828,569 194,630 247,891 194,630 247,891 1,293,246 1,229,369 1,293,246 1,229,369 100,468 235,071 - - 100,468 235,071 - - 1,409,829 1,406,770 1,409,829 1,406,770 1,038,361 1,031,464 1,038,361 1,031,464 531,087 465,717 531,087 465,717 14,552,352 13,683,211 2,979,277 2,903,951 17,531,629 16,587,162 1,458,298 1,215,746 251,974 (218,138) 1,710,272 2,988 (14,822) (2,988) 14,822 - 1,461,286 1,200,924 248,986 (203,316) 1,710,272 997,608 997,608 43,656,553 42,455,629 10,336,688 10,540,004 53,993,241 52,995,633 (1,432,244) - - - (1,432,244) - Net position end, of year $43,685,595 $43,656,553 $ 10,585,674 $10,336,688 $54,271,269 $53,993,241 The City's net position increased by $278,008 during the current fiscal year. The primary reason for the increase in net position for governmental activities is related to an increase in grant revenues and in general revenues, although those were almost entirely offset by the restatement for implementation of GASB 68. For business -type activities, the decline in net position is related to expenses in excess of revenues. 18 CITY OF SEBASTIAN, FLORIDA N Management's Discussion and Analysis Governmental Activities. Governmental activities increased the City's net position by $1,461,286 as compared to the prior year increase of $1,200,924. Key elements of this increase are as follows: An increase in expenses of $869,141 An increase in general revenues of $712,276 An increase in program revenues of $399,417 A change in transfers of $17,810 Expenses and Program Revenues - Governmental Activities 6,000,000 5,000,000 ■ Expenses ■ Program Revenues 4,000,000 3,000,000 2,000,000 1,000,000 General Public safety Physical Transportation Economic Cultural and Interest and government environment environment recreation fiscal Intergover 15; Othertaxe 43% Revenues by Source - Governmental Activities .,.k,.. WA ng grants r� 0 ital grants 6% Property taxes 22% CITY OF SEBASTIAN, FLORIDA 0 Management's Discussion and Analysis Business -type Activities. Business -type activities increased the City's net position by $248,966. The key elements of this increase are as follows: An increase in expenses of $75,346 An increase in general revenues of $24,486 An increase in program revenues of $520,952, due to grants. A change in transfers in of $17,810 1,600,000 1,400,000 1,200,000 1,000,000 800,000 600,000 400,000 200,000 Capital 22' Expenses and Program Revenues - Business -type Activities Golf course Airport ■ Expenses ■ Program Revenues Revenues by Source - Business -type Activities Building Ooeratin¢ ¢rants and 20 Charges for services 77% CITY OF SEBASTIAN, FLORIDA N Management's Discussion and Analysis Financial Analysis of the City's Funds As noted earlier, the City uses fund accounting to ensure and demonstrate compliance with finance -related legal requirements. Governmental Funds. The focus of the City's governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City's financing requirements. In particular, unassigned fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. As of the end of the current fiscal year, the City's governmental funds reported combined ending fund balances of $11,520,209, an increase of $79,722 from the prior year. Of this amount, 45 percent ($5,230,704) constitutes unassigned fund balance, which is available for spending at the City's discretion. The remainder of fund balance is classified as one of the following: A) Nonspendable for 1) inventories and prepaids, 2) long-term cash advances, or 3) is nonspendable as permanent fund corpus for cemetery perpetual care; B) Restricted for capital projects or due to debt service and special revenue fund designations; C) is committed for development by local ordinance; or D) has been assigned for other specific uses in the City's general operations. The General Fund is the chief operating fund of the City. At the end of the current fiscal year, unassigned fund balance of the General Fund was $5,289,322 while total fund balance amounted to $5,652,594. As a measure of the General Fund's liquidity, it may be useful to compare both unassigned fund balance and total fund balance to total fund expenditures. Unassigned fund balance represents 48 percent of total General Fund expenditures, while total fund balance represents 50 percent of that same amount. The fund balance of the City's General Fund decreased by $80,738 during the current fiscal year, as compared to the $263,874 increase reported in the prior fiscal year. Key factors in this change are as follows: Property tax revenues increased by $321,737 due to millage increase and additions to taxable property values. Charges for services decreased by $54,171 Intergovernmental increased by $151,872 Public utility taxes increased by $57,284 Franchise fees increased by $51,282 All other revenues increased by $27,022 Transfers in from other funds were increased by $37,556 Transfers out from other funds were increased by $349,590 Expenditures increased by $587,604 The General Fund budgeted for no change in fund balance. The actual decrease in fund balance was $80,738. Significant changes in budgetary variances are as follows: Property tax revenues had a positive budgetary variance of $2,440, with 96% of the tax roll being collected. 96% of the tax roll is budgeted as being collected, based on experience. No less than 95% must be budgeted per Florida statutes. Intergovernmental revenue had a positive budgetary variance from higher than anticipated receipts from municipal revenue sharing and local half -cent sales taxes transmitted by the state. General Fund expenditures had an overall positive budgetary variance of $185,508. Unanticipated capital purchases were necessary in several departments, however these were usually covered by savings from operating accounts or by additional appropriations from reserves. 21 CITY OF SEBASTIAN, FLORIDA 0 Management's Discussion and Analysis The Discretionary Sales Tax revenue special revenue fund has a total fund balance $2,413,576, a decrease from the $2,996,414 total fund balance of the prior year. Funds are intentionally being earmarked for projects that are planned in future years. The Riverfront Redevelopment Fund ended the year with $446,728 in fund balance, as a result of the transfers out for pending construction projects being less than budgeted. The Capital Improvements Fund has a negative total fund balance of $44,010, resulting from payments owed to contractors that were not yet billed for grant reimbursement. Proprietary Funds. The City's proprietary fund financial statements provide the same type of information found in the government -wide financial statements, but in more detail. The total net position of the golf course fund at the end of the fiscal year amounted to $86,800, while the unrestricted net position (deficit) amounted to ($264,941). Compared to the prior year in the same category, net position declined from the prior year and the unrestricted net position (deficit) increased by $27,632 from the prior year. This is mainly due to the operating loss recorded for the fiscal year. The total net position of the airport fund at the end of the fiscal year amounted to $9,492,496, while the unrestricted net position (deficit) amounted to ($642,333). Compared to the prior year in the same category, net position has increased by $271,224 while the unrestricted net position (deficit) has improved by $99,978. The improvement in the unrestricted net position (deficit) is mainly due to an increase in amounts invested in capital assets resulting from capital contributions. The total net position of the building fund at the end of the fiscal year amounted to $1,006,358. This is an increase of $53,299 from the prior year, which was primarily due to the continuation of healthy levels of operating income. Other factors concerning the finances of these three funds have already been addressed in the discussion of the City's business -type activities. Budgetary Highlights Over the course of the fiscal year, the City Council formally approved revisions to the City budget four times. These budget adjustments fell into two major categories. The first includes amendments to allocate additional funds for grants, new projects or equipment repairs/ replacements that were not originally budgeted. The second includes transfers to address budget shortages in operating budget accounts resulting from properly classifying charges or for unanticipated expenditures. The third includes project transfers to close out capital projects or reallocate funds between them to address budget shortages due to higher bids than anticipated and/or other unanticipated expenditures. The main components of the increases are as follows: Amendments $456,057 to replace a VAC Truck and Bucket Truck that required excessive repairs. $30,215 to repair pedestrian bridges that needed to be immediately addressed. $28,152 for sinkhole, ditch/dredge work that needed to be done without delay. $61,762 for the purchase of permitting, licensing and compliant tracking software. $29,382 to use auction proceeds to replace a public works pickup truck. 22 CITY OF SEBASTIAN, FLORIDA 0 Management's Discussion and Analysis $14,980 for pipe repairs needed on Coolidge/Indian River Drive. $200,000 to proceed with CAV CORP parking lot project. $18,000 to settle the Fisherman's Landing law suit. $50,000 for engineering assessment of seawalls to determine the City's responsibilities. $1,300,000 to proceed with a contract to replace the Golf Course irrigation system. $29,983 to outfit the Police Department's communications console. $72,977 to widen Main Street in addition to the scheduled repaving project. $156,000 to accept grant and provide matching funds for the purchase of an excavator. $16,881 for purchasing equipment form the Law Enforcement Forfeitures Fund. $13,281 for emergency repairs to the City Hall Et Community Center air conditioner units. $11,000 for requested improvements to the Veteran's Memorial. $112,670 to cover changes resulting from reorganizations after departing employees. $100,000 to accept FDOT Highway Beautification Grants for median improvements. $20,000 to set up budgets from donations received from the Arden Greer Trust Fund. $11,567 to apply site plan review fee revenues to expenditures needed for the reviews. $41,306 to budget for an excavator purchase. $293,487 to use the Stormwater debt service budget for necessary ditch cleaning work. $20,634 to adjust between the Presidential Streets and Coolidge Drive projects. -$60,000 to close the Yacht Club Pier decking reconstruction project. $145,700 to budget receipt of State Police Pension monies and Trust Fund contribution. $22,150 to use the Golf Capital Account for Starter Shack/Cart Barn repairs. $20,754 to cover added expense for contracting out janitorial services. $11,804 to buy tactical vests for the Police Department. $20,000 to cover the purchase of Stormwater pipe and equipment rental. $20,000 to cover the Police Department tuition reimbursement account. $10,252 for replacement of a Parks mower that requires extensive repairs. $10,000 to add Waterfront Museum Grant proceeds and corresponding expenditures. $54,186 for all other amendments during the fiscal year. Operating Budget Transfers $10,992 to cover additional charges for the Golf Course maintenance contract. $16,098 to reclassify the costs of Police Department vests to the proper account code. $118,505 for all other operating budget transfers during the fiscal year. Project Budget Transfers $15,000 to purchase a walk-in cooler for the Crabby Bills restaurant. $11,266 to purchase an ice maker for the Crabby Bills restaurant. $13,500 to use project funding for the City Council Chambers to purchase a server and monitors. $16,916 closed completed projects -Tennis Wall, Veteran's Memorial and Gateway Enhancement. -$22,213 to close the completed City Hall Roof Repair project. -$18,000 to cancel the Disc Golf project. -$35,353 to close the completed Skate Park and Fleming Street projects. $127,023 to use the Tulip Street project for the Fleming Street project. $182,440 to apply Quarter -Round project to debt service on the Stormwater Bank Notes. $7,990 for all other project budget transfers during the fiscal year. During the fiscal year, total General Fund actual expenditures were less than final amended budgetary estimates. Although an overall variance on revenues and expenditures resulted in a decrease to existing fund balances, $241,231 of those expenditures was allocated from fund balance to address unbudgeted repairs and replacements that had been deferred during years of the economic downturn. 23 CITY OF SEBASTIAN, FLORIDA N Management's Discussion and Analysis Capital Asset and Debt Administration Capital Assets. At the end of fiscal year 2015, the City had $51,992,003 invested in a broad range of capital assets, including land, police and public works equipment, buildings, park facilities, roads, bridges, and stormwater drainage structures. This amount represents a net increase (including additions and deductions) of $88,423, or (0.2%), over last year. The following table illustrates the changes in capital assets. Additional information regarding the City's capital assets can be found in Footnote 7 of the of the Notes to the Financial Statements section of the CAFR. Capital Assets (Net of Depreciation) Governmental Activities Business -type Activities Total 2015 2014 2015 2014 2015 2014 Land $ 8,319,588 $ 8,319,588 $ 19,436 $ 9,060 $ 8,339,024 $ 8,328,648 Buildings 7,602,031 7,892,766 4,763,414 4,931,028 12,365,445 12,823,794 Improvements 3,231,519 3,403,336 789,680 858,289 4,021,199 4,261,625 Equipment 2,040,362 1,487,763 372,574 24,493 2,412,936 1,512,256 Infrastructure 19,595,982 20,065,904 4,441,103 4,566,559 24,037,085 24,632,463 Construction in progress 472,375 82,169 343,939 262,625 816,314 344,794 Total capital assets, net $41,261,857 $41,251,526 $ 10,730,146 $10,652,054 $51,992,003 $51,903,580 Governmental activities had the following major changes during the fiscal year: A decrease in buildings mainly due to the amount of depreciation. A decrease in improvements mainly due to the amount of depreciation An increase in equipment mainly due to purchases of equipment needed for stormwater system maintenance. An decrease in infrastructure mainly due to stormwater improvements offset by depreciation. Business -type activities had the following major changes during the fiscal year: An increase in land due to purchasing a residential property to resolve code violations. An increase in equipment due to large purchases made in the airport fund. A decrease in other categories mainly due to the amount of depreciation. Long -Term Liabilities. At the end of the current fiscal year, the City had total long-term liabilities outstanding of $7,996,028. Of this amount, $6,253,250 consist of notes pledging specific revenues to the repayment of the debt. More detailed information regarding these activities and funds can be found in Footnote 8 of the of the Notes to the Financial Statements section of the CAFR. Total Long -Term Liabilities Governmental Activities Business -type Activities Total 2015 2014 2015 2014 2015 2014 Notes payable $ 6,041,000 $ 7,608,000 $ 212,250 $ 284,704 $ 6,253,250 $ 7,892,704 Compensated absences 1,465,409 1,405,482 186,169 196,157 1,651, 578 1,601,639 Termination benefits - 3,427 - - - 3,427 Pollution remediation 91,200 91,200 - - 91,200 91,200 Total $ 7,597,609 $ 9,108,109 $ 398,419 $ 480,861 $ 7,996,028 $ 9,588,970 24 CITY OF SEBASTIAN, FLORIDA N Management's Discussion and Analysis The City's total debt decreased by $1,592,942 (16.6%) during the current fiscal year. The net decrease was primarily attributable to annual principal payments that occurred during the year. The City's debt is primarily bank notes which are not rated by AAA rated insurance agencies. Other obligations of the City include accrued vacation pay and sick leave. Economic Factors and Next Year's Budget and Rates The City's elected and appointed officials considered many factors when setting the fiscal year 2015 budget, tax rates, and fees that will be charged for the business -type activities. One of those factors is the economy. Sebastian's local economy consists largely of retail and service industries. Less than one percent is devoted to industrial activities. Construction of new homes is the largest single business in the area. Some of the largest retail stores include Publix Supermarket and Wal-Mart Stores, Inc.@ The Indian River County unemployment rate in September 2015 was 6.1 percent and less than the higher levels of previous years, which is a positive sign and analogous to the economic pattern existing throughout the state and nation. The City experienced a 9.6% overall increase in property values for 2016. The same millage of 3.8556 was levied in order to continue allocating funds to improve the Indian River Lagoon, resurface roadways and minimize the impact of proposed additional railroad traffic. The Golf Course reported less revenues from fees in 2015. It was able to allocate some funds to postpone repair and maintenance needs but it was not able to repay the temporary loans from the General Fund made in prior year. It is expected that with a reasonably good level of revenues in the coming year, those loans can be repaid. The General Fund also made temporary interfund loans to the Airport in order to provide sufficient cash flow. Some of these were repaid in 2015. Sizable operating losses are primarily the result of depreciation on capital assets. With a good level of revenues from building permit fees, the Building Enterprise Fund continued to report a positive change in net position. There are signs of steady activity in the local housing market, which are encouraging. Requests for Information This financial report is designed to provide our citizens, taxpayers, customers, investors and creditors with a general overview of the City's finances and to show the City's accountability for the money it receives. If you have questions about this report or need additional information, contact the Administrative Services Department at City of Sebastian, 1225 Main Street, Sebastian, Florida 32958. 25 BASIC FINANCIAL STATEMENTS 26 CITY OF SEBASTIAN, FLORIDA Statement of Net Position September 30, 2015 Assets Cash and cash equivalents Temporarily restricted cash and cash equivalents Investments Permanently restricted investments Receivables, net Internal balances Prepaid items Inventories Deposits held in escrow Capital assets not being depreciated Capital assets being depreciated, net Total assets Deferred outflows of resources Deferred pension amounts Liabilities Accounts payable and other current liabilities Accrued interest payable Unearned revenues Long-term liabilities: Due within one year Due in more than one year Net other postemployment benefits liability Net pension liability Total liabilities Deferred inflows of resources Deferred pension amounts Net position Net investment in capital assets Restricted for: Debt service Perpetual care: Nonexpendable Special revenue uses: Primary Government Governmental Business -type Activities Activities Total $ 5,409,478 $ 399,437 $ 5,808,915 1,624,621 - 1,624,621 2,752,879 716,676 3,469,555 74,000 - 74,000 1,081,996 655,340 1,737,336 1,325,087 (1,325,087) - 122,125 14,625 136,750 43,911 25,583 69,494 12,207 1,602 13,809 8,791,963 363,375 9,155,338 32,469,894 10,366,771 42,836,665 53,708,161 11,218,322 64,926,483 905,733 905,733 863,283 154,303 1,017,586 37,285 545 37,830 62,812 78,389 141,201 1,666,590 49,861 1,716,451 5,931,019 348,558 6,279,577 24,726 992 25,718 2,150,078 2,150,078 10,735,793 632,648 11,368,441 192,506 192,506 35,220,857 10,517,895 45,738,752 682,280 682,280 928,758 928,758 Infrastructure improvements 2,814,446 2,814,446 Redevelopment expenses 449,802 449,802 Stormwater expenses 90,729 90,729 Law enforcement events 31,709 31,709 Unrestricted 3,467,014 67,779 3,534,793 Total net position $ 43,685,595 $ 10,585,674 $ 54,271,269 The accompanying notes are an integral part of these basic financial statements. 27 CITY OF SEBASTIAN, FLORIDA Statement of Activities For the Year Ended September 30, 2015 Program Revenues Operating Capital Net Charges Grants and Grants and (Expense) Functions / Programs Expenses for Services Contributions Contributions Revenue Primary government Golf course Governmental activities: 1,333,189 - (76,640) Airport 1,038,361 General government $ 3,015,536 $ 372,255 $ 162,269 $ $ (2,481,012) Public safety 5,164,197 80,763 173,618 (4,909,816) Physical environment 2,759,461 1,087,642 - (1,671,819) Transportation 2,024,814 - 10,050 633,096 (1,381,668) Economic environment 194,630 - - - (194,630) Cultural and recreation 1,293,246 67,940 361,450 (863,856) Interest and fiscal charges 100,468 - - - (100,468) Total governmental activities 14,552,352 1,608,600 345,937 994,546 (11,603,269) Business -type activities: Golf course 1,409,829 1,333,189 - (76,640) Airport 1,038,361 457,318 702,154 121,111 Building 531,087 712,620 - 181,533 Total business -type activities 2,979,277 2,503,127 702,154 226,004 Total primary government $ 17,531,629 $ 4,111,727 $ 345,937 $ 1,696,700 $ (11,377,265) continued... 28 CITY OF SEBASTIAN, FLORIDA Statement of Activities For the Year Ended September 30, 2015 Changes in net position Net revenue (expense) General revenues: Property taxes, levied for general purposes Sales and use taxes Franchise fees State shared revenues not restricted to specific programs Interest earnings Miscellaneous Transfers Total general revenues and transfers Change in net position Net position, beginning of year Implementation of GASB 68 (Note 17) Net position, end of year Primary Government Governmental Business -type Activities Activities Total $ (11,603,269) $ 226,004 $ (11,377,265) 3,594,210 3,594,210 5,555,270 5,555,270 1,241,515 1,241,515 2,365,137 - 2,365,137 65,256 5,368 70,624 240,179 20,602 260,781 2,988 (2,988) - 13,064,555 22,982 13,087,537 1,461,286 248,986 1,710,272 43,656,553 10,336,688 53,993,241 (1,432,244) - (1,432,244) $ 43,685,595 $ 10,585,674 $ 54,271,269 concluded The accompanying notes are an integral part of these basic financial statements. WA CITY OF SEBASTIAN, FLORIDA Balance Sheet Governmental Funds September 30, 2015 Assets Cash and cash equivalents Investments Accounts receivable, net Due from other funds Due from other governments Deposits held in escrow Inventories Prepaid items Advance to other funds Total assets Liabilities Negative equity in pooled cash $ $ $ $ - Accounts payable and accrued liabilities 410,997 8,493 249,168 Due to other governments 150,798 - - Unearned revenue 62,812 Total liabilities 624,607 8,493 249,168 Fund balances (deficit) Nonspendable 316,036 - - Restricted 38,544 2,413,576 446,728 Committed - - - Assigned 8,692 Unassigned 5,289,322 - - (44,010) Total fund balances (deficit) 5,652,594 2,413,576 446,728 (44,010) Total liabilities and fund balances $ 6,277,201 $ 2,413,576 $ 455,221 $ 205,158 The accompanying notes are an integral part of these basic financial statements. 