HomeMy WebLinkAboutR-05-34
RESOLUTION NO. R-05-34
A RESOLUTION OF THE CITY OF SEBASTIAN, FLORIDA,
READOPTING FINANCIAL POLICIES GOVERNING VARIOUS AREAS
OF BUDGET AND FINANCE AS PROVIDED FOR IN ATTACHMENT
"1"; PROVIDING FOR CONFLICTS; AND PROVIDING FOR AN
EFFECTIVE DATE.
WHEREAS, the Government Finance Officers Association ofthe United States and
Canada recommends best practices in various areas for Finance and Budget; and
WHEREAS, the City Council deems it to be necessary to adopt and readopt such
financial policies on an annual basis,
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE
CITY OF SEBASTIAN, FLORIDA, as follows:
SECTION 1. READOPTING FINANCIAL POLICIES: The City Council ofthe City
of Sebastian hereby readopts Financial Policies governing the Operating Budget, Financial
Reserves, Use of Surplus, Performance Measurement, Capital Improvement Program, Debt
Management, Revenue, and Investment.
SECTION 2. All resolutions or parts of resolutions in conflict herewith are hereby
repealed.
SECTION 3. This Resolution shall take effect upon adoption.
The foregoing Resolution was moved for adoeti,:!,u by C()uncil Member ''7!l uYl ~ .
Motion was seconded by Council Member 7/ ~ IJ.tL and, upon being put to a vote,
the vote was as follows:
Mayor Nathan McCollum
Vice-Mayor Brian Burkeen
Councilmember Lisanne Monier
Councilmember Andrea Coy
Councilmember Sal Neglia
The Mayor thereupon declared this Resolution duly passed and adopted this 20th day of
September, 2005.
CITYOF.RIDA
BY:~ .~
- Nathan B. McCollum, Mayor
aYJ;~
Approved as to Form and Legality for
Reliance by the City of Sebastian Only:
By:
'v~ S\-
Rich Stringer, Cit tomey
Attachment "1"
City of Sebastian, Florida
Financial Policies
City of Sebastian's financial policies set forth the
basic framework for overall fiscal planning and
management and set forth guidelines for both current
activities and long-range planning. These policies are
reviewed annually to assure the highest standards of
fiscal management. The City Manager and the
Management Team has the primary role of reviewing
financial actions and providing guidance on financial
issues to the City Council.
Overall goals
The overall financial goals underlying these policies
are:
1. Fiscal Conservatism: To ensure that the city is in
a solid financial condition at all times. This can be
defmed as:
A. Cash Solvency - the ability to pay bills
B. Budgetary Solvency - the ability to balance
the budget
C. Long Term Solvency - the ability to pay
future costs
D. Service Level Solvency - the ability to
provide needed and desired services
2. Flexibility: To ensure that the city is in a position
to respond to changes in the economy or new
service challenges without an undue amount of
fmancial stress.
3. Comply with All Statutory Requirements: As
set forth by the State of Florida and the City
ordinances.
4. Adherence to the highest Accounting and
Management Practices: As set by the
Government Finance Officers' Association
standards for financial reporting and budgeting,
the Government Accounting Standards Board and
other professional standards.
Operating Budget Policies
The Finance Department, with support and direction
from the Office of the City Manager, coordinates the
budget process. The formal budgeting process, which
begins in February and ends in September, provides
the primary mechanism by which key decisions are
made regarding the levels and types of services to be
provided, given the anticipated level of available
resources. Revenues and expenditures are projected on
the basis of information provided by city departments,
outside agencies, current rate structures, historical
data and statistical trends.
Budget Process
The development of the budget IS guided by the
following budget policies:
1. The budget must be balanced for all funds. Total
anticipated revenues must equal total estimated
expenditures for each fund (Section 166.241 of
Florida Statutes requires that all budgets be
balanced).
2. All operating funds are subject to the annual
budget process and reflected in the budget
document.
3. The enterprise operations of the city are to be self-
supporting; i.e., current revenues will cover
current expenditures, including debt service.
