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HomeMy WebLinkAbout1993 10 07 - Engagement LetterSARAH M. BLEAKLEY MAUREEN MCCARTHY DAUGHTON THOMAS H. DUFFY L. THOMAS GIBLIN MARK G. LAWSON STEVEN E. MILLER MARK T MUSTIAN ROBERT L. NABORS GEORGE H. NICKERSON, JR. GREGORY T. STEWART JOHN R. STOKES WILLIAM D. TYLER JEAN E. WILSON NABORS, GIBLIN & NICKERSON, P. A. ATTORNEYS AT LAW 6ARNE77 BANK BUILDING, SUITE BOO 315 SOUTH CALHOUN STREET TALLAHASSEE, FLORIDA 32301 TELEPHONE (904) 224-4070 TELECOPY(904) 224-4073 Marilyn Swichkow Finance Director City of Sebastian Post Office Box 780127 Sebastian, Florida 32978 Dear Marilyn: October 7, 1993 THE POINTE, SUITE 1050 2502 ROCKY POINT DRIVE TAMPA. FLORIDA 33607 (813) 261-2222 TELECOPY(813) 281-0129 SIGNATURE PLAZA, SUITE 1060 201 SOUTH ORANGE AVENUE ORLANDO. FLORIDA 32601 (407) 426-7595 TELECOPY(407) 426-8022 This letter sets forth the terms of the engagement of Nabors, Giblin & Nickerson, P.A. (the "Firm") to serve as bond counsel to the City of Sebastian, Florida (the "City") for the proposed issuance of its water and sewer revenue bonds (the "bonds") being issued to purchase the GDU Sebastian Highlands Utility System. The scope of services which the Firm will provide and the basis upon which fees are charged therefor are as follows: 1. SCOPE OF SERVICES FOR LEGAL SERVICES AS BOND COUNSEL a. Consultation with City officials and staff concerning all legal questions relating to the incurrence of debt; b. Attendance, upon request, at any meeting of the City Council or any meeting of staff; C. Preparation of all resolutions and other instruments authorizing and securing bonds required in connection with their issuance; d. Assistance to the City and its investment bankers in formulating financing plans and drafting disclosure documents for public offering of bonds and notes; e. Analysis and resolution of tax problems associated with financing plans, including preparation of ruling requests and contacts with the U.S. Treasury; Marilyn Swichkow October 7, 1993 Page 2 f. Preparation and review of all documentation required for bond sales and closings, including resolutions, certificates, opinions, etc.; g. Supervision of the printing of the bonds and conduct of the preclosing and the closing in connection with such bond issue; and h. Delivery of an opinion at closing that interest on the bonds is exempt from gross income for federal income tax purposes. 2. LEGAL FEES For services in connection with the issuance of bonds or notes as outlined in Section 1 above the Firm's fee will be $25,000, plus out-of-pocket expenses incurred. Out-of-pocket expenses will include, but not be limited to, photocopies at $.20 per page, overnight mail and courier expenses, long distance telephone costs and other necessary expenses. Such costs will be billed at the actual cost to the Firm with no mark-up or multiplier. Travel reimbursement requests will be submitted in accordance with the provisions of Section 112.061, Florida Statutes. All fees for services in connection with the issuance of bonds as outlined in Section 1 above are contingent upon the successful closing of the issue. Please indicate the City's acceptance of the provisions of this engagement letter by having the Mayor date and sign this letter in the places indicated below and return one copy of the executed acceptance to me for our file. We look forward to working with the City on this transaction. If you have any questions, please call me. I s ABOR BLIN & NICKERSON, P.A. Mark T. Mustian, Shareholder z O H d OD � W Cl N v E z a. z � N .-i r H m F- C-3 O p U C13 W Q) Marilyn Swichkow October 7, 1993 Page 3 The terms and of Nabors, Giblin hereby accepted. ATTEST: City Clerk conditions of the foregoing engagement letter & Nickerson, P.A., dated October 7, 1993, are CITY OF SEBASTIAN, FLORIDA 4rL� �A - 2e�� yor /LI-44� U+7 A'b'u rn'�1