HomeMy WebLinkAboutCARES Act Availabilityma
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HOME or PELICAN 1S1ANo CITY COUNCIL AGENDA TRANSMITTAL
Council Meetinq Date: July 22, 2020
Aqenda Item Title: CARES Act Grant in the amount of $924,322.00
Recommendation: Approve Sub -Grant Agreement between the City of Sebastian and
Indian River County for CARES Act funding and authorize the City
Manager to complete and sign the necessary documents.
B� JSplourd: The State of Florida has begun distribution of the Coronavirus Air
Reef and Economic Security Act (CARES Act) to Counties under 500,000 in population. Indian
River County has received the first 25% of the funding that must be distributed by September,
2020. The County and all of the Municipalities have been working on the distribution of these
funds and as such, the City of Sebastian is eligible for $924,322.00 of funding. These funds can
be used to cover the Cities' expense incurred by the COVID-19 pandemic. Additionally we can
provide grants to businesses as a grant to offset economic cost suffered by the loss of business
(please see attached guidelines).
If Aqenda Item Requires Exoenditure of Funds:
Sub -Grant Agreement to the City $924,322.00
Administrative Services Department R uiew
City Attorney Review:. f4f /J
Attachments:
1. Sebastian CARES Act Funding Request
2. Sub -Grant Agreement to the City $924,322.00
3. Guidelines
4. Indian River County Staff Report
City Manager Authorization:
Date: Digitally signed by Paul
Paul E.Carlisle E.Carlle
Date: 220.07.16 15:47:45
-04'00'
BOARD OF COUNTY COMMISSIONERS
July 16, 2020
Paul Carlisle
City Manager, City of Sebastian
1225 Main St.
Sebastian, FL 32958
RE: CARES Act Funding Request
Mr. Carlisle,
On July 14, 2020, the Indian River County Board of County Commissioners approved the attached
Coronavirus Aid, Relief, and Economic Security Act ("CARES Act") local spending plan and funding
agreement. The initial allocation to Indian River County is $6.9M; out of that amount, the City of Sebastian
would receive 13.2494%, which equals $924,322, upon initial distribution.
I am reaching out to you today to request the City of Sebastian's spending plan. This plan must meet
particular guidelines. I have included those guidelines for your reference, as well as the subgrant agreement
which will also be required as part of the request package.
As you know these funds have a short turnaround time. Your quick response during this time is greatly
appreciated. Please submit your proposed spending plan to me no later than July 28, 2020. This plan will
serve as the template for the scope of services for the attached subgrant agreement.
If you have any questions, please contact me at 226-1408
Respectfully,
d
Jason Brown
County Administrator
Attached:
Memorandum: CARES Act Proposed Spending Plan and Funding Agreement (approved July 14, 2020)
Guidance for Authorized Expenses
Subrecipient Agreement
OFFICE OF THE COUNTY ADMINISTRATOR
INDIAN RIPER COUNTY
1801 27t° Street, Vero Beach, Fl. 32960-3388
PHONE: 772-226-1408
INDIAN RIVER COUNTY CARES ACT FUNDING AGREEMENT
THIS AGREEMENT is entered into by Indian River County, a political subdivision of the State of Florida, whose
address is 1801 27'h Street, Vero Beach, Florida, 32960 (hereinafter referred to as the "Recipient"), and
. a municipality/not-for-profit, whose address is
(hereinafter referred to as the "Subrecipient").
This agreement is entered into based on the following representations:
A. The Subrecipient represents that it is fully qualified and eligible to receive this funding for the
purposes identified herein; and
B. The Recipient has received these funds from the State of Florida, who received those funds from
the U.S. Department of Treasury and has the authority to distribute these funds to the Subrecipient
upon the terms and conditions below; and
C. The CARES Act, section 601(d) of the Social Security Act, created the Coronavirus Relief Fund
(CRF) and provided Florida with $8,328,221,072; 55% of which was allocated to the State of Florida
and 45% was allocated to counties.
D. The United States Department of the Treasury disbursed $2,472,413,692 of these funds directly to
counties with a population in excess of 500,000.
E. A remaining balance of $1,275,285,790 was reverted to the State of Florida from the local
government allocation, for the State to disburse to counties with populations less than500,000.
F. Per the Recipient's agreement with the State of Florida, counties should provide funding to
municipalities within their jurisdiction upon request for eligible expenditures under the CARES Act,
however, counties are responsible for the repayment of funds for expenditures that the Federal
government determines are ineligible under the CARES Act.
Therefore, the Recipient and the Subrecipient agree to the following:
(1) LAWS. RULES. REGULATIONS. AND POLICIES
a. Performance under this Agreement is subject to 2 C.F.R Part 200, entitled "Uniform
Administrative Requirements, Cost Principles and Audit Requirements for Federal
Awards."
b. As required by section 215.971(1), Florida Statutes, this Agreement includes:
i. A provision specifying a scope of work that clearly establishes the tasks that the
Recipient is required to perform, Attachment A.
ii. A provision dividing the agreement into quantifiable units of deliverables that must
be received and accepted in writing by the Recipient before payment or
reimbursement. Each deliverable must be directly related to the scope of work and
specify the required minimum level of service to be performed and the criteria for
evaluating the successful completion of each deliverable.
iii. A provision specifying the financial consequences that apply if the Subrecipient
fails to perform the minimum level of service required by the agreement.
IV, A provision specifying that the Subrecipient may expend funds only for allowable
costs resulting from obligations incurred during the specified agreement period.
V. A provision specifying that any balance of unobligated funds which has been
advanced or paid must be refunded to the Recipient.
vi. A provision specifying that any funds paid in excess of the amount to which the
Recipient is entitled under the terms and conditions of the agreement must be
refunded to the Recipient.
c. In addition to the foregoing, the Subrecipient and the Recipient will be governed by
all applicable State and Federal laws, rules and regulations, including those identified
in Attachment B. Any express reference in this Agreement to a particular statute, rule,
or regulation in no way implies that no other statute, rule, or regulation applies.
(2) CONTACT
a. The Recipient's Program Manager will be responsible for enforcing performance of this
Agreement's terms and conditions and will serve as the Recipient's liaison with the
Subrecipient. As part of his/her duties, the Program Manager for the Recipient will
monitor and document Subrecipient performance.
b. The Recipient's Program Manager and Representative for this Agreement is:
Kristin Daniels. CGFO
Director - Office of Manaaement &
Budget
Indian River Countv
Phone. 772-226-1214
e-mail kdanielsaa ircoov.com
c. In the event that different representatives or addresses are designated by either party after
execution of this Agreement, notice of the name, title and address of the new
representative will be provided to the other party.
(3) TERMS AND CONDITIONS
This Agreement contains all the terms and conditions agreed upon by the parties.
(4) EXECUTION
This Agreement may be executed in any number of counterparts, any one of which may
be taken as an original.
(5) MODIFICATION
This agreement may not be modified.
(6) PERIOD OF AGREEMENT
This Agreement shall be effective on March 1. 2020 and shall end on December 30.
2021), unless terminated earlier in accordance with the provisions of Paragraph (15) TERMINATION. In
accordance with section 215.971(1)(d), Florida Statutes, the Subrecipient may expend funds authorized
by this Agreement "only for allowable costs resulting from obligations incurred during the specific
agreement period."
(7) FUNDING
a. The Recipient's performance and obligation to pay under this Agreement is contingent
upon an annual appropriation by the Legislature, and subject to any modification in
accordance with either Chapter 216, Florida Statutes and the Florida Constitution.
b. This is a modified reimbursement agreement. The State, through the Recipient, will
make an initial disbursement to the county of 25% of the total amount allocated
to the Recipient according to the United States Department of the Treasury. Any
additional amounts will be disbursed on a reimbursement basis.
c. Subrecipients may use payments for any expenses eligible under section 601(d) of the
Social Security Act, specifically the Coronavirus Relief Fund and further outlined in US
Treasury Guidance. Payments are not required to be used as the source of funding of last
resort.
d. The Recipient's Program Manager shall reconcile and verify all funds received against all
funds expended during the period of agreement and produce a final reconciliation report.
The final report must identify any funds paid in excess of the expenditures incurred by the
Subrecipient.
e. For the purposes of this Agreement, the term "improper payment" means or includes:
i. Any payment that should not have been made or that was made in an incorrect
amount (including overpayments and underpayments) under statutory,
contractual, administrative, or other legally applicable requirements.
f. As required by the Reference Guide for State Expenditures, reimbursement for travel must
be in accordance with section 112.061, Florida Statutes, which includes submission of the
claim on the approved state travel voucher.
g. Reserved.
h. The CARES Act requires that the payments from the Coronavirus Relief Fund only be used
to cover expenses that—
i. are necessary expenditures incurred due to the public health emergency with
respect to the Coronavirus Disease 2019 (COVID-19);
ii. were not accounted for in the budget most recently approved as of March 27, 2020
(the date of enactment of the CARES Act) for the State or government; and
iii. were incurred during the period that begins on March 1, 2020 and ends on
December 30, 2020. Funds transferred to Subrecipient must qualify as a
necessary expenditure incurred due to the public health emergency and meet the
other criteria of section 601(d) of the Social Security Act. Such funds would be
subject to recoupment by the Treasury Department if the funds have not been used
in a manner consistent with section 601(d) of the Social Security Act.
Examples of Eligible Expenses include, but are not limited to:
I. Medical expenses
ii. Public health expenses
iii. Payroll expenses for public safety, public health, health care, human services, and
similar employees whose services are substantially dedicated to mitigating or
responding to the COVID-19 public health emergency.
iv. Expenses of actions to facilitate compliance with COVID-19 related public health
measures.
v. Expenses associated with the provision of economic support in connection with
the COVID-19 public health emergency.
vi. Any other COVID-19 — related expenses reasonably necessary to the function of
government that satisfy the fund's eligibility criteria.
(8) INVOICING
a. In order to obtain reimbursement for expenditures in excess of the initial 25%
disbursement, the Subrecipient must file with the Recipient Grant Manager its request for
reimbursement and any other information required to justify and support the payment
request. Payment requests must include a certification, signed by an official who is
authorized to legally bind the Subrecipient, which reads as follows:
By signing this report, I certify to the best of my knowledge and belief that the
report is true, complete, and accurate, and the expenditures, disbursements
and cash receipts are for the purposes and objectives set forth in the terms
and conditions of the Federal award. I am aware that any false, fictitious, or
fraudulent information, or the omission of any material fact, may subject me
to criminal, civil or administrative penalties for fraud, false statements, false
claims or otherwise. (U.S. Code Title 18, Section 1001 and Title 31, Sections
3729-3730 and 3801-3812).
b. Reimbursements will only be made for expenditures that the Recipient provisionally determines
are eligible under the CARES Act. However, the Recipient's provisional determination that an
expenditure is eligible does not relieve the Subrecipient of its duty to repay the Recipient for
any expenditures that are later determined by the Recipient, the State of Florida or the Federal
government to be ineligible.