30 Discretionary Riverfront Capital General Sales Tax Redevelopment Improvements $ 3,211,046 $ 752,202 $ 358,515 $ 82,108 1,571,269 841,618 96,706 - 298,066 - - 623,800 - - 244,777 268,469 123,050 12,207 - - 43,911 122,125 - 150,000 551,287 - $ 6,277,201 $ 2,413,576 $ 455,221 $ 205,158 Liabilities Negative equity in pooled cash $ $ $ $ - Accounts payable and accrued liabilities 410,997 8,493 249,168 Due to other governments 150,798 - - Unearned revenue 62,812 Total liabilities 624,607 8,493 249,168 Fund balances (deficit) Nonspendable 316,036 - - Restricted 38,544 2,413,576 446,728 Committed - - - Assigned 8,692 Unassigned 5,289,322 - - (44,010) Total fund balances (deficit) 5,652,594 2,413,576 446,728 (44,010) Total liabilities and fund balances $ 6,277,201 $ 2,413,576 $ 455,221 $ 205,158 The accompanying notes are an integral part of these basic financial statements. 30 Nonmajor Total Governmental Governmental Funds Funds $ 2,724,753 $ 7,128,624 317,286 2,826,879 - 298,066 - 623,800 147,634 783,930 - 12,207 43,911 122,125 701,287 $ 3,189,673 $ 12,540,829 $ 94,525 $ 94,525 43,827 712,485 - 150,798 62,812 138,352 1,020,620 928,758 1,244,794 1,321,483 4,220,331 815,688 815,688 - 8,692 (14,608) 5,230,704 3,051,321 11,520,209 $ 3,189,673 $ 12,540,829 31 CITY OF SEBASTIAN, FLORIDA Reconciliation Fund Balances for Governmental Funds to Net Position of Governmental Activities September 30, 2015 Fund balances - total governmental funds Amounts reported for governmental activities in the statement of net position are different because: Capital assets used in governmental activities are not financial resources, and therefore are not reported in the fund statement. Capital assets not being depreciated Capital assets being depreciated, net Certain liabilities, such as notes payable, are not due and payable in the current period, and therefore are not reported in the funds. Notes payable Compensated absences Net other postemployment benefits liability Contamination liability Accrued interest on long-term debt Certain pension -related amounts, such as the net pension liability and deferred amounts are not due and payable in the current period or do not represent current financial resources and therefore are not reported in the funds. Net pension liability Deferred inflows related to the net pension liability Deferred outflows related to the net pension liability Net position of governmental activities The accompanying notes are an integral part of these basic financial statements. 32 $ 11,520,209 8,791,963 32,469,894 (6,041,000) (1,465,409) (24,726) (91,200) (37,285) (2,150,078) 905,733 (192,506) $ 43,685,595 CITY OF SEBASTIAN, FLORIDA Statement of Revenues, Expenditures and Changes in Fund Balances Governmental Funds For the Year Ended September 30, 2015 Total revenues 10,480,367 2,945,332 334,310 137,091 Expenditures Discretionary Riverfront Capital General Sales Tax Redevelopment Improvements Revenues General government 2,714,481 Taxes: 2,568 Public safety Property $ 3,297,790 $ $ 296,420 $ Public utility 2,638,711 - Sales - 2,916,092 Motor fuel - - Franchise fees 1,241,515 Culture and recreation Licenses and permits 147,219 - Intergovernmental 2,515,809 137,091 Impact fees - - - Chargesforservices 320,955 Interest and fiscal charges - Fines 60,685 - - Investment earnings 25,110 29,240 1,890 Contributions and donations 48,124 - - Otherrevenues 184,449 (399,454) 36,000 Total revenues 10,480,367 2,945,332 334,310 137,091 Expenditures Current: General government 2,714,481 2,568 Public safety 4,649,075 - Physical environment 11355,491 Transportation 929,412 - Economic environment 161,545 Culture and recreation 885,194 - Debt service: Principal - Interest and fiscal charges - - - Capital outlay 346,168 26,096 484,782 Total expenditures 10,879,821 - 190,209 484,782 Revenues(under)over expenditures (399,454) 2,945,332 144,101 (347,691) Other financing sources (uses) Transfers in 668,306 - - 336,508 Transfers out (349,590) (3,528,170) (77,427) Total other financing sources (uses) 318,716 (3,528,170) (77,427) 336,508 Net changes in fund balances (80,738) (582,838) 66,674 (11,183) Fund balances (deficits), beginning of year 5,733,332 2,996,414 380,054 (32,827) Fund balances (deficits), end of year $ 5,652,594 $ 2,413,576 $ 446,728 $ (44,010) The accompanying notes are an integral part of these basic financial statements. 33 Nonmajor Total Governmental Governmental Funds Funds $ $ 3,594,210 143,215 2,638,711 258,459 2,916,092 633,096 633,096 - 1,241,515 - 147,219 90,050 2,742,950 281,450 281,450 1,076,440 1,397,395 2,350 63,035 9,016 65,256 - 48,124 21,148 241,597 2,113,550 16,010,650 2,717,049 17,268 4,666,343 143,215 1,498,706 258,459 1,187,871 - 161,545 8,200 893,394 1,567,000 1,567,000 108,678 108,678 2,276,284 3,133,330 4,379,104 15,933,916 (2,265,554) 76,734 3,984,912 4,989,726 (1,031,551) (4,986,738) 2,953,361 2,988 687,807 79,722 2,363,514 11,440,487 $ 3,051,321 $ 11,520,209 34 CITY OF SEBASTIAN, FLORIDA Reconciliation Net Changes in Fund Balances of Governmental Funds to Change in Net Position of Governmental Activities For the Year Ended September 30, 2015 Net change in fund balances - total governmental funds Amounts reported for governmental activities in the statement of activities are different because: Governmental funds report capital outlays as expenditures. However, in the statement of activities, the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. Capital outlay Depreciation expense Loss on the sale of capital assets Bond proceeds provide current financial resources to governmental funds in the period issued, but issuing bonds increases long-term liabilities in the statement of net position. Repayment of bond principal is an expenditure in the governmental funds, but the repayment reduces long-term liabilities in the statement of net position. Principal payments on long-term liabilities Some expenses reported in the statement of activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds. Change in accrued interest payable on long-term debt Change in the accrual for compensated absences Change in the accrual for other postemployment benefits Change in the accrual for termination benefits Change in the net pension liability and related deferred amounts Change in net position of governmental activities The accompanying notes are an integral part of these basic financial statements. 35 $ 79,722 3,133,330 (3,054,155) (68,844) 1,567,000 8,210 (59,927) (4,515) 3,427 (142,962) $ 1,461,286 CITY OF SEBASTIAN, FLORIDA Statement of Revenues, Expenditures and Changes in Fund Balance Budget and Actual - General Fund For the Year Ended September 30, 2015 Total revenues 10,146,963 10,364,518 10,480,367 115,849 Expenditures 718,306 1,059,752 668,306 (391,446) Transfers out Actual Over Current: Original Final (382,095) (Under) Final General government Budget Budget Actual Budget Revenues 4,540,791 4,703,357 4,649,075 (54,282) Taxes: 1,252,991 1,408,506 1,355,491 (53,015) Property $ 3,295,350 $ 3,295,350 $ 3,297,790 $ 2,440 Public utility 2,673,000 2,673,000 2,638,711 (34,289) Franchise fees 1,201,400 1,201,400 1,241,515 40,115 Licenses and permits 143,800 143,800 147,219 3,419 Intergovernmental 2,240,709 2,389,809 2,515,809 126,000 Charges for services 325,929 330,955 320,955 (10,000) Fines 67,100 67,100 60,685 (6,415) Investment earnings 25,500 25,500 25,110 (390) Contributions and donations 12,500 32,500 48,124 15,624 Otherrevenues 161,675 205,104 184,449 (20,655) Total revenues 10,146,963 10,364,518 10,480,367 115,849 Expenditures 718,306 1,059,752 668,306 (391,446) Transfers out (307,000) (358,941) (349,590) Current: Total other financing sources 411,306 700,811 318,716 (382,095) Net changes in fund balances General government 2,778,720 2,734,632 2,714,481 (20,151) Public safety 4,540,791 4,703,357 4,649,075 (54,282) Physical environment 1,252,991 1,408,506 1,355,491 (53,015) Transportation 957,812 967,820 929,412 (38,408) Culture and recreation 917,755 918,942 885,194 (33,748) Capital outlay 110,200 332,072 346,168 14,096 Total expenditures 10,558,269 11,065,329 10,879,821 (185,508) Revenues over (under) expenditures (411,306) (700,811) (399,454) 301,357 Other financing sources Transfers in 718,306 1,059,752 668,306 (391,446) Transfers out (307,000) (358,941) (349,590) 9,351 Total other financing sources 411,306 700,811 318,716 (382,095) Net changes in fund balances - - (80,738) (80,738) Fund balance, beginning of year 5,733,332 5,733,332 5,733,332 Fund balance, end of year $ 5,733,332 $ 5,733,332 $ 5,652,594 $ (80,738) The accompanying notes are an integral part of these basic financial statements. 36 CITY OF SEBASTIAN, FLORIDA Statement of Revenues, Expenditures and Changes in Fund Balance Budget and Actual - Discretionary Sales Tax Special Revenue Fund For the Year Ended September 30, 2015 Revenues Taxes: Sales Investment earnings Total revenues Other financing sources (uses) Transfers in Transfers out Total other financing uses Net changes in fund balance Fund balance, beginning of year Fund balance, end of year Original Final Budget Budget Actual Over (Under) Final Actual Budget $ 2,766,832 $ 2,766,832 $ 2,916,092 $ 149,260 26,095 26,095 29,240 3,145 2,792,927 2,792,927 2,945,332 152,405 410,997 1,274,995 - (1,274,995) (3,203,924) (4,067,922) (3,528,170) 539,752 (2,792,927) (2,792,927) (3,528,170) (735,243) - - (582,838) (582,838) 2,996,414 2,996,414 2,996,414 $ 2,996,414 $ 2,996,414 $ 2,413,576 $ (582,838) The accompanying notes are an integral part of these basic financial statements. 37 CITY OF SEBASTIAN, FLORIDA Statement of Revenues, Expenditures and Changes in Fund Balance Budget and Actual - Riverfront Redevelopment Special Revenue Fund For the Year Ended September 30, 2015 Revenues Taxes: Property Investment earnings Otherrevenues Total revenues Expenditures Current: General government Economic environment Capital outlay Total expenditures Revenues over (under) expenditures Other financing uses Transfers out Net changes in fund balance Fund balance, beginning of year Fund balance, end of year Actual Over Original Final (Under) Final Budget Budget Actual Budget $ 287,844 $ 287,844 $ 296,420 $ 8,576 718 718 1,890 1,172 36,000 36,000 36,000 - 324,562 324,562 334,310 9,748 2,500 2,500 2,568 68 268,135 274,869 161,545 (113,324) - 26,266 26,096 (170) 270,635 303,635 190,209 (113,426) 53,927 20,927 144,101 123,174 (160,000) (338,774) (77,427) 261,347 (106,073) (317,847) 66,674 384,521 380,054 380,054 380,054 - $ 273,981 $ 62,207 $ 446,728 $ 384,521 The accompanying notes are an integral part of these basic financial statements. 38 CITY OF SEBASTIAN, FLORIDA Statement of Net Position Proprietary Funds September 30, 2015 Noncurrent assets: Business -type Activities - Enterprise Funds Golf Capital assets: Nonmajor - 29,574 84,629 Course Airport Building Total Assets 19,436 Buildings 332,748 6,009,116 Current assets: 6,341,864 Improvements other than buildings 245,510 1,644,127 Cash and cash equivalents $ 5,925 $ 17,014 $ 376,498 $ 399,437 Investments 6,649 - 710,027 716,676 Accounts receivable - 5,335 - 5,335 Due from other governments - 650,005 (1,501,331) 650,005 Inventories 12,837 12,746 - 25,583 Deposits held in escrow 493 616 493 1,602 Prepaid items 3,661 7,642 3,322 14,625 Total current assets 29,565 693,358 1,090,340 1,813,263 Noncurrent assets: Capital assets: 71,965 29,574 84,629 186,168 Land - 9,060 10,376 19,436 Buildings 332,748 6,009,116 - 6,341,864 Improvements other than buildings 245,510 1,644,127 - 1,889,637 Machinery and equipment 385,833 741,099 79,538 1,206,470 Infrastructure 1,100,951 7,340,638 - 8,441,589 Construction in process 281 343,658 343,939 Less accumulated depreciation (1,501,331) (5,952,869) (58,589) (7,512,789) Total noncurrent assets 563,992 10,134,829 31,325 10,730,146 Total assets 593,557 10,828,187 1,121,665 12,543,409 Liabilities Current liabilities: Accounts payable and accrued liabilities 22,601 104,386 16,204 143,191 Due to other funds 133,800 490,000 - 623,800 Due to other governments 5,188 891 5,578 11,657 Unearned revenues 60,645 9,392 8,352 78,389 Current portion of notes payable 49,861 - - 49,861 Total current liabilities 272,095 604,669 30,134 906,898 Non-current liabilities: Compensated absences, net of current portion 71,965 29,574 84,629 186,168 Advance from other fund - 701,287 - 701,287 Notes payable 162,390 - - 162,390 Net other postemployment benefit obligation 301 158 533 992 Total non-current liabilities 234,656 731,019 85,162 1,050,837 Total liabilities 506,751 1,335,688 115,296 1,957,735 Net position Net investment in capital assets 351,741 10,134,829 31,325 10,517,895 Unrestricted (deficit) (264,935) (642,330) 975,044 67,779 Total net position $ 86,806 $ 9,492,499 $ 1,006,369 $ 10,585,674 The accompanying notes are an integral part of these basic financial statements. W CITY OF SEBASTIAN, FLORIDA Statement of Revenues, Expenses and Changes in Fund Net Position Proprietary Funds For the Year Ended September 30, 2015 Operating revenues Charges for fees and rents: Building permit fees Golf course fees Rents Otherrevenues Total operating revenues Operating expenses: Salaries, wages and employee benefits Contractual services, materials and supplies Depreciation Total operating expenses Operating income (loss) Nonoperating revenues (expenses) Investment (expense) income Interest expense Gain on disposal of capital assets Total nonoperating revenues (expenses) Income (loss) before capital contributions and transfers Capital contributions Transfers in Transfers out Change in net position Net position, beginning of year Net position, end of year Business -type Activities - Enterprise Funds Golf Nonmajor - Course Airport Building Total $ - $ $ 712,620 $ 712,620 1,292,575 - 1,292,575 29,139 313,975 343,114 11,475 143,343 - 154,818 1,333,189 457,318 712,620 2,503,127 344,887 117,121 428,455 890,463 929,593 239,113 100,487 1,269,193 126,275 662,726 2,145 791,146 1,400,755 1,018,960 531,087 2,950,802 (67,566) (561,642) 181,533 (447,675) 948 (230) 4,650 5,368 (9,298) (19,401) - (28,699) 224 20,602 - 20,826 (8,126) 971 4,650 (2,505) (75,692) (560,671) 186,183 (450,180) - 702,154 - 702,154 141 129,744 129,885 - - (132,873) (132,873) (75,551) 271,227 53,310 248,986 162,357 9,221,272 953,059 10,336,688 $ 86,806 $ 9,492,499 $ 1,006,369 $ 10,585,674 The accompanying notes are an integral part of these basic financial statements. 40 CITY OF SEBASTIAN, FLORIDA Statement of Cash Flows Proprietary Funds For the Year Ended September 30, 2015 Cash flows from operating activities Cash received from customers and users Cash payments to suppliers Cash payments for employee services Net cash provided (used) by operating activities Cash flows from noncapital financing activities Interest paid on advance from other fund Cash payments to other funds Cash receipts from other funds Net cash provided (used) by noncapital financing activities Cash flows from capital and related financing activities Repayment of long term debt Acquisition and construction of capital assets Proceeds from sale of capital assets Receipts from capital contributions Net cash used by capital and related financing activities Cash flows from investing activities Sale (purchase) of investments Investment income (expense) Net cash provided by (used in) investing activities Net increase (decrease) in cash and cash equivalents Cash and cash equivalents, beginning of year Cash and cash equivalents, end of year Business -type Activities - Enterprise Funds Golf Nonmajor - Course Airport Building Total $ 1,355,607 $ (69,999) $ 712,508 $ 1,998,116 (934,915) (181,971) (97,708) (1,214,594) (334,444) (116,257) (449,570) (900,271) 88,730 86,248 (368,227) 165,230 (116,749) (9,298) (19,401) (28,699) - (132,873) (132,873) 492,120 492,120 (9,298) 472,719 (132,873) 330,548 (72,453) (72,453) (5,899) (833,972) (29,369) (869,240) 224 20,602 20,826 - 702,154 702,154 (78,128) (111,216) (29,369) (218,713) 88,960 - (342,405) (253,445) 948 (230) 4,650 5,368 89,908 (230) (337,755) (248,077) 88,730 (6,954) (334,767) (252,991) (82,805) 23,968 711,265 652,428 $ 5,925 $ 17,014 $ 376,498 $ 399,437 41 continued... CITY OF SEBASTIAN, FLORIDA Statement of Cash Flows Proprietary Funds For the Year Ended September 30, 2015 The accompanying notes are an integral part of these basic financial statements. 42 Business -type Activities - Enterprise Funds Golf Nonmajor - Course Airport Building Total Cash flow from operating activities: Operating income (loss) $ (67,566) $ (561,642) $ 181,533 $ (447,675) Adjustments to reconcile operating income to net cash provided (used) by operating activities: Depreciation expense 126,275 662,726 2,145 791,146 Changein: Accounts receivable 24,345 74 225 24,644 Inventories (10,448) 19,200 - 8,752 Due from other governments - (530,335) - (530,335) Prepaid items 4 155 (124) 35 Accounts payable 5,122 37,787 2,903 45,812 Due to other governments (570) (1,034) 346 (1,258) Unearned revenues (1,357) 3,978 (683) 1,938 Accrued compensated absences 10,388 835 (21,212) (9,989) Net other postemployment benefit obligation 55 29 97 181 Total adjustments 153,814 193,415 (16,303) 330,926 Net cash provided (used) by operating activities $ 86,248 $ (368,227) $ 165,230 $ (116,749) concluded The accompanying notes are an integral part of these basic financial statements. 42 CITY OF SEBASTIAN, FLORIDA Statement of Fiduciary Net Position Fiduciary Funds September 30, 2015 Assets Cash and cash equivalents Receivables: Interest and dividends Investments, at fair value: Local government surplus trust funds investment pools Money market funds United States treasuries United States agencies Mortgage obligations Municipal obligations Domestic corporate bonds Domestic corporate equities Foreign corporate equities Total investments Total assets Liabilities Prepaid City contribution Refunds payable Total liabilities Net position Held in trust for pension benefits Pension Trust Agency Police Officers' Performance Pension Deposits $ 61,512 $ 32,841 29,986 - 73,750 290,970 511,954 - 197,102 14,750 142,597 2,662,169 7,183,933 197,483 - 11,200,958 73,750 11,292,456 106,591 8,429 - - 106,591 $ 8,429 $ 106,591 $ 11,284,027 The accompanying notes are an integral part of these basic financial statements. 43 CITY OF SEBASTIAN, FLORIDA Statement of Changes in Fiduciary Net Position Fiduciary Fund - Pension Trust For the Year Ended September 30, 2015 Additions Contributions: Employer Plan members State Total contributions Investment income: Net decrease in fair value of investments Interest and dividends Total investment income Investment expenses Net investment earnings Total additions Deductions Benefits Refunded contributions Administrative expenses Total deductions Change in net position Net position, beginning of year Net position, end of year Police Officers' Pension $ 320,179 161,270 145,700 627,149 (221,098) 254,062 32,964 (93,290) (60,326) 566,823 489,100 7,263 39,673 536,036 30,787 11,253,240 $ 11,284,027 The accompanying notes are an integral part of these basic financial statements. 44 NOTES TO FINANCIAL STATEMENTS 45 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Sebastian (the "City"), a Florida Municipal Corporation, was incorporated in 1924 under Sections 1826-1832 of the Revised Florida Statutes. The City has a population of 22,622 living in an area of approximately 14.6 square miles. The governing body is a five member elected City Council with a mayor elected from the five members. The City Council appoints the City Manager who is responsible for the administration of all City services. The financial statements of the City have been prepared in conformity with generally accepted accounting principles (GAAP) as applied to governmental units. The Governmental Accounting Standards Board (GASB) is the accepted standard setting body for establishing governmental accounting and financial reporting principles. The more significant of the City's accounting policies are described below. Reporting Entity As required by generally accepted accounting principles, these financial statements present the government and its component units, entities for which the City is financially accountable. Blended component units, although legally separate entities, are, in substance, part of the government's operations and as such, data from these units are combined with data of the primary government. Discretely presented component units, on the other hand, are reported in a separate column in the combined financial statements to emphasize that they are legally separate from the government. The City has no discretely presented component units. Blended Component Units Blended component units are a legally separate entity from the City but is so intertwined with the City that it is, in substance, the same as the City. Discretely presented component units are entities that are legally separate from the City but for which the City is financially accountable, or their relationship with the City is such that exclusion would cause the City's financial statements to be misleading or incomplete. The City has two component units are blended with the primary government for financial statement purposes because the component unit's governing body is substantially the same as the City Council and/or there is a financial benefit/burden relationship between the primary government and the component unit. Community Redevelopment Agency (CRA) - The governing body of the CRA is identical to the Sebastian City Council and there is a benefit/burden relationship to the City. The CRA is accounted for in a special revenue fund entitled "Riverfront Redevelopment." F.S. Section 163.387(8) requires an independent audit of the fund each fiscal year and a report of such audit. The City has presented the CRA as a major fund of the City to satisfy this requirement simply due to the scope of the audit for a major fund is broader than a non -major fund. City of Sebastian Police Officers' Pension Plan - The City Council only appoints two of the five members of the governing board, but it is financially responsible for funding the police officers' pension benefits. The City of Sebastian Police Officers' Pension Trust Fund only exists to provide pension benefits to City of Sebastian police officers. It is accounted for as a Pension Trust fund entitled "Police Officers' Pension". 46 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements Government -wide and Fund Financial Statements The government -wide financial statements (i.e., the statement of net position and the statement of activities) report information on all of the nonfiduciary activities of the primary government and its component units. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business -type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include (1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and (2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate financial statements are provided for governmental funds, proprietary funds and fiduciary funds, even though the latter are excluded from the government -wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. Measurement Focus, Basis of Accounting, and Financial Statement Presentation The government -wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Agency funds are custodial in nature and do not present results of operations or have a measurement focus. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considers revenues to be available if they are collected within 60 days of the end of the current fiscal period, and expenditure -driven grants which must be collected within one year. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, intergovernmental revenue, licenses, and interest associated with the current fiscal period are all considered to be susceptible to accrual and as such have been recognized as revenues of the current fiscal period. All other revenue items are considered to be measurable and available only when cash is received by the government. 