4. An administrative service fee will be assessed by
the General Fund against all enterprise funds of
the city. This assessment will be calculated based
upon a percentage (number of full-time equivalent
employees of the enterprise fund/total number of
full-time equivalent employees of the city) of total
General Fund administration expenditures budget
(includes City Council, City Manager, City
Attorney, City Clerk, Finance, Growth
Management. and Human Resources) and will be
used to reimburse the General Fund for the
administrative and support services provided to
these funds.
5. A 2.5 percent administrative service fee will be
assessed by the General Fund against the
Co=uuity Redevelopment Agency (CRA) Fund
of the city. This assessment will be based on the
total tax increment revenue estimate of the CRA
Fund and will be used to reimburse the General
Fund for the administrative support services
provided to the CRA fund.
6. .\B admiBistratP/e service fee '.'Iil! be assessed by
the General Flmd agaiBBt Sta_water Utility
R-evilllue Fmul The asseosmilllt ,....ill be ealewated
based an the mlH<imtmI alla'llable peroillllage set
farth by the eity's Stormwater Ordinanee.
Attachment" 1 "
City of Sebastian, Florida
Financial Policies
Pu.-cUlmt ta the City OrEliflaHee ~ra. 0 Q1 15, flO
flwre than 20?~ of the aHfllial flot GtafHI',':ater fee
reveflues is te ee ,"sea fer the sj3eratisll. aHa
maiateRlHlce aHhe stefHI'.vater J3regram. Pursuant
to Ordinance 05-16. stormwater utility fees can be
utilized to fund the General Fund stormwater
operation. The amount being utilized should be
approved bv the city council through the budget
nfocess.
7. In no event will the City of Sebastian levy ad
valorem taxes against real property and tangible
personal property in excess of 10 mills, except for
voted levies (Section 200.081 of Florida Statutes
places this millage limitation on all Florida
municipalities.)
8. The city will budget 95 percent of anticipated
gross ad valorem proceeds to provide an
allowance for discounts for early payment of taxes
(Section 200.065 of Florida Statutes states that
each taxing authority shall utilize not less than 95
percent of the taxable value.)
9. The city will coordinate development of the
capital improvement budget with the development
of the annual operating budget. Each capital
improvement budget is reviewed for its impact on
the operating budget in terms of revenue
generation, additional personnel required and
additional operating expenses.
10. A budget calendar will be designed each year to
provide a framework within which the interactions
necessary to formulate a sound budget could
occur. At the same time, it will ensure that the city
will comply with all applicable State legal
mandates.
Basis of Budgeting
The basis of budgeting for General, Special Revenue,
and Debt Service Funds shall be prepared on a
modified accrual basis of accounting. Under the
modified accrual basis of accounting, revenues are
recognized only when they become measurable and
available to finance expenditures of the fiscal period.
Expenditures are recognized when the fund liability is
incurred except for unmatured interest on general
long-term debt which is recognized when due, and the
non-current portion of accrued fringe benefits
(vacation and sick leave) which is recorded as a long-
term liability in the Statement of Net Assets in the
Comprehensive Annual Financial Report.
The budgets for the Proprietary funds - Golf Course,
Airport and Building Department - are prepared using
the accrual basis of accounting. Under the accrual
basis of accounting, expenditures are recognized when
the liability is incurred. Revenues are recognized
when they are obligated to the City (e.g., Airport
leases). The differences between the budget basis and
the accrual basis of accounting include: (1) budgeting
the full amount of capital expenditures as expense
rather than depreciating them and (2) presenting debt
service, including principal as an expense.
Guidelines
The Comprehensive Annual Financial Report (CAFR)
presents the status of the City's finances on a basis
consistent with Generally Accepted Accounting
Principles (GAAP) (i.e., a statement of net assets and
statement of activities are presented on an accrual
basis of accounting, including governmental funds,
major governmental and proprietary funds are
identified, governmental funds use the modified
accrual basis of accounting, while the proprietary and
trust funds use the accrual basis of accounting.) In
order to provide a meaningful comparison of actual
results to the final budget, the CAFR presents the
City's operations on a GAAP basis and also shows
fund revenue and expenditures on a budget basis for
the General, Special Revenue, and Debt Service
funds.
