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HomeMy WebLinkAbout2005 - 2006 The City of Sebastian Municipal Airport Administration Building For the Fiscal Year October 1, 2005 through September 30, 2006 The City of Sebastian Municipal Airport Administration Building project was officially completed in October 2006. The total construction period for the building was approximately 24 months. The project cost is approximately $2 million, 40% funded by the Florida Department of Transportation and 60% funded by the City of Sebastian. A dedication ceremony was held on October 27, 2006. The new one story,10,000 square foot building is designed to accommodate the Airport and the Public Works Administration staffs, a pilot lounge, as well as extra space for future leasing opportunities. CIN OF SEBASTIAN, FLORIDA GTY OF .~~d'i.~l lrrr _ Comprehensive Annual Financial Report For the Year Ended September 30, 2006 CITY COUNCIL Brian S. Burkeen ................................ Mayor Andrea Coy ..........................................Councilmember Nathan McCollum ............................... Councilmember Sal Neglia ............................................ Councilmember Al Paternoster ..................................... Councilmember THIS PAGE INTENTIONALLY LEFT BLANK INTRODUCTORY SECTION This section contains the following subsections: - Table of Contents - Letter of Transmittal - Certificate of Achievement for Excellence in Financial Reporting for the Fiscal Year Ended September 30, 2005 - Organizational Chart - List of Officials CITY OF SEBASTIAN, FLORIDA COMPREHENSIVE ANNUAL FINANCIAL REPORT SEPTEMBER 30, 2006 TABLE OF CONTENTS INTRODUCTORY SECTION Page Table of Contents .......................................................................................................................................... ii Letter of Transmittal ...................................................................................................................................... v Certificate of Achievement for Excellence in Financial Reporting ............................................................... ix Organizational Chart ..................................................................................................................................... x List of Officials ............................................................................................................................................. xi FINANCIAL SECTION Independent Auditors' Report ....................................................................................................................... 3 Management's Discussion and Analysis ....................................................................................................... 5 Basic Financial Statements Government-wide Financial Statements: Statement of Net Assets ......................................................................................................................... 15 Statement of Activities ............................................................................................................................ 16 Fund Financial Statements: Balance Sheet -Governmental Funds .................................................................................................... 18 Statement of Revenues, Expenditures, and Changes in Fund Balances - Governmental Funds ........................................................................................................................... 20 Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances of Governmental Funds to the Statement of Activities ....................................................................... 22 Statement of Net Assets -Proprietary Funds ......................................................................................... 23 Statement of Revenues, Expenses, and Changes in Fund Net Assets -Proprietary Funds .................... 24 Statement of Cash Flows -Proprietary Funds ...................................................................................... 25 Statement of Fiduciary Net Assets -Fiduciary Funds ........................................................................... 27 Statement of Changes in Fiduciary Net Assets -Fiduciary Fund .......................................................... 28 Notes to Financial Statements .................................................................................................................. 29 Required Supplementary Information: Schedule of Revenues, Expenditures, and Changes in Fund Balances -Budget and Actual -General Fund ........................................................................................................................... 49 Schedule of Revenues; Expenditures, and Changes in Fund Balances -Budget and Actual -Discretionary Sales Tax Special Revenue Fund ...................................................................... 50 Schedule of Revenues, Expenditures, and Changes in Fund Balances -Budget and Actual - Riverfront Redevelopment Agency Special Revenue Fund ..................................................... 51 Notes to the Required Supplementary Information -Budget Comparisons .............................................. 53 Police Officers' Pension Plan -Schedule of Contributions from the Employer and other Contributing Entities .............................................................................................................................. 54 Combining and Individual Fund Statements and Schedules Combining Balance Sheet -Nonmajor Governmental Funds ....................................................................... 58 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances -Nonmajor Governmental Funds .................................................................................................................................. 62 Schedule of Revenues, Expenditures, and Changes in Fund Balances -Budget and Actual -Community Development Block Grant Special Revenue Fund .................................................. 66 Schedule of Revenues, Expenditures, and Changes in Fund Balances -Budget and Actual -Local Option Gas Tax Special Revenue Fund ............................................................................. 67 Schedule of Revenues, Expenditures, and Changes in Fund Balances -Budget and Actual -Recreation Impact Fee Special Revenue Fund ............................................................................ 68 Schedule of Revenues, Expenditures, and Changes in Fund Balances -Budget and Actual - Stormwater Utility Special Revenue Fund .................................................................................. 69 Schedule of Revenues, Expenditures, and Changes in Fund Balances -Budget and Actual -Law Enforcement Forfeiture Special Revenue Fund .................................................................. 70 Schedule of Revenues, Expenditures, and Changes in Fund Balances -Budget and Actual - G.R.E.A.T. Program Special Revenue Fund ............................................................................... 70 1i Pase Schedule of Revenues, Expenditures, and Changes in Fund Balances -Budget and Actual - Stormwater Utility Revenue Bonds 2003 Debt Service Fund ..................................................... 71 Schedule of Revenues, Expenditures, and Changes in Fund Balances -Budget and Actual -Discretionary Sales Surtax Revenue Bonds 2003 Debt Service Fund ......................................... 72 Statement of Changes in Assets and Liabilities -Agency Fund ................................................................... 73 Capital Assets Used in the Operation of Governmental Funds -Comparative Schedule by Source ................................................................................................................................... 74 Capital Assets Used in the Operation of Governmental Funds -Schedule by Function and Activity ........................................................................................................................... 75 Capital Assets Used in the Operation of Governmental Funds -Schedule of Changes by Function and Activity ........................................................................................................................... 76 STATISTICAL SECTION (Unaudited) Financial Trends Net assets by Component -Last Six Fiscal Years .................................................................................... 78 Changes in Net Assets -Last Six Fiscal Years ........................................................................................ 80 Fund Balances, Governmental Funds -Last Ten Fiscal Years ................................................................ 84 Changes in Fund Balances, Governmental Funds -Last Ten Fiscal Years ............................................. 86 Program Revenues by Function/Program -Last Six Fiscal Years ........................................................... 88 Revenue Capacity Tax Revenues by Source, Governmental Funds -Last Ten Fiscal Years ................................................ 90 Property Tax Rates, Direct and Overlapping Governments -Last Ten Fiscal Years ............................... 91 Assessed Valuation and Estimated True Values of Taxable Property -Last Ten Fiscal Years ............... 92 Principal Taxpayers -Year 2006 and Year 1998 ..................................................................................... 94 Property Tax Levies and Collections -Last Ten Fiscal Years ................................................................. 