47 CITY OF SEBASTIAN, FLORIDA M Notes to Financial Statements The City reports the following major governmental funds: The General Fund is the government's primary operating fund. It accounts for all the financial resources of the general government, except those accounted for and reported in another fund. The Discretionary Sales Tax Fund accounts for the financial resources used for infrastructure improvements and equipment purchases. The Riverfront Redevelopment Fund accounts for tax increment revenues that are legally restricted for the redevelopment of the City's riverfront area. The Capital Improvements Fund accounts for financial resources that are restricted, committed or assigned to construction projects. The City reports the following major proprietary funds: The Golf Course Fund accounts for the activities of the municipal golf course. The Airport Fund accounts for the activities of the municipality's general aviation airport. The Building Fund accounts for the activities associated with the building permit and inspection program. Additionally, the City reports the following fund types: Special revenue funds are used to account for and report the proceeds of specific revenue sources that are restricted or committed to expenditure for specified purposes other than debt service or capital projects. Debt service funds are used to account for and report financial resources that are restricted, committed, or assigned to expenditure for principal and interest. Capital projects funds are used to account for and report financial resources that are restricted, committed, or assigned to expenditure for capital outlays, including the acquisition or construction of capital facilities and other capital assets. The permanent fund is used to record the activity and balance of the Cemetery Trust which provides funds for perpetual care of cemetery lots. The pension trust fund accounts for the activities of the Police Officer's Retirement System, which accumulates resources for pension benefit payments to qualified police officers. The performance deposits agency fund accounts for deposits placed by bidders and developers to guarantee performance pursuant to bid or contract. These funds are held by the City as agent for individuals and businesses. As a general rule, the effect of interfund activity has been eliminated from the government -wide financial statements. Exceptions to this general rule are payments in lieu of taxes and various other functions of the government. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. The General Fund provides certain central services to other funds of the City which are presented as program expenses in the funds receiving services. The related General Fund revenue has been netted against program expense in the government -wide statement of activities. 48 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the enterprise funds are charges to customers for sales and services. Operating expenses for enterprise funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. Restricted net position represents resources that are subject to restrictions beyond the government's control. The restrictions may be externally imposed or imposed by law. When both restricted and unrestricted resources are available for use, it is the government's policy to use restricted resources first, then unrestricted resources as they are needed. Assets, Deferred Outflows of Resources, Liabilities, Deferred Inflows of Resources and Equity Deposits and Investments The City considers cash on hand and demand deposits, restricted cash deposits, and short-term investments with maturities of three months or less when purchased to be cash for the statement of cash flows. Cash in excess of current requirements is invested in various interest-bearing securities and disclosed as part of the City's investments. Investments consist of U.S. Treasury Securities, U.S. Government Agency Securities, common stock, guaranteed investment contracts and the Local Government Surplus Funds Trust Fund Investment pool. The Local Government Surplus Funds Trust Fund is administered by the Florida State Board of Administration, which is not a registrant with the Securities and Exchange Commission. However, the Board has adopted operating procedures consistent with the requirements for a 2a-7 fund or accounts. In accordance with the regulations of 2a-7 like pools, the City's share of investments held at the State Board of Administration are reported at amortized cost, which approximates fair value. This pool is regulated by the State and the fair value of the position in the pool is the same as the value of the pool share. Investment earnings are allocated to the participating funds at the end of each month based upon the ratio of each participant's investment to the total pooled investments. Other investments, including the Police Officers' Pension Fund, are reported at their fair value based on the quoted market price or the best available information. Internal Balances Transactions between funds that are representative of [ending/ borrowing arrangements outstanding at the end of the fiscal year are referred to as either "due to/from other funds" (i.e., the current portion of interfund loans) or "advances to/from other funds" (i.e., the non-current portion of interfund loans). All other outstanding balances between funds are reported as "due to/from other funds." Any residual balances outstanding between the governmental activities and business -type activities are reported in the government wide financial statements as "internal balances." Advances between funds are offset by nonspendable fund balance in General Fund and restricted fund balance in other applicable governmental funds to indicate they are not available for appropriation and are not expendable available financial resources. CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements Restricted Assets Certain amounts reported as cash and cash equivalents are classified as restricted assets. These include balances in the debt service funds that are set aside to meet bonded debt requirements, balances in the capital projects funds to be used for the payment of project costs and balances in the Cemetery Fund that are either not permitted to be spent or can only be spent for items incidental to cemetery expansions. The amount of the Cemetery Fund investments is also classified as restricted assets and reported as permanently restricted investments. Receivables and Payables All trade and property tax receivables are shown net of an allowance for uncollectibles, as applicable. Amounts due from other governments include amounts due from grantors for specific programs and capital projects. Program grants and capital grants for capital assets are recorded as receivables and revenues at the time reimbursable project costs are incurred. Revenues received in advance of project costs being incurred are deferred. Receivables consist of trade receivables, due from other governments and interest receivable and are recorded at the net realizable value. As of September 30, 2015, the City has no allowance for doubtful accounts, since all receivables are considered collectible. Other Assets Inventories are valued at cost using the average cost method. Inventory in the General Fund consists of materials and supplies held for consumption. The cost is recorded as an expenditure/ expense at the time the individual inventory items are consumed. Inventory in the Golf Course Fund consists of supplies held for resale. Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both the government -wide and fund financial statements. Costs associated with the issuance or refunding of bonds payable are reported as assets the in proprietary funds and government -wide statements. These costs are amortized over the life of the related debt utilizing the straight-line method. Capital Assets Capital assets, which include land, buildings, improvements, equipment, and infrastructure assets (e.g., roads, bridges, sidewalks, and similar items) are reported in the applicable governmental or business -type activities columns in the government -wide financial statements. The City defines capital assets as assets with an initial, individual cost of more than $750 and an estimated useful life in excess of one year. Such assets are recorded at historical cost, if purchased, and at fair market value at date of gift, if donated. Major additions are capitalized while maintenance and repairs that do not improve or extend the life of the respective assets are expensed. 50 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend asset lives are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business -type activities, if any, is included as part of the capitalized value of the asset constructed. Capital assets are depreciated using the straight-line method over the following estimated useful lives: Years Buildings and improvements 10-40 Public domain infrastructure 40-50 System infrastructure 15-30 Improvements other than buildins 10-40 Machinery, equipment and other 5-15 Airport runways 20 Deferred Outflows of Resources In addition to assets, the statement of financial position will sometimes report a separate section for deferred outflows of resources. This separate financial statement element represents a consumption of net position that applies to future periods and so will not be recognized as an outflow of resources until then. The City reports deferred outflows of resources related to the net pension liability. A portion of these costs represent contributions to the plan subsequent to the plan measurement date. More detailed information can be found in Note 13. Compensated Absences It is the City's policy to permit employees to accumulate earned but unused vacation and sick leave benefits and these are accounted for using the termination payment method. All vacation and sick leave amounts are accrued in the government -wide and proprietary financial statements. A liability for these amounts is reported in governmental funds only if they have matured, for example, as a result of employee resignations and retirements. Unearned Revenue Governmental funds report unearned revenue in connection with resources that have been received, but not yet earned. Deferred Inflows of Resources In addition to liabilities, the statement of financial position will sometimes report a separate section for deferred inflows of resources. This separate financial statement element represents an acquisition of net position that applies to future periods and so will not be recognized as an inflow of resources until that time. The governmental funds report unavailable revenues, which arises only under the modified accrual basis of accounting, from three sources: property taxes, loans receivable and pension. These amounts are deferred and recognized as an inflow of resources in the period that the amounts become available. 51 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements Long-term Obligations In the government -wide financial statements and proprietary fund types in the fund financial statements, long term debt and other long term obligations are reported as liabilities in the applicable governmental activities, business type activities, or proprietary fund type statement of net position. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. Fund Equity Governmental funds report nonspendable fund balance for amounts that cannot be spent because they are either (a) not in spendable form or (b) legally or contractually required to be maintained intact. Restricted fund balance is reported when externally imposed constraints are placed on the use of resources by grantors, contributors, or laws or regulations of other governments. Committed fund balance is reported for amounts that can only be used for specific purposes pursuant to constraints imposed by formal action of the City Council (the government's highest level of decision-making authority). A formal resolution of the City Council is required to establish, modify, or rescind a fund balance commitment. The City reports assigned fund balance for amounts that are constrained by the government's intent to be used for specific purposes, but are neither restricted nor committed. Unassigned fund balance is the residual classification for the General Fund. When the government incurs an expenditure for purposes for which various fund balance classifications can be used, it is the government's policy to use restricted fund balance first, then committed fund balance, assigned fund balance, and finally unassigned fund balance. Use of Estimates The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the amounts reported in the financial statements and accompanying notes. Actual results may differ from those estimates. 2. BUDGETARY INFORMATION Budgets are prepared annually on a modified accrual basis with encumbrance accounting for all governmental funds except the capital project funds, which are approved on a "life of the project basis", and the permanent fund, which is not budgeted. All annual appropriations lapse at year end. On or before the third Friday in May of each year, all agencies of the government submit requests for appropriations to the government's City Manager so that a budget may be prepared. Before July 31, the proposed budget is presented to the government's council for review. The council holds budget workshops and public hearings and a final budget must be prepared and adopted no later than September 30. 52 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of monies are recorded in order to reserve that portion of the applicable appropriation, is employed as an extension of formal budgetary integration in the General, Special Revenue, Debt Service, and Capital Projects funds. Encumbrances outstanding at year end are carried forward and reappropriated to the next year's budget. Actual results of operations presented in accordance with U.S. generally accepted accounting principles (GAAP basis) and the City's accounting policies do not recognize encumbrances as expenditures until the period in which the actual goods or services are received and a liability is incurred. It is necessary to include budgetary encumbrances to reflect actual revenues and expenditures on a basis consistent with the City's legally adopted budget. 3. DEPOSITS AND INVESTMENTS Following is a reconciliation of deposit and investment balances as of September 30, 2015: Statement of Net Position Cash and cash equivalents $ 5,808,915 Temporarily restricted cash and cash equivalents 1,624,621 Investments 3,469,555 Permanently restricted investments 74,000 Statement of Fiduciary Net Position Police Officers' Pension: Cash and cash equivalents 61,512 Investments 11,200,958 Agency funds: Cash and cash equivalents 32,841 Investments 73,750 Total $ 22,346,152 Deposits and investments Bank deposits: Checking and savings accounts $ 7,525,459 Investments: Investments, at fair value 3,617,305 Police officers' pension fund investments 11,2005958 Cash on hand 2,430 Total $ 22,346,152 Custodial Credit Risk - Deposits. Custodial credit risk is the risk that, in the event of a bank failure, the City's deposits might not be returned. At September 30, 2015, the carrying amount of the City of Sebastian's deposits with banks was $7,525,459 and the bank balance was $7,561,322. All the deposits were covered by the FDIC or collateralized in accordance with the "Florida Security for Public Deposits Act". Under the Act, every qualified public depository shall deposit with the Treasurer eligible collateral having a market value equal to 50% of the average daily balance for each month that all public deposits are in excess of any applicable deposit insurance. If the public deposits exceed the total amount of the regulatory capital accounts of a bank or the regulatory net worth of a savings association, the required collateral shall have a market value equal to 125% of the deposits. 53 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements Custodial Credit Risk - Investments. On April 23, 2003, Sebastian City Council formally adopted an investment policy pursuant to Section 218.415, Florida Statutes that established permitted investments, asset allocation limits and issuer limits, credit ratings requirements and maturity limits for all investments except the Pension Trust Funds. The City maintains a common cash and investment pool for the use of all funds, except the Pension Trust Funds, which are held with third party trustees and are governed by rules established by Florida Statute Chapter 185. Investment holdings during the year included United States Government Agencies which were reported at fair value in accordance with GASB Statement No.31 "Accounting and Financial Reporting for Certain Investments and for External Investment Pools". These investments were held in trust by the City's bank depository in the City's name or by the Custodian of the Pension Trust Funds. Section 218.415, Florida Statutes, limits the types of investments that the City can invest in unless specially authorized in the City's investment policy. The City's formal investment policy, for all investments except the Pension Trust Fund, allows for the following investments: Florida Local Government Surplus Funds Trust Fund, United States Government Securities, United States Government Agencies, Federal Instrumentalities, Interest Bearing Time Deposit or Saving Accounts, Repurchase Agreements, Commercial Paper, High Grade Corporate Notes, Bankers' Acceptances, State and/or Local Government Taxable and/or Tax -Exempt Debt, Registered Investment Companies (Money Market Mutual Funds), and Intergovernmental Investment Pool. Florida Statutes Chapter 185 regulates the types of investment that may be held by the Police Pension Trust Fund. The investment guidelines have been augmented by City ordinance that have adopted specific investment policies. Compliance with the policies and guidelines has been evaluated by the pension board. As of September 30, 2015, the City had the following investments and effective duration presented in terms of years: Investment Type General investments Local government surplus funds trust fund ("SBA") Investment Maturity (Years) Fair Value Less Than 1 From 1-3 From 4-6 Over 7 $ 3,617,305 $ 3,617,305 $ $ $ Police officers' pension fund investments Money market $ 290,970 $ 290,970 $ - $ - $ - United States treasuries 511,954 - 220,927 145,610 145,417 United States agencies 197,102 24,478 19,367 153,257 Mortgage obligations 14,750 - - - 14,750 Municipal obligations 142,597 51,711 - - 90,886 Domestic corporate bonds 2,662,169 - 700,853 808,948 1,152,368 Domestic corporate equities 7,183,933 7,183,933 - - - Foreign corporate equities 197,483 197,483 - - - $ 11,200,958 $ 7,724,097 $ 946,258 $ 973,925 $ 1,556,678 54 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements Interest Rate Risk. The City's investment policy limits interest rate risk by attempting to match investment maturities with known cash needs and anticipated cash flow requirements. Investment maturities shall not exceed thirty-six (36) months. Investments of construction funds shall have a term appropriate to the need for funds and in accordance with debt covenants. Credit Risk. The City investment policy that covers all investments, except the Pension Trust Fund, permits investments in the following securities, which are limited to credit quality ratings from nationally recognized agencies as follows: Mutual funds shall be rated "m" or "AAm-G" or better by Standard Et Poor's, or the equivalent by another rating agency. State and/or local government taxable and/or tax-exempt debt, general obligation and/or revenue bonds, rated at least "Aa" by Moody's and "AA" by Standard Et Poor's for long-term debt, or rated at least "MIG -2" by Moody's and 'SP -2" by Standard Et Poor's for short-term debt. Bankers' acceptances issued by a domestic bank or a federally chartered domestic office of a foreign bank, which are eligible for purchase by the Federal Reserve System, at the time of purchase, the short-term paper is rated, at a minimum, "P -I" by Moody's Investors Services and "A -I" Standard Et Poor's. Commercial paper of any United States company that is rated, at the time of purchase, "Prime -1" by Moody's and "A -I" by Standard Et Poor's (prime commercial paper). Corporate notes issued by corporations organized and operating within the United States or by depository institutions licensed by the United States that have a long-term debt rating, at the time of purchase, at a minimum "Aa" by Moody's and a minimum long term debt rating of "AA" by Standard Et Poor's. As of September 30, 2015, the City's investment securities, for all investments except the Pension Trust Fund, were all individually rated AAAm by Standard Et Poor's. As of September 30, 2015, the City had $3,617,305 invested in the State Board of Administration's Local Government Surplus Trust Funds Investment Pool, which consist of accounts in Pool A. Pool A had a rating by Standard and Poor's Rating Services as "AAAm" on September 30, 2015 and amounts may be withdrawn without penalty. Investment in the City's pension trust funds are limited by State Statutes Chapter 185 and by an investment policy adopted by the fund's Board of Trustees on June 24, 2005. The allowable investment instruments include: United States government and agency issues, bankers acceptances and certificates of deposit by United States banks, savings accounts with banks or other financial institutions incorporated in the United States and commercial paper rated A-2 or P-2 or higher by Moody's or Standard and Poors. In addition, common stocks of corporations listed on a recognized national stock exchange, plus issues convertible into common stock are also allowed. No more than ten percent (10%) of the cost value of total assets may be invested in foreign securities. Custodial Credit Risk. The City's investment policy pursuant to Section 218.415(18), Florida Statutes requires securities, with the exception of certificates of deposits, shall be held with a third party custodian; and all securities purchased by, and all collateral obtained by the City should be properly designated as an asset of the City. The securities must be held in an account separate and apart from the assets of the financial institution. A third party custodian is defined as any bank depository chartered by the Federal Government, the State of Florida, or any other state or territory of the United States which has a branch or principal place of business in the State of Florida as defined in Section 658.12, Florida Statutes, or by a national association organized and existing under the laws of the United States, which is authorized to accept and execute trusts and which is doing business in the State of Florida. Certificates of deposits maintained by book -entry at the issuing bank shall clearly identify the City as the owner. 