(9) RECORDS
a. As a condition of receiving state or federal financial assistance, and as required by sections
20.055(6)(c) and 215.97(5)(b), Florida Statutes, the Recipient, the Chief Inspector General
of the State of Florida, the Florida Auditor General, or any of their authorized
representatives, shall enjoy the right of access to any documents, financial statements,
papers, or other records of the Subrecipient which are pertinent to this Agreement, in order
to make audits, examinations, excerpts, and transcripts. The right of access also includes
timely and reasonable access to the Subrecipient's personnel for the purpose of interview
and discussion related to such documents. For the purposes of this section, the term
"Subrecipient" includes employees or agents, including all subcontractors or consultants to
be paid from funds provided under this Agreement.
b. The Subrecipient shall maintain all records related to this Agreement for the period of
time specified in the appropriate retention schedule published by the Florida Department
of State. Information regarding retention schedules can be obtained at:
http://dos.myforida.com/library-archives/records-managem ent/general-records-
schedules/.
c. Florida's Government in the Sunshine Law (Section 286.011, Florida Statutes) provides
the citizens of Florida with a right of access to governmental proceedings and mandates
three, basic requirements: (1) all meetings of public boards or commissions must be open
to the public; (2) reasonable notice of such meetings must be given; and, (3) minutes of
the meetings must be taken and prom ptly recorded.
d. Florida's Public Records Law provides a right of access to the records of the state and local
governments as well as to private entities acting on their behalf. Unless specifically
exempted from disclosure by the Legislature, all materials made or received by a
governmental agency (or a private entity acting on behalf of such an agency) in conjunction
with official business which are used to perpetuate, communicate, or formalize knowledge
qualify as public records subject to public inspection.
IF THE SUBRECIPIENT HAS QUESTIONS REGARDING
THE APPLICATION OF CHAPTER 119. FLORIDA
STATUTES. TO THE CONTRACTOR'S DUTY TO
PROVIDE PUBLIC RECORDS RELATING TO THIS
CONTRACT, CONTACT THE CUSTODIAN OF PUBLIC
RECORDS AT: (772) 226-1424.
publicrecords(a.ircgov.corn, Indian River Countv
Office of the Countv Attornev, 1801 27'h Street, Vero
Beach. FL 32960
(10) AUDITS
a. In accounting for the receipt and expenditure of funds under this Agreement, the
Subrecipient must follow Generally Accepted Accounting Principles ("GAAP"). As defined
by 2 C.F.R. §200.49, "GAAP has the meaning specified in accounting standards issued by
the Government Accounting Standards Board (GASB) and the Financial Accounting
Standards Board (FASB) "
b. When conducting an audit of the Subrecipient's performance under this Agreement, the
Recipient must use Generally Accepted Government Auditing Standards ("GAGAS"). As
defined by 2 C.F.R. §200.50, "GAGAS, also known as the Yellow Book, means generally
accepted government auditing standards issued by the Comptroller General of the United
States, which are applicable to financial audits."
c. If an audit shows that all or any portion of the funds disbursed were not spent in accordance
with the conditions of and strict compliance with this Agreement, the Subrecipient will be
held liable for reimbursement to the Recipient of all funds not spent in accordance with these
applicable regulations and Agreement provisions within thirty (30) days after the Recipient
has notified the Subrecipient of such non-compliance.
d. The Subrecipient must have all audits completed by an independent auditor, which is
defined in section 215.97(2)(1), Florida Statutes, as "an independent certified public
accountant licensed under chapter 473 " The independent auditor must state that the audit
complied with the applicable provisions noted above. The audits must be received by the
Recipient no later than nine months from the end of the Subrecipient's fiscal year.
e. The Subrecipient must send copies of reporting packages required under this paragraph
directly to each of the Program Manger.
f. Fund payments are considered to be federal financial assistance subject to the Single Audit Act
and the related provisions of the Uniform Guidance.
(11) REPORTS
a. The Subrecipient must provide the Recipient with quarterly reports and a close-out report.
These reports must include the current status and progress of the expenditure of funds
under this Agreement, in addition to any other information requested by the Recipient.
b. Quarterly reports are due to the Recipient no later than 15 days after the end of each quarter
of the program year and must be sent each quarter until submission of the administrative
close-out report. The ending dates for each quarter of the program year are March 31,
June 30, September 30, and December 31. The first quarterly report due pursuant to this
agreement is due for the quarter ending September 30, 2020.
c. The close-out report is due sixty (60) days after termination of this Agreement or 60 days
after completion of the activities contained in this Agreement, whichever occurs first.
d. If all required reports and copies are not sent to the Recipient or are not completed in
a manner acceptable to the Recipient, the Recipient may withhold further payments until
they are completed or may take other action as stated in Paragraph (15) REMEDIES.
"Acceptable to the Recipient" means that the work product was completed in accordance
with the Budget and Scope of Work.
e. The Subrecipient must provide additional program updates or information that may be
required by the Recipient.
(12) MONITORING
In addition to reviews of audits conducted in accordance with paragraph (10) AUDITS above,
monitoring procedures may include, but not be limited to, on -site visits by Recipient staff,
limited scope audits, or other procedures. The Subrecipient agrees to comply and cooperate
with any monitoring procedures/processes deemed appropriate by the Recipient. In the event
that the Recipient determines that a limited scope audit of the Subrecipient is appropriate, the
Subrecipient agrees to comply with any additional instructions provided by the Recipient to
the Subrecipient regarding such audit. The Subrecipient further agrees to comply and
cooperate with any inspections, reviews, investigations or audits deemed necessary by the
Florida Chief Financial Officer or Auditor General. In addition, the Recipient will monitor the
performance and financial management by the Subrecipient throughout the period of
agreement to ensure timely completion of all tasks.
(13) LIABILITY
Any Subrecipient which is a state agency or subdivision, as defined in section 768.28, Florida
Statutes, agrees to be fully responsible for its negligent or tortious acts or omissions which
result in claims or suits against the Recipient, and agrees to be liable for any damages
proximately caused by the acts or omissions to the extent set forth in section 768.28, Florida
Statutes. Nothing herein is intended to serve as a waiver of sovereign immunity by any party
to which sovereign immunity applies. Nothing herein will be construed as consent by a state
agency or subdivision of the State of Florida to be sued by third parties in any matter arising
out of this Agreement.
(14) DEFAULT
a. If any of the following events occur ("Events of Default"), all obligations on the part of the
Recipient to make further payment of funds will, if the Recipient elects, terminate and
the Recipient has the option to exercise any of its remedies set forth in Paragraph
(15) REMEDIES. However, the Recipient may make payments or partial payments after
any Events of Default without waiving the right to exercise such remedies, and without
becoming liable to make any further payment.
b. If any warranty or representation made by the Subrecipient in this Agreement or any
previous agreement with the Recipient is or becomes false or misleading in any respect,
or if the Subrecipient fails to keep or perform any of the obligations, terms or covenants in
this Agreement or any previous agreement with the Recipient and has not cured them in
timely fashion, or is unable or unwilling to meet its obligations under this Agreement.
c. If material adverse changes occur in the financial condition of the Subrecipient at any time
during the period of agreement, and the Subrecipient fails to cure this adverse change
within thirty (30) days from the date written notice is sent by the Recipient.
d. If any reports required by this Agreement have not been submitted to the Recipient or have
been submitted with incorrect, incomplete or insufficient information;
e. If the Subrecipient has failed to perform and complete on time any of its obligations under
this Agreement.
(15) REMEDIES
If an Event of Default occurs, then the Recipient may, after thirty (30) calendar days written notice to
the Subrecipient and upon the Subrecipient's failure to cure within those thirty (30) days, exercise any
one or more of the following remedies, either concurrently or consecutively:
a. Terminate this Agreement, provided that the Subrecipient is given at least thirty (30) days
prior written notice of the termination. The notice shall be effective when placed in the
United States, first class mail, postage prepaid, by registered or certified mail -return receipt
requested, to the address in paragraph (2) CONTACT herein;
b. Begin an appropriate legal or equitable action to enforce performance of this Agreement;
c. Withhold or suspend payment of all or any part of a request for payment;
d. Require thatthe Subreciplent refund to the Recipientany monies used for ineligible purposes
under the laws, rules and regulations governing the use of these funds.
e. Exercise any corrective or remedial actions, to include but not be limited to:
i. request additional information from the Subrecipient to determine the reasons for
or the extent of non-compliance or lack of performance,
ii. issue a written warning to advise that more serious measures may be taken if the
situation is not corrected,
Ill. advise the Subrecipient to suspend, discontinue or refrain from incurring costs for
any activities in question, or
iv. require the Subrecipieritto reimburse the Recipient for the amount of costs incurred
for any items determined to be ineligible, or
f. Exercise any other rights or remedies which may be available under law. Pursuing any of
the above remedies will not stop the Recipient from pursuing any other remedies in this
Agreement or provided at law or in equity. If the Recipient waives any right or remedy in
this Agreement or fails to insist on strict performance by the Subrecipient, it will not
affect, extend or waive any other right or remedy of the Recipient, or affect the later exercise
of the same right or remedy by the Recipient for any other default by the Subrecipient.
(16) TERMINATION
a. The Recipient may terminate this Agreement for cause after thirty (30) days written notice.
Cause can include misuse of funds, fraud, lack of compliance with applicable rules, laws
and regulations, failure to perform on time, and refusal by the Subrecipient to permit public
access to any document, paper, letter, or other material subject to disclosure under
Chapter 119, Florida Recipient of Emergency Management Statutes, as amended.
b. The Recipient may terminate this Agreement for convenience or when it determines, in
its sole discretion, that continuing the Agreement would not produce beneficial results in
line with the further expenditure of funds, by providing the Subrecipient with thirty (30)
calendar days prior written notice.
c. The parties may agree to terminate this Agreement for their mutual convenience through
a written amendment of this Agreement. The amendment will state the effective date of the
termination and the procedures for proper closeout of this Agreement.
d. In the event this Agreement is terminated, the Subrecipient will not incur new obligations
for the terminated portion of this Agreement after they have received the notification of
termination. The Subrecipient will cancel as many outstanding obligations as possible.
Costs incurred after receipt of the termination notice will be disallowed. The Subrecipient
will not be relieved of liability to the Recipient because of any breach of this Agreement
by the Subrecipient. The Recipient may, to the extent authorized by law, withhold payments
to the Subrecipient for the purpose of set-off until the exact amount of damages due
the Recipient from the Subrecipient is determined.