95 Debt Capacity Ratios of Outstanding Debt by Type -Last Ten Fiscal Years ................................................................. 96 Computation of Legal Debt Margin -September 30, 2006 ...................................................................... 97 Direct and Overlapping Governmental Activities Debt, General Obligation Bonds - September 30, 2006 .............................................................................................................................. 97 Ratios of General Bonded Debt Outstanding and Legal Debt Margin -Last Eight Fiscal Years ............ 98 Pledged Revenue Coverage -Last Ten Fiscal Years ............................................................................... 100 Economic and Demographic Information Demographic and Economic Statistics -Last Ten Years ......................................................................... 102 Principal Employers -Year 2005 and Six Years Ago .............................................................................. 104 Operating Information Full-time Equivalent City Government Employees by Function/Program -Last Ten Fiscal Years ........ 105 Operating Indicators by Function/Program -Last Eight Fiscal Years ..................................................... 106 Capital Asset Statistics by Function/Program -Last Eight Fiscal Years ................................................. 107 SINGLE AUDIT SECTION Independent Auditors' Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Governmental Auditing Standards ............................................................................................................. 111 Independent Auditors' Report on Compliance and Internal Control Over Compliance to Each Major State Project .................................................................................................................................... 113 Schedule of Findings and Questioned Costs -State Projects ......................................................................... 115 Schedule of Expenditures of State Financial Assistance ............................................................................... 116 Notes to Schedule of Expenditures of State Financial Assistance ................................................................. 117 Independent Auditors' Management Letter ................................................................................................... 119 Response to Independent Auditors' Management Letter .............................................................................. 121 111 an of . ~ ,'... --~. HOME OF PELICAN ISLAND THIS PAGE INTENTIONALLY LEFT BLANK iv CITY OF HOME OF PELICAN ISLAND 1225 MAIN STREET • SEBASTIAN, FLORIDA 32958 TELEPHONE: (772) 589-5330 • FAX (772) 589-5570 January 31, 2007 Honorable Mayor and City Council City of Sebastian, Florida Dear Council Members: We are submitting the Comprehensive Annual Financial Report of the City of Sebastian, Florida for the fiscal year ended September 30, 2006, as prepared by the City's Finance department. State law requires that every general-purpose local government publish within six months of the close of each fiscal year a complete set of audited financial statements. This report is published to fulfill that requirement for the fiscal year ended September 30, 2006. Management assumes full responsibility for the completeness and reliability of the information contained in this report, based on a comprehensive framework of internal control that is established for this purpose. Because the cost of internal control should not exceed anticipated benefits, the objective is to provide reasonable, rather than absolute, assurance that the financial statements are free of any material misstatements. Chapter 218.39, Florida Statutes requires that the financial statements of the City of Sebastian be audited by a certified public accountant selected by the City Council. The City's independent Certified Public Accountants, Harris, Cotherman, Jones, Price & Associates, has issued an unqualified ("clean') opinion on the City of Sebastian's financial statements for the year ended September 30, 2006. The independent auditors' report is located on page 3 and 4. Management's discussion and analysis (MD&A) immediately follows the independent auditors' report and provides a narrative introduction, overview, and analysis of the basic financial statements. The MD&A complements this letter of transmittal and should be read in conjunction with it. Profile of the Government The City of Sebastian, Florida is located in Indian River County approximately midway through the east coast of the Florida Peninsula (between Melbourne and Vero Beach) in an area known as the Treasure Coast. It is recognized as the Home of Pelican Island, the first designated wildlife refuge in the United States, a Millennium City, and a Tree City USA. The City of Sebastian was first incorporated as the Town of Sebastian in 1924. In the late 1950s General Development Corporation purchased the land from the Mackle family of Miami and began the development of a planned community that is now the City of Sebastian. The City has a population of 21,666 living in an area of approximately 14.6 square miles. The City is empowered to levy a property tax on both real and personal property located within its boundaries. It also is empowered by state statute v to extend its corporate limits by annexation, which it has done from time to time. The City has seen rapid growth in the past several years and it is anticipated to continue. The City is a Florida municipal corporation with afive-member City Council. Council members serve a two-year term. Annual elections are held on the second Tuesday in March and two members are elected in even-numbered years and three members are elected in odd-numbered years. Elections are non- partisan and at-large. Mayor and Vice Mayor are elected from among the members of every newly seated Council at a Special meeting following the election each year. The City has operated under a Council-City Manager form of government since 1989. The City provides a wide range of services including general government administration, police protection, the construction and maintenance of local roads, public works, recreational and cultural activities, a golf course, a general aviation airport, and a building department to enforce building codes. This report includes all funds of the City. In evaluating the City as a reporting entity, we have included all component units for which the City Council is financially accountable. The component units have been blended with the financial statements presented for the Primary Government because the component unit's governing body is the same as the City Council or because the component unit exclusively serves the City. The blended component units are the Riverfront Redevelopment Agency and the Sebastian Police Officer's Pension Trust Fund. The Council is required to adopt a final budget no later than the close of the fiscal year. This annual budget serves as the foundation for the City's financial planning and control. The budget is prepared by fund, function (e.g., transportation), and department (e.g., public works). Shifts in appropriations within fund totals may be done administratively on the authority of the City Manager. Total fund appropriation changes and use of contingency appropriations must be approved by the City Council. Local Economy The region (which includes the City of Sebastian and the surrounding unincorporated area within the same county) has a fluctuating labor force depending on agricultural demand and a strong retirement community. Although the labor force fluctuates, unemployment in the region has been between 4% and 8.1% over the past ten years. Retail sales and the service industries remain the largest sectors of employment in the Sebastian area. The historical overall unemployment rate for the area over the past ten years and the projected unemployment rate for the next ten years are greater than that of the State of Florida. This high number indicates that the influx of residents to the area continues to outpace job creation. According to the U.S. Census Bureau (2000), 86% of the population age 25 or older are high school graduates and 23.1% hold a bachelor's degree or higher. The geographical area of the City of Sebastian, just north of the Treasure Coast, houses a number of high-tech industries including NASA and various aerospace industry-related businesses. This attracts a workforce with a higher than average education and technical skills to the vicinity. The area median age for 2000 was 49.2 per U.S Census Bureau and median household income for 2003 was $40,291 per the Florida Research & Economic Database. In FY 2006, the City of Sebastian experienced a decrease (35%) in building activity and an increase (29%) in property value, which are consistent with the state and national trend. The overall local economy is stable and the slow down on building activity level is expected to continue for FY 2007. Long-term Financial Planning The voters of Indian River County in November 2003 extended the Infrastructure Sales Surtax in the amount of $.O1 per $1.00 sale for an additional fifteen years and seven months beginning in January vi 2004. This Infrastructure Sales Surtax is estimated to provide the City in excess of $40 million dollars over the life of the extension for the City's emergency vehicle and capital improvement needs. Strong growth in the City continued and has provided the City funding for a high level of services to City residents and visitors without increasing the property