55 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements Concentration of Credit Risk. The City's investment policy has established asset allocation and issuer limits on the following investments, which are designed to reduce concentration of credit risk of the City's investment portfolio. A maximum of 100% of available funds may be invested in the SBA and in the United States Government Securities, 50% of available funds may be invested in United States Government agencies with a 25% limit on individual issuers, 80% of available funds may be invested in Federal Instrumentalities with a 40% limit on individual issuers, 25% of available funds may be invested in non-negotiable interest bearing time certificates of deposits with a 15% limits on individual issuers, 50% of available funds may be invested in repurchase agreements excluding one (1) business day agreements and overnight sweep agreements with a 25% limit on anyone institution, 25% of available funds may be directly invested in prime commercial paper with a 10% limit on individual issuers, 15% of available funds may be directly invested in corporate notes with a 5% limit on individual issuers, 25% of available funds may be directly invested in Bankers' Acceptances with a 10% limit on individual issuers, 20% of available funds may be invested in taxable and tax-exempt debts, 50% of available funds may be invested in money market mutual fund with a 25% limit on individual issuers, 10% of available funds may be invested in intergovernmental investment pools. The City's pension trust funds investment policy adopted by the fund's Board of Trustees has established asset allocation and issuer limits on the following investments, which are designed to focus on performance. A maximum of 100% of available funds may be invested in fixed income securities and a maximum of 60% of available funds may be invested in equity securities. As of September 30, 2015, the City had the following issuer concentration based on fair value: General Investments Pension Investments Percentage of Percentage Issuer Amount Portfolio Amount of Portfolio Local government surplus funds trust fund ("SBA") $ 3,617,305 100.00% $ - 0.00% Money market - 0.00% 290,970 2.60% United States treasuries 0.00% 511,954 4.57% United States agencies 0.00% 197,102 1.76% Mortgage obligations 0.00% 14,750 0.13% Municipal obligations 0.00% 142,597 1.27% Domestic corporate bonds 0.00% 2,662,169 23.77% Domestic corporate equities 0.00% 7,183,933 64.14% Foreign corporate equities 0.00% 197,483 1.76% Total $ 3,617,305 100.00% $ 11,200,958 100.00% 56 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements 4. RECEIVABLES Receivables are comprised of the following at year-end: Accounts receivable Due from other governments 5. ACCOUNTS PAYABLE AND ACCRUED LIABILITIES Governmental Business -type Total Activities Activities $ 298,066 $ 5,335 $ 303,401 783,930 650,005 1,433,935 $ 1,081,996 $ 655,340 $ 1,737,336 Accounts payable and accrued liabilities are comprised of the following at year-end: Accounts payable Accrued liabilities Due to other governments 6. INTERFUND RECEIVABLES AND PAYABLES AND TRANSFERS Governmental Business -type Total 6D Activities Activities $ 490,159 $ 120,249 $ 610,408 222,326 22,397 244,723 150,798 11,657 162,455 $ 863,283 $ 154,303 $ 1,017,586 The composition of interfund balances as of September 30, 2015, was as follows: Due to and from primary government funds Due from Due to Other Other Funds Funds General Fund $ 623,800 $ - Law Enforcement Forfeiture - 490,000 Golf Course 133,800 Airport - $ 623,800 $ 623,800 Advances to and from primary government funds Advance from Advance to Other Funds Other Funds General Fund $ $ 150,000 Discretionary Sales Tax 551,287 Airport 701,287 - $ 701,287 $ 701,287 57 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements These balances resulted from the time lag between the dates that (1) interfund goods and services are provided or reimbursable expenditures occur, (2) transactions are recorded in the accounting system, and (3) payments between funds are made. The balance of $551,287 advanced to the airport fund from the discretionary sales tax fund is to be repaid over a thirty year period in accordance with Resolution No. R-08-20 for the initial $285,000 advance and with Resolution No. R-10-22 authorizing an additional $290,000 advance. In relationship to these advances, $23,713 has been repaid as of September 30, 2015. The balance of $150,000 advanced to the airport from general fund represents a cash loan made in 2007 without any specified terms for repayment. For the year ended September 30, 2015, interfund transfers consisted of the following: Transfers In General Fund Capital Improvements Fund Nonmajor Governmental Funds Airport Fund Golf Course Transfers out Riverfront Nonmajor General Discretionary Redevelopment Governmental Fund Sales Tax Fund Fund Funds Building Fund Totals $ - $ - $ 60,000 $ 503,012 $ 105,294 $ 668,306 233,849 900 101,759 336,508 349,449 3,164,577 16,527 426,780 27,579 3,984,912 - 129,744 - - - 129,744 141 - - - - 141 $ 349,590 $ 3,528,170 $ 77,427 $ 1,031,551 $ 132,873 $ 5,119,611 Transfers are used to: (1) move revenues from the fund that is required to collect them to the fund that is required or allowed to expend them and (2) move receipts restricted to or allowed for debt service from the funds collecting the receipts to the debt service fund as required by debt covenants. 58 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements 7. CAPITAL ASSETS Capital asset activity for the primary government for the year ended September 30, 2015, was as follows: Beginning Ending Balance Additions Disposals Balance Governmental activities Capital assets, not being depreciated: Land $ 8,319,588 $ - $ $ 8,319,588 Construction in progress 82,169 390,206 472,375 8,401,757 390,206 8,791,963 Capital assets, being depreciated: Buildings 12,545,658 64,150 12,609,808 Non -building improvements 6,730,855 210,346 (107,955) 6,833,246 Machinery and equipment 71911,956 1,138,425 (358,877) 8,691,504 Infrastructure 37,856,694 1,330,203 39,186,897 65,045,163 2,743,124 (466,832) 67,321,455 Less accumulated depreciation for: Buildings (4,652,892) (354,885) - (5,007,777) Non -building improvements (3,327,519) (314,193) 39,985 (3,601,727) Machinery and equipment (6,424,193) (584,952) 358,003 (6,651,142) Infrastructure (17,790,790) (1,800,125) - (19,590,915) (32,195,394) (3,054,155) 397,988 (34,851,561) Total capital assets being depreciated, net 32,849,769 (311,031) (68,844) 32,469,894 Governmental activities capital assets, net $ 41,251,526 $ 79,175 $ (68,844) $ 41,261,857 At September 30, 2015, the City's governmental activities had outstanding commitments for construction contracts of approximately $300,235 for the Fish House improvements ($128,390) and the Street Paving improvements ($171,845). I3'i CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Beginning Ending Balance Additions Disposals Balance Business -type activities Capital assets, not being depreciated: Land $ Construction in progress Capital assets, being depreciated: Buildings Non -building improvements Machinery and equipment Infrastructure Less accumulated depreciation for: Buildings Non -building improvements Machinery and equipment Infrastructure Total capital assets being depreciated, net Business -type activities 9,060 $ 10,376 $ $ 19,436 262,625 81,314 343,939 271,685 91,690 363,375 6,341,864 6,341,864 1,889,637 - 1,889,637 1,235,263 26,689 (55,481) 1,206,471 7,690,727 750,861 8,441,588 17,157,491 777,550 (55,481) 17,879,560 (1,409,316) (169,134) (1,578,450) (982,742) (117,215) (1,099,957) (782,307) (107,071) 55,481 (833,897) (3,602,759) (397,726) - (4,000,485) (6,777,124) (791,146) 55,481 (7,512,789) 10,380,367 (13,596) - 10,366,771 capital assets, net $ 10,652,052 $ 78,094 $ - $ 10,730,146 Depreciation expense was charged to functions/ programs of the primary government as follows: Depreciation of governmental activities by function General government $ 301,467 Public safety 297,523 Transportation 837,364 Physical environment 1,181,604 Economic environment 33,085 Cultural and recreation 403,112 Total governmental activities $ 3,054,155 Depreciation of business -type activities by function Golf course $ 126,275 Airport 662,726 Building 2,145 Total business -type activities $ 791,146 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements 8. LONG-TERM DEBT Revenue notes are secured by and payable from the revenues of the respective funds that issued them. The City entered into a nine (9) year loan agreement in 2012 with a local bank for $2,296,000 to provide financing to repave certain roads in the City and payoff an outstanding loan. The City pledged Local Option Gas Tax revenues to repay the note payable. The funds are accumulated in the Local Option Gas Tax Special Revenue fund for repayment of principal and interest. The City issued a four (4) year, $2,893,000 Infrastructure Sales Surtax Refunding Revenue Note, Series 2013 in December 2013. The City has pledged Infrastructure Sales Surtax revenues for repayment of principal and interest. These proceeds and other Infrastructure Sales Surtax revenues were used to totally refund or advance refund all of the outstanding Infrastructure Sales Surtax Bonds prior to September 30, 2014. The City issued a nine (9) year, $3,096,000 Stormwater Utility Refunding Revenue Note, Series 2013 in December 2013. The City has pledged Stormwater Fee Revenues for repayment of principal and interest. These proceeds and other Stormwater Fee revenues were used to totally advance refund all of the outstanding Stormwater Utility Revenue Bonds prior to September 30, 2014. The City entered into a four (4) year loan agreement in 2013 with a local bank for $299,050 to provide financing to purchase equipment for the Golf Course. Repayment of principal and interest will be made from Golf Course revenues. As of September 30, 2015, there was no outstanding in -substance defeased debt. The following is a summary of governmental activities long-term debt transactions for the year ended September 30, 2015: Governmental activities Notes payable Compensated absences Termination benefits Pollution remediation Totals governmental activities Beginning Balance $ 7,608,000 $ 1,405,482 3,427 91,200 Additions Deductions - $ (1,567,000) 530,408 (470,481) - (3,427) Ending Due Within Balance One Year $ 6,041,000 $ 1,582,000 1,465,409 84,590 91,200 $ 9,108,109 $ 530,408 $ (2,040,908) $ 7,597,609 $ 1,666,590 Notes payable Florida Gas Tax Revenue Note, due in annual installments of $97,000 to $121,000 plus interest at 1.94% through 2023. $ 1,689,000 2013 Infrastructure Sales Surtax Refunding Revenue Note, Series 2013, due in annual installments of $353,000 to $508,000 plus interest at 0.86% through 2017. 1,722,000 2013 Stormwater Utility Refunding Revenue Note, Series 2013, due in annual installments of $352,000 to $395,000 plus interest at 1.73% through 2022. 2,630,000 $ 6,041,000 61 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements The following is a summary of business -type activities long-term debt transactions for the year ended September 30, 2015: Beginning Ending Due Within Balance Additions Deductions Balance One Year Business -type activities Notes payable $ 284,704 $ $ (72,454) $ 212,250 $ 49,861 Compensated absences 196,157 (9,988) 186,169 - Totals business -type activities $ 480,861 $ $ (82,442) $ 398,419 $ 49,861 Annual debt service requirements to maturity for long-term debt are as follows: Governmental Activities Business -type Activities Year Ended September 30, Principal Interest Principal Interest 2016 $ 1,582,000 $ 89,872 $ 49,950 $ 7,126 2017 1,284,000 71,547 51,956 5,120 2018 590,000 56,523 110,344 341 2019 601,000 45,836 - - 2020-2024 1,984,000 72,617 $ 6,041,000 $ 336,395 $ 212,250 $ 12,587 For the governmental activities, compensated absences, the unfunded OPEB obligation and termination benefits are generally liquidated by the General Fund. For business -type activities, compensated absences and unfunded OPEB obligations are allocated to and liquidated by the golf course, airport or building funds. A pollution remediation obligation was recorded for a Florida Department of Environmental (FDEP) Order dated March 10, 1997. This was related to an incident of petroleum contamination at the Public Works Department on April 22, 1991. The City was named as the party responsible for the cleanup but FDEP determined the discharge is eligible under the Petroleum Cleanup Participation Program and will not compel site rehabilitation prior to funding becoming available from that program. The program has a funding cap of $400,000, with a 25% required cost share percentage. The City must also pay for a limited contamination assessment report sufficient to determine the extent of the contamination and cleanup. Based on the information available, the City estimated its expenditure to be $91,200 dependent on the extent of work that is eventually required and recorded a long-term liability of $91,200. 62 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements 9. LEASES Operating Leases- Lessee The City is obligated under a lease for land accounted for as an operating lease. Operating leases do not give rise to property rights or lease obligations. Total costs for the lease was $100,000 for the fiscal year ended September 30, 2015. This is for the Airport Fund's lease obligation for the property used as the City's golf course. The following is a schedule by years for future minimum rental payments required under the operating lease that has initial or remaining noncancelable lease terms in excess of one year at September 30, 2015: Year Ended September 30, Airport 2016 $ 100,000 2017 100,000 2018 100,000 2019 100,000 2020 100,000 2021-2025 500,000 2026-2030 500,000 2031-2035 500,000 2036-2040 500,000 2041-2045 500,000 Total $ 3,000,000 Operating Leases- Lessor The City is the lessor in two communication tower leases with terms of up to fifty-five years. The towers have a cost of $39,285 and have been fully depreciated. Following is a schedule by year of minimum future rental income on noncancelable operating leases: Year Ended Governmental September 30, Activities 2016 $ 244,298 2017 237,742 2018 233,013 2019 222,152 2020 224,569 2021-2025 1,045,986 2026-2030 956,718 2031-2035 1,060,550 2036-2040 1,193,069 2041-2045 1,362,199 2046-2050 1,078,058 2051-2055 1,353,554 Total $ 9,211,909 63 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements The Airport Fund is the lessor of various properties (land with a cost basis of $9,060) with lease terms varying from twenty to thirty years. These include the lease to the Golf Course Fund requiring annual payments of $100,000 through 2045. Following is a schedule by year of minimum future rental income on noncancelable operating leases: Future minimum rental commitments are as follows: Year Ended Business -type September 30, Activities 2016 $ 207,863 2017 203,607 2018 195,317 2019 161,257 2020 161,257 2021-2025 730,099 2026-2030 548,510 2031-2035 341,098 Total $ 2,549,008 10. PROPERTY TAXES The City is permitted by State law to levy taxes up to 10 mills on assessed valuation. The millage rate levied by the City for the fiscal year ended September 30, 2015, was 3.8556 mills. Total tax collections were approximately 96.35% of the total tax levy. The tax levy of the City is established by City Council. Under Florida law, the assessment of all properties and the collection of municipal taxes are provided by offices of the County's Property Appraiser and Tax Collector. Ad Valorem taxes are levied on property values as of January 1. The fiscal year for which taxes are levied begins October 1. Taxes are due November I and become delinquent on April 1. All taxes unpaid as of May 30 are subject to a tax certificate sale. Property tax revenues are recognized in the fiscal year for which they are levied and also become due and payable. 11. CONTINGENT LIABILITIES Various suits and claims are currently pending against the City. It is impossible for the City to accurately quantify the exposure involved given the jury's latitude in assessing compensatory and punitive damages, and the court's latitude in awarding attorney's fees. The City intends to vigorously defend against these lawsuits and believes it has a good chance of prevailing on their merits. The City is contingently liable with respect to lawsuits and other claims incidental to the ordinary course of its operations. In the opinion of management and based on the advice of legal counsel, the ultimate disposition of lawsuits will not have a material adverse effect on the financial position of the City. Amounts received or receivable from grantor agencies are subject to audit and adjustment by grantor agencies, principally the federal and state governments. Any disallowed claims, including amounts already collected, may constitute a liability to the applicable funds. The amount, if any, of expenditures that may be disallowed by the grantor cannot be determined at this time, although the City expects such amounts, if any, to be immaterial. 64 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements 12. RISK MANAGEMENT The City is exposed to various risks of loss related to torts; theft of or damage to and destruction of assets; errors and omissions; and natural disasters. The City purchases commercial insurance with various deductibles for different types of losses. The cost of this insurance is accounted for in the General Fund, Golf Course Fund, Airport Fund, and Building Fund. Settled claims have not exceeded this commercial coverage in the past three fiscal years. 13. BENEFIT PLANS Police Officer's Pension Plan Defined Benefit Pension Plan Plan Description. The Police Officers' Pension Plan is a Florida Statute Chapter 185 single -employer defined benefit plan. Only City police officers participate in the Police Pension Plan. The state provides a contribution to the Police Pension Plan through a distribution of funds collected from insurance premium taxes. The Pension plan data provided in these Financial Statements are from the actuarial valuation as of October 1, 2015 to determine the required contribution for the fiscal year ending September 30, 2015. Although the Police Officers' Pension Plan provides separate reporting, which may be obtained in the Finance department, it is also a component unit (reporting as a Pension Trust Fund) of the City's financial reporting entity. Basis of Accounting. Financial statements are prepared using the accrual basis of accounting. Plan member contributions are recognized in the period in which the contributions are due. Employer contributions are recognized when due, and the employer has made formal commitment to provide the contributions. Benefits and refunds are recognized when due and payable in accordance with the terms of the Plan. Method Used to Value Investments. Investments are reported at fair value. Short-term investments are reported at cost, which approximates fair value. Securities traded on a national or international exchange are valued at the last reported sales price at current exchange rates. Mortgages are valued on the basis of future principal and interest payments, and are discounted at prevailing interest rates for similar instruments. Investments that do not have an established market are reported at estimated fair value. Investments in securities of a single organization (excluding mutual funds and those issued or guaranteed by the U.S. government) held by the pension plan did not exceed five percent of the total plan assets. Investment Policy. The plan's policy in regard to the allocation of invested assets is established and may be amended by the Board of Trustees. The investment policy has been formulated based on consideration of a wide range of policies and describes the prudent investment process that the Board deems appropriate. The Plan's asset allocation policy is shown on the following pages. Concentrations. At September 30, 2015, the Plan held certain investments (other than those issued or explicitly guaranteed by the U.S. government, mutual funds, external investment pools, or other pooled investments) in certain organizations that represent 5 percent or more of the Plan's fiduciary net position. Please see Note 3 for details of these concentrations. 65 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements Plan Membership. As of September 30, 2014, employee membership data was as follows: Inactive plan members or beneficiaries currently receiving benefits 11 Inactive plan members entitled to but not yet receiving benefits 6 Active plan members 35 Total membership 52 Benefit Provisions and Contribution Requirements. The Police Officers' Pension Plan provides retirement and disability benefits to plan members and beneficiaries. This Plan is administered by a separate local Board of Trustees. Chapter 185, Florida Statutes, as amended governs all benefit provisions of the Plan. Contribution requirements, in accordance with Chapter 185, Florida Statutes, are established by City ordinance, as provided in Chapter 58, Article III of the Sebastian City Code. The City Council has the authority to amend funding requirements. Contributions. Contributions to the plan are based upon the hire date of the members. Members hired prior to October 1, 2011 contribute 8% of their salary, effective October 1, 2012 (5% of salary prior to that date). Members hired after September 30, 2011 contribute 5% of their salary. City and state contributions consist of the remaining amount required in order to pay current costs and amortize unfunded past service cost, if any, over a period not exceeding 30 years. The schedule of employer contributions, presented as required supplementary information (RSI) following the notes to the financial statements, presents trend information about the amounts contributed to the plan by the City in comparison to the actuarial required contribution, an amount that is actuarially determined in accordance with the parameters of GASB Statement No 50. The required contribution represents a level of funding that, if paid on an ongoing basis, is projected to cover normal cost for each year and amortize any unfunded actuarial liabilities (or funding excess) over a period not to exceed thirty years. Rate of Return. For the year ended September 30, 2015, the annual money -weighted rate of return on pension plan investments, net of pension plan investment expense, was -0.45 percent. The money -weighted rate of return expresses investment performance, net of investment expense, adjusted for the changing amounts actually invested. Net Pension Liability of the City. The components of the net pension liability of the City at September 30, 2015, were as follows: Total pension liability $ 13,434,105 Less: Plan fiduciary net position 11,284,027 City's net pension liability $ 2,150,078 Plan fiduciary net position as percentage of total pension liability 84.00% 66 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements Actuarial Assumptions. The total pension liability was determined by an actuarial valuation as of October 1, 2014 updated to September 30, 2015 using the following actuarial assumptions applied to all measurement periods. Inflation Salary increases Discount rate Investment rate of return 3.00% 3.80% - 16.00% 7.60% 7.60% Mortality is based on the RP -2000 Table with no projection. Disabled lives are set forward 5 years. The City feels this assumption sufficiently accommodates future mortality improvements. The actuarial assumptions used in the October 1, 2014 valuation were based on the results of an actuarial experience study performed on September 16, 2013, for the period 1999-2012. The long-term expected rate of return on pension plan investments was determined using a building-block method in which best -estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expenses and inflation) are developed for each major asset class. These ranges are combined to produce a long term expected rate of return by weighing the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. Best estimates of arithmetic real rates of return for each major asset class included in the pension plan's target asset allocation as of September 30, 2015 are summarized in the following table: Asset Class Domestic equity International equity Fixed income Total Inflation Risk adjustments Investment rate of return Long-term Money - Expected Weighted Target Real Rate of Rate of Allocation Return Return 50.00% 7.45% 3.73% 10.00% 7.55% 0.76% 40.00% 2.05% 0.82% 100.00% 5.31% 3.00% -1.71% 6.60% Discount Rate. The discount rate used to measure the total pension liability was 7.60 percent. The projection of cash flows used to determine the discount rate assumed that plan member contributions will be made at the current contribution rate and that sponsor contributions will be made at rates equal to the difference between actuarially determined contribution rates and the member rate. Based on those assumptions, the pension plan's fiduciary net position was projected to be available to make all projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on pension plan investments was applied to all period of projected benefit payments to determine the total pension liability. 