(17) ATTACHEMENTS
a. All attachments to this Agreement are incorporated as if set out fully.
b. In the event of any inconsistencies or conflict between the language of this Agreement and
the attachments, the language of the attachments will control, but only to the extent of the
conflict or inconsistency.
(18) PAYMENTS
a. The Recipient will make a disbursement to Subrecipient in the amount of It
(19) REPAYMENTS
a. All refunds, return of improper payments, or repayments due to the Recipient under this
Agreement are to be made payable to the order of "Indian River County," and mailed
directly to the following address:
FILL IN ADDRESS
b. In accordance with section 215.34(2), Florida Statutes, if a check or other draft is returned
to the Recipient for collection, Subrecipient shall pay the Recipient a service fee of $15.00
or 5% of the face amount of the returned check or draft, whichever is greater.
(20) MANDATED CONDITIONS AND OTHER LAWS
a. The validity of this Agreement is subject to the truth and accuracy of all the information,
representations, and materials submitted or provided by the Subrecipient in this
Agreement, in any later submission or response to a Recipient request, or in any
submission or response to fulfill the requirements of this Agreement. All of said information,
representations, and materials is incorporated by reference. The inaccuracy of the
submissions or any material changes will, at the option of the Recipient and with thirty (30)
days written notice to the Subrecipient, cause the termination of this Agreement and the
release of the Recipient from all its obligations to the Subrecipient.
b. This Agreement must be construed under the laws of the State of Florida, and venue for
any actions arising out of this Agreement will be in the Circuit Court of Indian River County.
If any provision of this Agreement is in conflict with any applicable statute or rule, or is
unenforceable, then the provision is null and void to the extent of the conflict, and is
severable, but does not invalidate any other provision of this Agreement.
c. Any power of approval or disapproval granted to the Recipient under the terms of this
Agreement will survive the term of this Agreement.
d. This Agreement may be executed in any number of counterparts, any one of which may
be taken as an original.
e. The Subrecipient agrees to comply with the Americans With Disabilities Act (Public Law
101-336, 42 U.S.C. Section 12101 at seq.), which prohibits discrimination by public and
private entities on the basis of disability in employment, public accommodations,
transportation, State and local government services, and telecommunications.
f. Those who have been placed on the convicted vendor list following a conviction for a public
entity crime or on the discriminatory vendor list may not submit a bid on a contract to
provide any goods or services to a public entity, may not submit a bid on a contract with a
public entityfor the construction or repair of a public building or public work, may not submit
bids on leases of real property to a public entity, may not be awarded or perform work as
a contractor, supplier, subcontractor, or consultant under a contract with a public entity,
and may not transact business with any public entity in excess of $25,000.00 for a period
of thirty-six (36) months from the date of being placed on the convicted vendor list or on
the discriminatory vendor list.
g. The State of Florida's performance and obligation to pay under this Agreement is
contingent upon an annual appropriation by the Legislature, and subjectto any modification
in accordance with Chapter 216, Florida Statutes, or the Florida Constitution.
h. All bills for fees or other compensation for services or expenses shall be submitted in detail
sufficient for a proper pre -audit and post -audit thereof.
I. Any bills for travel expenses must be submitted in accordance with section 112.061, Florida
Statutes.
j. The Recipient reserves the right to unilaterally cancel this Agreement if the Subrecipient
refuses to allow public access to all documents, papers, letters or other material subject to
the provisions of Chapter 119, Florida Statutes, which the Subrecipient created or received
under this Agreement.
k. If the Subrecipient is allowed to temporarily invest any advances of funds under this
Agreement, they must use the interest earned or other proceeds of these investments only
to cover expenditures incurred in accordance with section 601(d) of the Social Security Act
and the Guidance on eligible expenses. If a government deposits CRF payments in a
government's general account, it may use those funds to meet immediate cash
management needs provided that the full amount of the payment is used to cover
necessary expenditures. Fund payments are not subject to the Cash Management
Improvement Act of 1990, as amended. The State of Florida will not intentionally award
publicly -funded contracts to any contractor who knowingly employs unauthorized alien
workers, constituting a violation of the employment provisions contained in 8 U.S.C.
Section 1324a(e) [Section 274A(e) of the Immigration and Nationality Act ("INA" )]. The
Recipient shall consider the am ploym ant by any contractor of unauthorized aliens a violation
of Section 274A(e) of the INA. Such violation by the Subrecipient of the employment
provisions contained in Section 274A(e) of the INA will be grounds for unilateral
cancellation of this Agreement by the Recipient.
The Subrecipient is subject to Florida's Government in the Sunshine Law (Section 286.011,
Florida Statutes) with respect to the meetings of the Subrecipient's governing board or the
meetings of any subcommittee making recommendations to the governing board. All of
these meetings must be publicly noticed, open to the public, and the minutes of all the
meetings will be public records, available to the public in accordance with Chapter 119,
Florida Statutes.
m. All expenditures of state or federal financial assistance must be in compliance with the
laws, rules and regulations applicable to expenditures of State funds, including but not
limited to, the Reference Guide for State Expenditures.
n. This Agreement may be charged only with allowable costs resulting from obligations
incurred during the period of agreement.
o. Any balances of unobligated cash that have been advanced or paid that are not authorized
to be retained for direct program costs in a subsequent period must be refunded to the
Recipient.
p. If the purchase of the asset was consistent with the limitations on the eligible use of funds
provided by section 601(d) of the Social Security Act, the Subrecipient may retain the asset.
If such assets are disposed of prior to December 30, 2020, the proceeds would be subject
to the restrictions on the eligible use of payments from the Fund provided bysection 601(d)
of the Social Security Act.
(21) LOBBYING PROHIBTION
a. Section 216.347, Florida Statutes, prohibits "any disbursement of grants and aids
appropriations pursuant to a contract or grant to any person or organization unless the
terms of the grant or contract prohibit the expenditure of funds for the purpose of lobbying
the Legislature, the judicial branch, or a state agency."
b. Nofunds or other resources receivedfrom the Recipient under this Agreement maybe used
directly or indirectly to influence legislation or any other official action by the Florida
Legislature or any state agency.
c. 2 C.F.R. §200.450 prohibits reimbursement for costs associated with certain lobbying
activities.
d. Section 216.347, Florida Statutes, prohibits "any disbursement of grants and aids
appropriations pursuant to a contract or grant to any person or organization unless the
terms of the grant or contract prohibit the expenditure of funds for the purpose of lobbying
the Legislature, the judicial branch, or a state agency."
e. Nofunds orother resources received from the Recipient under this Agreement may be used
directly or indirectly to influence legislation or any other official action by the Florida
Legislature or any state agency.
I. The Subrecipient certifies, by its signature to this Agreement, that to the best of his
or her knowledge and belief:
ii. No Federal appropriated funds have been paid or will be paid, by or on behalf of
the Subrecipient, to any person for influencing or attempting to influence an officer
or employee of any agency, a Member of Congress, an officer or employee of
Congress, or an employee of a Member of Congress in connection with the
awarding of any Federal contract, the making of any Federal grant, the making of
any Federal loan, the entering into of any cooperative agreement, and the
extension, continuation, renewal, amendment or modification of any Federal
contract, grant, loan or cooperative agreement.
III. If any funds other than Federal appropriated funds have been paid or will be paid
to any person for influencing or attempting to influence an officer or employee of
any agency, a Member of Congress, an officer or employee of Congress, or an
employee of a Member of Congress in connection with this Federal contract, grant,
loan or cooperative agreement, the Subrecipient must complete and submit
Standard Form-LLL, "Disclosure of Lobbying Activities."
iv. The Subrecipient must require that this certification be included in the award
documents for all subawards (including subcontracts, subgrants, and contracts
under grants, loans, and cooperative agreements) and that all Subrecipient s shall
certify and disclose.
v. This certification is a material representation of fact upon which reliance was
placed when this transaction was made or entered into. Submission of this
certification is a prerequisite for making or entering into this transaction imposed
by Section 1352, Title 31, U.S. Code. Any person who fails to file the required
certification shall be subject to a civil penalty of not less than $10,000 and not
more than $100,000 for each such failure.
(22) LEGAL AUTHORIZATION
The Subrecipient certifies that it has the legal authority to receive the funds under this
Agreement and that its governing body has authorized the execution and acceptance of this
Agreement. The Subrecipient also certifies that the undersigned person has the authority to
legally execute and bind the Subrecipient to the terms of this Agreement.
(23) ASSURANCES
The Subrecipient must comply with any Statement of Assurances incorporated as Attachment
C.
(24) EQUAL OPPORTUNITY EMPLOYMENT
a. In accordance with 41 C.F.R. §60-1.4(b), the Subrecipient hereby agrees that it will
incorporate or cause to be incorporated into any contract for construction work, or
modification thereof, as defined in the regulations of the Secretary of Labor at 41 CFR
Chapter 60, which is paid for in whole or in part with funds obtained from the Federal
Government or borrowed on the credit of the Federal Government pursuant to a grant,
contract, loan, insurance, or guarantee, or undertaken pursuant to any Federal program
involving such grant, contract, loan, insurance, or guarantee, the following equal
opportunity clause:
During the performance of this contract, the contractor agrees as follows:
The contractor will not discriminate against any employee or applicant for employment
because of race, color, religion, sex, sexual orientation, gender identity, or national origin.
The contractor will take affirmative action to ensure that applicants are employed, and that
employees are treated during employment without regard to their race, color, religion, sex,
sexual orientation, gender identity, or national origin. Such action shall include, but not be
limited to the following:
i. Employment, upgrading, demotion, or transfer; recruitment or recruitment
advertising; layoff or termination; rates of pay or other forms of compensation;
and selection for training, including apprenticeship. The contractor agrees to
post in conspicuous places, available to employees and applicants for
employment, notices to be provided setting forth the provisions of this
nondiscrimination clause.
ii. The contractor will, in all solicitations or advertisements for employees placed by
or on behalf of the contractor, state that all qualified applicants will receive
considerations for employment without regard to race, color, religion, sex, sexual
orientation, gender identity, or national origin.
iii. The contractorwill not discharge or in any other manner discriminate against any
employee or applicant for employment because such employee or applicant has
inquired about, discussed, or disclosed the compensation of the employee or
applicant or another employee or applicant. This provision shall not apply to
instances in which an employee who has access to the compensation
information of other employees or applicants as a part of such employee's
essential job functions discloses the compensation of such other employees or
applicants to individuals who do not otherwise have access to such information,
unless such disclosure is in response to a formal complaint or charge, in
furtherance of an investigation, proceeding, hearing, or action, including an
investigation conducted by the employer, or is consistent with the contractor's
legal duty to furnish information.
iv. The contractor will send to each labor union or representative of workers with
which he has a collective bargaining agreement or other contract or
understanding, a notice to be provided advising the said labor union or workers'
representatives of the contractor's commitments under this section, and shall
post copies of the notice in conspicuous places available to employees and
applicants for employment.