tax millage rate. Property tax revenues increased 15.45% and the assessed value for real property has increased by 24%. Construction activity in fiscal year 2006 was not as strong as fiscal year 2005, with 506 permits being issued for construction with a value of $88.3 million. Unreserved, undesignated fund balance in the general fund (42.56% of total general fund expenditure budget) exceeds the policy guidelines set by the Council for budgetary and planning purposes (i.e., minimum of 25% of total general fund expenditure budget). In an effort to be more in line with the adopted policy guideline, the City Council actually has reduced the fiscal year 2007 millage rate by 22.4%. The City faces challenges relative to growth in both residential and commercially zoned areas. With the continued residential growth, there are parallel new commercial developments. The Village Shops of Sebastian are nearing completion of Phase II, adding several new retail buildings in the "historic fishing village" theme. Commercial growth on the west side of Sebastian continues, with a new Publix grocery store and a new shopping center (Shoppes of Sebastian, Phase I) offering dining and other retail amenities. Several new commercially zoned areas were annexed into the City, and are in various stages of planning for new commercial developments including a Space Coast Credit Union, Shoppes of Sebastian Phase II, Sebastian Crossing Commercial and Sebastian Crossroads Plaza. Several industrial properties have also been developed providing additional service and warehousing opportunities. These include two buildings in the Sebastian Industrial Park, new mini- warehouse buildings in the 512 Commerce Center, a contractor trade building (Arnold's Air) and an auto service building (Firehouse Garage). Major Initiatives Stormwater -The main focus of stormwater effort expended for the past fiscal year has been on the City's Stormwater Management Program, including capital projects, maintenance, citizen response and education, and forward planning. In fiscal year 2006, City Council initiated a citywide stormwater drainage cleanup program by outsourcing. The phase I of the program involves swale and ditch clean up. At the end of the fiscal year 2006, the phase I of the program had been completed and proven to be successful and cost effective. The phase II of the program will mainly involve mowing and maintaining. With the adoption of City Ordinance 05-16 (allows stormwater utility fees to be utilized to fund the General Fund stormwater operation), the City's ability to deal with stormwater maintenance issues is enhanced. Traffic & Transportation -The City continues working on a long-term street-resurfacing program for the next 10 to 15 years. City administration will also continue to program funding for streetscape projects to help maintain public safety and beautification efforts. In addition, capital improvement programming for sidewalk installation throughout the City will continue for both the short and long term as funding and resources permit. Airport -The Fiscal Year 2002 adoption of the current Sebastian Municipal Airport (SMA) Master Plan has yielded numerous successes and accomplishments involving the ability to receive federal and state grants, which permitted for much needed infrastructure improvements at the Airport. As Sebastian Municipal Airport's infrastructure is being developed to attract businesses and create jobs in our community, a comprehensive business plan is being developed and an initial Council Workshop was held in August 2006 to review the plan. Presently requested changes are being incorporated into the business plan, which will be submitted to the City Council for official adoption. vii Other endeavors at the Airport are aimed to help diverse revenues. One such task is the completion of the self-serve fuel facility, which is expected to be completed in the first part of the new fiscal year. These and other ventures will help diversify airport revenues, providing for a stronger enterprise fund that has the potential to increase taxable values. Public Safety -Despite recent policy directives by The School District of Indian River County not to sustain partnership with the City of Sebastian to continue the School Resources Officer Program, the City continues its sponsorship of two officers, one to remain stationed at Pelican Island Elementary School and the other at Sebastian Elementary School. The encouragement of this program remains indicative of the philosophy that preventative education for this age group is most effective in preventing long-term juvenile crime, as well as to instill the importance of community safety and responsibility. Such rationale also justifies the Drug Awareness Resistance Education (D.A.R.E.) and Gang Resistance Education and Training (G.R.E.A.T.) initiatives as well as a new child abduction resistance course called Resist Aggression Defensively (R.A.D. Kids). The programs remain very popular among both children and parents and are expected to continue in fiscal year 2007 via assistance from various grant programs sponsored by the United States Department of Justice. Awards and Acknowled e~ meets The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Sebastian for its comprehensive annual financial report for the fiscal year ended September 30, 2005. The Certificate of Achievement is a prestigious national award-recognizing conformance with the highest standards for preparation of state and local government financial reports. In order to be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized comprehensive annual financial report. This report must satisfy both U.S. generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. The preparation of this report would not be possible without the dedicated service of the Finance department staff. Their efforts toward improving the accounting and financial reporting systems has led to the improved quality of information reported to the City Council, State and Federal agencies and the citizens of the City of Sebastian. We sincerely appreciate their contributions. submitted, Manager K Shai L. Francis, CPA, CGFO Director of Finance viii Certificate of Achievement for Excellence in Financial Reporting Presented to City of Sebastian Florida For its Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, 2005 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual fmancial reports (CAFRs) achieve the highest standards in government accounting and fmancial reporting. G~~ ~CE OPF~ ~SiA ~ . _~, ~ .~ President 90~ sear, A~ o~~~ Executive Director ix CITY OF SEBASTIAN, FLORIDA ORGANIZATIONAL CHART I CITIZENS OF I SEBASTIAN CITY COUNCIL CITY CLERK POLICE ADMINISTRATION SPECIAL OPERATIONS SCHOOL RESOURCE ROAD PATROL COMMUNITY POLICING DETECTIVE SUPPORT SERVICES DISPATCH PROFESSIONAL sTANDARDs CITY MANAGER FINANCE MANAGEMENT INFORMATION SYSTEM HUMAN RESOURCES ENGINEERING GROWTH MANAGEMENT ~ CODE ENFORCEMENT GOLF COURSE AIRPORT BUILDING DEPARTMENT BOARDS& COMMISSIONS CITY ATTORNEY PUBLIC WORKS ROAD & MAINTENANCE PARKS & RECREATION CENTRAL GARAGE CEMETERY STORMWATER BUILDING MAINTENANCE x CITY OF SEBASTIAN, FLORIDA CITY OFFICIALS City Manager City Clerk City Attorney DEPARTMENT HEADS: Police Chief Director of Finance City Engineer Acting Public Works Director Growth Management Director Building Director Human Resources Director Golf Course Director Airport Director AL MINNER SALLY A. MAID, MMC RICH STRINGER JAMES A. DAVIS SHAI L. FRANCIS, CPA, CGFO DAVID W. FISHER, P.E. JERRY CONVERSE REBECCA GROHALL WAYNE ESELTINE DEBRA KRUEGER GREG GARDNER JOSEPH GRIFFIN xi THIS PAGE INTENTIONALLY LEFT BLANK xii FINANCIAL SECTION This section contains the following subsections: - Independent Auditor's Report - Management's Discussion and Analysis - Government-wide Financial Statements - Fund Financial Statements - Notes to Financial Statements - Required Supplementary Information - Combining and Individual Fund Statements and Schedules 1 GTY OF ~~~~~ ._ ~.~ ..~ , . .._ ~ - - . _ _ __. ®i of ~ +' __- _. HOME OF PELICAN ISLAND THIS PAGE INTENTIONALLY LEFT BLANK Harris, Cotherman, Jones, Price & Associates Certified Public Accountants -Chartered 5070 North Highway t~lA, Suite 250 Vero Beach, FL 32963 Tel 772-234-8484 Fax 772-234-8488 Independent Auditors' Report Honorable Mayor and Members of City Council City of Sebastian Sebastian, Florida ~ We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Sebastian, Florida, as of and for the year ended September 30, 2006, which collectively comprise the City's basic fmancial statements as listed in the table of contents. These financial statements are the responsibility of the City of Sebastian, Florida's, management. Our responsibility is to express opinions on these fmancial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standazds applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standazds require that we plan and perform the audit to obtain reasonable assurance about whether the fmancial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and i disclosures in the financial statements. An audit also includes assessing the accounting principles used and the significant estimates made by management, as well as evaluating the overall fmancial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective fmancial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Sebastian, Florida, as of September 30, 2006, and the respective changes in fmancial position and cash flows, where applicable, thereof for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Governmental Auditing Standards, we have also issued our report