67 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements Changes in Assumptions. The City revised certain actuarial assumptions in the September 30, 2015 valuation that had a significant impact on the total pension liability from the prior measurement date. The most significant change was a decrease in the expected investment rate of return from 7.75% to 7.60%. Sensitivity of the Net Pension Liability to Changes in the Discount Rate. The following presents the net pension liability of the City, calculated using the discount rate of 7.60 percent, as well as what the City's net pension liability would be if it were calculated using a discount rate that is one percentage point lower (6.60 percent) or one percentage point higher (8.60 percent) than the current rate. Net Pension Liability One Percent Current One Percent Decrease Discount Rate Increase 6.60% 7.60% 8.60% $ 3,795,845 $ 2,150,078 $ 759,289 Changes in the net pension liability. The components of the change in the net pension liability are summarized as follows: Balances at September 30, 2014 Changes for the year: Service cost Interest on total pension liability Change in excess state money Changes of benefit terms Differences between expected and actual experience Assumption changes Benefit payments, including refunds of employee contributions Employer contributions State contributions Employee contributions Pension plan net investment income (loss) Administrative expense Net changes Total Pension Plan Fiduciary Net Pension Liability Net Position Liability (a) (b) (a) - (b) $ 12,547,129 $ 11,253,240 $ 1,293,889 403,611 403,611 979,259 979,259 22,218 22,218 (4,316) (4,316) (240,633) (240,633) 223,200 223,200 (496,363) (496,363) 320,179 (320,179) 145,700 (145,700) 161,270 (161,270) (60,326) 60,326 - (39,673) 39,673 886,976 30,787 856,189 Balances at September 30, 2015 $ 13,434,105 $ 11,284,027 $ 2,150,078 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements Pension Expense and Deferred Outflows of Resources and Deferred Inflows of Resources Related to Pensions. For the year ended September 30, 2015, the City recognized pension expense of $600,414. At September 30, 2015, the City reported pension -related deferred outflows of resources and deferred inflows of resources from the following sources: Amounts reported as pension -related deferred outflows of resources and deferred inflows of resources will be recognized in pension expense as follows: Year Ended September 30, Amount 2016 Deferred Deferred Net Deferred 2018 Outflows of Inflows of Outflows of Resources Resources Resources Difference between expected and actual experience $ - $ 192,506 $ (192,506) Changes in assumptions 178,560 - 178,560 Net difference between projected and actual earnings on pension plan investments 727,173 727,173 Employers contribution subsequent to the measurement date - - - $ 905,733 $ 192,506 $ 713,227 Amounts reported as pension -related deferred outflows of resources and deferred inflows of resources will be recognized in pension expense as follows: Year Ended September 30, Amount 2016 $ 178,306 2017 178,306 2018 178,306 2019 178,309 Total $ 713,227 Payable to the Pension Plan. At September 30, 2015, the City reported $8,429 payable to the police officers pension plan. Coastal Florida Public Employees Association Negotiated Defined Benefit Pension Plan Plan Description. The Communication Workers of America / International Typographical Union Negotiated Pension Plan (NPP), which began in 1967, is a multi-employer cost-sharing, defined benefit plan. The Plan is available to any Coastal Florida Public Employees Association bargaining unit member and benefits are portable from one contributing employer to another. The Plan is not a state or local governmental plan, is used to provide defined benefit pensions both to employees of state or local governmental employers and to employees of employers that are not state or local governmental employers, has no predominant state or local governmental employer and issues audited financials following FASB guidelines, which can be obtained at http://www.cwaitu.com. The City of Sebastian approved the Plan by Resolution No. R-01-36, effective April 29, 2001. There is currently no expiration date of the collective-bargaining agreement requiring contributions to the pension plan. The total number of governmental employees covered as of September 30, 2015, was 60. The City has chosen to early implement the GASB 78 disclosure requirements. .A CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements Normal Pension. Minimum age 65: 5 years of Service Credit required if any portion of service credit was earned after January 1, 1989. 10 years of Service Credit required if employees' coverage ended before January 1, 1989. Once the Service Credit amount is accrued, the employee is vested and cannot lose the right to a pension. Early Pension. Minimum age 62: 20 years of Service Credit required if employed after January 1, 1989. 25 years of Service Credit required if employment ended before January I, 1993. Pension amounts are permanently reduced based on age on the effective date, because the payments are expected to be made for a longer period of time. Disability Pension. No minimum age and the pension amount is not reduced for age; there must be a Social Security Disability Award, 10 years of actual Service Credit and a contribution for covered employment must have been made within three calendar years preceding the entitlement date to Social Security Disability Pension. An application must be filed with the Plan within 6 months of the Social Security Notice of Award date to receive pension retroactive to the Social Security entitlement date. Lump Sum Disability Benefit. If the employee has been awarded a Social Security Disability Award with the date of entitlement before May 1, 2009 and is vested, but not immediately eligible to receive any pension described above, the employee may be eligible for a lump sum disability benefit. Death Benefit. If the employee dies before becoming a pensioner and has at least $250 contributed on the employees' behalf, a lump sum death benefit equal to total contributions credited on the employees' behalf or 36 times the Normal Pension amount, if greater, will be paid to employees' beneficiary. If the employee is married at the time of death, the spouse will have the choice of a lump sum or a monthly survivor benefit. Withdrawal Benefit. If the employee did not earn enough Service Credit to qualify for a Normal Pension, the employee may be eligible for a lump sum withdrawal benefit, based on total contributions, after the employee has incurred a break in service. Benefit Provisions and Contribution Requirements: The NPP provides retirement and disability benefits to plan members and beneficiaries. The plan is administered at the Plan Office in Colorado Springs, Colorado. Contribution requirements are established by the CWA contract, effective date October 1, 2011, which is negotiated every 3 years, and approved by City Council. Benefit Provisions and Contribution Requirements. The NPP provides retirement and disability benefits to plan members and beneficiaries. The plan is administered at the Plan Office in Colorado Springs, Colorado. Contribution requirements are established by the CWA contract, effective date October 1, 2013, which is negotiated every 3 years, and approved by City Council. Employer Withdrawal Liability. Under federal law, employers who partially or completely withdraw from a multiemployer plan are assessed withdrawal liability for their proportionate share of the Plan's unfunded vested liabilities as of the beginning of the year in which they withdraw. Withdrawal liability is usually paid in quarterly installments as determined by a statutory formula over a maximum of 20 years. Funding Policy. Administration costs of the pension plan are financed by the plan. The employer contribution rate, expressed as a percentage of compensation, was 9.0% for the 2014-2015 fiscal year. Employees do not contribute to this plan. Contributions to the CWA Pension Plan for the fiscal years ended September 30, 2013, 2014 and 2015 were $202,612, $204,361 and $217,915 respectively, which are equal to 100% of the required contribution for each year. 70 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements Defined Contribution 401(a) Plan Plan Description. The ICMA Retirement Corporation's 401 Retirement Plan is a Defined Contribution Plan "qualified" under Section 401(a) of the Internal Revenue Code. Each participant has a plan account to which contributions are made. Plan benefits are based on the total amount of money in the employees' account at retirement or other eligible event. The Plan is available to all management staff and may be rolled over to another "qualified" employer plan that accepts rollovers, or Traditional IRA's. Plan Participation. As of September 30, 2015, there were a total of 19 employees participating in the plan. Periodic Payments. Retirement benefits can be paid monthly, quarterly, semi-annual (at six-month intervals only) or annual payments until assets are fully paid out. Rollover. Retirement benefits can be rolled over to another employer plan (including a 457 deferred compensation plan) that accepts rollovers, or to a Traditional IRA. Lump Sum. Retirement benefits can be paid either partially or by total distribution of the employees account balance. Annuities. Retirement benefits can be utilized to purchase an annuity. Benefit Provisions and Contribution Requirements. The 401 provides retirement benefits to plan members and beneficiaries. The plan is administered by the ICMA Retirement Corporation. Contribution requirements are established by the City of Sebastian, Management Benefit Package, revised October 1, 2006, and approved by the City Manager. Funding Policy. The administration costs of the pension plan are financed by the Plan. The employer contribution rate, expressed as a percentage of compensation, was 9% for the 2013-14 fiscal year. Employees do not contribute to this Plan. Contributions to the 401 Defined Contribution Plan for the fiscal years ended September 30, 2013, 2014 and 2015 were $110,184, $113,098 and $130,719 respectively, which are equal to 100% of the required contribution for each year. 14. OTHER POSTEMPLOYMENT BENEFITS Plan Description. Pursuant to Section 112.0801, Florida Statutes, the City is required to permit participation in the health insurance program by retirees and their eligible dependents at a cost to the retiree that is no greater than the cost at which coverage is available for active employees. The City, by policy, has elected to provide qualified retirees with partial subsidy. In this respect, the City operates a single -employer plan. Employees are eligible to receive a partial subsidy from the Retiree Medical Plan upon retirement, if they are enrolled in the active medical plan immediately prior to retiring and achieved at least 20 years of service in a full time capacity. If eligible, the City pays 50% of the costs of single coverage group health insurance for up to 2 years after retirement. 71 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements Funding Policy. Based on GASB Statement 43 and 45, which set forth the guidelines for treatment of other postemployment benefits, the City had an actuary calculate future funding requirements in 2014. The actuary's 2015 estimate, using the Entry Age Normal (level percentage of pay) Method, produced an unfunded obligation of $50,901 and an annual required contribution of $4,515. The City elected to fund the OPEB obligation on a pay-as-you-go basis. The enterprise fund portion $402 was also recognized in the enterprise fund financial statements. The entire unfunded obligation was recognized in the government -wide financial statements. As such, a separate audited GAAP basis postemployment benefit plan report is not available. Annual OPEB Cost and Net OPEB Obligation. The City's annual other postemployment benefit (OPEB) cost is calculated based on the annual required contribution of the employer (ARC). The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover normal cost each year and amortize any unfunded actuarial liabilities (or funding excess) over a period not to exceed thirty years. The following table shows the components of the City's annual OPEB cost for the year ended September 30, 2015, the amount actually contributed to the plan, and changes in the City's net OPEB obligation: Annual required contribution $ 5,024 Interest on net OPEB obligation 841 Adjustment to annual required contribution (1,169) Net OPEB cost 4,696 Contributions made - Increase in net OPEB obligation 4,696 Net OPEB obligation, beginning of year 21,022 Net OPEB obligation, end of year $ 25,718 The City's annual OPEB cost, the percentage of annual OPEB cost contributed to the Plan, and the net OPEB obligation for fiscal year 2015 and the previous two years were as follows: Three -Year Trend Information Percentage of Annual OPEB Annual OPEB Cost Net OPEB Year Ended Cost Contributed Obligation 2013 $ 3,674 352.5% $ 25,273 2014 4,207 201.0% 21,022 2015 4,696 201.0% 25,718 Funded Status and Funding Progress. As of October 1, 2015, the date of the most recent actuarial valuation, the actuarial accrued liability for benefits was $50,901, all of which was unfunded. The covered payroll (annual payroll of active employees covered by the plan) was $6,213,151, and the ratio of the UAAL to the covered payroll was 0.9 percent. 72 CITY OF SEBASTIAN, FLORIDA 0 Notes to Financial Statements The actuarial valuations involve estimates of the value of reported amounts and assumptions about the probability of events far into the future. Actuarially determined amounts are subject to continual revision as actual results are compared to past expectations and new estimates are made about the future. Calculations are based on the types of benefits provided with the plan at the time of each valuation and on the pattern of sharing of costs between the employer and plan members to that point. Calculations reflect a long-term perspective and assumptions used include techniques designed to reduce short-term volatility in actuarial accrued liabilities and actuarial value of assets. The schedule of funding progress shown below is required to present multi -trend information about whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liability for benefits. The City elected to fund the OPEB on a pay- as-you-go basis and consequently, reports a zero balance for the actuarial value of assets. Actuarial Methods and Assumptions. Projections of benefits for financial reporting purposes are based on the substantive plan (the plan as understood by the employer and plan members) and include the types of benefits provided at the time of each valuation and the historical pattern of sharing of benefit costs between the employer and plan members to that point. The actuarial methods and assumptions used include techniques that are designed to reduce the effects of short-term volatility in actuarial accrued liabilities and the actuarial value of assets, consistent with the long-term perspective of the calculations. The required contribution was determined as part of the October 1, 2015 actuarial valuation using the entry age normal (level percentage of pay) actuarial funding method. The actuarial assumptions included (a) 4 percent investment rate of return (net of administrative expenses), (b) a 3 percent payroll growth rate, (c) a 3 percent inflation rate, and (d) an annual healthcare trend rate of 9 percent initially, reduced by decrements to an ultimate rate of 5 percent in 2017. The actuarial assumptions utilized the RP -2000 Combined Healthy Mortality Table projected to 2014. The plan's unfunded actuarial accrued liability is being amortized as a level dollar of projected payroll on an open basis. The remaining amortization period at October 1, 2015 was 29 years. Termination Benefits The City offers to pay 50% of the cost of single coverage group (health only) insurance for up to two years for employees retiring after twenty years of service in a full-time capacity. During the year ended September 30, 2015, no retiring employees made this election, and $0 was recorded at year end as the total accrued termination benefits in the governmental activities of the government -wide financial statements. 73 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements 15. FUND BALANCES - GOVERNMENTAL FUNDS In accordance with GASB Statement No. 54, Fund Balance Reporting and Governmental Fund Type Definitions, the City classifies fund balances based primarily on the extent to which it is bound to observe constraints imposed upon the use of the resources reported in governmental funds. Detailed information on fund balances of governmental funds is as follows: Discretionary Riverfront Capital General Fund Sales Tax Redevelopment Improvements Nonmajor Funds Total Nonspendable: Inventory $ 43,911 $ $ $ $ $ 43,911 Prepaids 122,125 122,125 Long-term advances 150,000 150,000 Permanent fund corpus - 928,758 928,758 Total nonspendable 316,036 928,758 1,244,794 Restricted for: Debt service - 682,280 682,280 Infrastructure 2,413,576 - 407,195 2,820,771 Redevelopment - 446,728 - 446,728 Stormwater - - 200,299 200,299 Law enforcement 38,544 - - 31,709 70,253 Total restricted 38,544 2,413,576 446,728 1,321,483 4,220,331 Committed for: Recreational system development 769,139 769,139 Development of public parking 46,549 46,549 Total committed - 815,688 815,688 Assigned for: General employee events 1,086 - 1,086 Law enforcement events 7,606 7,606 Total assigned 8,692 8,692 Unassigned 5,289,322 - - (44,010) (14,608) 5,230,704 Total fund balances, governmental funds $ 5,652,594 $ 2,413,576 $ 446,728 $ (44,010) $ 3,051,321 $ 11,520,209 74 CITY OF SEBASTIAN, FLORIDA N Notes to Financial Statements 16. NET INVESTMENT IN CAPITAL ASSETS The composition of net investment in capital assets as of September 30, 2015, was as follows: Capital assets: Capital assets not being depreciated Capital assets being depreciated, net Related debt: Total notes payable Net investment in capital assets 17. RESTATEMENT Governmental Business -type Total Activities Activities $ 8,791,963 $ 363,375 $ 9,155,338 32,469,894 10,366,771 42,836,665 41,261,857 10,730,146 51,992,003 6,041,000 212,250 6,253,250 $ 35,220,857 $ 10,517,895 $ 45,738,753 The City adopted the provisions of GASB Statement No. 68, Accounting and Financial Reporting for Pensions, in the current year. As a result of this change, beginning net position of governmental activities was decreased by $1,432,244. 75 REQUIRED SUPPLEMENTARY INFORMATION CITY OF SEBASTIAN, FLORIDA Required Supplementary Information Single -employer Pension Trust Fund Schedule of Changes in Net Pension Liability and Related Ratios Total pension liability Service cost Interest on total pension liability Change in excess state money Changes of benefit terms Differences between expected and actual experience Changes of assumptions Benefit payments, including refunds of employee contributions Net change in total pension liability Total pension liability, beginning of year Total pension liability, end of year Plan fiduciary net position Employer contributions State contributions Employee contributions Pension plan net investment income (loss) Benefit payments Administrative expense Net change in plan fiduciary net position Plan fiduciary net position, beginning of year Plan fiduciary net position, end of year Net pension liability Plan fiduciary net position as a percentage of total pension liability Fiscal Year Fiscal Year Fiscal Year Ending Ending Ending September 30, September 30, September 30, 2015 2014 2013 $ 403,611 $ 396,146 $ 367,653 979,259 914,243 853,018 22,218 24,386 - (4,316) - 1,029,818 (240,633) (452,892) (465,435) 223,200 (27,815) (32,153) (496,363) (452,892) (465,435) 886,976 881,883 755,236 12,547,129 11,665,246 10,910,010 $ 13,434,105 $ 12,547,129 $ 11,665,246 $ 320,179 $ 401,103 $ 396,603 145,700 147,868 145,961 161,270 160,494 154,683 (60,326) 951,910 1,029,818 (496,363) (452,892) (465,435) (39,673) (27,815) (32,153) 30,787 1,180,668 1,229,477 11,253,240 10,072,572 8,843,096 $ 11,284,027 $ 11,253,240 $ 10,072,573 $ 2,150,078 $ 1,293,889 $ 1,592,673 84.00% 89.69% 86.35% Covered employee payroll $ 2,154,612 $ 2,106,767 $ 2,131,399 Net pension liability as a percentage of covered employee payroll 99.79% 61.42% 74.72% Note: GASB 67 was implemented in fiscal year 2014. This schedule is being built prospectively. Ultimately, 10 years of data will be presented. 77 CITY OF SEBASTIAN, FLORIDA Required Supplementary Information Single -employer Pension Trust Fund Schedule of the Net Pension Liability Schedule of Investment Returns Fiscal Year Ending Annual Return September 30, (') 2013 11.513 2014 9.423 2015 -0.453 �') Annual money -weighted rate of return, net of investment expenses Note: GASB 67 was implemented in fiscal year 2014. This schedule is being built prospectively. Ultimately, 10 years of data will be presented. 78 Plan Net Net Pension Position as a Liability as a Fiscal Year Percentage of Percentage of Ending Total Pension Plan Net Net Pension Total Pension Covered Covered September 30, Liability Position Liability Liability Payroll Payroll 2013 $ 11,665,246 $ 10,072,573 $ 1,592,673 86.353 $ 2,131,399 74.72% 2014 12,547,129 11,253,240 1,293,889 89.693 2,106,767 61.423 2015 13,434,105 11,284,027 2,150,078 84.003 2,154,612 99.793 Note: GASB 67 was implemented in fiscal year 2014. This schedule is being built prospectively. Ultimately, 10 years of data will be presented. Schedule of Investment Returns Fiscal Year Ending Annual Return September 30, (') 2013 11.513 2014 9.423 2015 -0.453 �') Annual money -weighted rate of return, net of investment expenses Note: GASB 67 was implemented in fiscal year 2014. This schedule is being built prospectively. Ultimately, 10 years of data will be presented. 