V. The contractor will comply with all provisions of Executive Order 11246 of
September 24, 1965, and of the rules, regulations, and relevant orders of the
Secretary of Labor.
vi. The contractor will fumish all information and reports required by Executive
Order 11246 of September 24, 1965, and by rules, regulations, and orders of the
Secretary of Labor, or pursuant thereto, and will permit access to his books,
records, and accounts by the administering agency and the Secretary of Labor
for purposes of investigation to ascertain compliance with such rules,
regulations, and orders.
vii. In the event of the contractor's noncompliance with the nondiscrimination
clauses of this contract or with any of the said rules, regulations, or orders, this
contract may be canceled, terminated, or suspended in whole or in part and the
contractor may be declared ineligible for further Government contracts or
federally assisted construction contracts in accordance with procedures
authorized in Executive Order 11246 of September 24, 1965, and such other
sanctions maybe imposed and remedies invoked as provided in Executive Order
11246 of September 24, 1965, or by rule, regulation, or order of the Secretaryof
Labor, or as otherwise provided by law.
viii. The contractor will include the portion of the sentence immediately preceding
paragraph (1) and the provisions of paragraphs (1) through (8) in every
subcontract or purchase order unless exempted by rules, regulations, or orders
of the Secretary of Labor issued pursuant to section 204 of Executive Order
11246 of September 24, 1965, so that such provisions will be binding upon each
subcontractor or vendor. The contractor will take such action with respect to any
subcontract or purchase order as the administering agency may direct as a
means of enforcing such provisions, including sanctions for noncompliance:
Provided, however, that in the event a contractor becomes involved in, or is
threatened with, litigation with a subcontractor or vendor as a result of such direction
by the administering agency the contractor may request the United States to enter
into such litigation to protect the interests of the United States.
(25) COPELAND ANTI -KICKBACK ACT
a. The Subrecipient hereby agrees that, unless exempt under Federal law, it will incorporate
or cause to be incorporated into any contract for construction work, or modification thereof,
the following clause:
i. Contractor. The contractor shall comply with 18 U.S.C. § 874, 40 U.S.C. § 3145,
and the requirements of 29 C.F.R. pt. 3 as may be applicable, which are
incorporated by reference into this contract.
ii. Subcontracts. The contractor or subcontractor shall insert in any subcontracts
the clause above and such other clauses as the FEMA may by appropriate
instructions require, and also a clause requiring the subcontractors to include
these clauses in any lower tier subcontracts. The prime contractor shall be
responsible for the compliance by any subcontractor or lower tier subcontractor
with all of these contract clauses.
iii. Breach. A breach of the contract clauses above may be grounds for termination of the
contract, and for debarment as a contractor and subcontractor as provided in 29
C.F.R. § 5.12.
(26) CONTRACT WORK HOURS AND SAFETY STANDARDS
If the Subrecipient , with the funds authorized by this Agreement, enters into a contract that
exceeds $100,000 and involves the employment of mechanics or laborers, then any such
contract must include a provision for compliance with 40 U.S.C. 3702 and 3704, as
supplemented by Department of Labor regulations (29 CFR Part 5). Under 40 U.S.C. 3702 of
the Act, each contractor must be required to compute the wages of every mechanic and
laborer on the basis of a standard work week of 40 hours. Work in excess of the standard
work week is permissible provided that the worker is compensated at a rate of not less than
one and a half times the basic rate of pay for all hours worked in excess of 40 hours in the
work week. The requirements of 40 U.S.C. 3704 are applicable to construction work and
provide that no laborer or mechanic must be required to work in surroundings or under
working conditions which are unsanitary, hazardous, or dangerous. These requirements do
not apply to the purchases of supplies or materials or articles ordinarily available on the open
market, or contracts for transportation.
(27) CLEAN AIR ACT AND THE FEDERAL WATER POLLUTION CONTROL ACT
a. If the Subrecipient, with the funds authorized by this Agreement, enters into a contract
that exceeds $150,000, then any such contract must include the following provision:
I. Contractor agrees to comply with all applicable standards, orders or regulations
issued pursuant to the Clean Air Act (42 U.S.C. 7401-7671q) and the Federal
Water Pollution Control Act as amended (33 U.S.C. 1251-1387), and will report
violations to FEMA and the Regional Office of the Environmental Protection
Agency (EPA).
(28) SUSPENSION AND DEBARMENT
a. If the Subrecipient, with the funds authorized by this Agreement, enters into a contract,
then any such contract must include the following provisions:
i. This contract is a covered transaction for purposes of 2 C.F.R. pt. 180 and 2
C.F.R. pt. 3000. As such the contractor is required to verify that none of the
contractor, its principals (defined at 2 C.F.R. § 180.995), or its affiliates (defined at
2 C.F.R. § 180.905) are excluded (defined at 2 C.F.R. § 180.940) or disqualified
(defined at 2 C.F.R. § 180.935).
ii. The contractor must comply with 2 C.F.R. pt. 180, subpart C and 2 C.F.R. pt.
3000, subpart C and must include a requirement to comply with these
regulations in any lower tier covered transaction it enters into.
iii. This certification is a material representation of fact relied upon by the Recipient.
If it is later determined that the contractor did not comply with 2 C.F.R. pt. 180,
subpart C and 2 C.F.R. pt. 3000, subpart C, in addition to remedies available to
the Recipient, the Federal Government may pursue available remedies,
including but not limited to suspension and/or debarment.
iv. The bidder or proposer agrees to comply with the requirements of 2 C.F.R. pt.
180, subpart C and 2 C.F.R. pt. 3000, subpart C while this offer is valid and
throughout the period of any contract that may arise from this offer. The bidder
or proposer further agrees to include a provision requiring such compliance in its
lower tier covered transactions.
(29)BYRD ANTI -LOBBYING AMENDMENT
a. If the Subrecipient, with the funds authorized by this Agreement, enters into a contract,
then any such contract must include the following clause:
i. Byrd Anti -Lobbying Amendment, 31 U.S.C. § 1352 (as amended). Contractors
who apply or bid for an award of $100,000 or more shall file the required
certification. Each tier certifies to the tier above that it will not and has not used
Federal appropriated funds to pay any person or organization for influencing or
attempting to influence an officer or employee of any agency, a member of
Congress, officer or employee of Congress, or an employee of a member of
Congress in connection with obtaining any Federal contract, grant, or any other
award covered by 31 U.S.C. § 1352. Each tier shall also disclose any lobbying
with non -Federal funds that takes place in connection with obtaining any Federal
award. Such disclosures are forwarded from tier to tier up to the Subrecipient.
(30) CONTRACTING WITH SMALL AND MINORITY BUSINESSES. WOMEN'S BUSINESS
ENTERPRISES. AND LABOR SURPLUS AREA FIRMS
a. If the Subrecipient, with the funds authorized by this Agreement, seeks to procure goods
or services, then, in accordance with 2 C.F.R. §200.321, the Subrecipient must take the
following affirmative steps to assure that minority businesses, women's business
enterprises, and labor surplus area firms are used whenever possible:
i. Placing qualified small and minority businesses and women's business
enterprises on solicitation lists;
ii. Assuring that small and minority businesses, and women's business enterprises
are solicited whenever they are potential sources;
iii. Dividing total requirements, when economically feasible, into smaller tasks or
quantities to permit maximum participation by small and minority businesses,
and women's business enterprises;
iv. Establishing delivery schedules, where the requirement permits, which
encourage participation by small and minority businesses, and women's
business enterprises;
V. Using the services and assistance, as appropriate, of such organizations as the
Small Business Administration and the Minority Business Development Agency
of the Department of Commerce; and
vi. Requiring the prime contractor, if subcontracts are to be let, to take the
affirmative steps listed in paragraphs (1). through v. of this subparagraph.
b. The requirement outlined in subparagraph a. above, sometimes referred to as
..socioeconomic contracting," does not impose an obligation to set aside either the
solicitation or award of a contract to these types of firms. Rather, the requirement only
imposes an obligation to carry out and document the six affirmative steps identified above.
c. The "socioeconomic contracting" requirement outlines the affirmative steps that the
Subrecipient must take; the requirements do not preclude the Subrecipient from
undertaking additional steps to involve small and minority businesses and women's
business enterprises.
d. The requirement to divide total requirements, when economically feasible, into smaller
tasks or quantities to permit maximum participation by small and minority businesses, and
women's business enterprises, does not authorize the Subrecipient to break a single
project down into smaller components in order to circumvent the micro -purchase or small
purchase thresholds so as to utilize streamlined acquisition procedures (e.g. "project
splitting").
(31) SCOPE OF WORK.
The Sub recipient shall perform the tasks as identified and set forth in the Scope of Work,
which is Attachment A.
Coronavirus Relief Fund
Guidance for State, Territorial, Local, and Tribal Governments
April 22, 2020
The purpose of this document is to provide guidance to recipients of the funding available under section
501(a) of the Social Security Act, as added by section 5001 of the Coronavirus Aid, Relief, and Economic
Security Act ("CARES Act"). The CARES Act established the Coronavirus Relief Fund (the "Fund")
and appropriated $150 billion to the Fund. Under the CARES Act, the Fund is to be used to make
payments for specified uses to States and certain local governments; the District of Columbia and U.S.
Territories (consisting of the Commonwealth of Puerto Rico, the United States Virgin Islands, Guam,
American Samoa, and the Commonwealth of the Northern Mariana Islands); and Tribal governments.
The CARES Act provides that payments from the Fund may only be used to cover costs that-
1. are necessary expenditures incurred due to the public health emergency with respect to
the Coronavirus Disease 2019 (COVID-19);
2. were not accounted for in the budget most recently approved as of March 27, 2020 (the
date of enactment of the CARES Act) for the State or government; and
3. were incurred during the period that begins on March 1, 2020, and ends on December 30,
2020.'
The guidance that follows sets forth the Department of the Treasury's interpretation of these limitations
on the permissible use of Fund payments.
Necessary expenditures incurred due to the public health emergency
The requirement that expenditures be incurred "due to" the public health emergency means that
expenditures must be used for actions taken to respond to the public health emergency. These may
include expenditures incurred to allow the State, territorial, local, or Tribal government to respond
directly to the emergency, such as by addressing medical or public health needs, as well as expenditures
incurred to respond to second -order effects of the emergency, such as by providing economic support to
those suffering from employment or business interruptions due to COVID-19-related business closures.
Funds may not be used to fill shortfalls in government revenue to cover expenditures that would not
otherwise qualify under the statute. Although a broad range of uses is allowed, revenue replacement is
not a permissible use of Fund payments.