dated December 8, 2006, on our consideration of the City of Sebastian, Florida's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over fmancial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. The management's discussion and analysis on pages 5 - 14 and the required supplementary information on pages 49 - 54 are not a required part of the basic financial statements but are supplementary information required by accounting principles generally accepted in the United States of America.. We have applied certain limited :procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the required supplementary information. However, we did not audit the information and express no opinion on it. ., >~ "Providing Vision and Direction to our Clients" Member AICPA Member AICPA Division For CPA Films Member FICPA T Private Companies Practice Section '~i 3 Honorable Mayor and Members of City Council City of Sebastian Page two Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Sebastian, Florida's basic financial statements. The introductory section, combining and individual nonmajor fund fmancial statements and statistical tables-are presented for purposes of additional analysis and are not a required part of the basic fmancial statements. The combining and individual nonmajor fund fmancial statements have been subjected to the auditing procedures applied in the audit of the basic fmancial statements and, in our opinion, are fairly stated in all material respects in relation to the basic fmancial statements taken as a whole. The introductory section and statistical tables have not been subjected to the auditing procedures applied in the audit of the basic fmancial statements and, accordingly, we express no opinion on them. The accompanying schedule of expenditures of state financial assistance is presented for purposes of additional analysis as required by the Florida Single Audit Act; and Chapter 10.550 Rules of the Auditor General, and is also not a required part of the basic financial statements of the City of Sebastian, Florida. Such information has been subjected to the auditing procedures applied in the audit of the basic fmancial statements and, in our opinion, is fairly stated, in all material respects, in relation to the basic financial statements taken as a whole. /~J tom, Cl~trH~i L~/kte; ~P.t~t # ~sd et3lA~t+t1 (,„,Pri~ ~tt+b l f C Q~1'1t/1~~7~5 ' ~~71i/! ~t~Pll~ Harris, Cotherman, Jones, Price & Associates, Chartered Certified Public Accountants December 8, 2006 { 4 MANAGEMENT'S DISCUSSION AND ANALYSIS The City of Sebastian's (the "City") discussion and analysis is designed to (a) assist the reader in focusing on significant financial issues, (b) provide an overview of the City's financial activity, (c) identify changes in the City's financial position, (d) identify any material deviations from the financial plan, and (e) identify individual fund issues or concerns. Since the Management's Discussion and Analysis (MD&A) is designed to focus on the current years activities, resulting changes and currently known facts, please read it in conjunction with the Transmittal Letter (beginning on page v) and the City's financial statements (beginning on page 15). HIGHLIGHTS Financial Highlights • The assets of the City exceeded its liabilities at the close of the fiscal year 2006 by $45,197,875 (net assets). Of this amount, $13,190,416 (unrestricted net assets) may be used to meet the government's on going obligations to citizens and creditors. • The city's total net assets increased by $4,844,683. The increase is mainly attributable to increases in tax revenues, franchise fees, state shared revenues, interest earnings, and the elimination of restricted net assets for building code enforcement due to the one time transfer of building code enforcement reserve from the general fund to the building fund in FY 2006. • As of the close of current fiscal year, the City's governmental funds reported combined ending fund balance of $21,918,531, an increase of $1,843,896 in comparison with the prior year. Approximately 46% of this amount, $10,045,161, is available for spending at the City's discretion (unreserved, undesignated fund balance). • At the end of the current fiscal year, unreserved, undesignated fund balance for the general fund was $4,663,885, or a 43% increase from prior year general fund unreserved and undesignated fund balance. The key factor in this increase was the elimination of reserve for building code enforcement due to the one time transfer of building code enforcement reserve from the general fund to the building fund in FY 2006. USING THIS ANNUAL REPORT The annual report consists of a series of financial statements. The Statement of Net Assets and the Statement of Activities (on pages 15, 16, and 17) provide information about the activities of the City as a whole and present a longer-term view of the City's finances. Fund financial statements begin on page 18. For governmental activities, these statements tell how these services were financed in the short term as well as what remains for future spending. Fund financial statements also report the City's operations in more detail by providing information about the City's most significant funds. The remaining statements provide financial information about activities for which the City acts solely as a trustee or agent for the benefit of those outside of the government. Reporting the City as a Whole Our analysis of the City as a whole begins on page 15. One of the most important questions asked about the City's finances is, "Is the City as a whole better off or worse off as a result of the year's activities?" The Statement of Net Assets and the Statement of Activities report information about the City as a whole and about its activities in a way that helps answer this question. These statements include all assets and liabilities using the accrual basis of accounting, which is similar to the accounting used in most private-sector companies. All of the current year's revenues and expenses are taken into account regardless of when cash is received or paid. 5 These two statements report the City's net assets and changes in them. You can think of the City's net assets - the difference between assets and liabilities - as one way to measure the City's financial health, or financial position. Over time, increases or decreases in the City's net assets, is one indicator of whether its financial health is improving or deteriorating. You will need to consider other nonfinancial factors, however, such as changes in the City's property tax base and the condition of the City's roads, to assess the overall health of the City. In the Statement of Net Assets and the Statement of Activities, we divide the City into two kinds of activities: ~ Governmental activities -Most of the City's basic services are reported here, including the police, public works, parks and recreation, and general administration. Taxes, franchise fees, and state shared revenue finance most of these activities. Business-type activities -The City charges a fee to customers to help it cover all or most of the cost of certain services it provides. The City's Golf Course, Airport, and Building operations are reported here. Fund Financial Statements Our analysis of the City's major funds begins on page 18. The fund financial statements provide detailed information about the most significant funds -not the City as a whole. Some funds are required to be established by State law and by bond covenants. However, the City Council establishes many other funds to help it control and manage money for particular purposes or to show that it is meeting legal responsibilities for using certain taxes, grants, and other money (like the local option gas tax and infrastructure sales surtax (a.k.a. Discretionary Sales Tax)). Governmental Funds Most of the City's basic services are reported in governmental funds, which focus on how money flows into and out of those funds and the balances left at year-end that are available for spending. These funds are reported using an accounting method called modified accrual accounting, which measures cash and all other financial assets that can readily be converted to cash. The governmental fund statements provide a detailed short-term view of the City's general government operations and the basic services it provides. Governmental fund information helps you determine whether there are more or fewer financial resources that can be spent in the near future to finance the City's programs. We describe the relationship (or differences) between governmental activities (reported in the Statement of Net Assets and the Statement of Activities) and governmental funds in reconciliations at the bottom of the fund financial statements. The City maintains seventeen individual governmental funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures, and changes in fund balances for the general fund, discretionary sales tax special revenue fund, riverfront redevelopment special revenue fund, and stormwater utility improvements capital project fund, all of which are considered to be major funds. Data from the other thirteen governmental funds are combined into a single, aggregated presentation. Individual fund data for each nonmajor governmental fund is provided in the form of combining statements begins on page 55. Annual budgets are adopted for all governmental funds except the capital project funds, which are approved on a "life of the project basis", and the permanent fund, which is not budgeted. The budgetary comparison statements have been provided for all governmental funds except capital project funds to demonstrate compliance with the budget. The basic governmental fund financial statements can be found on pages 18-22 of this report. 