78 CITY OF SEBASTIAN, FLORIDA Required Supplementary Information Single -employer Pension Trust Fund Notes to Schedule of Contributions Valuation date October 1, 2013 Notes Actuarially determined contribution amounts are calculated as of October 1, two years prior to the end of the fiscal year in which contributions are reported. Methods and assumptions used to determine contribution rates: Funding method Schedule of Contributions Amortization method Level percentage -of -payroll, closed Remaining amortization period 27 Years (as of October 1, 2013) Mortality RP -2000 Table with no projection. Based on a study of over 650 public 2.70% safety funds, this table reflects a 1 0% margin for future mortality Actual improvements. (Disabled lives set forward 5 years). Interest rate 7.75% per year compounded Inflation 3.00% per year Retirement age Contribution Fiscal Year Actuarially 3.80% has reached Normal Retirement is assumed to continue employment Contribution for one additional year. as Percentage Ending Determined City State Deficiency Covered of Covered September 30, Contribution Contribution Contribution (Excess) Payroll Payroll 2013 $ 506,560 $ 396,603 $ 145,961 $ (36,004) $ 2,131,399 25.46% 2014 524,585 401,103 147,868 (24,386) 2,106,767 26.06% 2015 596,502 320,179 145,700 130,623 2,154,612 21.62% Notes to Schedule of Contributions Valuation date October 1, 2013 Notes Actuarially determined contribution amounts are calculated as of October 1, two years prior to the end of the fiscal year in which contributions are reported. Methods and assumptions used to determine contribution rates: Funding method Frozen initial liability cost method Amortization method Level percentage -of -payroll, closed Remaining amortization period 27 Years (as of October 1, 2013) Mortality RP -2000 Table with no projection. Based on a study of over 650 public 2.70% safety funds, this table reflects a 1 0% margin for future mortality 0.00% improvements. (Disabled lives set forward 5 years). Interest rate 7.75% per year compounded Inflation 3.00% per year Retirement age Earlier of: 1) age 55 and 10 years of credited service, or 2) age 52 and 25 years of credited service, regardless of age. Also, any member who 3.80% has reached Normal Retirement is assumed to continue employment for one additional year. Early retirement Commencing at the assumed Early Retirement Age (50), members are assumed to retire with an immediate subsidized benefit at the rate of 5% per year. Disability rates Age based rates with increasing probability of disablement at higher ages. A sample of rates are shown below: Age Assumption 30 0.12% 40 0.21% 50 0.54% 60 2.70% Additionally, it is assumed that 75% of disablements and active Member deaths are service related. Termination rates Credited Service Assumption First two years 14.00% Years 3-9 5.70% Years 10-14 2.80% 15 years and Greater 0.00% Salary increases Credited Service Assumption First year 16.00% Years 2.14 7.40% 15 years and Greater 3.80% Final salary load The projected salary at retirement is increased 20% to account for Lump sum payments. Payroll growth 3% for amortization of all UAAL bases Actuarial asset method Market Value, net of investment -related expenses 79 CITY OF SEBASTIAN, FLORIDA Required Supplementary Information Other Postemployment Benefits Plan Schedule of Funding Progress Other Postemployment Benefits Plan Schedule of Employer Contributions Other Postemployment Benefits Plan Fiscal Annual Actuarial Year Ending Required Percentage September 30, Contributions Accrued 9/30/2010 $ 4,600 UAAL as a 9/30/2011 Actuarial Liability Unfunded 3,800 Percentage Actuarial Value of (AAL) - AAL Funded Covered of Covered Valuation Assets Entry Age (UAAL) Ratio Payroll Payroll Date (a) (b) (b -a) (a / b) (c) ((b -a) / c) 9/30/2010 $ $ 98,100 $ 98,100 $ 6,424,614 2% 9/30/2011 67,500 67,500 6,426,614 1% 9/30/2012 50,901 50,901 5,933,331 1% 9/30/2013 50,901 50,901 5,693,181 1% 9/30/2014 50,901 50,901 6,044,900 1% 9/30/2015 50,901 50,901 6,213,151 1% Schedule of Employer Contributions Other Postemployment Benefits Plan Fiscal Annual Year Ending Required Percentage September 30, Contributions Contributed 9/30/2010 $ 4,600 875% 9/30/2011 4,700 877% 9/30/2012 3,800 975% 9/30/2013 3,674 353% 9/30/2014 4,207 201% 9/30/2015 5,024 201% :1, CITY OF SEBASTIAN, FLORIDA Required Supplementary Information Coastal Florida Public Employees Association Pension Plan Schedule of Employer Contributions Coastal Florida Public Employees Association Pension Plan Fiscal Annual Year Ending Required September 30, Contributions 9/30/2006 $ 229,159 9/30/2007 254,909 9/30/2008 241,718 9/30/2009 254,997 9/30/2010 234,219 9/30/2011 223,113 9/30/2012 210,258 9/30/2013 202,612 9/30/2014 204,361 9/30/2015 217,916 Notes to Schedule of Employer Contributions - Coastal Florida Public Employees Association Pension Plan Critical Status. Under federal pension law, a plan generally will be considered to be in "critical" status if either the funded percentage of the plan is less than 65 percent or if certain other tests are met. If a pension plan enters critical status, the trustees of the plan are required to adopt a rehabilitation plan. Rehabilitation plans establish steps and benchmarks for pension plans to improve their funding status over a specified period of time. The Plan's actuary has certified that for the 2014 Plan year, the Plan was in critical status because the Plan has a deficit in the minimum funding standard account. The Board of Trustees adopted a rehabilitation plan on March 8, 2010, that for new pensions: eliminates the 60 month minimum guarantee in the Life/5 pension option; increases the minimum age for Early Pension from age 60 to 62 (with 20 years of service credit); removes the Early Pension subsidy by increasing the reduction factors; discontinues the offering of retroactive pension payments; and required 5 years of service credit to vest for participants reaching normal retirement age before a break in service. A mandatory increase in contributions is not required under the Rehabilitation Plan, but decreases in contribution rates or the exclusion of covered employees are not permitted. A copy of the rehabilitation plan may be obtained be contacting the Coastal Pension Plan office. 81 COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES 82 CITY OF SEBASTIAN, FLORIDA Combining Balance Sheet Nonmajor Governmental Funds September 30, 2015 Assets Cash and cash equivalents Investments Due from other governments Total assets Liabilities Negative equity in pooled cash Accounts payable and accrued liabilities Total liabilities Fund balances: Nonspendable Restricted Committed Unassigned Total fund balances Total liabilities and fund balances Special Revenue Funds Local Law Option Parking Recreation Stormwater Enforcement Gas Tax In -Lieu -of Impact Fee Utility Forfeiture $ 352,188 $ - $ 606,240 $ 123,488 $ 5,799 - 46,549 162,899 - 33,838 55,684 - - 11,950 - $ 407,872 $ 46,549 $ 769,139 $ 135,438 $ 39,637 677 35,139 7,928 677 35,139 7,928 407,195 46,549 769,139 100,299 31,709 407,195 46,549 769,139 100,299 31,709 $ 407,872 $ 46,549 $ 769,139 $ 135,438 $ 39,637 83 Debt Service " 11W Capital Projects Funds Permanent Discretionary Stormwaterw Total Sales Surtax Utility 4w VW General Stormwater Nonmajor Revenue Note Revenue Transportation Capital P Utility Governmental 2013 Bonds 2003 Improvements Projects Improvements Cemetery Funds $ 515,405 $ 166,875 $ $ $ 100,000 $ 854,758 $ 2,724,753 - - - 74,000 317,286 - - 80,000 - - 147,634 $ 515,405 $ 166,875 $ 80,000 $ $ 100,000 $ 928,758 $ 3,189,673 94,525 94,525 83 43,827 94,608 138,352 - - - 928,758 928,758 515,405 166,875 100,000 - 1,321,483 - - - 815,688 - - (14,608) - - (14,608) 515,405 166,875 (14,608) 100,000 928,758 3,051,321 $ 515,405 $ 166,875 $ 80,000 $ $ 100,000 $ 928,758 $ 3,189,673 84 CITY OF SEBASTIAN, FLORIDA Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Nonmajor Governmental Funds For the Year Ended September 30, 2015 Special Revenue Funds 85 Local Law Option Parking Recreation Stormwater Enforcement Gas Tax In -Lieu -of Impact Fee Utility Forfeiture Revenues Taxes: Motor fuel $ 633,096 $ $ $ $ Intergovernmental 10,050 Impact fees - 281,450 Charges for services 987,440 - Fines - - - 2,350 Investment earnings 239 284 1,976 1,197 247 Otherrevenues - 19,730 - Total revenues 643,385 20,014 283,426 988,637 2,597 Expenditures Current: Public safety - - - - 17,268 Physical environment - 143,215 - Transportation 220,333 Culture and recreation 8,200 Debt Service: Principal 207,000 Interest and fiscal charges 35,783 Capital outlay 2,800 Total expenditures 463,116 2,800 8,200 143,215 17,268 Revenues over (under) expenditures 180,269 17,214 275,226 845,422 (14,671) Other financing sources (uses) Transfers in 207,000 - - - Transfers out (136,742) (101,759) (790,038) Total other financing sources(uses) 70,258 (101,759) (790,038) Net change in fund balances 250,527 17,214 173,467 55,384 (14,671) Fund balances, beginning of year 156,668 29,335 595,672 44,915 46,380 Fund balances, end of year $ 407,195 $ 46,549 $ 769,139 $ 100,299 $ 31,709 85 Debt Service Capital Projects Funds Permanent Discretionary Stormwater 3,984,912 Total Sales Surtax Utility General Stormwater Nonmajor Revenue Note Revenue Transportation Capital Utility Governmental 2013 Bonds 2003 Improvements Projects Improvements Cemetery Funds $ $ $ - $ $ $ $ 633,096 80,000 90,050 - 281,450 89,000 1,076,440 - 2,350 823 557 3,693 9,016 - - 1,418 21,148 823 557 80,000 94,111 2,113,550 17,268 143,215 1,027,125 401,737 38,126 258,459 - 3,984,912 - 8,200 1,008,000 352,000 (3,012) 1,567,000 21,307 51,588 108,678 - - 1,128,794 884,196 260,494 2,276,284 1,029,307 403,588 1,166,920 884,196 260,494 - 4,379,104 (1,028,484) (403,031) (1,086,920) (884,196) (260,494) 94,111 (2,265,554) 1,027,125 401,737 1,104,360 884,196 360,494 - 3,984,912 - - - - (3,012) (1,031,551) 1,027,125 401,737 1,104,360 884,196 360,494 (3,012) 2,953,361 (1,359) (1,294) 17,440 100,000 91,099 687,807 516,764 168,169 (32,048) 837,659 2,363,514 $ 515,405 $ 166,875 $ (14,608) $ $ 100,000 $ 928,758 $ 3,051,321 86 CITY OF SEBASTIAN, FLORIDA Statement of Revenues, Expenditures and Changes in Fund Balance Budget and Actual - Local Option Gas Tax For the Year Ended September 30, 2015 87 Actual Over Original Final (Under) Final Budget Budget Actual Budget Revenues Taxes: Motor fuel $ 553,152 $ 553,152 $ 633,096 $ 79,944 Intergovernmental 10,050 10,050 10,050 - Investment earnings 106 106 239 133 Total revenues 563,308 563,308 643,385 80,077 Expenditures Current: Transportation 320,103 320,103 220,333 (99,770) Debt service: Principal 207,000 207,000 207,000 Interest and fiscal charges 35,783 35,783 35,783 Total expenditures 562,886 562,886 463,116 (99,770) Revenues over (under) expenditures 422 422 180,269 179,847 Other financing sources Transfers in 207,000 207,000 207,000 - Transfers out (157,000) (157,000) (136,742) 20,258 Net changes in fund balance 50,422 50,422 250,527 200,105 Fund balance, beginning of year 156,668 156,668 156,668 - Fund balance, end of year $ 207,090 $ 207,090 $ 407,195 $ 200,105 87 CITY OF SEBASTIAN, FLORIDA Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Parking In -Lieu -Of Special Revenue Fund For the Year Ended September 30, 2015 Revenues Investment earnings Otherrevenues Total revenues Expenditures Capital outlay Net change in fund balance Fund balance, beginning of year Fund balance, end of year Actual Over Original Final (Under) Final Budget Budget Actual Budget $ 129 $ 129 $ 284 $ 155 13,776 131776 19,730 5,954 13,905 13,905 20,014 6,109 - - 2,800 2,800 13,905 13,905 17,214 3,309 29,335 29,335 29,335 - $ 43,240 $ 43,240 $ 46,549 $ 3,309 ., CITY OF SEBASTIAN, FLORIDA Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Recreation Impact Fee Special Revenue Fund For the Year Ended September 30, 2015 Revenues Impact fees Investment earnings Total revenues Expenditures Current: Culture and recreation Revenue over (under) expenditures Other financing sources (uses) Transfers out Net change in fund balances Fund balance, beginning of year Fund balance, end of year Original Budget $ 246,250 $ 4,023 Actual Over Final (Under) Final Budget Actual Budget 246,250 $ 281,450 $ 35,200 4,023 1,976 (2,047) 250,273 250,273 283,426 - 8,200 8,200 250,273 242,073 275,226 33,153 33,153 (175,000) (115,014) (101,759) 13,255 75,273 127,059 173,467 46,408 595,672 595,672 595,672 - $ 670,945 $ 722,731 $ 769,139 $ 46,408 CITY OF SEBASTIAN, FLORIDA Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Stormwater Utility Special Revenue Fund For the Year Ended September 30, 2015 Original Final Budget Budget Revenues Charges for services $ 1,000,000 $ 1,000,000 $ Investment earnings 2,705 2,705 Total revenues Expenditures Current: Physical environment Revenues over (under) expenditures Other financing uses Transfers out Net change in fund balance Fund balance, beginning of year Fund balance, end of year 1,002,705 1,002,705 40,100 Actual Over 143,215 (Under) Final Actual Budget 987,440 $ (12,560) 1,197 (1,508) 988,637 (14,068) 40,100 222,540 143,215 (79,325) 962,605 780,165 845,422 65,257 (1,104,136) (1,104,136) (790,038) 314,098 (141,531) (323,971) 55,384 379,355 44,915 44,915 44,915 - $ (96,616) $ (279,056) $ .o, 100,299 $ 379,355 CITY OF SEBASTIAN, FLORIDA Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Law Enforcement Forfeiture Special Revenue Fund For the Year Ended September 30, 2015 Revenues Fines Investment earnings Contributions Total revenues Expenditures Current: Public safety Capital outlay Total expenditures Net change in fund balance Fund balance, beginning of year Fund balance, end of year 16,881 17,268 1,150 (15,731) (14,671) 46,380 46,380 46,380 $ 47,530 $ 30,649 $ 31,709 $ 91 387 1,060 1,060 Actual Over Original Final (Under) Final Budget Budget Actual Budget $ 1,000 $ 1,000 $ 2,350 $ 1,350 150 150 247 97 1,150 1,150 2,597 1,447 - 16,881 17,268 387 16,881 17,268 1,150 (15,731) (14,671) 46,380 46,380 46,380 $ 47,530 $ 30,649 $ 31,709 $ 91 387 1,060 1,060 CITY OF SEBASTIAN, FLORIDA Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Discretionary Sales Surtax Revenue Note 2013 Debt Service Fund For the Year Ended September 30, 2015 Actual Over Original Final (Under) Final Budget Budget Actual Budget Revenues Miscellaneous revenue $ - $ - $ - $ Investment earnings 2,086 2,086 823 (1,263) Total expenditures 2,086 2,086 823 (1,263) Expenditures Debt service: Principal 1,008,000 1,008,000 1,008,000 Interest and fiscal charges 21,307 21,307 21,307 Total expenditures 1,029, 307 1,029, 307 1,029, 307 Revenues over (under) expenditures (1,027,221) (1,027,221) (1,028,484) (1,263) Other financing sources Transfers in 1,025,887 1,025,887 1,027,125 1,238 Net change in fund balance (1,334) (1,334) (1,359) (25) Fund balance, beginning of year 516,764 516,764 516,764 - Fund balance, end of year $ 515,430 $ 515,430 $ 515,405 $ (25) 92 CITY OF SEBASTIAN, FLORIDA Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Stormwater Utility Revenue Note Debt Service Fund For the Year Ended September 30, 2015 Original Final Budget Budget Revenues Miscellaneous revenue $ - $ Investment earnings 165 Total expenditures Expenditures Debt service: Principal Interest and fiscal charges Total expenditures Revenues over (under) expenditures Other financing sources Transfers in Net change in fund balance Fund balance, beginning of year Fund balance, end of year Actual Over (Under) Final Actual Budget 165 557 392 165 165 557 392 352,000 352,000 352,000 - 51,588 51,588 51,588 403,588 403,588 403,588 - (403,423) (403,423) (403,031) 392 403,423 403,423 401,737 (1,686) - - (1,294) (1,294) 168,169 168,169 168,169 $ 168,169 $ 168,169 $ 166,875 $ (1,294) 93 AGENCY FUND 94 CITY OF SEBASTIAN, FLORIDA Combining Statement of Changes in Assets and Liabilities Agency Fund For the Year Ended September 30, 2015 Balance October 1, 2014 Additions Performance Deposits Assets Cash and cash equivalents Investments, at fair value Total assets Liabilities Performance deposits held in escrow Balance September 30, Deletions 2015 $ 11,930 $ 20,911 $ - $ 32,841 220,000 - (146,250) 73,750 $ 231,930 $ 20,911 $ (146,250) $ 106,591 $ 231,930 $ - $ (125,339) $ 106,591 95 CAPITAL ASSETS CITY OF SEBASTIAN, FLORIDA Comparative Schedule by Source Capital Assets Used in the Operation of Governmental Funds September 30, 2015 97 2015 2014 Governmental funds capital assets Land $ 8,319,588 $ 8,319,588 Buildings and structures 12,609,808 12,545,658 Non -building improvements 6,833,246 6,730,855 Machinery and equipment 8,691,504 7,911,956 Infrastructure 39,186,897 37,856,694 Construction in progress 472,375 82,169 Total governmental funds capital assets $ 76,113,418 $ 73,446,920 Investment in governmental funds capital assets (by sources) Federal grants $ 5,605,250 $ 5,330,341 State grants 2,575,775 2,376,907 County grants 720,500 717,371 General Fund 11,125,600 10,435,535 Law enforcement trust fund 67,980 66,288 Recreational impact fee 2,114,695 2,115,679 Stormwater utility fee 6,602,058 6,507,746 Riverfront redevelopment 2,110,000 2,094,387 Cemetery trust fund 525,710 539,509 Donations 2,695,000 2,678,221 Sales taxes 20,120,225 19,530,001 Motor fuel taxes 7,350,000 6,920,764 Revenue bond debt 13,995,750 14,022,676 Parking in Lieu of Fee 32,500 29,326 Capital projects 472,375 82,169 Total investment in governmental funds capital assets $ 76,113,418 $ 73,446,920 97 CITY OF SEBASTIAN, FLORIDA Schedule by Function and Activity Capital Assets Used in the Operation of Governmental Funds September 30, 2015 Construction in progress Total $ 76,113,418 Machinery Non -Building and Functions / Programs Land Buildings Improvements Equipment Infrastructure Total General government: Legislative $ $ $ $ 784 $ $ 784 City manager 24,443 24,443 City clerk 236,886 236,886 Finance 1,100 49,261 50,361 MIS 5,841 53,131 732,991 791,963 Facilities maintenance 195,717 21,187 157,100 374,004 Growth management 85,555 - 50,736 136,291 Non -departmental 3,646,929 6,184,990 126,636 204,374 52,699 10,215,628 Total general government 3,646,929 6,472,103 202,054 1,456,575 52,699 11,830,360 Public safety: Special operations - - - 69,843 - 69,843 Administration 9,560 3,347,154 89,322 327,841 3,773,877 School resource - - - 44,077 44,077 Road patrol 2,667,234 2,667,234 Community policing 13,863 13,863 Code enforcement - 82,183 82,183 Investigations 1,700 237,184 238,884 Support services - 50,516 50,516 Communications 16,404 211,286 227,690 Building department - - - 38,430 38,430 Total public safety 9,560 3,347,154 107,426 3,742,457 - 7,206,597 Transportation: Central garage - 130,489 115,232 176,428 674 422,823 Roads and drainage 47,125 166,907 1,083,234 874,860 17,651,822 19,823,948 Total transportation 47,125 297,396 1,198,466 1,051,288 17,652,496 20,246,771 Economic environment: Non -departmental 2,308,392 1,040,589 6,562 - - 3,355,543 Physical environment: Stormwater 1,850 1,733,072 19,668,793 21,403,715 Cemetery 572,181 82,019 78,354 64,253 22,717 819,524 Total physical environment 572,181 82,019 80,204 1,797,325 19,691,510 22,223,239 Culture/ recreation: Parks and recreation 1,735,401 1,370,547 5,238,534 643,859 1,790,192 10,778,533 Total $ 8,319,588 $ 12,609,808 $ 6,833,246 $ 8,691,504 $ 39,186,897 75,641,043 Construction in progress Total $ 76,113,418 CITY OF SEBASTIAN, FLORIDA Schedule of Changes by Function and Activity Capital Assets Used in the Operation of Governmental Funds September 30, 2015 Capital Assets Capital Assets October 1, Transfers Transfers September 30, Functions / Programs 2014 Additions Disposals In Out 2015 General government: Judicial $ 784 $ $ - $ - $ $ 784 City manager 3,690 1,612 22,365 24,443 City clerk 222,288 14,598 - - 236,886 Administrative services 53,135 - 2,774 50,361 MIS 727,613 65,478 1,128 791,963 Facilities maintenance 288,203 101,177 15,376 374,004 Growth management 142,422 - 6,131 136,291 Non -departmental 10,215,628 - - - 10,215,628 Total general government 11,653,763 181,253 27,021 22,365 11,830,360 Public safety: Special operations 54,625 15,218 - - 69,843 Administration 3,744,094 29,783 3,773,877 School resource 44,077 - - 44,077 Road patrol 2,551,708 230,051 70,412 44,113 2,667,234 Community policing 13,863 - - - 13,863 Code enforcement 53,779 28,404 - - 82,183 Investigations 213,177 39,269 - 13,795 27,357 238,884 Support services 51,110 - 594 - - 50,516 Communications 203,408 29,983 5,701 227,690 Building department 38,430 - - - - 38,430 Total public safety 6,968,271 372,708 76,707 13,795 71,470 7,206,597 Transportation: Central garage 370,440 35,599 6,798 23,582 - 422,823 Roads and drainage 18,692,920 1,265,917 97,511 - 37,378 19,823,948 Total transportation 19,063,360 1,301,516 104,309 23,582 37,378 20,246,771 Economic environment: Non -departmental 3,355,543 - - - - 3,355,543 Physical environment: Stormwater 20,816,873 723,887 137,045 21,403,715 Cemetery 825,974 - 6,450 819,524 Total physical environment 21,642,847 723,887 143,495 22,223,239 Culture/ recreation: Parks and recreation 10,680,966 163,761 115,299 49,105 - 10,778,533 Total 74,791,624 2,743,125 466,831 108,847 108,848 75,641,043 Construction in progress 82,169 411,752 21,546 - - 472,375 Total $ 74,835,220 $ 3,154,877 $ 488,377 $ 108,847 $ 108,848 $ 76,113,418 M INTERNAL CONTROL AND COMPLIANCE 100 Rehmann Rebmann Robson 5070 North Highway A1A Suite 250 Vero Beach, FL 32963 Ph: 772.234.8484 Fx: 772.234.8488 rehmann.com INDEPENDENT AUDITORS' REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS March 10, 2016 Honorable Mayor and Members of City Council City of Sebastian Sebastian, Florida We have audited, in accordance with the auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States, the financial statements of the governmental activities, the business -type activities, each major fund, and the aggregate remaining fund information of the City of Sebastian, Florida (the "City"), as of and for the year ended September 30, 2015, and the related notes to the financial statements, which collectively comprise the City's basic financial statements, and have issued our report thereon dated February 26, 2016. Internal Control Over Financial Reporting In planning and performing our audit of the financial statements, we considered the City's internal control over financial reporting (internal control) to determine the audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City's internal control. Accordingly, we do not express an opinion on the effectiveness of the City's internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the entity's financial statements will not be prevented, or detected and corrected on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. Rebmann is an independent member of Nexia International. CPAs & Consultants Wealth Advisors Corporate Investigators 1\1 Will �\ 101 1NTI RNAT IONAI Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies and therefore, material weaknesses or significant deficiencies may exist that were not identified. Given these limitations, during our audit we did not identify any deficiencies in internal control that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified. Compliance and Other Matters As part of obtaining reasonable assurance about whether the City's financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the City's internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the entity's internal control and compliance. Accordingly, this communication is not suitable for any other purpose. LLC 102 Rehmann INDEPENDENT AUDITORS' MANAGEMENT LETTER March 