Current revenues shall be sufficient to support current
expenditures. The finance department will monitor
each budgeted fund and make timelv budgetary
recommendations and adiustments to make sure no
budgetary expenditures are in excess of appropriations
at fiscal vear end. which is not permitted under
Florida State Statutes.
The budget process and format shall be performance-
based and focused on goals, objectives, programs, and
performance indicators.
The budget will provide adequate funding for
maintenance and replacement of capital plant and
equipment.
Budget Amendment
1. Total fund appropriations changes must be
approved by the City Council.
Attachment "1"
City of Sebastian, Florida
Financial Policies
2. Uses of contingency appropnatlOns must be
specifically approved by the City Council.
3. Shifts in appropriations within fund totals may be
done administratively on the authority of the City
manager. In most cases the City Manager will
request City Council's approval since the item
prompting the change will usually go to the City
Council (e.g., award of contract, addition of staff,
contract change order). Procedures for
appropriation transfers and delegation of budget
responsibility will be set by the City manager.
4. A Budgetary Control System will be maintained
to ensure compliance with the budget. Monthly
operating statements are provided to all
Department heads and Quarterly budget status
reports will be provided to the City Council
comparing actual versus budgeted revenue and
expense activity for all budgeted funds.
Planning
The City will annually prepare and distribute to
departments and the City Council a Five-Year
Forecast. The forecast will include estimated
operating costs and revenues for future capital
improvements, such as new parks and public works
facilities, included in the capital budget.
Fund Balance Policies
On an annual basis, after the year-end audit has been
completed, but no later than April I, the City Finance
Director shall produce a schedule of all fund surpluses
and deficits, with projections of reserve requirements
and a plan for the use of any excess surplus for the
current year in accordance with the Financial Balance
Policies and Use of Surplus Policies. This document
will be used not only to ensure compliance with stated
and adopted policies, but also to analyze the total
reserve and surplus picture to ensure that the policies
as adopted do not inadvertently create adverse effects.
The Director of Finance shall provide recommended
changes to the City Council for any changes to the
FiBaneial Fund Balance Policies and Use of Surplus
Policies based on needs identified in this analysis.
Working Capital
The General Fund unappropriated fund balance will
be maintained in an amount greater than or equal to
fifteen percent (15%) of the annual General Fund
Expenditures budget. This amount approximates two
months or 60 days of working capital.
The City shall include in the General Fund operating
budget annually, an Operating Contingency Account
equal to 1.5% of the General Fund total expenditures,
less debt service, interfund transfers and capital
expenditures. This contingency will be used for
unforeseen and emergency events that occur during
the course of the operating year and will expire at the
end of each fiscal year and balances will not be
brought forward.
In order to provide the resources necessary to ensure
continued operations of the City's programs should a
natural disaster or significant changes in the weather
pattern occur, the City shall maintain a reserve of
$350,000 for emergency services.
The City shall maintain a reserve of $100,000 for
Property and Casualty claims representing f-eW" claims
an a $25,000 deductible claim deductibles.
All retirement programs, Police Pension, CW A!ITU
and 40la programs will be funded at 100% of the
obligations calculated annually. The defined benefit
pension plan will be funded in accordance with an
independent actuarial analysis performed at a
minimum of every two years, or as needed.
Capital Reserves
The City shall include in the General Fund operating
budget annually a Capital Contingency Account equal
to 0.5% of the General Fund total expenditures, less
debt service, interfund transfers and capital
expenditures. This contingency will be used for
unanticipated expenditures for the maintenance of
buildings and replacement of related equipment and
will expire at the end of each fiscal year and balances
will not be brought forward.