The statute also specifies that expenditures using Fund payments must be "necessary." The Department
of the Treasury understands this term broadly to mean that the expenditure is reasonably necessary for its
intended use in the reasonable judgment of the government officials responsible for spending Fund
payments.
Costs not accounted for in the budget most recently approved as of March 27, 2020
The CARES Act also requires that payments be used only to cover costs that were not accounted for in
the budget most recently approved as of March 27, 2020. A cost meets this requirement if either (a) the
cost cannot lawfully be funded using a line item, allotment, or allocation within that budget or (b) the cost
' See Section 601(d) of the Social Security Act, as added by section 5001 of the CARES Act.
is for a substantially different use from any expected use of funds in such a line item, allotment, or
allocation.
The "most recently approved" budget refers to the enacted budget for the relevant fiscal period for the
particular government, without taking into account subsequent supplemental appropriations enacted or
other budgetary adjustments made by that government in response to the COVID-19 public health
emergency. A cost is not considered to have been accounted for in a budget merely because it could be
met using a budgetary stabilization fund, rainy day fund, or similar reserve account.
Costs incurred during the period that begins on March 1, 2020, and ends on December 30, 2020
A cost is "incurred" when the responsible unit of government has expended funds to cover the cost.
Nonexclusive examples of eligible expenditures
Eligible expenditures include, but are not limited to, payment for:
1. Medical expenses such as:
• COVID-19-related expenses of public hospitals, clinics, and similar facilities.
• Expenses of establishing temporary public medical facilities and other measures to increase
COVID-19 treatment capacity, including related construction costs.
• Costs of providing COVID-19 testing, including serological testing.
• Emergency medical response expenses, including emergency medical transportation, related
to COVID-19.
• Expenses for establishing and operating public telemedicine capabilities for COVID-19-
related treatment.
2. Public health expenses such as:
• Expenses for communication and enforcement by State, territorial, local, and Tribal
governments of public health orders related to COVID-19.
• Expenses for acquisition and distribution of medical and protective supplies, including
sanitizing products and personal protective equipment, for medical personnel, police officers,
social workers, child protection services, and child welfare officers, direct service providers
for older adults and individuals with disabilities in community settings, and other public
health or safety workers in connection with the COVID-19 public health emergency.
• Expenses for disinfection of public areas and other facilities, e.g., nursing homes, in response
to the COVID-19 public health emergency.
• Expenses for technical assistance to local authorities or other entities on mitigation of
COVID- 1 9-related threats to public health and safety.
• Expenses for public safety measures undertaken in response to COVID-19.
• Expenses for quarantining individuals.
3. Payroll expenses for public safety, public health, health care, human services, and similar
employees whose services are substantially dedicated to mitigating or responding to the COVID-
19 public health emergency.
4. Expenses of actions to facilitate compliance with COVID-19-related public health measures, such
as:
• Expenses for food delivery to residents, including, for example, senior citizens and other
vulnerable populations, to enable compliance with COVID-19 public health precautions.
• Expenses to facilitate distance learning, including technological improvements, in connection
with school closings to enable compliance with COVID-19 precautions.
• Expenses to improve telework capabilities for public employees to enable compliance with
COVID-19 public health precautions.
• Expenses of providing paid sick and paid family and medical leave to public employees to
enable compliance with COVID-19 public health precautions.
• COVID-19-related expenses of maintaining state prisons and county jails, including as relates
to sanitation and improvement of social distancing measures, to enable compliance with
COVID-19 public health precautions.
• Expenses for care for homeless populations provided to mitigate COVID-19 effects and
enable compliance with COVID-19 public health precautions.
5. Expenses associated with the provision of economic support in connection with the COVID-19
public health emergency, such as:
• Expenditures related to the provision of grants to small businesses to reimburse the costs of
business interruption caused by required closures.
• Expenditures related to a State, territorial, local, or Tribal government payroll support
program.
Unemployment insurance costs related to the COVID-19 public health emergency if such
costs will not be reimbursed by the federal government pursuant to the CARES Act or
otherwise.
6. Any other COVID-19-related expenses reasonably necessary to the function of government that
satisfy the Fund's eligibility criteria.
Nonexclusive examples of ineligible expenditures'
The following is a list of examples of costs that would not be eligible expenditures of payments from the
Fund.
1. Expenses for the State share of Medicaid.;
2. Damages covered by insurance.
3. Payroll or benefits expenses for employees whose work duties are not substantially dedicated to
mitigating or responding to the COVID-19 public health emergency.
' In addition, pursuant to section 5001(b) of the CARES Act, payments from the Fund may not be expended for an
elective abortion or on research in which a human embryo is destroyed, discarded, or knowingly subjected to risk of
injuryor death. The prohibition on payment for abortions does not apply to an abortion if the pregnancy is the result
of an act of rape or incest; or in the case where a woman suffers from a physical disorder, physical injury, or
physical illness, including a life -endangering physical condition caused by or arising from the pregnancy itself, that
would, as certified by a physician, place the woman in danger of death unless an abortion is performed.
Furthermore, no government which receives payments from the Fund may discriminate against a health care entity
on the basis that the entity does not provide, pay for, provide coverage of, or refer for abortions.
'See 42 C.F.R. § 433.51 and 45 C.F.R. § 75.306.
4. Expenses that have been or will be reimbursed under any federal program, such as the
reimbursement by the federal government pursuant to the CARES Act of contributions by States
to State unemployment funds.
5. Reimbursement to donors for donated items or services.
6. Workforce bonuses other than hazard pay or overtime.
7. Severance pay.
8. Legal settlements.
Coronavirus Relief Fund
Frequently Asked Questions
Updated as of June 24, 2020
The following answers to frequently asked questions supplement Treasury's Coronavirus Relief Fund
("Fund") Guidance for State, Territorial, Local, and Tribal Governments, dated April 22, 2020,
("Guidance").' Amounts paid from the Fund are subject to the restrictions outlined in the Guidance and
set forth in section 601(d) of the Social Security Act, as added by section 5001 of the Coronavirus Aid,
Relief, and Economic Security Act ("CARES Act").
Eligible Expenditures
Are governments required to submit proposed expenditures to Treasury for approval?
No. Governments are responsible for making determinations as to what expenditures are necessary due to
the public health emergency with respect to COVID-19 and do not need to submit any proposed
expenditures to Treasury.
The Guidance says that funding can be used to meet payroll expenses for public safety, public health,
health care, human services, and similar employees whose services are substantially dedicated to
mitigating or responding to the COVID-19 public health emergency. How does a government
determine whether payroll expenses for a given employee satisfy the "substantially dedicated"
condition?
The Fund is designed to provide ready funding to address unforeseen financial needs and risks created by
the COVID-19 public health emergency. For this reason, and as a matter of administrative convenience
in light of the emergency nature of this program, a State, territorial, local, or Tribal government may
presume that payroll costs for public health and public safety employees are payments for services
substantially dedicated to mitigating or responding to the COVID-19 public health emergency, unless the
chief executive (or equivalent) of the relevant government determines that specific circumstances indicate
otherwise.
The Guidance says that a cost was not accounted for in the most recently approved budget if the cost is
for a substantially different use from any expected use offunds in such a fine item, allotment, or
allocation. What would qualify as a "substantially different use"for purposes of the Fund eligibility?
Costs incurred for a "substantially different use" include, but are not necessarily limited to, costs of
personnel and services that were budgeted for in the most recently approved budget but which, due
entirely to the COVID-19 public health emergency, have been diverted to substantially different
functions. This would include, for example, the costs of redeploying corrections facility staff to enable
compliance with COVID-19 public health precautions through work such as enhanced sanitation or
enforcing social distancing measures; the costs of redeploying police to support management and
enforcement of stay-at-home orders; or the costs of diverting educational support staff or faculty to
develop online learning capabilities, such as through providing information technology support that is not
part of the staff or faculty's ordinary responsibilities.
Note that a public function does not become a "substantially different use" merely because it is provided
from a different location or through a different manner. For example, although developing online
instruction capabilities may be a substantially different use of funds, online instruction itself is not a
substantially different use of public funds than classroom instruction.
' The Guidance is available at httos://home.treasury.eov/system/files/136/Coronavirus-Relief-Fund-Guidance-for-
State-Territorial -Local -and-Tribal-Governments. odf.
May a State receiving a payment transfer funds to a local government?
Yes, provided that the transfer qualifies as a necessary expenditure incurred due to the public health
emergency and meets the other criteria of section 601(d) of the Social Security Act. Such funds would be
subject to recoupment by the Treasury Department if they have not been used in a manner consistent with
section 601(d) of the Social Security Act.
Maya unit of local government receiving a Fund payment transfer funds to another unit of
government?
Yes. For example, a county may transfer funds to a city, town, or school district within the county and a
county or city may transfer funds to its State, provided that the transfer qualifies as a necessary
expenditure incurred due to the public health emergency and meets the other criteria of section 601(d) of
the Social Security Act outlined in the Guidance. For example, a transfer from a county to a constituent
city would not be permissible if the funds were intended to be used simply to fill shortfalls in government
revenue to cover expenditures that would not otherwise qualify as an eligible expenditure.
Is a Fund payment recipient required to transfer funds to a smaller, constituent unit ofgovernment
within its borders?
No. For example, a county recipient is not required to transfer funds to smaller cities within the county's
borders.
Are recipients required to use other federal funds or seek reimbursement under other federal programs
before using Fund payments to satisfy eligible expenses?
No. Recipients may use Fund payments for any expenses eligible under section 601(d) of the Social
Security Act outlined in the Guidance. Fund payments are not required to be used as the source of
funding of last resort. However, as noted below, recipients may not use payments from the Fund to cover
expenditures for which they will receive reimbursement.
Are there prohibitions on combining a transaction supported with Fund payments with other CARES
Act funding or COVID-19 relief Federal funding?
Recipients will need to consider the applicable restrictions and limitations of such other sources of
funding. In addition, expenses that have been or will be reimbursed under any federal program, such as
the reimbursement by the federal government pursuant to the CARES Act of contributions by States to
State unemployment funds, are not eligible uses of Fund payments.
Are States permitted to use Fund payments to support state unemployment insurance funds generally?
To the extent that the costs incurred by a state unemployment insurance fund are incurred due to the
COVID-19 public health emergency, a State may use Fund payments to make payments to its respective
state unemployment insurance fund, separate and apart from such State's obligation to the unemployment
insurance fund as an employer. This will permit States to use Fund payments to prevent expenses related
to the public health emergency from causing their state unemployment insurance funds to become
insolvent.
Are recipients permitted to use Fund payments to pay for unemployment insurance costs incurred by
the recipient as an employer?