6 Proprietary Funds When the City charges customers for the services it provides -whether to outside customers or to other units of the City -these services are generally reported in proprietary funds. Proprietary funds are reported in the same way that all activities are reported in the Statement of Net Assets and the Statement of Activities. In fact, the City's enterprise funds (a component of proprietary funds) are the same as the business-type activities we report in the government-wide statements but provide more detail and additional information, such as cash flows, for proprietary funds. The basic proprietary fund financial statements can be found on page 23-26 of this report. Fiduciary Funds The City is the trustee, or fiduciary, for the Police Officers' Pension Plan. The City's fiduciary activities are reported in separate Statements of Fiduciary Net Assets and Changes in Fiduciary Net Assets on page 27 and 28. We exclude these activities from the City's other financial statements because the City cannot use these assets to finance its operations. The City is responsible for ensuring that the assets reported in these funds are used for their intended purposes. The City holds deposits for various individuals and businesses for contract performance that are then returned when the contract has been completed. These deposits are accounted for in an Agency fund, where assets equal liabilities. Notes to the Financial Statements The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. The notes to the financial statements can be found on pages 29- 48 of this report. Other Information In addition to the basic financial statements and accompanying notes, this report also presents certain required supplementary information concerning the City's major funds budget and actual comparison and progress in funding its obligation to provide pension benefits to its employees. Required supplementary information can be found on pages 49-54 of this report. THE CITY AS A WHOLE Financial Analysis of the City as a Whole The City's combined net assets increased $4.8 million from $40.4 million to $45.2 million or 12°Io. Looking at the net assets and net revenues of the governmental and business-type activities, the increase occurred in both the governmental-type activities and the business-type activities. Our analysis focuses on net assets (Table 1) and changes in net assets (Table 2) of the City's governmental and business-type activities. GOVERNMENT-WIDE STATEMENTS Statement of Net Assets The following table reflects the condensed Statements of Net Assets: 7 Table 1 Statements of Net Assets as of September 30, 2006 and 2005 (in thousands) Governmental Activities Business-type Activities Total Primary Government 2006 2005 2006 2005 2006 2005 Current and other assets $ 23,313 $ 22,018 $ 2,867 $ 2,049 $ 26,180 $ 24,067 Capital assets 29,644 30,331 9,909 8,817 39,553 39,148 Total assets $ 52,957 $ 52,349 $ 12,776 $ 10,866 $ 65,733 $ 63,215 Non-current liabilities $ 17,083 $ 18,385 $ 1,259 $ 1,440 $ 18,342 $ 19,825 Other liabilities 1,932 2,383 261 653 2,193 3,036 Total liabilities $ 19,015 $ 20,768 $ 1,520 $ 2,093 $ 20,535 $ 22,861 Net assets: Invested in capital assets, net of related debt $ 17,580 $ 17,103 $ 8,799 $ 7,460 $ 26,379 $ 24,563 Restricted 5,068 5,396 560 574 5,628 5,970 Unrestricted 11,294 9,082 1,897 739 13,191 9,821 Total net assets $ 33,942 $ 31,581 $ 11,256 $ 8,773 $ 45,198 $ 40,354 For more detail information see the Statement of Net Assets on page 15. Total net assets of the governmental activities increased from $31.581 million to $33.942 million. Total net assets for business-type activities increased from $8.773 million to $11.256 million. The decrease in governmental activities capital assets is due to depreciation. The decrease in governmental activities non-current liabilities is due to the payment of long-term debt. The increase in unrestricted net assets is mainly due to the elimination of restricted net assets for building code enforcement due to the one time transfer of building code enforcement reserve from the general fund to the building fund in FY 2006. The overall increase in business-type activities is due to the transfer of building department operation from the general fund to the proprietary fund. The increase in net assets -invested iri capital assets of the City's business- type activities is primarily due to the increase in capital assets funded by the Federal Aviation Administration and the Florida Department of Transportation for the City's municipal airport. The following table shows the revenue and expenses of the total primary government. 8 Table 2 Changes in Net Assets For the Fiscal Years Ended September 30, 2006 and 2005 (in thousands) Governmental Business-type Total Primary Activities Activities Govermnent 2006 2005 2006 2005 2006 2005 REVENUES Program revenues: Charges for services $ 1,634 $ 2,612 $ 3,177 $ 1,817 $ 4,811 $ 4,429 Operating grants and contributions 408 2,802 7 13 415 2,815 Capital grants and contributions 1,301 1,782 1,057 2,290 2,358 4,072 General revenues: Property taxes 4,645 4,018 - - 4,645 4,018 Other taxes 4,908 4,719 - - 4,908 4,719 Intergovernmental 2,242 2,138 - - 2,242 2,138 Other 2,338 1,403 125 46 2,463 1,449 Total revenues 17,476 19,474 4,366 4,166 21,842 23,640 EXPENSES General government 3,130 3,262 - - 3,130 3,262 Public safety 4,191 4,817 - - 4,191 4,817 Physical environment 2,194 1,284 - - 2,194 1,284 Transportation 2,173 4,035 - - 2,173 4,035 Economic environment 99 32 - - 99 32 Culture and recreation 1,208 1,260 - - 1,208 1,260 Golf Course - - 1,558 1,465 1,558 1,465 Airport - - 802 519 802 519 Building - - 937 - 937 - Interest and fiscal charges 706 740 - - 706 740 Total expenses 13,701 15,430 3,297 1,984 16,998 17,414 Change in net assets before transfers 3,775 4,044 1,069 2,182 4,844 6,226 Transfers (1,414) (107) 1,414 107 - - Increase in net assets 2,361 3,937 2,483 2,289 4,844 6,226 Net assets -October 1, 2005 31,581 27,643 8,773 6,484 40,354 34,127 Net assets -September 30, 2006 $ 33,942 $ 31,580 $ 11,256 $ 8,773 $ 45,198 $ 40,353 Overall the total revenues decreased $1.798 million from the previous year. The total cost of all programs decreased by 2.4% ($0.416 million). Our analysis below separately considers the operations of governmental and business-type activities. Governmental Activities Governmental activities revenues exceed expenses by $3.775 million. Total revenues decreased approximately $1.998 million from the previous year. Decreases in grant revenues are mainly due to reimbursements received in FY 2005 from FEMA and the State for damages caused by Hurricanes Frances and Jeanne. Decrease in charges for services are due to the transfer of building department operation from general fund to proprietary fund at the beginning of FY 2006. Increase in property values generates an increase in property taxes. The strong local economy plus population growth of the City contributed to increases in sales taxes and state shared revenues. Total expenses decreased $1.729 million from the previous year. Decreased spending was primarily due to the costs incurred in FY 2005 for debris removal, signage replacements, and repair works associated with hurricanes Frances and Jeanne. 9 The following is a graphic illustration of the comparison for governmental activities revenue and expenses. Governmental Activities Comparison for Fiscal Year 2006 and Fiscal Year 2005 6,000 y 5,000 -- - b ~ ~ 4,000 --- c ~ 3,000 - 0 d F 2,000 C 1,000 oi~`~,~~~~{~`~,~Sao ~~~~~re`~~ ~e~e``e~e~oVe`~e~~`S~`e~~to~er4o`~~p o~e<eC`ea~~o`~aebc G~a~$¢s~ OQ¢ta CaQ 4toQ O ~`e~$o O Ge°e~o,~ Q~` 5'ca`e0 ~~ao o~c ,tJ`eapa or~o9~ 4 ~c GJ l9te~e5 Revenue/Expense types D 2006 ®2005 Business-type Activities Revenues of the City's business-type activities (see Table 2) increased by 4.8% (an increase of $0.2 million in fiscal year 2006 compared to a decrease of $0.227 million in fiscal year 2005) and expenses rose 66.2%. The increase in revenues is mainly due to the transfer of building department operation from the general fund to proprietary fund at the beginning of FY 2006. Capital contributions have a decrease of $1.233 million mainly due to the completion of major grant funded projects in FY 2006. The City's Municipal Airport enjoys a continued interest by the Florida Department of Transportation-Aviation Section and Federal Aviation Administration to upgrade the airport facilities as evidenced by repeated support via grant funding. Following is a graphic comparison of the City's business-type activities. Business-Type Activities Comparison for Fiscal Year 2006 and Fiscal Yeal 2005 3,500 3,000 2,500 - - b ~ m 2,000 -- - o ~ 0 ~ F 1,500 -- -- - - C 1,000 - - 500 - e'~ceS ~`~9~ ~a~~ ~e~Je ~e9 ~y6 des X0`5 ~ as°~' ~~ ~¢``e `eeaQe o ~eaQ`' ~ e+Q`' Gra~~es p4ec GaQ p Oo,~Goo e ~vt4 v ~,~~ 6 Revenue/Expense types 2006 ®2005 10 FINANCIAL ANALYSIS OF THE CITY'S FUNDS As noted earlier, the City uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. Governmental Funds The focus of the City's governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City's financing requirements. In particular, unreserved fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. As the City completed the fiscal year, its governmental funds (as presented in the balance sheet on pages 18-19) reported a combined fund balance of $21.9 million, which is an increase of $1.8 million over the prior year of $20.1 million. Approximately 45.8% of this total amount ($10 million) constitutes unreserved, undesignated fund balance, which is available for spending at the City's discretion. The remainder of fund balance is reserved or designated to indicate that it is not available for new spending because it has already been committed 1) to pay debt service ($225,916), 2) to fund the advances from general fund to airport capital project ($1,000,000), 3) to fund the capital projects ($8,038,947), 4) to generate income to pay for the perpetual care of the municipal cemetery ($656,160), or 5) for a variety of other restricted or designated purposes ($1,952,347). The general fund is the chief operating fund of the City. At the end of the fiscal year, unreserved, undesignated fund balance of the general fund was $4,663,885, while total fund balance reached $6,479,072. As a measure of the general fund's liquidity, it may be useful to compare both unreserved fund balance and total fund balance to total fund expenditures. Unreserved, undesignated fund balance represents 42 percent of total general fund expenditures, while total fund balance represents 58 percent of that same amount. The fund balance of the City's general fund increased by $375,605 during the current fiscal year. Key factors in this growth are as follows: • Tax revenues increased by $576,297, as a result of property value and population increases. • Franchise fees increased by $367,359, as a result of population increase. The discretionary sales tax revenue special revenue fund has a total fund balance of $1,804,332, all of which is unreserved and undesignated. The increase of the total fund balance from prior year ($525,071) is mainly due to an increase in discretionary sales surtax collection, which is population driven. The riverfront redevelopment special revenue fund has an unreserved and undesignated fund balance of $580,161, while total fund balance reached $675,417. The increase of the total fund balance from prior year ($298,735) is mainly due to property value increases. The stormwater utility improvements capital project fund has a total fund balance of $5,038,514, all of which is reserved for stormwater capital projects. The decrease of the total fund balance from prior year ($109,562) is due to the spend down on construction debt proceeds of the Stormwater Utility Revenue Bonds, Series 2003. 11 Proprietary Funds The City's proprietary funds provide the same type of information found in the government-wide financial statements, but in more detail. The total net assets of the golf course fund at the end of the fiscal year amounted to $311,819, while the unrestricted net assets amounted to $5,861. Compared to the prior year in the same category, the net assets has an increase of $69,677 from the prior year while the unrestricted net assets has a decrease of $65,673 from prior year. This is mainly due to the increase in invested in capital assets net of related debt. As the negative number in invested in capital assets net of related debt continue to move toward a positive territory due to the decreasing in outstanding debt, the unrestricted net assets will decrease in the coming year if the golf operation continues its flat performance. Detailed golf course net assets information is presented on page 23. The total net assets of the airport fund at the end of the fiscal year amounted to $9,465,768, while the unrestricted net assets amounted to $455,314. Compared to the prior year in the same category, the net assets has an increase of $935,341 from the prior year while the unrestricted net assets has a decrease of $211,671 from prior year. The decrease in unrestricted net assets is mainly due to the construction of airport capital projects. The total net asset of the building fund at the end of the fiscal year amounted to $1,478,145, while the unrestricted net assets amounted to $1,435,364. The building fund started its enterprise operation on October 1, 2005. Aone-time transfer from the general fund in the amount of $1,139,289 took place in the beginning of FY 2005-06. The amount represents the unspent building code enforcement fund reserve. Other factors concerning the finances of these three funds have already been addressed in the discussion of the City's business-type activities. General Fund Budgetary Highlights Over the course of the fiscal year, the City Council revised the City budget four times. These budget amendments fall into two categories. The first category includes amendments and supplemental appropriations that were approved shortly after the beginning of the year and reflect the actual beginning balances (versus the amounts originally estimated in July 2005). The second category includes the changes that the Council made during the year to take into account the City's staff restructuring efforts. During the fiscal year, the City amended the general fund budget in the amount of $1,139,871 for encumbrances carried forward, intergovernmental revenues, contributions, and insurance reimbursements. Following are the main components of the increase: • $248,706 supplemental appropriation to the public works and engineering departments for the debris clean up, property damages, and signage repairs costs associated with hurricanes Wilma that impacted the City in October 2005. • $83,084 supplemental appropriation to general fund departments for encumbered amounts carried forward from the prior fiscal year. • $117,621 supplemental appropriation to the police department for the pension contribution. ~ $336,799 supplemental appropriation to increase the amount transferred from the general fund to the building fund for building code enforcement reserve generated for FY 2005-06 building operation. The increase is possible because of anticipated revenues received. Those revenues included grant revenues associated with FEMA, State, and Federal Highway Administration and insurance reimbursement for hurricane costs ($248,706), State police pension contributions ($117,621), excess building revenues set aside as building code enforcement reserve ($336,799), and the encumbered amount carried forward from the prior fiscal year ($83,084). During the fiscal year, total general fund actual revenues exceeded final amended budgetary estimates and total general fund actual expenditures were less than the final amended budgetary estimates, therefore, eliminating the need to draw upon existing fund balance. The increase in anticipated revenues are mainly due to the increase in franchise fees, property taxes and interest earnings. 12 CAPITAL ASSET AND DEBT ADMINISTRATION Capital Assets At the end of fiscal year 2006 the City had $57,298,192 invested in a broad range of capital assets, including land, police and public works equipment, buildings, park facilities, roads, bridges, and stormwater drainage structures. This amount represents a net increase (including additions and deductions) of $2,353,612, or 4.3%, over last year. The following table illustrates the changes in capital assets. See page 38 and page 39 in the notes to the financial statements for detailed changes in capital assets. Table 3 Governmental Business-type Activities Activities Totals 2006 2005 2006 2005 2006 2005 Land $ 5,301,947 $ 5,489,774 $ 9,060 $ 9,060 $ 5,311,007 $ 5,498,834 Buildings 9,958,190 9,890,903 1,832,148 1,555,358 11,790,338 11,446,261 Improvements 4,614,326 4,152,943 1,181,052 779,905 5,795,378 4,932,848 Equipment 6,436,238 6,100,906 638,926 585,282 7,075,164 6,686,188 Infrastructure 17,375,199 17,203,261 6,012,963 3,313,755 23,388,162 20,517,016 Construction-in Progress 1,167,207 1,006,241 2,770,936 4,857,192 3,938,143 5,863,433 Totals $ 44,853,107 $ 43,844,028 $ 12,445,085 $ 11,100,552 $ 57,298,192 $ 54,944,580 Governmental activities had the following major increases during the fiscal year: • A decrease in land mainly due to a contribution made to the Indian River County. • An increase in infrastructure mainly due to the capitalization of Louisiana Avenue improvements project. • An increase in improvements mainly due to the capitalization of River View Park and lightings at the Barber Street Sports Complex. • An increase in equipment mainly due to the capitalization of new police vehicles. Business-type activities had the following major increases during the fiscal year: • A decrease in construction in progress primarily due to the completion of airport run way and security fencing projects. • An increase in infrastructure and improvements primarily due to the completion of the airport runway and security-fencing project. Debt On September 30, 2006, the City had $18,068,698 in bonds, notes and capital leases outstanding versus $19,564,551 on September 30, 2005 - a decrease of 7.6% - as shown in the table on the following page: The decrease in debt is solely attributable to the retirement of debts. The Infrastructure Sales Surtax Revenue Bonds, Series 2003 and Series 2003A and the stormwater Utility Revenue Bonds, Series 2003 are insured by AAA rated insurance agencies, the bonds are all rated AAA, which is the highest rating given by rating agencies. The City's Recreational Facilities Improvement and Refunding Revenue Bonds, Series 2001 carries an AAA rating from Standard & Poor's, a rating it has held since 1992. All of the City's other debt, primarily notes and a capital lease, are not rated. Other obligations of the City include accrued vacation pay and sick leave. Additional information on the City's long-term debt can be found on pages 42 through 44 in the notes to the financial statements. 