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RESOLUTION NO. R-Ol-15
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
SEBASTIAN, FLORIDA, AUTHORIZING THE LEASE-FINANCING
OF CERTAIN EQUIPMENT THROUGH EXECUTION OF A
MASTER LEASE-PURCHASE AGREEMENT WITH KISLAK
NATIONAL BANK; PROVIDING FOR THE PAYMENT OF THE
LEASE PAYMENTS; MAKING CERTAIN OTHER COVENANTS
AND AGREEMENTS IN CONNECTION THEREWITH; AND
PROVIDING AN EFFECTIVE DATE.
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SEBASTIAN, FLORIDA:
Section 1: Authority for this Resolution. This Resolution is adopted pursuant to the Constitution
and laws of the State of Florida, including particularly Chapter 166, Part II, Florida Statutes, and other
applicable provisions of law (hereinafter collectively referred to as the" Act").
Section 2: Findings. It is hereby ascertained, found, determined and declared by the City of
Sebastian, Florida, (the "Lessee") that:
(a) It is necessary, desirable, and in the best interest ofthe Lessee and its inhabitants that
the Lessee acquire the equipment described in Exhibit A hereto (the "Equipment")
and pay for such acquisition through a lease-purchase financing structure pursuant to
a Master Lease-Purchase Agreement (the "Lease-Purchase Agreement") between the
Lessee and Kislak National Bank (the "Bank").
(b) The Lessee is authorized and empowered by the Act to enter into transactions such as
that contemplated by the Lease-Purchase Agreement and to fully perform its
obligations thereunder in order to acquire the Equipment.
(c) The execution and delivery of the Lease-Purchase Agreement by the Lessee will
comply with all of the provisions of the Act.
(d) The Lessee has requested proposals from financial institutions and has determined
that the terms proposed by the Bank are in the best interest of the Lessee consistent
with the request for proposals issued for this purpose.
Section 3: Authorization of Equipment. The lease-financing of the Equipment is hereby
authorized, pursuant to the provisions of a Lease-Purchase Agreement which shall contain terms consistent
with the proposal of the Bank attached hereto as Exhibit B.
Section 4: Approval of Lease-Purchase Agreement. The Lessee hereby authorizes and directs its
City Manager to execute and deliver, and the City Clerk ofthe Lessee to attest under the seal ofthe Lessee, a
Lease-Purchase Agreement, all of the provisions of which, when executed and delivered by the Lessee as
authorized herein and by the Bank, shall be deemed to be a part of this Resolution as fully and to the same
extent as if incorporated verbatim herein. The Lease Purchase Agreement shall be in such form as approved
by the City Manager, such approval to be conclusively presumed by the execution thereof. The rent
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payments to be paid under the Lease-Purchase Agreement and the other terms of the Lease-Purchase
Agreement shall be consistent with the proposal of the Bank attached hereto as Exhibit B.
Section 5: Designation as Oualified Small Issuer Obligation. The Lessee (including all
subordinate entities which issue tax-exempt debt on behalf of the Lessee) does not reasonably anticipate
issuing tax -exempt obligations in excess of $1 0,000,000 during the current calendar year. The Lessee does
hereby designate the obligation to lease the Equipment pursuant to the Lease-Purchase Agreement as a
qualified tax-exempt obligation under Section 265(b)(3) of the Internal Revenue Code of 1986.
Section 6: Pledge of Lease Proceeds. In order to provide for acquisition ofthe Equipment, the
Lessor shall pay the proceeds of the Lease to Lessee. The Lessee covenants and agrees to establish a
separate fund in a bank or trust company in the State of Florida, which is eligible under the laws of such
State to receive funds of the Lessee, to be known as the City of Sebastian, Florida, Major Equipment
Replacement Trust Fund, which shall be used only for the payment of the cost of acquisition of the
Equipment. Moneys in the Major Equipment Replacement Trust Fund, until applied in payment ofthe cost
of Equipment as provided in the Lease, shall be held in trust by the Lessee and shall be subject to a lien and
charge in favor ofthe Lessor and shall not be subject to any lien or pledge in favor of any person other than
Lessor. Lessee does hereby irrevocably pledge the Major Equipment Replacement Trust Fund to payment of
its obligations under the Lease in accordance with the terms thereof.
Section 7: Further Action. The proper officers of the Lessee are hereby authorized, empowered
and directed to take all such further action and to execute such additional documents as they deem advisable
to carry out the purposes of this Resolution.