Yes, Fund payments may be used for unemployment insurance costs incurred by the recipient as an
employer (for example, as a reimbursing employer) related to the COVID-19 public health emergency if
such costs will not be reimbursed by the federal government pursuant to the CARES Act or otherwise.
The Guidance states that the Fund may support a "broad range of uses" including payroll expenses for
several classes of employees whose services are "substantially dedicated to mitigating or responding to
the COVID-19 public health emergency." What are some examples of types of covered employees?
The Guidance provides examples of broad classes of employees whose payroll expenses would be eligible
expenses under the Fund. These classes of employees include public safety, public health, health care,
human services, and similar employees whose services are substantially dedicated to mitigating or
responding to the COVID-19 public health emergency. Payroll and benefit costs associated with public
employees who could have been furloughed or otherwise laid off but who were instead repurposed to
perform previously unbudgeted functions substantially dedicated to mitigating or responding to the
COVID-19 public health emergency are also covered. Other eligible expenditures include payroll and
benefit costs of educational support staff or faculty responsible for developing online learning capabilities
necessary to continue educational instruction in response to COVID-19-related school closures. Please
see the Guidance for a discussion of what is meant by an expense that was not accounted for in the budget
most recently approved as of March 27, 2020.
In some cases, first responders and critical health care workers that contract COYID-19 are eligible
for workers' compensation coverage. Is the cost of this expanded workers compensation coverage
eligible?
Increased workers compensation cost to the government due to the COVID-19 public health emergency
incurred during the period beginning March 1, 2020, and ending December 30, 2020, is an eligible
expense.
If a recipient would have decommissioned equipment or not renewed a lease on particular office space
or equipment but decides to continue to use the equipment or to renew the lease in order to respond to
the public health emergency, are the costs associated with continuing to operate the equipment or the
ongoing lease payments eligible expenses?
Yes. To the extent the expenses were previously unbudgeted and are otherwise consistent with section
601(d) of the Social Security Act outlined in the Guidance, such expenses would be eligible.
May recipients provide stipends to employees for eligible expenses (for example, a stipend to employees
to improve telework capabilities) rather than require employees to incur the eligible cost and submit for
reimbursement?
Expenditures paid for with payments from the Fund must be limited to those that are necessary due to the
public health emergency. As such, unless the government were to determine that providing assistance in
the form of a stipend is an administrative necessity, the government should provide such assistance on a
reimbursement basis to ensure as much as possible that funds are used to cover only eligible expenses.
May Fund payments be used for COVID-19 public health emergency recovery planning?
Yes. Expenses associated with conducting a recovery planning project or operating a recovery
coordination office would be eligible, if the expenses otherwise meet the criteria set forth in section
601(d) of the Social Security Act outlined in the Guidance.
Are expenses associated with contact tracing eligible?
Yes, expenses associated with contract tracing are eligible.
To what extent may a government use Fund payments to support the operations of private hospitals?
Governments may use Fund payments to support public or private hospitals to the extent that the costs are
necessary expenditures incurred due to the COVID-19 public health emergency, but the form such
assistance would take may differ. In particular, financial assistance to private hospitals could take the
form of a grant or a short-term loan.
May payments from the Fund be used to assist individuals with enrolling in a government benefit
program for those who have been laid off due to COVID-19 and thereby lost health insurance?
Yes. To the extent that the relevant government official determines that these expenses are necessary and
they meet the other requirements set forth in section 601(d) of the Social Security Act outlined in the
Guidance, these expenses are eligible.
May recipients use Fund payments to facilitate livestock depopulation incurred by producers due to
supply chain disruptions?
Yes, to the extent these efforts are deemed necessary for public health reasons or as a form of economic
support as a result of the COVID-19 health emergency.
Would providing a consumer grant program to prevent eviction and assist in preventing homelessness
be considered an eligible expense?
Yes, assuming that the recipient considers the grants to be a necessary expense incurred due to the
COVID-19 public health emergency and the grants meet the other requirements for the use of Fund
payments under section 601(d) of the Social Security Act outlined in the Guidance. As a general matter,
providing assistance to recipients to enable them to meet property tax requirements would not be an
eligible use of funds, but exceptions may be made in the case of assistance designed to prevent
foreclosures.
May recipients create a "payroll support program"for public employees?
Use of payments from the Fund to cover payroll or benefits expenses of public employees are limited to
those employees whose work duties are substantially dedicated to mitigating or responding to the
COVID-19 public health emergency.
May recipients use Fund payments to cover employment and training programs for employees that
have been furloughed due to the public health emergency?
Yes, this would be an eligible expense if the government determined that the costs of such employment
and training programs would be necessary due to the public health emergency.
May recipients use Fund payments to provide emergency financial assistance to individuals and
families directly impacted by a loss of income due to the COVID-I9 public health emergency?
Yes, if a government determines such assistance to be a necessary expenditure. Such assistance could
include, for example, a program to assist individuals with payment of overdue rent or mortgage payments
to avoid eviction or foreclosure or unforeseen financial costs for funerals and other emergency individual
needs. Such assistance should be structured in a manner to ensure as much as possible, within the realm
of what is administratively feasible, that such assistance is necessary.
The Guidance provides that eligible expenditures may include expenditures related to the provision of
grants to small businesses to reimburse the costs of business interruption caused by required closures.
What is meant by a "small business," and is the Guidance intended to refer only to expenditures to
cover administrative expenses of such a grant program?
Governments have discretion to determine what payments are necessary. A program that is aimed at
assisting small businesses with the costs of business interruption caused by required closures should be
tailored to assist those businesses in need of such assistance. The amount of a grant to a small business to
reimburse the costs of business interruption caused by required closures would also be an eligible
expenditure under section 601(d) of the Social Security Act, as outlined in the Guidance.
The Guidance provides that expenses associated with the provision of economic support in connection
with the public health emergency, such as expenditures related to the provision ofgrants to small
businesses to reimburse the costs of business interruption caused by required closures, would
constitute eligible expenditures of Fund payments. Would such expenditures be eligible in the absence
of a stay-at-home order?
Fund payments may be used for economic support in the absence of a stay-at-home order if such
expenditures are determined by the government to be necessary. This may include, for example, a grant
program to benefit small businesses that close voluntarily to promote social distancing measures or that
are affected by decreased customer demand as a result of the COVID-19 public health emergency.
May Fund payments be used to assist impacted property owners with the payment of their property
taxes?
Fund payments may not be used for government revenue replacement, including the provision of
assistance to meet tax obligations.
May Fund payments be used to replace foregone utility fees? If not, can Fund payments be used as a
direct subsidy payment to all utility account holders?
Fund payments may not be used for government revenue replacement, including the replacement of
unpaid utility fees. Fund payments may be used for subsidy payments to electricity account holders to the
extent that the subsidy payments are deemed by the recipient to be necessary expenditures incurred due to
the COVID-19 public health emergency and meet the other criteria of section 601(d) of the Social
Security Act outlined in the Guidance. For example, if determined to be a necessary expenditure, a
government could provide grants to individuals facing economic hardship to allow them to pay their
utility fees and thereby continue to receive essential services.
Could Fund payments be used for capital improvement projects that broadly provide potential
economic development in a community?
In general, no. If capital improvement projects are not necessary expenditures incurred due to the
COVID-19 public health emergency, then Fund payments may not be used for such projects.
However, Fund payments may be used for the expenses of, for example, establishing temporary public
medical facilities and other measures to increase COVID-19 treatment capacity or improve mitigation
measures, including related construction costs.
The Guidance includes workforce bonuses as an example of ineligible expenses but provides that
hazard pay would be eligible if otherwise determined to be a necessary expense. Is there a specific
definition of "hazard pay"?
Hazard pay means additional pay for performing hazardous duty or work involving physical hardship, in
each case that is related to COVID-19.
The Guidance provides that ineligible expenditures include "[pjayroll or benefits expenses for
employees whose work duties are not substantially dedicated to mitigating or responding to the
COVID-19 public health emergency." Is this intended to relate only to public employees?
Yes. This particular nonexclusive example of an ineligible expenditure relates to public employees. A
recipient would not be permitted to pay for payroll or benefit expenses of private employees and any
financial assistance (such as grants or short-term loans) to private employers are not subject to the
restriction that the private employers' employees must be substantially dedicated to mitigating or
responding to the COVID-19 public health emergency.
May counties pre pay with CARES Act funds for expenses such as a one or two year facility lease,
such as to house staff hired in response to COVID-19?
A government should not make prepayments on contracts using payments from the Fund to the extent that
doing so would not be consistent with its ordinary course policies and procedures.
Must a stay-at-home order or other public health mandate be in effect in order far a government to
provide assistance to small businesses using payments from the Fund?
No. The Guidance provides, as an example of an eligible use of payments from the Fund, expenditures
related to the provision of grants to small businesses to reimburse the costs of business interruption
caused by required closures. Such assistance may be provided using amounts received from the Fund in
the absence of a requirement to close businesses if the relevant government determines that such
expenditures are necessary in response to the public health emergency.
Should States receiving a payment transfer funds to local governments that did not receive payments
directly from Treasury?
Yes, provided that the transferred funds are used by the local government for eligible expenditures under
the statute. To facilitate prompt distribution of Title V funds, the CARES Act authorized Treasury to
make direct payments to local governments with populations in excess of 500,000, in amounts equal to
45% of the local government's per capita share of the statewide allocation. This statutory structure was
based on a recognition that it is more administratively feasible to rely on States, rather than the federal
government, to manage the transfer of funds to smaller local governments. Consistent with the needs of
all local governments for funding to address the public health emergency, States should transfer funds to
local governments with populations of 500,000 or less, using as a benchmark the per capita allocation
formula that governs payments to larger local governments. This approach will ensure equitable
treatment among local governments of all sizes.
For example, a State received the minimum $1.25 billion allocation and had one county with a population
over 500,000 that received $250 million directly. The State should distribute 45 percent of the $1 billion
it received, or $450 million, to local governments within the State with a population of 500,000 or less.
May a State impose restrictions on transfers offunds to local governments?
Yes, to the extent that the restrictions facilitate the State's compliance with the requirements set forth in
section 601(d) of the Social Security Act outlined in the Guidance and other applicable requirements such
as the Single Audit Act, discussed below. Other restrictions are not permissible.
If a recipient must issue tax anticipation notes (TANS) to make up for tax due date deferrals or revenue
shortfalls, are the expenses associated with the issuance eligible uses of Fund payments?
If a government determines that the issuance of TANS is necessary due to the COVID-19 public health
emergency, the government may expend payments from the Fund on the interest expense payable on
TANS by the borrower and unbudgeted administrative and transactional costs, such as necessary
payments to advisors and underwriters, associated with the issuance of the TANS.
May recipients use Fund payments to expand rural broadband capacity to assist with distance learning
and telework?