13 Table 4 Governmental Business-type Activities Activities Totals 2006 2005 2006 2005 2006 2005 Infrastructure sales surtax revenue bonds, Series 2003 $ 7,955,000 $ 8,490,000 $ - $ - $ 7,955,000 $ 8,490,000 Infrastructure sales surtax revenue bonds, Series 2003A 1,870,000 2,000,000 - - 1,870,000 2,000,000 Stormwater utility revenue bonds, Series 2003 5,055,000 5,290,000 - - 5,055,000 5,290,000 Notes payable (backed by local option gas tax) 1,790,544 2,004,718 - - 1,790,544 2,004,718 Capital lease obligation (backed by City) 288,252 422,456 - - 288,252 422,456 Recreational facilities improvements and refunding revenue bonds, series 2001 - - 1,109,902 1,357,377 1,109,902 1,357,377 Totals $ 16,958,796 $ 18,207,174 $ 1,109,902 $ 1,357,377 $ 18,068,698 $ 19,564,551 ECONOMIC FACTORS AND NEXT YEAR'S BUDGETS AND RATES The City's elected and appointed officials considered many factors when setting the fiscal year 2007 budget, tax rates, and fees that will be charged for the business-type activities. One of those factors is the economy. Sebastian's local economy consists largely of retail and service industries. Less than one percent is devoted to industrial activities. Construction of new homes is the largest single business in the area. Some of the largest retail stores include Publix Supermarket and Wal-Mart Stores, Inc.® The Indian River County unemployment rate in 2006 was 4.1% up from 4% in the previous year and down from a high of 8.1% in 1997. This indicates that business growth in the area remains strong. Still, employment in the county fluctuates seasonally due to farm workers. In FY 2006, the city has experienced a significant increase in property value (29% increase) and a decrease in construction permits (35% drop) especially in single-family residents permits. The decrease in construction permits reflects the national trend and is consistent with the national housing market. These indicators were taken into account when adopting the General Fund budget for fiscal year 2007. Amounts available for appropriation in the General Fund budget are $12,322,178, an increase of 2.9% from the original fiscal year 2006 budget of $11,975,141 and a decrease of 6% from the final fiscal year 2006 budget. The 2.9% increase is mainly due to increases in estimated property taxes and public services taxes to be received due to growth. The 6% decrease from the final fiscal year 2006 budget is mainly due to the hurricane related expenditures in FY 2006. The City will use the increases in tax revenues to finance programs we currently offer, as well as, the effect that we expect inflation to have on program costs. The Golf Course has experienced an increase in golf revenues in FY 2006 mainly due to hurricanes that impacted the City in FY 2005. The increase of revenues has help the City to meet the Recreational Facilities Improvement and Refunding Revenue Bonds, Series 2001 bond coverage requirement, which is the net revenues equal to at least 125% of the annual debt service payment. City staff continues to monitor the revenue stream and intends to adjust rates whenever necessary to meet the bond coverage requirement. REQUEST FOR INFORMATION This financial report is designed to provide our citizens, taxpayers, customers, investors and creditors with a general overview of the City's finances and to show the City's accountability for the money it receives. If you have questions about this report or need additional information, contact the Finance Department at City of Sebastian, 1225 Main Street, Sebastian, Florida 32958. 14 City of Sebastian, Florida Statement of Net Assets September 30, 2006 Governmental Business-type Activities Activities ASSETS Cash and cash equivalents Investments Receivables Special assessment receivable Prepaid items Inventory Restricted assets: Temporarily restricted: Cash and cash equivalents Investments Permanently restricted: Investments Overfunded pension costs Deferred charges Capital assets not being depreciated: Land Construction in progress Capital assets (net of accumulated depreciation): Buildings Improvements other than buildings Machinery and equipment Infrastructure Total assets LIABILITIES Accounts payable and other current liabilities Matured bonds payable Accrued interest payable Deferred revenues Non-current liabilities: Due within one year Due in more than one year Total liabilities NET ASSETS Invested in capital assets, net of related debt Restricted for: Capital projects Debt service Road projects Perpetual care: Expendable Nonexpendable Other purposes Unrestricted Total net assets 560,581 $ 116,997 $ 71,513 $ 188,510 11,563,402 2,071,589 13,634,991 1,160,632 93,179 1,253,811 3,849 - 3,849 6,775 1,575 8,350 50,611 13,688 64,299 74,847 9,139, 870 542,950 148,607 504,171 5,301,947 1,167,207 8,372,924 3,447,330 1,933,944 9,420,783 52,956,846 848,864 920,000 97,081 65,292 465,346 16,618,120 19,014,703 17,579,683 55,588 9,060 2,770,936 1,475,418 945,782 125,384 4,581,934 12,776,227 177,080 84,667 1,258,748 1,520,495 Total 74,847 9,700,451 542,950 148,607 559,759 5,311,007 3,938,143 9,848,342 4,393,112 2,059,328 14,002,717 65,733,073 1,025,944 920,000 97,081 149,959 465,346 17,876,868 20,535,198 8,798,612 26,378,295 2,221,359 - 2,221,359 225,916 316,490 542,406 1,932,026 - 1,932,026 113,210 - 113,210 542,950 - 542,950 33,122 244,091 277,213 11,293,877 1,896,539 13,190,416 $ 33,942,143 $ 11,255,732 $ 45,197,875 The accompanying notes to financial statements are an integral part of this financial statement. 15 City of Sebastian, Florida Statement of Activities For the year ended September 30, 2006 Program Revenues Operating Capital Charges for Grants and Grants and Function/Prosram Expenses Services Contributions Contributions Governmental activities: General government $ 3,129,723 $ 533,482 $ 46,109 $ - Public safety 4,191,295 140,545 165,175 982 Physical environment 2,193,589 887,819 2,273 - Transportation 2,173,071 - 183,870 716,495 Economic environment 98,661 - - 30,059 CulturaUrecreation 1,208,288 72,472 10,471 553,902 Interest and fiscal charges 706,303 - - - Total governmental activities 13,700,930 1,634,318 407,898 1,301,438 Business-type activities: Golf Course 1,558,338 1,580,407 6,998 - Airport 801,967 375,768 - 1,056,562 Building 936,793 1,220,823 - - Total business-type activities 3,297,098 3,176,998 6,998 1,056,562 Total government $ 16,998,028 $ 4,811,316 $ 414,896 $ 2,358,000 General Revenues: Property taxes, levied for general purposes Sales and use taxes Franchise fees State shared revenues not restricted to specific programs Interest earnings Miscellaneous Total general revenues Transfers Total general revenues and transfers Change in net assets Net assets -beginning Net assets -ending The accompanying notes to financial statements are an integral part of this financial statement. 16 Net (Expense) Revenue and Changes in Net Assets Governmental Business-type Activities Activities Total $ (2,550,132) $ - $ (2,550,132) (3,884,593) - (3,884,593) (1,303,497) - (1,303,497) (1,272,706) - (1,272,706) (68,602) - (68,602) (571,443) - (571,443) (706,303) - (706,303) (10,357,276) - (10,357,276) - 29,067 29,067 - 630,363 630,363 - 284,030 284,030 - 943,460 943,460 (10,357,276) 943,460 (9,413,816) 4,645,050 - 4,645,050 4,907,906 - 4,907,906 1,253,749 - 1,253,749 2,242,292 - 2,242,292 827,224 125,498 952,722 256,780 - 256,780 14,133,001 125,498 14,258,499 (1,414,205) 1,414,205 - 12,718,796 1,539,703 ~ 14,258,499 2,361,520 2,483,163 4,844,683 31,580,623 8,772,569 40,353,192 $ 33,942,143 $ 11,255,732 $ 45,197,875 17 City of Sebastian, Florida Balance Sheet Governmental Funds September 30, 2006 Stormwater Other Discretionary Riverfront Utility Governmental General Sales Tax Redevelopment Improvements Funds ASSETS Cash and cash equivalents $ 37,839 $ 4,690 $ 6,892 $ 9,816 $ 132,607 Investments 6,357,752 1,560,640 664,839 4,976,833 7,686,158 Accounts receivables 337,454 - - - - Special assessments receivable 3,849 - - - - Due from other funds 108,269 - - - - Due from other governments 328,984 226,039 - 2,798 100,570 Interest receivable 48,806 12,963 4,318 50,237 48,463 Inventory 50,611 - - - - Prepaid items 6,775 - - - 176,603 Total assets $ 7,280,339 $ 1,804,332 $ 676,049 $ 5,039,684 $ 8,144,401 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable $ 521,299 $ - $ 632 $ 1,170 $ 109,246 Retainage payable - - - - 5,690 Due to other funds - - - - 108,269 Due to other governments 210,827 - - - - Deferred revenues 69,141 - - - - Totalliabilities 801,267 - 632 1,170 223,205 Fund balances: Reserved for: Encumbrance 58,020 - 95,256 65,206 943,576 Debt service - - - - 225,916 Capital projects 1,000,000 - - 4,973,308 3,065,639 Property and casualty 100,000 - - - - Cemeterycare - - - - 656,160 Law enforcement - - - - 33,122 Emergency services 350,000 - - - - Equipment replacement 307,167 - - - - Unreserved: Designated for employee events 4,082 - - - - Designated for law enforcement 5,774 - - - - Undesignated, reported in: General fund 4,654,029 - - - - Specialrevenuefunds - 1,804,332 580,161 - 2,996,783 Total fund balances 6,479,072 1,804,332 675,417 5,038,514 7,921,196 Total liabilities and fund balances $ 7,280,339 $ 1,804,332 $ 676,049 $ 5,039,684 $ 8,144,401 Amounts reported for governmental activities in the statement of net assets are different because: Capital assets used in governmental activities are not financial resources, therefore, are not reported in the funds. Negative net pension obligation resulting from overfunding of the police officers' pension plan. Long-term liabilities are not due and payable in the current period and, therefore, are not reported in the funds. Accrued long term debt interest expenses are not financial uses, therefore, are not reported in the funds. Special assessment receivables are not financial resources in the current period, therefore, are reported as deferred revenues. Net assets of governmental activities The accompanying notes to financial statements are an integral part of this financial statement. 