Annually the City shall transfer fifty percent (50%) of
the current year's operating surplus (revenues in
excess of expenditures) into a capital equipment
replacement reserve for the purpose of creating a
perpetual funding method for replacing City capital
equipment. Prior to any funds being spent, the budget
amendment procedure must be followed.
The City shall maintain a reserve of $1,000,000 for
the purpose of providing advances to the airport for
capital improvements pursuant to a resolution
establishing this loan reserve. The line of credit
reserve shall have a term not to exceed five (5) years.
The term expires September 30. 2007.
Attachment" 1"
City of Sebastian, Florida
Financial Policies
The table listed blow is a summary of all reserve and
contingency requirements for the General Fund.
Reserve Description
Working Capital Reserve
Em enc Reserve
Property and Casualty claims
Reserve
Capital Equipment Replacement
Reserve
Capital Contingency (for budget
purpose only)
All retirement programs
Requirement
15% of annual General Fund
Ex enditures bud et
$350,000
$100,000
50% of the current year's
operating surplus (revenues in
excess of ex enditures
$1,000,000, expire September
12,2007
1.5% of the General Fund
total expenditures budget, less
debt service, interfund
tmnsfers and capital
ex enditures
0.5% of the General Fund
total expenditures budget, less
debt service, interfund
transfers and capital
ex enditures
100% Funded per
independent actuarial analysis
performed at a minimum of
ev two ears, or as needed
Use of Surplus Policies
Use of Surpluses
It is ilie intent of ilie City to use all surpluses
generated to accomplish three goals: meeting reserve
policies, avoidance of future debt, and reduction of
outstanding debt. The City will not use existing fund
balances or year-end surpluses to fund ongoing
operating expenses.
Any surpluses realized in ilie General Fund at year-
end shall be used fIrSt to meet reserve policies as set
forth in the Fund Balance Policies. Excess surplus
will then be used for the following purposes, listed in
order of priority:
'J;< Capital Replacement Programs. After General
Fund reserves have been met, up to 50% of excess
reserves may be set aside to provide the cash
necessary to implement capital replacement
programs (e.g., vehicle and equipment
replacement and facility maintenance programs).
Any excess surplus remaining after reserve
polieies have seen met may se usea to pay aawn
debt existiRg in the general fund or any other
c6jlilal loans. should be carried forward to the
next fiscal vear.
~ Cash Payments for Capital Improvement Program
Projects. Using cash to purchase capital items
that are budgeted to be purchased with the
proceeds from any debt will reduce the future debt
burden of the City. This strategy may be
combined with retirement to reduce future debt
service after performing a financial analysis to
determine the greatest net present value savings.
~ Cemetery Permanent Trust Fund. After all other
needs have been satisfied, excess surpluses may
be transferred to the Cemetery Permanent Trust
Fund that has been established to care for the
Cemetery. The amounts transferred shall be
deemed corpus to the Cemetery Trust fund for
future earnings growth to fund Cemetery care and
maintenance.
~ Riverfront Redevelopment Agency. After all
other needs have been satisfied; excess surpluses
may be transferred to the Riverfront
Redevelopment Agency that has been established
to provide infrastructure and public facility needs.
Special Revenue Fund Surpluses
Local Option Gas Tax Revenue Fund - A reserve
will be maintained in an amount greater than or equal
to fifteen percent (15%) of the annual Local Option
Gas Tax Fund Expenditures budget. Excess surpluses
shall first be used for the purpose of reducing debt for
the Road Paving Note Payable.
Discretionary Sales Surtax Revenue Fund - A
reserve will be maintained in an amount greater than
or equal to ten percent (10%) of the total annual
Discretionary Sales Tax Fund Expenditures budget for
the purpose of providing sufficient funds for
unanticipated major repairs or replacements for
eligible capital improvements or equipment.
Discretionary Sales Tax revenues will be used in
accordance with the following:
I. fund annual debt service payments for which this
revenue source is pledged, then;
2. fund emergency vehicles, then;
3. fund pay-as-you go eligible capital improvements,
then;
4. fund equipment for the maintenance of
Discretionary Sales Tax funded improvements.