Such expenditures would only be permissible if they are necessary for the public health emergency. The
cost of projects that would not be expected to increase capacity to a significant extent until the need for
distance learning and telework have passed due to this public health emergency would not be necessary
due to the public health emergency and thus would not be eligible uses of Fund payments.
Are costs associated with increased solid waste capacity an eligible use ofpaymentsfrom the Fund?
Yes, costs to address increase in solid waste as a result of the public health emergency, such as relates to
the disposal of used personal protective equipment, would be an eligible expenditure.
May payments from the Fund be used to cover across-the-board hazard pay for employees working
during a state of emergency?
No. The Guidance says that funding may be used to meet payroll expenses for public safety, public
health, health care, human services, and similar employees whose services are substantially dedicated to
mitigating or responding to the COVED-19 public health emergency. Hazard pay is a form of payroll
expense and is subject to this limitation, so Fund payments may only be used to cover hazard pay for such
individuals.
May Fund payments be used for expenditures related to the administration of Fund payments by a
State, territorial, local, or Tribal government?
Yes, if the administrative expenses represent an increase over previously budgeted amounts and are
limited to what is necessary. For example, a State may expend Fund payments on necessary
administrative expenses incurred with respect to a new grant program established to disburse amounts
received from the Fund.
May recipients use Fund payments to provide loans?
Yes, if the loans otherwise qualify as eligible expenditures under section 601(d) of the Social Security Act
as implemented by the Guidance. Any amounts repaid by the borrower before December 30, 2020, must
be either returned to Treasury upon receipt by the unit of government providing the loan or used for
another expense that qualifies as an eligible expenditure under section 601(d) of the Social Security Act.
Any amounts not repaid by the borrower until after December 30, 2020, must be returned to Treasury
upon receipt by the unit of government lending the funds.
May Fund payments be used for expenditures necessary to prepare for a future COVID-19 outbreak?
Fund payments may be used only for expenditures necessary to address the current COVID-19 public
health emergency. For example, a State may spend Fund payments to create a reserve of personal
protective equipment or develop increased intensive care unit capacity to support regions in its
jurisdiction not yet affected, but likely to be impacted by the current COVID-19 pandemic.
May funds be used to satisfy non-federal matching requirements under the Stafford Act?
Yes, payments from the Fund may be used to meet the non-federal matching requirements for Stafford
Act assistance to the extent such matching requirements entail COVID-19-related costs that otherwise
satisfy the Fund's eligibility criteria and the Stafford Act. Regardless of the use of Fund payments for
such purposes, FEMA funding is still dependent on FEMA's determination of eligibility under the
Stafford Act.
Must a State, local, or tribal government require applications to be submitted by businesses or
individuals before providing assistance using payments from the Fund?
Governments have discretion to determine how to tailor assistance programs they establish in response to
the COVID-19 public health emergency. However, such a program should be structured in such a manner
as will ensure that such assistance is determined to be necessary in response to the COVID-19 public
health emergency and otherwise satisfies the requirements of the CARES Act and other applicable law.
For example, a per capita payment to residents of a particular jurisdiction without an assessment of
individual need would not be an appropriate use of payments from the Fund.
May Fund payments be provided to non profits for distribution to individuals in need of financial
assistance, such as rent reef?
Yes, non -profits may be used to distribute assistance. Regardless of how the assistance is structured, the
financial assistance provided would have to be related to COVID-19.
May recipients use Fund payments to remarket the recipient's convention facilities and tourism
industry?
Yes, if the costs of such remarketing satisfy the requirements of the CARES Act. Expenses incurred to
publicize the resumption of activities and steps taken to ensure a safe experience may be needed due to
the public health emergency. Expenses related to developing a long-term plan to reposition a recipient's
convention and tourism industry and infrastructure would not be incurred due to the public health
emergency and therefore may not be covered using payments from the Fund.
May a State provide assistance to farmers and meat processors to expand capacity, such to cover
overtime for USDA meat inspectors?
If a State determines that expanding meat processing capacity, including by paying overtime to USDA
meat inspectors, is a necessary expense incurred due to the public health emergency, such as if increased
capacity is necessary to allow farmers and processors to donate meat to food banks, then such expenses
are eligible expenses, provided that the expenses satisfy the other requirements set forth in section 601(d)
of the Social Security Act outlined in the Guidance.
The guidance provides that funding may be used to meet payroll expenses for public safety, public
health, health care, human services, and similar employees whose services are substantially dedicated
to mitigating or responding to the COVID-19 public health emergency. May Fund payments be used to
cover such an employee's entire payroll cost or just the portion of time spent on mitigating or
responding to the COVID-19 public health emergency?
As a matter of administrative convenience, the entire payroll cost of an employee whose time is
substantially dedicated to mitigating or responding to the COVID-19 public health emergency is eligible,
provided that such payroll costs are incurred by December 30, 2020. An employer may also track time
spent by employees related to COVID-19 and apply Fund payments on that basis but would need to do so
consistently within the relevant agency or department.
Questions Related to Administration of Fund Payments
Do governments have to return unspent funds to Treasury?
Yes. Section 601(t)(2) of the Social Security Act, as added by section 5001(a) of the CARES Act,
provides for recoupment by the Department of the Treasury of amounts received from the Fund that have
not been used in a manner consistent with section 601(d) of the Social Security Act. If a government has
not used funds it has received to cover costs that were incurred by December 30, 2020, as required by the
statute, those funds must be returned to the Department of the Treasury.
What records must be kept by governments receiving payment?
A government should keep records sufficient to demonstrate that the amount of Fund payments to the
government has been used in accordance with section 601(d) of the Social Security Act.
May recipients deposit Fund payments into interest bearing accounts?
Yes, provided that if recipients separately invest amounts received from the Fund, they must use the
interest earned or other proceeds of these investments only to cover expenditures incurred in accordance
with section 601(d) of the Social Security Act and the Guidance on eligible expenses. If a government
deposits Fund payments in a government's general account, it may use those funds to meet immediate
cash management needs provided that the full amount of the payment is used to cover necessary
expenditures. Fund payments are not subject to the Cash Management Improvement Act of 1990, as
amended.
May governments retain assets purchased with payments from the Fund?
Yes, if the purchase of the asset was consistent with the limitations on the eligible use of funds provided
by section 601(d) of the Social Security Act.
What rules apply to the proceeds of disposition or sale of assets acquired using payments from the
Fund?
If such assets are disposed of prior to December 30, 2020, the proceeds would be subject to the
restrictions on the eligible use of payments from the Fund provided by section 601(d) of the Social
Security Act.
Are Fund payments to State, territorial, local, and tribal governments considered grants?
No. Fund payments made by Treasury to State, territorial, local, and Tribal governments are not
considered to be grants but are `other financial assistance" under 2 C.F.R. § 200.40.
Are Fund payments considered federal financial assistance for purposes of the Single AuditAct?
Yes, Fund payments are considered to be federal financial assistance subject to the Single Audit Act (31
U.S.C. §§ 7501-7507) and the related provisions of the Uniform Guidance, 2 C.F.R. § 200.303 regarding
internal controls, §§ 200.330 through 200.332 regarding subrecipient monitoring and management, and
subpart F regarding audit requirements.
Are Fund payments subject to other requirements of the Uniform Guidance?
Fund payments are subject to the following requirements in the Uniform Guidance (2 C.F.R. Part 200): 2
C.F.R. § 200.303 regarding internal controls, 2 C.F.R. §§ 200.330 through 200.332 regarding subrecipient
monitoring and managemeht, and subpart F regarding audit requirements.
Is there a Catalog of Federal Domestic Assistance (CFDA) number assigned to the Fund?
Yes. The CFDA number assigned to the Fund is 21.019.
If a State transfers Fund payments to its political subdivisions, would the transferred funds count
toward the subrecipients' total funding received from the federal government for purposes of the
Single AuditAct?
Yes. The Fund payments to subrecipients would count toward the threshold of the Single Audit Act and 2
C.F.R. part 200, subpart F re: audit requirements. Subrecipients are subject to a single audit or program -
specific audit pursuant to 2 C.F.R. § 200.50l(a) when the subrecipients spend $750,000 or more in federal
awards during their fiscal year.
Are recipients permitted to use payments from the Fund to cover the expenses of an audit conducted
under the Single Audit Act?
Yes, such expenses would be eligible expenditures, subject to the limitations set forth in 2 C.F.R. §
200.425.
If a government has transferred funds to another entity, from which entity would the Treasury
Department seek to recoup the funds if they have not been used in a manner consistent with section
601(d) of the Social Security Act?
The Treasury Department would seek to recoup the funds from the government that received the payment
directly from the Treasury Department. State, territorial, local, and Tribal governments receiving funds
from Treasury should ensure that funds transferred to other entities, whether pursuant to a grant program
10
or otherwise, are used in accordance with section 601(d) of the Social Security Act as implemented in the
Guidance.
Office of the
INDIAN RIVER COUNTY
ADMINISTRATOR
Jason E. Brown, County Administrator
Michael C. Zito, Assistant County Administrator
TO: Members of the Board
of County Commissioners
FROM: Jason E. Brown
County Administrator
DATE: July 9, 2020
SUBJECT: CARES Act Proposed Spending Plan and Funding Agreement
BACKGROUND:
In response to the COVID-19 pandemic, the Coronavirus Aid, Relief, and Economic Securities
Act (CARES Act) established the $150 billion Coronavirus Relief Fund. These funds are
intended to assist governments with navigating the impact of the COVID-19 outbreak. The
United States Department of the Treasury made direct payments to States and Counties with
populations in excess of 500,000. The State of Florida has planned to disburse $1,275,285,790
to Counties with populations less than 500,000 who did not receive a direct allocation.
Indian River County has been awarded an initial allocation of $6,976,333 through the State of
Florida, Division of Emergency Management (FDEM). These funds will be paid in one lump
sum payment, and will be audited to ensure compliance with program eligibility. All funds must
be expended by December 301, 2020. Additionally, eligible expenditures must not have been
included in the approved budget as of March 27, 2020. Examples of eligible expenses include,
but are not limited to, payroll expenses for public safety employees, actions to facilitate public
health measures, expenses associated with the provision of economic support in connection with
the COVID-19 public health emergency, and any other expenses reasonably necessary to the
function of government that satisfy the fund's eligible criteria. It is important to note that any
expenses that are not in compliance with the CARES Act regulations will ultimately be the
responsibility of the County. Unfortunately, the current CARES Act guidance does not provide
clear direction on certain eligible expenses and leaves many issues open to interpretation.
FDEM is currently working to issue further guidance on topics such as what documentation will
be requested during the cost validation phase, etc. Indian River County's initial allocation of
$6,976,333 is 25% of the total award amount of $27,905,332. At this time, FDEM has issued no
guidance as to how the remaining 75%, or $20,928,999 will be reimbursed, or when grant
agreements will be in place that award Counties their remaining allocation. We have received
information that FDEM will first review and validate the expenditure of the first 25%
disbursement prior to moving forward with allotting the remaining 75%, though this information
has not been provided directly by the State. Staffs current proposed plan details how the initial
$7M allocation will be spent, and does not directly address the remaining $21M. Staff feels that
until fiuther guidance is released, and a grant agreement is received, that expending these funds
is not in the best financial interest of the County.
On July 7, 2020, staff presented a preliminary funding plan to the Board of County
Commissioners. At that meeting, the Board provided input regarding the plan and subsequently
approved a motion to approve the grant agreement and approve the spending plan while making
sure that the municipalities provide their spending plans and meet the limited deadline for
allocation of these dollars.
ANALYSIS:
The table below details Staffs proposed spending plan for the initial $6,976,333 allocation.
Preliminary
Preliminary
Funding
Funding
Type of Expense
Percentage
Amount
Municipalities
27.1%
$1,900,000
COVID-19 Response:
Constitutional Officers
12.9%
$900,000
BCC Expenses
20.0%
$1,400,000
Health Department
7.1%
$500,000
Other Healthcare Providers
2.9%
$200,000
State Agencies
1.4%
$100,000
Community Assistance:
Economic Development
7.1%
$500,000
Community Support
21.5%
$1,500,000
Total
100%
$7,000,000
Municivalities
The Board approved an initial allocation to municipalities as detailed in the table below
(approximately 27%, or $1,900,000) based upon the formula used by the State to allocate sales
tax revenues. The County will need to enter into grant agreements with each municipality, and
approve spending plans before any agreements are finalized. The Board has directed staff to
ensure that the municipalities provide and implement their spending plans on an expedited basis
due to short window for use of the CARES Act dollars. Staff is requesting these spending plans,
and after review and approval, they will be incorporated into the subrecipient agreements prior to
execution by the County. This will help to ensure the County will not be ultimately responsible
for any spending outside of what is deemed eligible. Payments to the municipalities will be
made on a reimbursement basis to further ensure compliance. As with all information provided
for this agenda item, the amounts below represent the allocation for the initial 25% disbursement.
The remaining 75% disbursement, when received will be distributed on the same percentage
basis, unless different guidance is received from the State.
Municipality
Fellsmere
Indian River Shores
Orchid
Sebastian
Vero Beach
Total - Municipalities
Constitutional Officers
Proposed
Proposed
Percentage
Allocation (25%
Allocation
Distribution)
2.9968%
$209,067
2.2636%
$157,916
0.2275%
$15,871
13,2494%
$924,322
8.7544%
$610,736
27.4917%
$1,917,912
Staff has coordinated with each Constitutional Officer to compile an estimated 13% or $900,000
for COVID-19 related expenses through September 30', 2020. This category will not require
the execution of subrecipient agreements, as the Constitutional Officers are part of the County's
financial operations. Any necessary allocations to Constitutional Officers will be made via
budget amendments as necessary.
BCC Denartments
Board of County Commissioner (BCC) expenses through September 30' are expected to total
approximately $1,400,000 or 20% of the initial allocation. These costs include payroll expenses,
IT purchases necessary to facilitate remote working capabilities, PPE, disinfectant of County
facilities, and COVID-19 related educational campaigns. Additional allocations will be provided
via budget amendment as necessary for these expenses.
Health Deuartment
The Health Department has incurred significant costs related to COVID-19, and is in need of
additional positions and resources to combat local outbreaks. Although the Health Department
may receive CARES Act funding directly from other agencies, there is significant uncertainty on
when these funds will be received as well as whether the funds will be sufficient to adequately
position the Health Department to respond to the current pandemic as necessary. Testers, Contact
Tracers, Health Educators, IT/Purchasing support, and Information Clerks are being proposed as
part of the $500,000 or 7.1% of the initial allocation to be granted to the Health Department.
Additional expenses include supplies necessary to carry out contact tracing such as computer
hardware, as well as an allocation of some existing staff members reassigned to COVID-19
related activities. Additional funding needs are anticipated for the period following September
30a`.
Other Healthcare Providers
Funding may be necessary for similar healthcare expenses associated with COVID-19 such as
COVID-19 testing, serological testing, PPE, etc. provided by other local healthcare
organizations. An allocation of $200,000, or 2.9% has been provided for this purpose. County
staff has coordinated with Cleveland Clinic to provide additional rapid testing for first
responders and essential infrastructure workers with an initial allocation of $100,000 for this
purpose. An additional $100,000 remains available for community testing as needed. Staff is
continuing to coordinate with other agencies to determine the scope of the needs as well as the
best manner in which to provide additional testing resources.
State Agencies
Staff anticipates some level of expenses have, or will be incurred by State Agencies (e.g. Court
System) currently funded by the County and is proposing $100,000, or 1.4% be set aside to cover
those costs. Any such allocations would be accomplished via budget amendment for State
Agencies.
Communitv Assistance
As outlined in the County's fimding agreement with FDEM, expenses associated with the
provision of economic support in connection with the COVID-19 public health emergency are
deemed eligible. The Board approved an allocation of $2,000,000 or approximately 28.6% of
the initial allocation towards programs benefiting the local community and small businesses.
Economic Development
The Board approved an allocation of $500,000 out of the total $2 million from the Community
Assistance Category to Economic Development. Staff proposes to allocate these funds as
detailed below.
• Small Business COVID-19 Recovery Grant — Program administered by the Small
Business Development Center (SBDC) at IRSC with oversight by County staff to
provide one-time grants of up to $5,000 to qualifying small businesses (no more than 25
full time equivalent positions) that serve the hospitality industry, tourism and travel.
Businesses must be locally or independently owned, occupy commercial space in Indian
River County, along with other minimum requirements. The SBDC proposes to
administer this program for the County at no cost. Under this arrangement, the County
would provide payments directly to businesses once they have been vetted by SBDC.
Therefore, a subrecipient agreement will not be needed here, but rather an agreement
covering the administrative services to be provided by SBDC. Allocation - $250,000
• COVID-19 Workforce Develoument Program — Funding provided to Career Source
Research Coast for three programs shown below in the total amount of $250,000
o On the Job Training Program ($150,000) — provided to eligible businesses to
hire and train displaced and/or dislocated workers resulting from COVID-19.
Grant amounts of up to $5,000 (3-10 current full time employees), $7,500 (11-25
employees) and $10,000 (26-50 employees)
o Layoff Aversion/Rapid Response Program ($50,000) — grants provided to
employers to retain employees by preventing or minimising potential layoffs and
business closures due to COVED-19. Grant amounts of up to $5,000 for
businesses that retain 3-10 full time employees, $7,500 to retain 11-25
employees, and $10,000 to retain 26-50 employees
o Layoff Aversion/Incumbent Worker Training Program ($50,000) — Grants
provided to retrain or upskill their workforce to avert layoffs and increase both
affected workers' and businesses' competitiveness. Amounts up to $5,000 that
retain and retrain 3-10 full time employees, $7,500 for 11-25 employees and
$10,000 for 26-50 employees.
Community Su000rt
The Board has approved an allocation of $1.5 million for general community support to help
residents negatively impacted economically by COVID-19. Staff proposes to allocate these
dollars as detailed below:
• United Wav (UWIRC) Fundin¢ Allocation - $975,000 total to be utilized primarily
for:
o Expenses to provide mental health service support for residents impacted by
COVID-19, particularly telemedicine, cost of mental health visits, cost of
behavioral health prescriptions, etc.
o Expansion of broadband to assist with distance learning particularly in rural areas
(e.g. Fellsmere) and technology needs for families and nonprofits for distance
learning and teleworking.
o Other needs as identified by the unmet needs committee, with approval of the
County not to exceed 25% of total. Areas that have received funding from the
UWIRC's COVID-19 Community Response Fund include; rental assistance,
utility assistance, special supports for children, special supports for veterans, child
care scholarships for those returning to work.
• Food Suouort — Allocation of $400,000 to the Treasure Coast Food Bank to serve as
the coordinating agency for food support to residents impacted by COVID-19. The
Treasure Coast Food Bank will serve as the primary food bank for this program while
providing resources and assistance to food pantries, food for the homeless, and other food
insecure populations.
• Senior Resource Association — Allocation of $125,000 to provide support for food
delivery service to residents, including senior citizens and other vulnerable populations
through existing programs such as meals on wheels and the grocery shopping assistance
program implemented for COVID-19.
Summary
The above -mentioned spending plan may need adjustments based upon actual expenses,
experience and uptake of programs proposed above. Any allocation changes will be presented to
the Board of County Commissioners at a future meeting.
The allocation plan above applies to the initial 25% disbursement of CARES Act funds from the
State of Florida. Staff plans to update the Board on the second phase of COVID-19 related
expenditures upon receipt of any further information regarding the remaining 75% allocation of
$20,928,999. At that time, additional programs or costs may be considered for funding, as
appropriate.
Funding
Agency Program Amount
Small Business Development Small Business COVID-19 Recovery Grant $250,000
Center at IRSC
On the Job Training Program $150,000
Career Source Research Layoff Aversion Rapid Response Program $50,000
Coast" Layoff Aversion/Incumbent Worker Training $50,000
Program
Mental Health, Broadband and technology
United Way of IRC needs to support distance learning, other $975,000
COVID-19 unmet needs (NTE 25%)
Food support programs including food banks,
Treasure Coast Food Bank food pantries, food for the homeless and other $400,000
insecure populations
Senior Resource Association Meals on Wheels, and grocery shopping $125,000
assistance for seniors and vulnerable population
*A subrecipient agreement will not be needed here, but rather an agreement that covers the
administrative services to be provided by SBDC for this program.
**Staff recommends that flexibility be allowed to reallocate funding between the individual programs
provided by Career Source to adjust to demand for various programs as needed with staff approval.
11 4 ulul_ 01 : $
Staff recommends that the Board of County Commissioners approve the recommended program
allocations as detailed above. Staff recommends that the Board approve the attached
subrecipient grant agreement in form and authorize staff to prepare agreements with the agencies
in the amounts shown in the table above for the initial 25% allocation and authorize the
Chairman to execute such agreements after review by the County Attorney. Staff also
recommends that the Board authorize the County attorney to develop an agreement with the
SBDC to cover the administrative services associated with the Small Business COVID-19
Recovery Grant program and authorize the Chairman to execute the agreement. Staff
further recommends that the Board authorize the Chairman to execute subrecipient
agreements with each of the municipalities in the amounts listed above once the respective
municipality's spending plan has been reviewed and approved by County staff for compliance
with CARES Act guidance.