Section 8: Severability of Invalid Provisions. If anyone or more ofthe covenants, agreements or
provisions contained in this Resolution or the Lease-Purchase Agreement, or any other document or
agreement hereby authorized shall be held contrary to any express provision oflaw, or against public policy,
or shall for any reason whatsoever be held invalid, then such covenants, agreements or provisions shall be
null and void and shall be deemed separable from the remaining covenants, agreements or provisions and
shall in no way affect the validity of any ofthe other provisions hereof or ofthe Lease-Purchase Agreement,
or any other document or agreement hereby authorized.
Section 9: Succession of Officer of Lessee; Performance of Duties. In the event that the office of
any officer ofthe Lessee mentioned in this Resolution shall be abolished or any two or more of such offices
shall be merged or consolidated, or in the event of a vacancy in any such office by reason of death,
resignation, removal from office or otherwise, or in the event any such officer shall become incapable of
performing the duties of his/her office by reason of sickness, absence from the Lessee or otherwise, all
powers conferred and all obligations and duties imposed upon such officer shall be performed by the officer
succeeding to the principal functions thereof or by the officer upon whom such powers, obligations and
duties shall be imposed by law.
Section 10: Benefit of Resolution Limited. Except as herein otherwise expressly provided,
nothing in this Resolution, express or implied, is intended or shall be construed to confer upon any person,
firm or corporation other than the Lessee and the Bank (or its assigns) any right, remedy or claim, legal or
equitable, under or by reason of this Resolution or any provision thereof, this Resolution and all its
provisions being intended to be and being for the sole and exclusive benefit ofthe Lessee and the Bank (or
its assigns).
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Section 11: Successors and Assigns. All the covenants, promises and agreements in this
Resolution contained by or on behalf of the Lessee shall bind and inure to the benefit of its successors and
assigns, whether so expressed or not.
Section 12: Repealing Clause. All resolutions, or parts thereof, or other official actions of the
Lessee in conflict with the provisions herein contained are, to the extent of such conflict, hereby superseded
and repealed.
Section 13: Effective Date. This Resolution shall take effect immediately upon adoption.
The foregoing Resolution was moved for adoption by Councilmember fid . The motion was
seconded by Councihnember 0/ i h.d and. upon being put into a vote, the vote was as
follows:
Mayor Walter Barnes
Vice-Mayor Ben A. Bishop
Councilmember Joe Barczyk
Councilmember James Hill
Councilmember Edward J. Majcher, Jr.
The Mayor thereupon declared this Resolution duly passed and Adopted this 14th day of February, 2001.
CITY OF SEBASTIAN, FLORIDA
(SEAL)
By: W 01(11) ~
Walter Barnes, Mayor
ATTEST:
....
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~L Ok'i;-
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EXHIBIT A
Description of Equipment
2 Dump Trucks
1 Grader
1 Vac Truck
2 Backhoes
1 Sweeper
1 Lull
OR103185;1
EXHIBIT B
Bank Proposal
See Attached
ORI03185;1
~qf# KISLAK
V(J~ NATIONAL BANK
February 2, 200]
Mr. Mark C. Mason, CPA
Finance Director
City of Sebastian
City Hall, ] 225 Main Street
Sebastian, FL 32958
Dear Mr. Mason:
The following is the Kislak National Bank proposal for fixed rate financing forthe capital equipment which the City of
Sebastian anticipates acquiring.
LESSOR: Kislak National Bank, Miami Lakes, Florida
LESSEE: City of Sebastian, Florida
EOUIPMENT: 2 Dump Trucks, ] Grader, ] Vac Truck, 2 Backhoes, 1 Sweeper, and] Lull
AMOUNT TO BE FINANCED: Up to $],000,000; Initially $900,000
ESTIMATED CLOSING DATE: March], 200]
EOUIPMENTFINANCING VEHICLE: It is proposed that the parties utilize the Master Lease-Purchase Agreement.
Under such an arrangement, the Lessee would be able to obtain additional leased equipment under the same basic terms and
conditions as originally agreed to without having to negotiate and execute a new contract. Under this structure, there
would be no covenant to budl!et and appropriate and no revenue pledl!e. The lease-purchase would not be
considered 10DI! term debt.
LEASE TERM: Seven (7) years
LEASE COMMENCEMENT DATE: The Lease Term wiIl commence upon the funding of the Lease (payment to
vendor) or the funding of the lease into a trust account.