10, 2016 Honorable Mayor and Members of City Council City of Sebastian Sebastian, Florida Report on the Financial Statements Rebmann Robson 5070 North Highway A1A Suite 250 Vero Beach, FL 32963 Ph: 772.234.8484 Fx: 772.234.8488 rehmann.com We have audited the financial statements of the City of Sebastian, Florida as of and for the fiscal year ended September 30, 2015 and have issued our report thereon dated February 26, 2016. Auditor's Responsibility We conducted our audit in accordance with United States generally accepted auditing standards; the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States and Chapter 10.550, Rules of the Auditor General. Other Reports and Schedule We have issued our Independent Auditor's Report on Internal Control over Financial Reporting and Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards; and Independent Accountant's Report on an examination conducted in accordance with AICPA Professional Standards, Section 601, regarding compliance requirements in accordance with Chapter 10.550, Rules of the Auditor General. Disclosures in those reports and schedule, which are dated March 13, 2015, should be considered in conjunction with this management letter. Prior Audit Findings Section 10.554(1)(i)l., Rules of the Auditor General, requires that we determine whether or not corrective actions have been taken to address findings and recommendations made in the preceding annual financial audit report. Corrective actions have been taken to address findings and recommendations made in the preceding annual financial report. Rebmann is an independent member of Nexia International. CPAs & Consultants Wealth Advisors Corporate Investigators 1\1 Will �\ 103 1NTrR NAT IONAI Official Title and Legal Authority Section 10.554(1)(i)4., Rules of the Auditor General, requires that the name or official title and legal authority for the primary government and each component unit of the reporting entity be disclosed in this management letter, unless disclosed in the notes to the financial statements. The legal authority for the City of Sebastian, Florida is disclosed in the notes to the financial statements. The City of Sebastian, Florida's component unit, the Police Officer's Pension Plan, was established under Section 58-46 through 58-54 Code of Ordinances in October 1989. Financial Condition Section 10.554(1)(i)5.a., Rules of the Auditor General, requires that we report the results of our determination as to whether or not the City of Sebastian, Florida has met one or more of the conditions described in Section 218.503(1), Florida Statutes, and identification of the specified condition(s) met. In connection with our audit, we determined that the City of Sebastian, Florida did not meet any of the conditions described in Section 218.503(1), Florida Statutes. Pursuant to Sections 10.554(1)(i)5.c. and 10.556(8), Rules of the Auditor General, we applied financial condition assessment procedures. It is management's responsibility to monitor the City of Sebastian, Florida's financial condition, and our financial condition assessment was based in part on representations made by management and the review of financial information provided by same. Annual Financial Report Section 10.554(1)(i)5.b., Rules of the Auditor General, requires that we report the results of our determination as to whether the annual financial report for the City of Sebastian, Florida for the fiscal year ended September 30, 2015, filed with the Florida Department of Financial Services pursuant to Section 218.32(1)(a), Florida Statutes, is in agreement with the annual financial audit report for the fiscal year ended September 30, 2015. In connection with our audit, we determined that these two reports were in agreement. As required by the Rules of the Auditor General (Section 10.554(1)(i)2), the scope of our audit included a review of the provisions of Section 218.415, Florida Statutes, regarding the investment of public funds. In connection with our audit, we determined that the City of Sebastian, Florida complied with Section 218.415, Florida Statutes. Special District Component Units Section 10.554(1)(i)5.d. Rules of the Auditor General, requires that we determine whether or not a special district that is a component unit of a county, municipality, or special district, provided the financial information necessary for proper reporting of the component unit, within the audited financial statements of the county, municipality, or special district in accordance with Section 218.39(3)(b), Florida Statutes. In connection with our audit, we determined that all special district component units provided the necessary information for proper reporting in accordance with Section 218.39(3)(b), Florida Statutes. 104 Other Matters Section 10.554(1)(i)2., Rules of the Auditor General, requires that we address in the management letter any recommendations to improve financial management. In connection with our audit, we did not have any such recommendations. Section 10.554(1)(i)3., Rules of the Auditor General, requires that we address noncompliance with provisions of contracts or grant agreements, or abuse, that have occurred, or are likely to have occurred, that have an effect on the financial statements that is less than material but which warrants the attention of those charged with governance. In connection with our audit, we did not have any such findings. Purpose of this Letter Our management letter is intended solely for the information and use of the Legislative Auditing Committee, members of the Florida Senate and Florida House of Representatives, the Florida Auditor General, Federal and other granting agencies, the City Council, and applicable management, and is not intended to be and should not be used by anyone other than these specified parties. LLC 105 Rehmann INDEPENDENT ACCOUNTANTS' REPORT March 10, 2016 Honorable Mayor and Members of City Council City of Sebastian Sebastian, Florida Rebmann Robson 5070 North Highway A1A Suite 250 Vero Beach, FL 32963 Ph: 772.234.8484 Fx: 772.234.8488 rehmann.com We have examined the compliance of the City of Sebastian, Florida (the "City") with Sections 218.415, 28.35 and 28.36, Florida Statutes, during the year ended September 30, 2015. Management is responsible for compliance with those requirements. Our responsibility is to express an opinion on the City's compliance based on our examination. Our examination was conducted in accordance with attestation standards established by the American Institute of Certified Public Accountants and, accordingly, include examining, on a test basis, evidence about the City's compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. We believe that our examination provides a reasonable basis for our opinion. Our examination does not provide a legal determination on the City's compliance with specified requirements. In our opinion, the City complied, in all material respects, with the aforementioned requirements for the year ended September 30, 2015. Our management letter is intended solely for the information and use of management, the City Council and the Florida Auditor General, and is not intended to be and should not be used by anyone other than these specified parties. -n� L LC Rebmann is an independent member of Nexia International. CPAs & Consultants Wealth Advisors Corporate Investigators 1\1 Will lam\ 106 1NTI RNAT IONAI STATISTICAL SECTION 107 CITY OF SEBASTIAN, FLORIDA M Statistical Section Table of Contents This part of the City's Comprehensive Annual Financial Report presents detailed information to assist the user in understanding what the financial statements, note disclosures and required supplementary information say about the overall economic condition of the City of Sebastian, Florida. Page Financial Trends These schedules contain trend information to help the reader understand and evaluate how the City's financial condition, performance and well-being have changed over time. 109 Revenue Capacity These schedules contain information to help the reader assess the City's ability to generate its most significant local revenue source, the property tax. 119 Debt Capacity These schedules present information to help the reader assess the affordability of the City's current levels of outstanding debt and its ability to issue additional debt in the future. 127 Demographic and These schedules present various demographic and economic Economic Information indicators to help the reader understand the environment within which the City operates and how they affect the City's financial activities. 133 Operating Information These schedules contain information about the City's operations and resources to help the reader understand how the information in the City's financial report relates to the services the City provides and the activities it performs. 138 Sources: Unless otherwise noted, the information in these schedules is derived from the Comprehensive Annual Financial Report for the relevant year. The City implemented GASB Statement No. 34 in 2001; schedules presenting government -wide information include data beginning in that year. 108 CITY OF SEBASTIAN, FLORIDA Net Position by Component Last Ten Fiscal Years Governmental activities Net investment in capital assets Restricted Unrestricted Total governmental activities net position Business -type activities Net investment in capital assets Restricted Unrestricted Total business -type activities net position Primary Government Net investment in capital assets Restricted Unrestricted Total primary government net position Fiscal Yea 2015 20MO 2013 ,AM 201= 0 2011M $ 35,220,857 $ 35,210,526 $ 32,038,749 $ 31,500,173 $ 31,541,953 4,997,724 5,115,627 5,839,440 6,192,777 5,668,155 3,467,014 3,330,400 4,577,440 3,607,228 4,052,751 $ 43,685,595 $ 43,656,553 $ 42,455,629 $ 41,300,178 $ 41,262,859 $10,517,895 $ 10,439,804 $ 10,846,501 $ 11,181,823 $ 11,850,561 67,779 (103,116) (306,497) (490,298) (644,620) $ 10,585,674 $ 10,336,688 $ 10,540,004 $ 10,691,525 $ 11,205,941 $ 45,738,752 $ 45,650,330 $ 42,885,250 $ 42,681,996 $ 43,392,514 4,997,724 5,115,627 5,839,440 6,192,777 5,668,155 3,534,793 3,227,284 4,270,943 3,116,930 3,408,131 $ 54,271,269 $ 53,993,241 $ 52,995,633 $ 51,991,703 $ 52,468,800 109 Table 1 - Unaudited cal Yea M 2018"M oh,2009 ' 2008 ]I i 2007 2006 $ 28,938,587 $ 26,744,896 $ 24,133,550 $ 21,469,456 $ 17,579,683 8,757,043 8,197,018 9,215,801 9,419,129 5,068,583 3,889,011 4,502,440 5,035,184 5,249,998 11,293,877 $ 41,584,641 $ 39,444,354 $ 38,384,535 $ 36,138,583 $ 33,942,143 $ 11,389,704 $ 10,725,676 $ 9,111,251 $ 8,895,501 $ 8,798,612 - 98,320 570,149 570,890 560,581 (342,340) 86,517 753,076 1,303,886 1,896,539 $ 11,047,364 $ 10,910,513 $ 10,434,476 $ 10,770,277 $ 11,255,732 $ 40,328,291 $ 37,470,572 $ 33,244,801 $ 30,364,957 $ 26,378,295 8,757,043 8,295,338 9,785,950 9,990,019 5,629,164 3,546,671 4,588,957 5,788,260 6,553,884 13,190,416 $ 52,632,005 $ 50,354,867 $ 48,819,011 $ 46,908,860 $ 45,197,875 110 CITY OF SEBASTIAN, FLORIDA Changes in Net Position Last Ten Fiscal Years Fiscal Year 2015 2014 2013 2012 2011 Expenses Governmental activities: 1,409,829 1,406,770 1,377,039 1,394,731 1,355,266 General government $ 3,015,536 $ 2,923,398 $ 2,784,485 $ 2,640,677 $ 2,766,575 Public safety 5,164,197 4,908,374 4,928,203 5,025,274 5,546,632 Physical environment 2,759,461 2,310,539 2,039,380 2,007,902 1,558,974 Transportation 2,024,814 1,828,569 1,845,429 1,800,432 2,263,367 Economic environment 194,630 247,891 155,214 170,960 208,518 Culture and recreation 1,293,246 1,229,369 1,232,345 1,239,512 1,227,198 Interest on debt 100,468 235,071 368,432 562,496 546,103 Total governmental activities expenses 14,552,352 13,683,211 13,353,488 13,447,253 14,117,367 Business -type activities: Golf Course 1,409,829 1,406,770 1,377,039 1,394,731 1,355,266 Airport 1,038,361 1,031,464 1,146,905 1,166,588 1,188,788 Building' 531,087 465,717 417,887 397,295 470,406 Total business -type activities expenses 2,979,277 2,903,951 2,941,831 2,958,614 3,014,460 Total primary government expenses $ 17,531,629 $ 16,587,162 $ 16,295,319 $ 16,405,867 $ 17,131,827 Program Revenue Governmental activities: Charges for services: 1,333,189 1,277,660 1,302,441 1,394,844 1,382,421 General government $ 372,255 $ 407,068 $ 3147158 $ 214,488 $ 1977945 Public safety 80,763 76,132 67,297 66,474 92,350 Physical environment 1,087,642 1,073,015 1,101,864 876,693 868,059 Culture and recreation 67,940 67,371 70,982 66,954 61,353 Operating grants and contributions 345,937 186,295 332,627 187,333 196,534 Capital grants and contributions 994,546 739,785 770,123 791,265 838,242 Total governmental activities program revenue 2,949,083 2,549,666 2,657,051 2,203,207 2,254,483 Business -type activities: Charges for services: Golf Course 1,333,189 1,277,660 1,302,441 1,394,844 1,382,421 Airport 457,318 470,703 481,759 491,367 485,229 Building ' 712,620 700,751 706,964 419,705 401,021 Operating grants and contributions - - - - - Capitalgrants and contributions 702,154 235,215 230,868 150,083 900,340 Total business -type activities program revenue 3,205,281 2,684,329 2,722,032 2,455,999 3,169,011 Total primary government program revenue $ 6,154,364 $ 5,233,995 $ 5,379,083 $ 4,659,206 $ 5,423,494 Net(expense)revenue Governmental activities $ (11,603,269) $ (11,133,545) $ (10,696,437) $ (11,244,046) $ (11,862,884) Business -type activities 226,004 (219,622) (219,799) (502,615) 154,551 Total primary government net (expense) revenue $ (11,377,265) $ (11,353,167) $(10,916,236) $ (11,746,661) $ (11,708,333) 111 Table 2 - Unaudited Fiscal Year 2010 2009 2008 2007 2006 $ 3,309,381 $ 3,169,851 $ 3,375,178 $ 3,083,609 $ 3,129,723 5,720,933 5,420,585 5,226,512 5,377,107 4,191,295 1,947,605 1,347,771 1,805,755 1,695,066 2,193,589 1,863,551 3,437,724 2,111,360 2,276,497 2,173,071 135,885 167,470 113,101 605,510 98,661 1,240,383 1,073,249 1,420,734 1,237,398 1,208,288 566,410 730,100 634,891 667,950 706,303 14,784,148 15,346,750 14,687,531 14,943,137 13,700,930 1,388,158 1,477,299 1,488,472 1,533,900 1,558,338 1,067,525 1,079,869 1,099,653 1,046,994 801,967 496,800 533,641 605,422 905,452 936,793 2,952,483 3,090,809 3,193,547 3,486,346 3,297,098 $ 17,736,631 $ 18,437,559 $ 17,881,078 $ 18,429,483 $ 16,998,028 $ 203,915 $ 220,073 $ 353,836 $ 422,897 $ 533,482 118,368 95,606 85,009 92,853 140,545 881,338 908,829 903,285 891,021 887,819 62,046 66,540 83,378 85,945 72,472 210,050 228,002 786,016 192,676 407,898 3,178,618 1,865,174 835,607 1,014,481 1,301,438 4,654,335 3,384,224 3,047,131 2,699,873 3,343,654 1,335,647 1,406,956 1,438,233 1,652,288 1,580,407 468,698 438,485 523,989 344,813 375,768 356,264 358,947 347,189 408,875 1,220,823 - - - - 6,998 904,853 1,356,914 494,098 500,428 1,056,562 3,065,462 3,561,302 2,803,509 2,906,404 4,240,558 $ 7,719,797 $ 6,945,526 $ 5,850,640 $ 5,606,277 $ 7,584,212 $ (10,129,813) $ (11,962,526) $ (11,640,400) $ (12,243,264) $ (10,357,276) 112,979 470,493 (390,038) (579,942) 943,460 $ (10,016,834) $ (11,492,033) $ (12,030,438) $ (12,823,206) $ (9,413,816) continued... 112 CITY OF SEBASTIAN, FLORIDA Changes in Net Position Last Ten Fiscal Years Fiscal Year 2015 2014 2013 2012 2011 General revenue and other changes in net position Governmental Activities: 5,368 1,484 4,391 6,563 4,026 Property taxes, levied for general purposes $ 3,594,210 $ 3,248,113 $ 3,221,304 $ 3,063,495 $ 3,453,778 Sales and use taxes 5,555,270 5,320,051 5,123,046 4,852,413 4,751,021 Franchise fees 1,241,515 1,190,233 1,118,886 1,124,568 1,184,686 State shared revenues not restricted 13,087,537 $ 12,350,775 $ 11,921,297 $ 11,269,564 $ 11,545,128 to specific programs 2,365,137 2,208,700 2,063,450 1,934,733 1,868,555 Investment earnings 65,256 43,293 74,650 82,129 111,943 Miscellaneous 240,179 338,901 315,296 201,538 171,119 Transfers 2,988 (14,822) (37,734) 22,489 - Total governmental activities 13,064,555 12,334,469 11,878,898 11,281,365 11,541,102 Business -type activities: Investment earnings 5,368 1,484 4,391 6,563 4,026 Miscellaneous 20,602 - 274 4,125 - Transfers (2,988) 14,822 37,734 (22,489) - Total business -type activities 22,982 16,306 42,399 (11,801) 4,026 Total primary government general revenue $ 13,087,537 $ 12,350,775 $ 11,921,297 $ 11,269,564 $ 11,545,128 Change in net position Governmental activities $ 1,461,286 $ 1,200,924 $ 1,182,461 $ 37,319 $ (321,782) Business -type activities 248,986 (203,316) (177,400) (514,416) 158,577 Total primary government change in net position $ 1,710,272 $ 997,608 $ 1,005,061 $ (477,097) $ (163,205) 113 Fiscal Year 2010 2009 2008 2007 2006 $ 4,164,128 $ 4,801,924 $ 5,149,047 $ 5,089,841 $ 4,645,050 4,765,200 4,670,106 4,753,718 4,776,691 4,907,906 1,228,692 1,327,253 1,199,762 1,106,698 1,253,749 1,825,215 1,821,347 1,989,606 2,083,523 2,242,292 144,432 261,203 634,919 1,147,931 827,224 149,453 140,512 159,300 192,300 256,780 (7,020) - - 42,720 (1,414,205) 12,270,100 13,022,345 13,886,352 14,439,704 12,718,796 15,658 5,544 54,237 137,207 125,498 1,194 - - - - 7,020 - - (42,720) 1,414,205 23,872 5,544 54,237 94,487 1,539,703 $ 12,293,972 $ 13,027,889 $ 13,940,589 $ 14,534,191 $ 14,258,499 $ 2,140,287 $ 1,059,819 $ 2,245,952 $ 2,196,440 $ 2,361,520 136,851 476,037 (335,801) (485,455) 2,483,163 $ 2,277,138 $ 1,535,856 $ 1,910,151 $ 1,710,985 $ 4,844,683 concluded 114 CITY OF SEBASTIAN, FLORIDA Fund Balances, Governmental Funds Last Ten Fiscal Years Governmental funds General Fund: Nonspendable Restricted Committed Assigned Unassigned Total General Fund All other governmental funds: Nonspendable Restricted Committed Assigned Unassigned Total all other governmental funds Total governmental funds Fiscal Year 2015 2014 2013 $ 316,036 $ 369,329 $ 368,564 $ 38,544 7,969 28,632 8,692 7,129 7,020 5,289,322 5,348,905 5,065,242 589,364 719,686 - 5,652,594 5,733,332 5,469,458 2012 2011 370,450 $ 346,995 2,861,708 2,949,139 35,707 21,911 1,734,307 1,784,413 z 5,002,172 5,102,458 928,758 1,390,073 1,323,838 1,289,693 1,494,779 4,181,787 3,756,950 4,647,950 4,371,826 4,748,376 815,688 625,007 589,364 719,686 - (58,618) (64,875) - - - 5,867,615 5,707,155 6,561,152 6,381,205 6,243,155 $ 11,520,209 $ 11,440,487 $ 12,030,610 $ 11,383,377 $ 11,345,613 ' The significant reduction in restricted fund balance reported in all other governmental funds from 2008 to 2009 is a result of the significant completion of the Indian River Drive/Main Street and Pedestrian Bridge projects, along with the significant construction completed on the Collier Canal Retrofit project. Z Reduction in unassigned fund balance to fund operations 115 Fiscal Year 2010 2009 200$ $ 352,248 $ 357,696 $ 3,063,585 3,083,463 31,656 1,983 2,164,910 2,324,972 5,612,399 5,768,114 Table 3 - Unaudited 2007 2006 381,528 $ 368,609 $ 106,192 3,502,560 3,742,617 4,844,674 33,453 19,055 9,856 2,390,641 2,260,507 1,518,350 14,783,299 6,308,182 6,390,788 6,479,072 859,463 830,029 771,927 694,506 656,160 7,897,580 8,557,389 ' 12,446,260 12,926,545 14,783,299 13,218,187 13,621,051 15,439,459 8,757,043 9,387,418 $ 14,369,442 $ 15,155,532 $ 19,526,369 $ 20,011,839 $ 21,918,531 116 CITY OF SEBASTIAN, FLORIDA Changes in Fund Balances For Governmental Funds For the Last Ten Fiscal Years Other Financing Sources (Uses) Issuance of long-term debt - - Fiscal Year 2,296,000 - Transfers in 2015 2014 2013 2012 2011 Revenues (4,986,738) (3,918,026) (3,636,683) (3,672,276) (5,376,658) Taxes $ 9,782,109 $ 9,123,879 $ 8,894,880 $ 8,465,990 $ 8,762,729 Franchise fees 1,241,515 1,190,233 1,118,886 1,124,568 1,184,686 Charges for services 147,219 138,564 45,500 22,431 1,121,967 Licenses, fees and permits 2,742,950 2,373,695 2,411,395 2,088,038 23,646 Fines and penalties 281,450 168,350 169,000 58,500 81,534 Intergovernmental 1,397,395 1,431,101 1,462,522 1,158,075 2,249,447 Impact fees 63,035 54,140 60,190 57,575 42,250 Special assessments 65,256 43,293 78,411 86,516 - Investment earnings 48,124 36,801 22,406 216,091 103,795 Otherrevenues 241,597 338,901 315,296 201,888 224,823 Total revenues 16,010,650 14,898,957 14,578,486 13,479,672 13,794,877 Expenditures Current: General government 2,717,049 2,575,605 2,447,893 2,410,345 2,539,211 Public safety 4,666,343 4,623,060 4,425,000 4,523,802 5,030,708 Physical environment 1,498,706 1,110,788 1,075,162 1,042,349 1,166,309 Transportation 1,187,871 1,165,004 1,158,945 1,208,411 1,217,521 Economic environment 161,545 144,612 122,730 138,531 188,918 Culture and recreation 893,394 888,795 847,781 876,502 903,836 Debt service: Principal 1,567,000 2,306,000 1,307,000 3,321,000 1,203,000 Interest 108,678 413,995 393,447 472,399 521,152 Capital outlay 3,133,330 2,246,399 2,115,561 1,767,058 4,048,051 Total expenditures 15,933,916 15,474,258 13,893,519 15,760,397 16,818,706 Revenues over (under) expenditures 76,734 (575,301) 684,967 (2,280,725) (3,023,829) Other Financing Sources (Uses) Issuance of long-term debt - - - 2,296,000 - Transfers in 4,989,726 3,903,204 3,598,949 3,694,765 5,376,658 Transfers out (4,986,738) (3,918,026) (3,636,683) (3,672,276) (5,376,658) Total other financing sources (uses) 2,988 (14,822) (37,734) 2,318,489 Net change in fund balances $ 79,722 $ (590,123) $ 647,233 $ 37,764 $ (3,023,829) Debt service as a percentage of noncapital expenditures (1) 11.8% 19.8% 14.0% 27.1% 13.5% To calculate the ratio, divide the total debt service expenditures (principal plus interest) by total noncapital expenditures (the difference between the total expenditures and capitalized capital outlay expenditure). 117 Table 4 - Unaudited 2,699,289 2,976,896 Fiscal Year 2,999,652 2,494,863 2010 2009 2008 2007 2006 $ 9,525,074 $ 10,065,806 $ 10,504,155 $ 10,554,617 $ 10,269,451 1,228,692 1,327,253 1,199,762 1,106,698 1,253,749 1,154,739 1,186,161 1,209,617 1,271,102 517,605 33,182 29,151 163,471 186,875 244,370 90,948 88,938 65,246 71,314 77,776 4,572,550 3,270,854 2,674,761 2,463,628 2,852,293 26,000 13,975 32,825 56,875 337,675 - 3,849 - - 819,286 228,216 250,914 647,312 1,062,043 827,224 169,039 176,430 461,553 244,629 294,695 17,028,440 16,413,331 16,958,702 17,017,781 17,494,124 2,699,289 2,976,896 3,087,789 2,999,652 2,494,863 4,938,147 4,926,714 4,677,618 4,700,447 3,813,908 1,210,823 1,448,067 1,368,593 1,301,719 1,850,642 1,405,310 1,696,254 1,545,045 1,733,697 1,672,983 129,352 167,470 113,101 80,279 98,661 977,780 1,148,408 1,079,379 975,087 926,846 2,142,190 1,218,995 1,326,182 1,284,418 1,248,378 577,593 706,093 611,554 643,305 678,682 6,189,026 6,495,271 3,634,910 5,242,590 1,451,060 20,269,510 20,784,168 17,444,171 18,961,194 14,236,023 (3,241,070) (4,370,837) (485,469) (1,943,413) 3,258,101 2,462,000 - - - - 4,486,626 5,196,376 5,679,896 5,158,296 3,785,981 (4,493,646) (5,196,376) (5,679,896) (5,115,576) (5,200,186) 2,454,980 42,720 (1,414,205) $ (786,090) $ (4,370,837) $ (485,469) $ (1,900,693) $ 1,843,896 19.3% 13.5% 14.0% 14.1% 15.1% 118 CITY OF SEBASTIAN, FLORIDA Program Revenues by Function/Program Last Ten Fiscal Years Program Revenues Governmental activities: General government Public safety Physical environment Transportation Economic environment Culture and recreation Total governmental activities Business -type activities: Charges for services: Golf Course Airport Building' Total business -type activities Total primary government 1,333,189 1,277,660 Fiscal Year 1,394,892 1,382,421 2015 2014 2013 2012 2011 $ 534,524 $ 413,727 $ 471,299 $ 230,550 $ 243,039 254,381 246,010 233,309 228,392 234,437 1,087,642 1,073,015 1,101,864 876,693 930,018 643,146 565,692 560,713 560,055 743,383 - 15,501 - 13,998 - 429,390 235,721 289,866 293,519 103,606 2,949,083 2,549,666 2,657,051 2,203,207 2,254,483 1,333,189 1,277,660 1,302,441 1,394,892 1,382,421 1,159,472 705,918 712,627 641,455 1,385,569 712,620 700,751 706,964 426,215 401,021 3,205,281 2,684,329 2,722,032 2,462,562 3,169,011 $ 6,154,364 $ 5,233,995 $ 5,379,083 $ 4,665,769 $ 5,423,494 ' The significant increase in business -type activities for the airport from 2008 to 2009 is mainly due to capital grant funding from the Florida Department of Transportation and the Federal Aviation Administration. 119 Table 5 - Unaudited Fiscal Year 2010 2009 2008 2007 2006 $ 209,144 $ 226,003 $ 377,305 $ 450,267 $ 579,591 304,630 299,119 515,997 249,756 306,702 881,338 1,408,829 1,256,277 891,021 890,092 614,305 612,335 619,949 721,103 900,365 2,556,872 6,000 - - 30,059 88,046 831,938 277,603 387,726 636,845 4,654,335 3,384,224 3,047,131 2,699,873 3,343,654 1,335,647 1,406,955 1,438,233 1,652,288 1,587,405 1,373,551 1,795,399 ' 1,018,087 845,241 1,432,330 356,264 358,948 347,189 408,875 1,220,823 3,065,462 3,561,302 2,803,509 2,906,404 4,240,558 $ 7,719,797 $ 6,945,526 $ 5,850,640 $ 5,606,277 $ 7,584,212 120 CITY OF SEBASTIAN, FLORIDA Table 6 - Unaudited Tax Revenue by Source Governmental Funds For the Last Ten Fiscal Years (Rate per $1,000 of assessed value) Fiscal Year IEnded Property Public Sales Motor Millage Tax Year September 30 Taxes Utility Tax Fuel Total Rate 2005 2006 $ 4,645,050 $ 2,183,164 $ 2,724,742 $ 716,495 $ 10,269,451 3.9325 2006 2007 5,089,841 2,216,381 2,560,310 688,085 10,554,617 3.0519 2007 2008 5,149,047 2,250,781 2,502,937 601,390 10,504,155 2.9917 2008 2009 4,801,924 2,341,458 2,328,648 593,776 10,065,806 3.3456 2009 2010 4,164,128 2,437,050 2,328,150 595,746 9,525,074 3.3456 2010 2011 3,453,778 2,392,345 2,358,676 557,930 8,762,729 3.3041 2011 2012 3,063,495 2,387,553 2,464,240 550,702 8,465,990 3.3041 2012 2013 3,221,304 2,534,434 2,587,903 551,239 8,894,880 3.7166 2013 2014 3,248,113 2,581,427 2,738,405 555,934 9,123,879 3.7166 2014 2015 3,594,210 2,638,711 2,916,092 633,096 9,782,109 3.8556 121 CITY OF SEBASTIAN, FLORIDA Direct and Overlapping Property Tax Rates For the Last Ten Fiscal Years (Rate per $1,000 of taxable value) Table 7 - Unaudited ' Tax rates are uniformly applied to taxable values based on a single millage rate determined by each taxing entity. The millage rate is expressed as $1.00 per $1,000 of the taxable value. z Millage includes General Fund, MSTUs, Emergency Services District and Land Bonds All Special Taxing Districts Source: Indian River County Property Appraiser's Office 122 City Direct Rates Overlapping Rates County School Board Tax Fiscal Basic Debt Total Total Basic Debt Year Year Rate Service Direct County ' Rate Service Total Other 2005 2006 3.9325 0.0000 3.9325 5.6904 7.8800 0.3600 8.2400 1.60850 2006 2007 3.0519 0.0000 3.0519 5.3661 7.1630 0.2800 7.4430 1.47940 2007 2008 2.9917 0.0000 2.9917 5.1485 7.2680 0.2700 7.5380 1.38160 2008 2009 3.3456 0.0000 3.3456 6.2861 6.7600 0.2800 7.0400 1.11204 2009 2010 3.3456 0.0000 3.3456 6.2693 7.2960 0.3000 7.5960 1.33570 2010 2011 3.3041 0.0000 3.3041 6.2860 7.9200 0.3000 8.2200 1.35050 2011 2012 3.3041 0.0000 3.3041 6.9590 7.8940 0.3500 8.2440 1.35460 2012 2013 3.7166 0.0000 3.7166 6.2572 7.9230 0.3900 8.3130 1.35460 2013 2014 3.7166 0.0000 3.7166 5.6207 8.1160 - 8.1160 1.71280 2014 2015 3.8556 0.0000 3.8556 5.6868 7.9950 7.9950 1.71260 ' Tax rates are uniformly applied to taxable values based on a single millage rate determined by each taxing entity. The millage rate is expressed as $1.00 per $1,000 of the taxable value. z Millage includes General Fund, MSTUs, Emergency Services District and Land Bonds All Special Taxing Districts Source: Indian River County Property Appraiser's Office 122 CITY OF SEBASTIAN, FLORIDA Actual Value of Taxable Property For the Last Ten Fiscal Years Real Property Personal Property Tax Fiscal Assessed Estimated Assessed Estimated Year Year Value Actual Value Value Actual Value 2005 2006 $ 1,526,923,406 $ 1,908,654,258 $ 51,827,624 $ 51,827,624 2006 2007 2,124,615,672 2,655,769,590 55,913,696 55,913,696 2007 2008 2,054,408,055 2,568,010,069 64,899,942 64,899,942 2008 2009 1,933,934,630 2,417,418,288 62,476,508 62,476,508 2009 2010 1,650,311,449 2,062,889,311 56,920,223 56,920,223 2010 2011 1,392,267,434 1,740,334,293 55,234,086 55,234,086 2011 2012 1,273,059,710 1,591,324,639 48,922,492 48,922,492 2012 2013 1,210,328,690 1,512,910,863 47,410,545 47,410,545 2013 2014 1,267,035,970 1,583,794,963 53,045,209 53,045,209 2014 2015 1,363,105,220 1,703,881,525 55,646,868 55,646,868 Source: Indian River County Property Appraiser 80% 70% 60% 50% 40% 30% 20% 10% 0% Ratio of Taxable to Actual Value 66.7% 68.5% 67.8% X32% 4.-2% F 55-.0% 53.5% 52.6/ 0 54.3% 55.G% 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 Fiscal Year 123 Table 8 - Unaudited M Less: Total Total Ratio of I Tax -Exempt Taxable Estimated Taxable to Property Value Actual Value Actual Value $ 271,466,364 $ 1,307,284,666 $ 1,960,481,882 66.7% 322,318,753 1,858,210,615 2,711,683,286 68.5% 334,302,515 1,785,005,482 2,632,910,011 67.8% 676,808,522 1,319,602,616 2,479,894,796 53.2% 558,090,532 1,149,141,140 2,119,809,534 54.2% 460,752,786 986,748,734 1,795,568,379 55.0% 444,524,142 877,458,060 1,640,247,130 53.5% 437,040,114 820,699,121 1,560,321,408 52.6% 435,071,311 885,009,868 1,631,207,528 54.3% 451,939,888 966,812,200 1,756,926,734 55.0% 124 CITY OF SEBASTIAN, FLORIDA Principal Property Tax Payers Current Year and Nine Years Ago Taxable Assessed Taxpayer 2006 Fiscal Year Value Florida Power Et Light (Utility/ Electric) $ 17,335,28 Wal-Mart Stores, Inc. (Retail) 8,599,80 Comcast of Florida, Inc. (Communications) 7,406,97 Park Place Community, LLC (Rental/Retail) 6,883,41 BW US 1, Inc. (Commercial) 6,219,10 CR512 Shopping Center (Commercial) 5,984,53 Hartwell Groves, Inc. (Agriculture) 4,396,18 Bellsouth Communications (Utility/Telephone) 4,105,10 Sebastian Inlet Marina Et Trading Co, Inc. Assessed (Restaurant/ Hotel) 3,665,33 Sebastian Medical Suites LLC (Commercial) 3,563,63 Chance Holding LLC (Development) KB Homes Treasure Coast LLC (Construction) Maronda Homes, Inc. (Construction) Adams Homes of Northwest FL (Construction) Table 9 - Unaudited 2015 Fiscal Year 2006 Fiscal Year Percentage Percentage of Total City of Total City Taxable Taxable Taxable Assessed Assessed Assessed Rank Value Value Rank Value 9 1 1.79 % $ 16,484,295 1 1.45 % 0 2 0.89 12,293,340 3 1.08 3 3 0.77 - - 7 4 0.71 5,897,160 10 0.52 0 5 0.64 6,863,460 9 0.61 0 6 0.62 7,368,920 7 0.65 0 7 0.45 - - 5 8 0.42 7,344,000 8 0.65 0 9 0.38 0 10 0.37 - - - 12,308,330 2 11,865,150 4 8,979,100 5 8,312,010 6 $ 68,159,354 7.05 % $ 97,715,765 Total Taxable Value $ 966,812,200 $ 1,133,374,977 Source: Indian River County Property Appraiser Concentration of 2015 Taxpayers 92.95% 7.05% ■Top Ten Taxpayers ®All Other Taxpayers 125 1.09 1.05 0.79 0.73 8.62 % CITY OF SEBASTIAN, FLORIDA Property Tax Levies and Collections For the Last Ten Fiscal Years Collected within the Fiscal Year of the Le Table 10 - Unaudited Source: Indian River County Property Appraiser and Department of Revenue, Certification of Final Taxable Value, DR -422 20 18 16 14 12 0 10 8 6 4 2 Total Tax Collections 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 Fiscal Year 126 ry Total Collections to Date Taxes Levied Delinquent and Tax Fiscal for the Percentage Penalty Tax Percentage Year Year Fiscal Year Amount of Levy Collections Amount of Levy 2005 2006 $ 4,426,281 $ 4,300,217 97.15 $ 39 $ 4,300,256 97.15 2006 2007 4,747,938 4,537,100 95.56 9,429 4,546,529 95.76 2007 2008 4,919,994 4,634,338 94.19 2,906 4,637,244 94.25 2008 2009 4,441,535 4,225,106 95.13 1,694 4,226,800 95.17 2009 2010 3,844,658 3,716,797 96.67 17,723 3,734,520 97.14 2010 2011 3,260,316 3,144,864 96.46 11,294 3,156,158 96.81 2011 2012 2,899,209 2,799,146 96.55 9,279 2,808,425 96.87 2012 2013 3,050,099 2,947,248 96.63 7,733 2,954,981 96.88 2013 2014 3,074,729 2,975,299 96.77 754 2,976,053 96.79 2014 2015 3,422,716 3,295,549 96.28 2,241 3,297,790 96.35 Source: Indian River County Property Appraiser and Department of Revenue, Certification of Final Taxable Value, DR -422 20 18 16 14 12 0 10 8 6 4 2 Total Tax Collections 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 Fiscal Year 126 CITY OF SEBASTIAN, FLORIDA Ratios of Outstanding Debt By Type For the Last Ten Fiscal Years Table 11 - Unaudited Roadway Infrastructure Fiscal Improvement Sales Tax Year Notes Bonds/Notes 1 2006 $ 1,790,544 $ 9,825,000 $ 2007 1,566,839 9,145,000 2008 1,333,197 8,445,000 2009 1,089,203 7,725,000 2010 2,414,000 6,980,000 2011 2,246,000 6,215,000 2012 2,296,000 5,420,000 2013 2,099,000 4,600,000 2014 1,896,000 2,730,000 2015 1,689,000 1,722,000 Table 11 - Unaudited 1. The Infrastructure Sales Tax and Stormwater Utility Revenue Bonds were refunded in 2014 with Bank Notes. 2. A bank note was issued in 2014 for the purchase of golf carts. 3. Information net yet available. 80.00 60.00 c 0 40.00 20.00 Primary Government Debt 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 Fiscal Year 127 Business -Type Activities Heavy Stormwater Golf Course Total Percentage Equipment Utility Revenue Revenue Primary of Personal Per Lease Bonds/Notes Bonds Government Income Capita 1 2 288,251 $ 5,055,000 $ 1,140,000 $ 18,098,795 25% 835 147,538 4,815,000 870,000 16,544,377 22% 738 - 4,570,000 590,000 14,938,197 19% 652 4,315,000 300,000 13,429,203 21% 591 4,055,000 - 13,449,000 20% 587 3,785,000 12,246,000 17% 558 3,505,000 11,221,000 15% 510 3,215,000 9,914,000 13% 447 2,982,000 7,608,000 8% 341 2,630,000 6,041,000 (3) 267 1. The Infrastructure Sales Tax and Stormwater Utility Revenue Bonds were refunded in 2014 with Bank Notes. 2. A bank note was issued in 2014 for the purchase of golf carts. 3. Information net yet available. 80.00 60.00 c 0 40.00 20.00 Primary Government Debt 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 Fiscal Year 127 CITY OF SEBASTIAN, FLORIDA Ratios of General Bonded Debt Outstanding For the Last Ten Fiscal Years Table 12 - Unaudited Percentage of General Bonded Debt Outstanding Fiscal Capita Applicable Legal Year Debt Limit to Limit Debt Margin 2006 $ 65,364,233 $ 16,958,795 $ 48,405,438 2007 92,910,531 15,674,377 77,236,154 2008 89,250,574 14,348,197 74,902,377 2009 65,980,131 13,129,203 52,850,928 2010 57,457,057 13,449,000 44,008,057 2011 49,337,437 12,246,000 37,091,437 2012 43,872,903 11,221,000 32,651,903 2013 41,034,956 9,914,000 31,120,956 2014 44,250,493 7,608,000 36,642,493 2015 48,340,610 6,041,000 42,299,610 Table 12 - Unaudited Percentage of Per Debt Limit Capita 25.95% $ 2,234 16.87% 3,444 16.08% 3,267 19.90% 2,326 23.41% 1,920 24.82% 1,691 25.58% 1,485 24.16% 1,403 17.19% 1,643 12.50% 1,870 Note: Details regarding the city's outstanding debt can be found in the notes to the financial statements. 128 CITY OF SEBASTIAN, FLORIDA Legal Debt Margin Information For the Last Ten Fiscal Years Legal Debt Margin as a Percentage of Debt Limit Debt limit Total net debt applicable to limit Legal debt margin Total net debt applicable to the limit as a percentage of debt limit Fiscal Year 2015 2014 2013 2012 2011 $ 48,340,610 $ 44,250,493 $ 41,034,956 $ 43,872,903 $ 49,337,437 6,041,000 7,608,000 9,914,000 11,221,000 12,246,000 $ 42,299,610 $ 36,642,493 $ 31,120,956 $ 32,651,903 $ 37,091,437 12.50% 17.19% 24.16% 25.58% 24.82% 1 Legal Debt Margin Calculation for Fiscal Year 2015 Assessed value $1,418,752,088 Less: Exempt property (451,939,888) 966,812,200 Debt limit (5% of assessed value) 48,340,610 Debt applicable to limit: General obligation bonds Revenue bonds/notes Total net debt applicable to limit Legal debt margin 6,041,000 6,041,000 $ 42,299,610 Direct and Overlapping Governmental Activities Debt - General Obligations Bonds The City of Sebastian has no overlapping general obligation bonded debt for the year ended September 30, 2015. 129 Table 13 - Unaudited Fiscal Year W2010 2009 2008 2007 2006 $ 57,457,057 $ 65,980,131 $ 89,250,274 $ 92,910,531 $ 65,364,233 13,449,000 13,129,203 14,348,197 15,674,377 16,958,795 $ 44,008,057 $ 52,850,928 $ 74,902,077 $ 77,236,154 $ 48,405,438 23.41% 19.90% 16.08% 16.87% 25.95% 130 CITY OF SEBASTIAN, FLORIDA Pledged -Revenue Coverage _ For the Last Ten Fiscal Years Recreational Facilities Improvement and Refunding Revenue Bonds, Series 2001 Debt Service Less: Net Fiscal Gross Operating Available Year Revenue' Expenses Revenue Principal Interest Total Coverage 2006 $ 1,628,015 $ 1,165,411 $ 462,604 $ 250,000 $ 61,690 $ 311,690 1.48 2007 1,701,171 1,218,382 482,789 255,000 51,590 306,590 1.57 2008 1,455,749 1,174,169 281,580 270,000 41,090 311,090 0.91 2009 1,408,535 1,178,144 230,391 570,000 49,860 619,860 0.37 2010 1,341,555 1,129,651 211,904 300,000 21,700 321,700 0.66 2011 - - - - - - - 2012 2013 2014 2015 Note: Detail regarding the City's outstanding debt can be found in the notes to the financial statements. ' Total revenues including charges for services, rents and interest. z Total direct operating expenses excludes depreciation, amortization, annual Airport lease payment and one time hurricane repair cost. 3 Required coverage was 1.25. Final payment was made on September 30, 2010. 4 Total revenues consist of stormwater utility fees and interest. 5 Required coverage is 1.35. 131 Table 14 - Unaudited Stormwater Utility Revenue Bonds, Series 2003 Debt Service Gross Revenues 4 Principal Interest Total $ 908,576 $ 235,000 $ 201,973 $ 436,973 932,183 240,000 197,273 437,273 856,568 245,000 191,873 436,873 814,419 255,000 185,135 440,135 858,664 260,000 177,485 437,485 816,415 270,000 169,035 439,035 810,382 280,000 159,248 439,248 1,007,221 290,000 148,048 438,048 Coverage 5 132 2.08 2.13 1.96 1.85 1.96 1.86 1.84 2.30 CITY OF SEBASTIAN, FLORIDA Demographic and Economic Statistics State For the Last Ten Calendar Years Unemployment Enrollment z Rate' Rate Personal Per 3.6 5,117 7.0 Income Capita Median 7.1 3,751 (thousands Personal Household Year Population of dollars)' Income' Income' 2006 21,666 $ 7,320,877 $ 56,383 $ 45,034 2007 22,426 7,552,059 56,852 47,563 2008 22,924 7,976,086 58,528 48,267 5 2009 22,722 6,534,146 47,689 43,685 5 2010 22,922 6,737,286 48,276 47,525 2011 21,929 7,080,348 50,977 42,053 2012 21,995 7,429,653 52,855 42,638 2013 22,188 7,731,263 54,448 44,326 2014 22,296 9,139,902 63,140 47,548 2015 22,622 4 4 4 A Sources: Florida Research Et Economic Database (FRED). Information available for Indian River County Only. Z Indian River County School Board 3 Indian River County Property Appraiser 4 Information not yet available. 5 The school population appears to have declined as a result of loss of job opportunities. Our community lost many construction jobs as a result of the declining economy. Note: School enrollment consists of Sebastian River High School, Sebastian River Middle School, Liberty Magnet, Treasure Coast Elementary, Pelican Island Elementary, Sebastian Elementary, Storm Grove Middle School and Sebastian Charter Junior High School. 133 State School Unemployment Unemployment Enrollment z Rate' Rate 5,604 4.9 3.6 5,117 7.0 4.4 4,710 9.8 7.1 3,751 14.5 11.2 5,167 14.5 11.3 5,228 13.4 10.6 5,208 11.8 8.6 6,739 8.8 6.9 6,034 6.5 5.6 5,930 6.1 4.8 Sources: Florida Research Et Economic Database (FRED). Information available for Indian River County Only. Z Indian River County School Board 3 Indian River County Property Appraiser 4 Information not yet available. 5 The school population appears to have declined as a result of loss of job opportunities. Our community lost many construction jobs as a result of the declining economy. Note: School enrollment consists of Sebastian River High School, Sebastian River Middle School, Liberty Magnet, Treasure Coast Elementary, Pelican Island Elementary, Sebastian Elementary, Storm Grove Middle School and Sebastian Charter Junior High School. 133 Table 15 - Unaudited Property Total Taxes Taxable Per Property Capita Value 3 214.39 1,307,284,666 226.96 1,858,210,615 224.61 1,785,005,482 211.33 1,319,602,616 181.67 1,149,141,140 157.50 986,748,734 139.28 877,458,060 145.18 820,699,121 145.68 885,009,868 158.88 966,812,200 134 CITY OF SEBASTIAN, FLORIDA Principal Employers Current Year and Nine Years Ago Employer School District of Indian River County (Government) Indian River Medical Center (Healthcare) Indian River County (Government) Publix Supermarkets (Food/Beverage) Piper Aircraft, Inc. (Manufacturer) Wal-Mart (Retail) Sebastian River Medical Center (Healthcare) John's Island (Residential/ Resort) City of Vero Beach (Government) Medical Data Systems (Collection Agency) Visiting Nurse Association (Healthcare) Indian River Estates (Retirement/ Life care) Disney Vero Beach (Resort Hotel) Grand Harbor Management (Developer) CVS Warehouse/ Distribution (Distribution) Sun Ag, Inc. (Agricultural) City of Sebastian (Government) Flight Safety International (Education) Saint Edward's School (Education) Gracewood Fruit Packing (Agricultural) Hale Indian River Groves (Agricultural) Table 16 - Unaudited 2015 2006 12,173 20.06 % 12,355 21.81 % Total Average County Employees 60,674 56,664 Source: Indian River County Community Development Report. Note: Principal employers information available for Indian River County Only. 135 Percentage of Percentage of Total County Total County Employees Rank Employment Employees Rank Employment 2,123 1 3.50 % 2,106 1 3.72 % 1,753 2 2.89 1,549 2 2.73 1,328 3 2.19 1,528 3 2.70 1,250 4 2.06 950 5 1.68 850 5 1.40 974 4 1.72 693 6 1.14 500 9 0.88 569 7 0.94 525 8 0.93 526 8 0.87 475 10 0.84 424 9 0.70 600 7 1.06 400 10 0.66 - - - 399 11 0.66 300 13 0.53 350 12 0.58 400 11 0.71 300 13 0.49 400 11 0.71 281 14 0.46 300 13 0.53 260 15 0.43 - - - 210 16 0.35 120 17 0.21 179 17 0.30 212 15 0.37 163 18 0.27 199 16 0.35 115 19 0.19 237 14 0.42 330 12 0.58 650 6 1.15 12,173 20.06 % 12,355 21.81 % Total Average County Employees 60,674 56,664 Source: Indian River County Community Development Report. Note: Principal employers information available for Indian River County Only. 135 CITY OF SEBASTIAN, FLORIDA Full -Time Equivalent City Government Employees By Function For the Last Ten Fiscal Years Full-time Equivalent Employees as of September 30 Function ■ ® , 2014 2013 2012 2011 2010 General government City council 2.5 2.5 2.5 2.5 2.5 2.5 City manager 2.0 2.0 2.0 2.0 2.0 2.5 City clerk 5.0 5.0 3.0 3.0 3.0 3.0 City attorney - - - - - - Administrative 5.5 5.5 5.0 5.0 5.0 5.0 Finance - - - - - - Management information 2.0 2.0 3.0 3.0 4.0 3.0 Human resources - - - - - - Facilities maintenance 5.0 5.0 4.0 3.0 2.0 2.0 Community development 4.0 4.0 3.0 3.0 4.0 5.0 Public safety Police 57.0 57.0 55.5 55.0 58.0 58.0 Building 5.0 5.0 5.0 4.0 5.0 5.0 Code enforcement 3.0 3.0 3.0 3.0 3.0 2.5 Transportation Roads and drainage 10.0 10.0 10.0 10.0 12.0 12.0 Fleet management 3.5 3.5 3.5 3.5 2.5 3.5 Airport 1.0 1.0 2.0 3.0 3.0 3.0 Physical environment Cemetery 2.0 2.0 2.0 1.0 1.0 2.0 Engineering - - - - - - Stormwater utility 9.0 9.0 9.0 9.0 12.0 12.0 Culture and recreation Parks and recreation 20.0 20.0 20.0 20.0 21.0 23.0 Golf course 10.0 10.0 10.0 10.0 10.5 10.5 Total 146.5 146.5 142.5 140.0 150.5 154.5 Source: City of Sebastian, Florida 2006-2015 Annual Budgets Method: Using 1.0 for each full-time employee and 0.5 for each part-time and seasonal employee. 136 Table 17 - Unaudited Full-time Equivalent Employees as of September 30 ' 2009 2008 2007 2006 2.5 2.5 2.5 2.5 2.5 2.5 2.0 2.0 3.0 3.0 4.0 4.5 2.0 2.0 2.0 2.0 5.0 5.0 5.0 6.0 3.0 3.0 3.0 3.0 2.0 3.0 3.0 3.0 2.0 2.0 2.0 2.0 5.0 5.0 5.0 4.0 59.0 58.0 57.0 58.0 5.0 6.0 11.0 11.0 2.5 2.5 3.0 3.0 10.0 10.0 11.5 12.5 3.5 2.5 3.5 3.5 3.0 3.0 3.0 3.5 2.0 2.0 2.0 2.0 7.0 7.0 9.0 8.0 11.0 13.0 13.0 13.0 23.5 23.5 23.5 24.5 9.0 9.0 12.5 12.5 162.5 164.5 177.5 180.5 137 CITY OF SEBASTIAN, FLORIDA Operating Indicators By Function/Program For the Last Ten Fiscal Years Fiscal Year Function 2015 2014 2013 2012 General government Number of annexations approved 2 Acres of annexed property - - 4.00 Purchase orders issued 254 242 233 201 Public Safety Police Physical arrests 287 347 440 441 Traffic violations 3,725 4,587 4,491 4,319 Parking violations 60 29 80 167 Building Construction permits issued' 142 175 170 66 Estimated value of construction (in millions) $ 40.6 $ 40.0 $ 35.9 $ 14.7 $ Transportation Road maintenance (man hours) 200 200 300 500 Asphalt for road maintenance (tons) 10 20 30 50 Concrete for road maintenance (yards) 1 - - - - Physical environment Cemetery Cemetery internments 71 67 65 65 Grave deeds sold 43 47 38 38 Stormwater Swales maintained (miles) 300 280 280 280 Ditches maintained (miles) 75 50 50 50 Road crossings maintained 68 68 50 50 Culture and recreation Program participants 7,647 7,571 8,113 9,713 Number of discount cards 653 653 710 786 Number of golf course memberships 93 84 86 88 Average daily golf revenue $ 3,653 $ 3,500 $ 3,569 $ 3,822 $ Sources: City of Sebastian Police Department, Growth Management, Public Works, Golf Course and Building Department. New commercial and residential only. Z All road maintenance utilized asphalt, no concrete curbing was installed. 138 2011 228 500 5,941 242 51 10.2 700 50 54 34 280 50 40 8,649 735 94 3,787 EI Table 18 - Unaudited Fiscal Year 2010 2009 2008 2007 2006 1 3 1 1 5.90 26.00 - 3.87 3.30 216 288 254 284 293 487 543 662 697 744 4,083 4,849 4,418 7,221 6,291 87 50 208 289 880 36 23 55 104 506 6.6 $ 5.1 $ 13.3 $ 22.5 $ 88.3 1,264 600 538 888 512 103 328 358 210 127 - - - - 300 66 74 68 69 76 33 39 46 49 56 280 280 280 280 280 50 50 50 50 50 40 30 30 30 30 11,701 13,465 12,910 14,177 8,004 844 879 950 1,004 2,690 96 95 97 108 119 3,673 $ 4,000 $ 3,988 $ 4,661 $ 4,441 139 CITY OF SEBASTIAN, FLORIDA Capital Asset Statistics By Function/Program For the Last Ten Fiscal Years Sources: City of Sebastian Administrative Services Department and Park and Recreation Division ' This number represents actual unmetered street lights in the City (source: Florida Power It Light - January billing). 140 Fiscal Year Function 2015 2014 2013 2012 2011 General Government Square footage occupied 21,500 21,500 21,500 21,500 21,500 Departmental vehicles 5 5 6 1 3 Public safety Police stations 1 1 1 1 1 Police department Square footage 25,600 25,600 25,600 25,600 25,600 Building department Square footage 2,500 2,500 2,500 2,500 2,500 Police vehicles 66 62 61 66 67 Building inspector vehicles 4 3 3 3 3 Transportation Streets (miles) 156 156 156 156 156 Streetlights ' 1,085 1,085 1,080 1,228 1,236 Airport 3 1 1 1 1 Public service vehicles 12 15 17 17 19 Physical environment Public service vehicles 17 10 10 9 9 Culture and recreation Parks 18 18 18 18 18 Recreation centers 2 2 2 2 2 Park acreage 315.01 315.01 315.01 315.01 315.01 Recreation center square footage 4,859 4,859 4,859 4,859 4,859 Park maintenance vehicles 12 9 12 13 14 Golf course - 1 1 1 1 Sources: City of Sebastian Administrative Services Department and Park and Recreation Division ' This number represents actual unmetered street lights in the City (source: Florida Power It Light - January billing). 140 Table 19 - Unaudited Fiscal Year 2010 2009 2008 2007 2006 21,500 21,500 21,500 21,500 21,500 3 3 3 3 3 25,600 25,600 25,600 25,600 25,600 2,500 2,500 2,500 2,500 2,500 63 63 62 57 53 3 4 4 5 6 156 156 156 156 156 1,230 1,240 1,229 1,309 3,808 1 1 1 1 1 22 18 23 21 19 15 7 11 10 12 18 18 15 14 14 2 2 2 2 2 315.01 233.79 233.79 229.37 229.37 4,859 4,859 4,859 4,859 4,859 13 13 13 12 11 1 1 1 1 1 141