Stormwater Utility Revenue Fund - A reserve will
be maintained in an amount greater than or equal to
fifteen percent (15%) of the total annual Stormwater
Utility Revenue Fund Expenditures budget for the
Attachment "1"
City of Sebastian, Florida
Financial Policies
purpose of providing sufficient funds for
unanticipated major capital improvement program.
(Pursuant to City of Sebastian Ordinance No. 0-04-
15, capital improvement program of the
Comprehensive Growth Management Plan on
furtherance of the Storm water Master Plan adopted by
the City Council.)
Performance Measurement
Policies
Establishing Performance Requirements
Every two years, the City shall update the existing
Strategic Plan that identifies Strategic Priorities for the
following two years. Each Strategic Priority should
provide three to five Key Intended Outcomes (KIOs)
that measure appropriate results for each priority.
Annually, each department shall develop departmental
performance measures that correspond with the
department programs and file them with the City
Manger's Office. Goals should be related to core
services of the department and should reflect
stakeholder needs. The measures should be of a mix
of different types, including effectiveness, efficiency,
demand and workload. Measures should have
sufficiently aggressive "stretch" goals to ensure
continuous improvement.
~ Workload - Measures the quantity of activity for a
department (e.g., number of calls responded to).
~ Demand - Measures the amount of service
opportunities (e.g.. total number of calls).
~ Efficiency - Measures the relationship between
output and service cost (e.g., average cost of the
response to a service call).
~ Effectiveness - Measures the impact of an activity
(e.g., percent of people who feel safe).
Department Directors shall establish performance
measures for each program within their department to
monitor and project program performance. These
objectives must be linked to the departmental
measures they support.
Supervisors shall insure that fair, objective and
aggressive performance measures for each employee
that directly supports program objectives and
departmental measures are part of their annual review.
Reporting Performance
Quarterly summaries of progress on goals and
objectives and departmental performance measures
will be provided to the City Manager for publishing in
the Council's Quarterly Budget to Actual Report.
Decision Making and Analysis
The City's Strategic Planning and budgeting decisions
are based on a number of processes currently in place.
The specific tools used are:
.:. Citizen Advisory Boards - (e.g., Budget Review
Committee) are teams made up of Residents and
City staff to address specific concerns and provide
direction and feedback. Several such advisory
boards currently exist;
.:. Master Planning - Specific functions and
processes are included in written plans, such as
the Comprehensive Plan, Storm water Master Plan,
and the Airport Master Plan;
.:. Fiscal Impact Model - Allocation methodology
that quantifies average and marginal revenues and
the costs of new development by land use type;
.:. Revenue Forecasting Model - Statistical time
series analysis and tracking model of major
revenue sources;
.:. Peiformance Measurement System - Quarterly
performance evaluations and reports;
.:. Capital Budgeting Tools - Present Value
Payback, Net Present Value Analysis, Own/Lease
Analysis, and Return on Investment (ROI)
Analysis;
.:. Five-Year Financial Plan - Multi-year forecasting
of revenues and expenditures;
.:. Ten-Year Fleet Replacement Program
Equipment replacement covering the useful life of
all vehicle classes;
.:. Ten-Year Equipment and Maintenance Program -
maintenance and replacement schedule covering
the useful life of all equipment, other than
vehicles;
.:. Financial Trend Monitoring System - Systematic
analysis of major financial indicators;
Attachment "}"
City of Sebastian, Florida
Financial Policies
Capital Improvement Program
Policies
Defmition
Capital improvements include streets. buildings.
building improvements. new parks. park
expansions/improvements. airport runways.,
infrastructure improvements. and maior. one-time
acquisitions of equipment. Proiects in the Capital
Improvement PrOgram generally cost more than
$50.000 and last at least five years.
Alignment
The City shall coordinate the development of the
Capital Improvement Program budget with the
development of the Strategic Plan and Operating
Budget, as well as ensuring compliance with the
Comprehensive Plan Capital Improvement Element.