TRUST ACCOUNT: TRUST ACCOUNT: The entire lease proceeds would be deposited by the Bank into a City owned
Trust Account prior to the delivery of the Equipment. The Trust Account, to be held by the City, would be established at
the City's discretion. The Lease Term would commence on the date that the Trust Account is funded, with lease
amortization commencing at that point. This alternative would allow the City to lock in an interest rate up front when the
Trust Account is funded. The account will be designated in the Lease to be used solely for payment of the Equipment.
Upon presentation of an invoice and a certificate of acceptance from the City, the Bank wiIl authorize payment to be made
to the vendor(s) from the Trust Account. The Trust Account may also be used to reimburse the City for equipment
previously purchased. The bank only requires that invoices be submitted substantiating the expense. There are no bank fees
for the Trust Account. The Trust Account may be established at any institution the City selects. This is an informal
arrangement between the Bank and the City.
TERMS OF LEASE: The Lessee will make periodic lease payments sufficient to pay the debt service on the obligation
during each year the Lease is in effect and not terminated by an event of non-appropriation. The obligation to make lease
payments during any fiscal year wiIl be limited to legally available revenues appropriated for such purpose by the Lessee.
After the last scheduled payment, the City will own the asset free and clear.
713 Pinar Drive, Orlando, FL 32825 . Tel: 407.207.9192 . Fax: 407.207.9193 . Toll Free 877.759.5253
City of Sebastian
Page 2
February 2,2001
BANK OUALIFIED INTEREST RATE:
Seven (7) Year Term 4.85%
The interest rate will be fixed through 3/15/2001. After 3/15/2001, the interest rate will be indexed to 61 % of the
change in the 5 year US Treasury note as published in the Wall Street Journal. The 5 year US Treasury note is
currently 4.85% as published in the February 2, 2001 Wall Street Journal.
After execution of the Lease, the Interest Rate may be adjusted in the event of a change in income tax rates or other laws or
regulations affecting the after-tax yield to the Bank.
PERIODIC RENTS: Periodic Rents are to be made monthly, quarterly or annually in advance or in arrears. An
amortization schedule for annual payments in arrears is included.
TAX-EXEMPT STATEMENT: The parties anticipate that the Agreement will qualify as a "qualified tax-exempt
obligation" within the meaning of Section 265(b)(3) of the Code.
PREPAYMENT SCHEDULE: Prepayments may be,made in whole or in paI1; without penalty per the amortization
schedule to be included in the documentation package.
SALES AND USE TAX: Lessee will pay all fees, assessments, sales, use, property, and other taxes imposed upon Lessor,
resulting from the lease of the equipment.
INSURANCE: Prior to Lease Commencement Date, Lessee, at its sole cost and expense, will provide risk, physical
damage and liability insurance with the Lessor named as "Loss Payee" and "additionally insured", in accordance with its
normal standards, which may include self-insurance.
TITLE TO EOUIPMENT: Title shaH atall times remain in the name of the Lessee.
FINANCIAL STATEMENTS: Lessee will furnish financial statements on an annual basis, as well as unaudited financial
information and other supplementary information, which the Bank may request. AdditionaHy, the Lessee wiil submit a
copy of its annual budget within 45 days after the budget has been adopted.
DOCUMENTATION: To be provided by the Bank. As is customary, the Lessee's local counsel will be required to
provide an opinion letter.
TRANSACTION EXPENSES: Lessee shall be responsible for fees and expenses incurred by it. No other bank fees or
expenses will apply.
MATERIAL ADVERSE CHANGE: At any time prior to completion of funding, Lessor reserves the right to withdraw
any approval in the event that Lessor determines that there has been a material adverse ~hange in the financial condition of
the Lessee or in its ability or willingness to meet its obligations under this Proposal.
EXPIRATION OF PROPOSAL: This proposal expires unless accepted on or prior to March 31, 2001.
City of Sebastian, FL
Page 3
February 2,2001
APPROVAL: This proposal does not constitute a commitment to lend. Bank credit approval will be expeditiously
obtained. The contents of this proposal represent the Bank's indication of the terms and eonditions that it deems appropriate
based upon the information available as ofthe date hereof. If the terms of this proposal are acceptable to you, please
execute below and return the original to me. .
Thank you again for the opportunity to be of service and to present this proposal for your consideration. Should you have
any questions, please feel free to contact me at (407) 207-9192 or toll free at (877) 759-5253
Best Regards,
it ,,' fh A/UN /' .,fl
Wf14: ii!tlil/tVl-Lj
Denise Beauchamp
Senior Vice President
CC: Mr. Jeff Larson, Managing Director, Hanifen, Imhoff
Proposal accepted this _ day of
,2001.
CITY OF SEBASTIAN, FL
By:
Title: