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Applicable Law
1 Florida Statutes Ch. 112, Ch, 119, Ch, 286
State of Florida Constitution Art. II §8
("Sunshine Amend ment`�
Topics:
CODE OF ETHICS (FL and/or City)
PUBLIC RECORDS LAW
SUNSHINE LAW
QUASI JUDICIAL v. QUASI LEGISLATIVE
CODE OF ETHICS
CODE OF ETHICS
Why do we need it?
• Public officials should be independent, impartial and
don't want public offices to be used for private gain
• To make sure that all actions taken are in the public
interest
. Public official as to your board — can't speak on behalf
of the body — act as a body, not individuals
Why should you be concerned?
• Criminal penalties [rare; only if involving
fraud/criminal activities]
• Removal from office
• Public reprimand
■ Civil fines up to $10,000
Prohibited Activities
1. Asking for or accepting gifts*
2. Doing business with your agency
Accepting compensation for your vote
4. Misuse of position
Conflicting employment or contractual relationships
Misuse of privileged information
Nepotism
s. Post -employment restrictions
�. Dual office holding
io. Absenteeism from voting
TOPICS OF ETHICAL CONCERN:
REQUIRED DISCLOSURES
GIFTS
x HONORARIA (rare)
z CONFLICT OF INTEREST
REQUIRED DISCLOSURES
Campaign Contributions
Honoraria & Gifts
Financial Disclosures:
Every board member must file full and public
disclosure of their financial interests
Annual reporting required (Form 6*)
Conflicts of Interest
More on Gifts:
Prohibited gifts: political action
■ Any gift valued over $100 from a lobbyist, a
com
mittee [PAC] or a committee of continuous existence [CCE]
■ Any gift given to influence a vote
Allowed Gifts/Disclosures Required
:han those prohibited
■ Any gift over $100 from a source other t
■ An gift valued between $25 and $100 from a lobbyist, a PAC, or
Yg
a CCE
Allowed Gifts/Disclosure Not Required: ■ Any gift valued under $25 from a lobbyist,
PAC or CCE
■ Any gift from other sources valued
Honoraria Law FS §112.3149
Definition:
. Acceptance of a payment (money or anything of
value) for a speech or any writing other than a book
Does not include:
. Ordinary payment or salary related to one's public
duties
. Campaign contributions
. Payment or provision of food, beverage, lodging,
transportation costs, or registration fees related to the
honorarium event
CONFLICTS OF INTEREST
Situation where a regard for your private
interest may lead to a disregard for the public
interest and duty
Applies when your (or your family's) private
financial interests may benefit
Must abstain from voting in matter and
disclosure required (Form 813) within 15 days
Unable to make impartial decision in QJ matter—
FS 286.012
Conflict of Interest Law
Prohibits:
1. Incompatible employment:
When it would interfere with the proper discharge of
official duties or impair acting in the public interest
2. Disclosure of confidential information:
May not use confidential information to advance self or
others' private or financial interests
May not disclose any confidential information regarding
property, government, or affairs of the city
3. Representing private interests before city agencies:
May not represent private interests in any action or
proceeding against the interests of the city
More on Conflicts of interest
4. Contracts with the city:
Must disclose a substantial or controlling financial interest
in any business entity, transaction, or contract with the city
as well as the sale of real estate, materials, supplies, or
services to the city
Must abstain from voting or participating in transaction on
behalf of city or board
Also must disclose to the state (Form 4A)
5. Disclosure of interest in litigation:
Anyone who has a personal or financial interest in
legislation by the City must disclose it on the record of CC
if they participate in discussions with the CC
PUBLIC RECORDS
PUBLIC RECORDS LAW
FS Ch. 119
Definition:
A. All docs, papers, letters, maps, books, tapes,
photos, films, recordings or other material,
regardless of physical form or characteristics
B. Which was made or received
C. pursuant to law or ordinance
-or -
in connection with the transaction of official
business by any agency*
D. Includes notes taken during meeting
(*FS defines agency to include all advisory boards
created by the City)
h
SUNSH
LAW
SUNSHINE LAWS
FL Constitution Art II §8 and FS Ch. 286
Applies to all elected or appointed
members of boards of agencies
A meeting of two or more members of
the same board must be "in the
sunshine"
IV CAN'T HAVE OUTSIDE DISCUSSION ON
BOARD MATTERS
More on Sunshine Law
r Is it a meeting?
• ONLY if there is "foreseeable action" which
may be taken by the board (decision making
committees)
• Does NOT apply to social gatherings where issues
that may come before the board are not discussed
If a "meeting" then the board must give
reasonable public notice of the meeting
. Post the time and place of meeting
• Should give at least 24 hours notice unless
emergency session or as otherwise provided by law
If a "meeting" minutes must be taken to record
the meeting
EX PARTE COMMUNICATIONS
FS §286.0115
s Presumed to be prejudicial (harmful)
Any board member which discusses merits of
any matter on which the board may take action
must remove the presumption of prejudice
How to remove presumption:
. Disclose on the record who the communication took
place with and the subject of the communication
I
More on Ex Parte's
Written communications:
. If relates to pending action is NOT presumed to be prejudicial
but MUST be made a part of the record of the proceeding before
vote taken
Investigations/Site Visits:
. Are not presumed prejudicial (also applies to expert opinions)
but MUST be made part of the record before vote taken
Public Comment:
. Must allow those with contrary opinion to express them
. May limit to designated, reasonable and relevant, nonredundant
. Quasi judicial — can't limit as much as quasi legislative
Board Decisionmaking
Staff recommendations are based on criteria written in
code - law
Board decisions must be based on law in code OR
STATUTE
• Your authority is vested in code
• Must follow code or not legal
Can't use outside interests/fairness — must use criteria
as laid out as justification for rulings
Rulings must be able to stand up on appeal
Formal hearings: Due process (notice and opportunity to be
heard) quasi legislative or quasi judicial
Quasi Judicial v. Legislative
x JUDICIAL:
• if evidence must be considered for board to
make decision, then must be quasi judicial
hearing
• If applies only to specific parties/parcels
• Decisions must be made on the record from
relevant substantial competent evidence
based on applicable codes/law
Quasi Judicial Requirements
1) Notice
2) Opportunity to be heard
• Must allow each side to present evidence and
testimony (be careful when limiting time)
• Must allow cross exam of witnesses
3) Unbiased decision maker (no conflicts,
ex pane communications or site visits)
4) Fair hearing conducted
Quasi Judicial Requirements
5) Record made (minutes)
- sworn testimony under oath
record must provide basis for decision for
appeal — decision made based on substantial
competent evidence
6) Issue development order or denial of
development order from which to appeal
- must have standing to appeal
Quasi legislative
Matters that formulate policy
Legislative public hearing
Not as formal
May limit public speakers time
Only require due process (notice and
opportunity to be heard)
. Government action upheld with legit public
purpose (health/safety/welfare)
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