Future operating expenditures and revenues associated
with new capital improvements will be projected and
included in the e!leralmg badge! Capital Improvement
Program Five-Year Forecasts.
Project Selection
All capital projects submitted for approval must be
justified in terms of how the project supports the
achievement of the City's Strategic Priorities.
Projects are prioritized and approved based on the
relevancy of the project to the City's Strategic Plan
and the impact on the end stakeholder( s).
Capital Improvement Budget
The City shall adopt an annual Capital Budget based
on the Capital Improvement Program. Future capital
improvement expenditures necessitated by changes in
population, real estate development, or in economic
base will be calculated and included in the capital
improvement budget projections.
The originating department of the capital
improvement project will identify the estimated costs
and funding sources for each capital project proposal
before it is submitted to the City Council for approval.
The City shall make all capital improvements in
accordance with an adopted Capital Improvement
Program budget.
The City will determine and use the most prudent
fmancial methods for acquisition of capital
improvement projects based upon market conditions
at the time of acquisition.
Capital Equipment Outlay
Definition
Capital equipment outlay is defined as capital assets
purchased and/or constructed with a cost equal to or
greater than $750 (with the exception of computer
software cost which is equal to or greater than $5.000)
with a useful life of one or more years
The City will determine and use the most prudent
fmancial methods for acquisition of new or
replacement capital equipment, based upon market
conditions at the time of acquisition.
Capital Replacement Programs - The City shall
establish equipment replacement and maintenance
needs for at least a ttlB year five-year period and will
update this projection each year. From this projection,
a maintenance and replacement schedule shall be
developed and implemented. Funding fer these
jll'Elgmms will he made tlrreagh fimded d8Jll"eaiatien
aharges te oomg departmeRts and held in s'-'''-g
funds _aled for the jlUfjlese ef !laying fer
replaaemllRts. .'\.dditienal funding may Funding
should be obtained through year-end surpluses as
identified in the Use of Surplus Policies. Maintenance
programs shall be paid for on a pay-as-you-go
pregram basis.
Maintenance
The City shall maintain all capital assets at a level
adequate to protect the City's capital investment to
minimize future maintenance and replacement costs.
Physical Inyentory
An annual physical inventory (see Fixed Asset
Policies) will be conducted to ensure that the
replaaement, maintenance, and Cajlital Impre'Jement
Progmm projectieas are aaElW'ate, all capital assets
listed in the City's financial system are accounted for.
and that sufficient internal control over capital items is
exercised.
See Fixed Asset Policies for further information on
capital purchases.
Debt Management Policies
Market Review
The City, in conjunction with its financial Consultant,
shall review its outstanding debt annually for the
purpose of determining if the financial marketplace
will afford the City the opportunity to refund an issue
Attachment "1"
City of Sebastian, Florida
Financial Policies
and incur less debt service costs. In order to consider
the possible refunding of an issue, a Present Value
savings of tbree percent (3%) over the life of the
respective issue, at a minimum, must be attainable.
Capital Improvements, equipment and facility proiects
shall be classified into "pay-as-vou-gO" and "debt
fmancing" classifications. Pav-as-vou-gO capital
items will be $150.000 or less with lives of ten vears
or less. Debt financing will only be used for maior,
non-recurring items with a minimum of ten (10) vears
useful life.
Debt Financinl!: for Capital Assets
1. Short-term Borrowinl!
Short-term borrowing or lease/purchase contracts
should be considered for financing maior
operating capital equipment when the Finance
Director, along with the City's financial advisor,
determines that this is the City's best financial
interest. Lease/purchase decisions should have
the concurrence of the appropriate
department/division head.
2. Debt Issuance of Debt
When the City finances capital projects by issuing
bonds, it shall amortize the debt over a term not to
exceed the average useful life of the project(s)
fmanced.
If General Obligation Bonds are issued, the City's
goal will be to limit the maturity to fifteen (15) years.
Capital Improvements, eqWflment ana facility J3fejects
shall Be classified into "pay as you go" ana "aeBt
finaneing" elassifieatians. Pay as you go capital
items ','.'ill Be $150,000 or less with Ii'.'es of ten yearG
ar less or r6J3lacement of existing equipment ?:here
a6J3reeiation has Been flaia to a sinking fund. DeBt
finaneing will only Be usea f-or major, non recurring
items with a minimum often (10) years lisefu1life.
The City shall confine long-term borrowing to capital
improvements and projects that have useful lives in
excess of twenty (20) years.
When possible, the City shall use a special assessment
or self-supporting financing instead of general
obligation bonds, so those benefiting from the
improvements will bear all or part of the cost of the
project financed.
Debt Service Levels
Annual General Fund debt service expense, if any,
will be limited to eight percent (8%) of the General
Fund expenditures budget.
The City will limit its total outstanding General
Obligation debt, if any, to five percent (5%) of the
assessed valuation of taxable property.
The City will limit the amount of Variable Rate debt
to fifteen percent (15%) of the total debt outstanding.
Bond Ratings
The City, along with its Financial Advisor, shall
periodically review possible actions to maintain or
improve its bond ratings by various rating agencies.
The City shall maintain good communications with
bond rating agencies and its bond insurers about its
fmancial condition.
The City shall follow a policy of "full disclosure" in
its Comprehensive Annual Financial Report and bond
prospectuses.
Revenue Policies
Revenue Projections
The City shall estimate its annual revenues by
objective and analytical processes.
The City shall maintain a diversified and stable
revenue system to the extent provided by law to
insulate it from short-term fluctuations in any one-
revenue source.
User Fees
The City shall recalculate on a bi-annual basis the full
cost of selected activities currently supported by user
fees and charges to identify the impact of inflation and
other cost increases.
The City shall set fees and user charges for the Golf
Course fund at a level that fully supports the total
direct and indirect costs of operation, including
depreciation.
Reporting and Analysis
To ensure compliance with Revenue Policies, Fund
Balance Policies, and Budget Policies, the City
Finance Department shall prepare reports and analyses
annually to monitor, project, and estimate revenue and
expenditures, to wit:
Attachment "1"
City of Sebastian, Florida
Financial Policies
~ Five-Year Forecast of Revenues and Expenditures
- A planning too] prepared and used by the
Finance Department to forecast and project
various funds (General, Local Option Gas Tax,
Discretionary Sales Tax, Golf Course and
Airport);
~ Situational Analysis - Every two years, as part of
the Strategic Planning Process, an analysis of the
demographic, legislative, and customer
requirements shall be made. Part of the project
includes a "SWOT" (Strengths, Weaknesses,
Opportnnities, Theat) analysis.
~ Financial Trend Monitoring System - A set of
fmancial trends and ratios used as leading
indicators and as a measurement of relative
performance. The Finance Department shall
produce this report annually.
~ Revenue Manual - A guide to the major revenue
sources that indicates the source, calculation, legal
requirements, and accounting guidelines.
Updated annually, as necessary, by the Finance
Department.
~ Reserve Analysis - The City Finance Director will
annually review the reserve levels and produce a
report that indicates up-to-date reserve levels as
compared to policy goals.
~ Investment Portfolio Reports - A quarterly report
designed to track and analyze the performance of
our investment portfolio.
Investment Policies
Investment Management
The City Finance Department shall perform a cash
flow analysis of a1] funds on a regular basis.
Disbursement, collection, and deposit of all funds wiI]
be scheduled to insure optimum cash availability.
(See Investment Po]icy.)
When permitted by law, the City shall pool cash from
each respective fund for investment purposes.
Investments shaI] be managed by a third-party
administrator to achieve optimal return on the City's
investments.
Investment Analysis
The City shall review its investment policies
established for investing surplus funds to account for
changes in legislation and market conditions on an
annual basis.
The City shall prepare quarterly investment portfolio
reports containing the overall performance of the
fund.