18 Total Governmental Funds $ 191,844 21,246,222 337,454 3,849 108,269 658,391 164,787 50,611 1 R3378 lL,y44,2SUJ $ 632,347 5,690 108,269 210,827 69 141 1,UL6,1 /4 1,162,058 225,916 9,038,947 100,000 656,160 33,122 350,000 307.167 4,082 5,774 4,654,029 5.381.276 L1,y12S,JS1 29,644,135 148,607 (17,499,295) (273,684) 3,849 $ 33,942,143 19 City of Sebastian, Florida Statement of Revenues, Expenditures, and Changes in Fund Balances Governmental Funds For the Year Ended September 30, 2006 REVENUES: Taxes: Property Public utility Sales Motor fuel Franchise fees Licenses and permits Intergovernmental Impact fees Charges for services Fines Special assessments Investment earnings Contributions and donations Other revenue Total revenues EXPENDITURES: Current: General government Public safety Physical environment Transportation Economic enviromnent Culture and recreation Debt Service: Principal Interest and fiscal charges Capital outlay Total expenditures Excess (deficiency) of revenues over (under) expenditures OTHER FINANCING SOURCES (USES) Transfers in Transfers out Total other financing sources (uses) Net changes in fund balances Fund balances -beginning Fund balances -ending Stormwater Other Discretionary Riverfront Utility Goverrunental General Sales Tax Redevelopment Improvements Funds $ 4,306,213 $ - $ 338,837 $ - $ - 2,183,164 - - - - - 2,724,742 - - - - - - - 716,495 1,253,749 - - - - 244,370 - - - - 2,617,774 - - - 234,519 - - - - 337,675 457,780 - - - 59,825 62,648 - - - 15,128 - - - - 819,286 295,123 107,965 28,400 103,837 291,899 41,110 - - - 4,055 247,357 - 100 - 2,073 11,709,288 2,832,707 367,337 103,837 2,480,955 2,494, 863 - - - - 3,810,648 - - - 3,260 1,843,877 - - - 6,765 1,462,048 - - - 210,935 - - 68,602 - 30,059 926, 846 - - - - - - - - 1,248,378 - - - - 678,682 556,673 - - 152,830 741,557 11,094,955 - 68,602 152,830 2,919,636 614,333 2,832,707 298,735 (48,993) (438,681) 900,561 6,960 - - 2,878,460 (1,139,289) (2,314,596) - (60,579) (1,685,722) (238,728) (2,307,636) - (60,579) 1,192,738 375,605 525,071 298,735 (109,572) 754,057 6,103,467 1,279,261 376,682 5,148,086 7,167,139 $ 6,479,072 $ 1,804,332 $ 675,417 $ 5,038,514 $ 7,921,196 The accompanying notes to financial statements are an integral part of this financial statement. 20 Total Governmental Funds $ 4,645,050 2,183,164 2,724,742 716,495 1,253,749 244,370 2,852,293 337,675 517,605 77,776 819,286 827,224 45,165 249,530 17,494,124 2,494, 863 3,813,908 1,850,642 1,672,983 98,661 926, 846 1,248,378 678,682 1,451,060 14,236,023 3,258,101 3,785,981 (5,200,186) (1,414,205) 1,843,896 20,074,635 $ 21,918,531 21 City of Sebastian, Florida Reconciliation of the Statement of Revenues, Expenditures, and Changes in Find Balances of Governmental Funds To the Statement of Activities For the Year Ended September 30, 2006 Net change in fund balances -total governmental funds $ 1,843,896 Amount reported for governmental activities in the statement of activities are different because: Governmental funds report capital outlay as expenditures. However, in the statement of activities, the cost of those assets is allocated over their estimated useful lives as depreciation expense. (464,232) Governmental funds only report the disposal of assets to the extent proceeds are received from the sale. In the statement of activities, a gain or loss is reported for each disposal. (223,024) Overfunded pension contributions are reported as expenditures in the fund financial statements and recorded as a net pension asset on the statement of net assets. 26,187 Repayment of bond principal, note principal, and capital lease principal are expenditures in the governmental funds, but the payment reduces long-term liabilities in the statement of net assets. 1,248,378 Some expenses reported in the statement of activities do not require the use of current financial resources, therefore, are not reported as expenditures in the governmental funds. (69,685) Change in net assets of governmental activities $ 2,361,520 The accompanying notes to financial statements are an integral part of this financial statement. 22 City of Sebastian, Florida Statement of Net Assets Proprietary Funds September 30, 2006 Enterprise Funds Golf Course Airport Building Totals ASSETS Current assets: Cash and cash equivalents $ 12,162 $ 37,940 $ 21,411 $ 71,513 Investments 89,751 474,132 1,507,706 2,071,589 Restricted cash, cash equivalents and investments: Revenue bond covenant accounts 560,581 - - 560,581 Accounts receivable - 39,172 - 39,172 Due from other governments - 41,737 - 41,737 Interest receivable 3,253 97 8,920 12,270 Inventory 13,688 - - 13,688 Prepaid items 1,575 - - 1,575 Total current assets 681,010 593,078 1,538,037 2,812,125 Noncurrent assets: Deferred charges $55,588 - - 55,588 Capital assets: Land - 9,060 - 9,060 Buildings 331,228 1,500,920 - 1,832,148 Improvements other than buildings 220,556 960,496 - 1,181,052 Machinery and equipment 338,527 252,347 48,052 638,926 Infrastructure 1,616,948 4,396,015 - 6,012,963 Construction in process - 2,770,936 - 2,770,936 Less accumulated depreciation (1,651,980) (879,320) (5,271) (2,536,571) Total noncurrent assets 910,867 9,010,454 42,781 9,964,102 Total assets 1,591,877 9,603,532 1,580,818 12,776,227 LIABILITIES Current liabilities: Accounts payable 43,592 105,187 19,966 168,745 Due to other governments 8,083 252 - 8,335 Deferred revenues 66,877 3,775 14,015 84,667 Compensated absences 1,385 1,897 2,994 6,276 Total cua~ent liabilities 119,937 111,111 36,975 268,023 Non-current liabilities: Compensated absences 50,219 26,653 65,698 142,570 Bonds payable (net of unamortized premium and deferred amount on refunding) 1,109,902 - - 1,109,902 Total non-current liabilities 1,160,121 26,653 65,698 1,252,472 Total liabilities 1,280,058 137,764 102,673 1,520,495 NET ASSETS Invested in capital assets, net of related debt (254,623) 9,010,454 42,781 8,798,612 Restricted for: Debt service 316,490 - - 316,490 Other purposes 244,091 - - 244,091 Unrestricted 5,861 455,314 1,435,364 1,896,539 Total net assets $ 311,819 $ 9,465,768 $ 1,478,145 $ 11,255,732 The accompanying notes to financial statements are an integral part of this financial statement. 23 City of Sebastian, Florida Statement of Revenues, Expenses and Changes in Fund Net Assets Proprietary Funds For the Year Ended September 30, 2006 Enterprise Funds Operating revenues: Charges for fees and rents: Building permit fees Golf course fees pledged as security for revenue bonds Rents Other revenue Total operating revenues Operating expenses: Salaries, wages and employee benefits Contractual services, materials and supplies Depreciation Total operating expenses Operating income (loss) Nonoperating revenues (expenses): Interest income Interest income pledged as security for revenue bonds Intergovernmental Interest expense Bond amortization. expense Loss on disposal of capital assets Total nonoperating revenues (expenses) Income/(loss) before capital contributions and transfers Capital contributions in Capital contributions out Transfers in Change in net assets Total net assets -beginning Total net assets -ending Golf Course Airport Building Totals $ - $ - $ 1,220,823 $ 1,220,823 1,532,185 - - 1,532,185 31,252 313,562 - 344,814 16,970 62,206 - 79,176 1,580,407 375,768 1,220,823 3,176,998 313,305 168,894 639,191 1,121,390 1,061,103 174,827 292,331 1,528,261 105,058 186,955 5,271 297,284 1,479,466 530,676 936,793 2,946,935 100,941 (154,908) 284,030 230,063 - 30,062 54,826 84,888 40,610 - - 40,610 6,998 - - 6,998 (64,715) - - (64,715) (13,897) - - (13,897) (260) - - (260) (31,264) 30,062 54,826 53,624 69,677 (124,846) 338,856 283,687 - 1,056,562 - 1,056,562 - (271,291) - (271,291) - 274,916 1,139,289 1,414,205 69,677 935,341 1,478,145 2,483,163 242,142 8,530,427 - 8,772,569 $ 311,819 $ 9,465,768 $ 1,478,145 $ 11,255,732 The accompanying notes to financial statements are an integral part of this financial statement. 24 City of Sebastian, Florida Statement of Cash Flows Proprietary Funds For the Year Ended September 30, 2006 CASH FLOWS FROM OPERATING ACTIVITIES: Cash received from customers and users Cash payments to suppliers Cash payments for employee services Net cash provided (used) by operating activities CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES: Acquisition and construction of capital assets Receipt from capital grants Receipt from capital transfers Receipt from advance from other fund Principal paid on revenue bond maturities Bond issuance costs Interest paid on revenue bonds Capital contributed to others Net cash provided (used) by capital and related financing activities CASH FLOWS FROM INVESTING ACTIVITIES: Interest on investments Net cash provided by investing activities Net decrease in cash and cash equivalents Cash and cash equivalents, October 1 Cash and cash equivalents, September 30 Enterprise Funds Golf Course Airport Building Totals $ 1,561,274 $ 337,335 $ 1,234,838 $ 3,133,447 (1,057,053) (258,942) (272,365) (1,588,360) (305,531) (179,680) (570,499) (1,055,710) 198,690 (101,287) 391,974 489,377 (6,717) (1,662,548) 6,998 1,176,601 - 274,916 - (35,416) (255,000) - 7,525 - (64,715) - - (271,291) (311,909) (517,738) (48,052) (1,717,317) - 1,183,599 1,139,289 1,414,205 - (35,416) - (255,000) - 7,525 - (64,715) - (271,291) 1,091,237 261,590 37,605 31,270 45,906 _ 37,605 31,270 45,906 (75,614) (587,755) 1,529,117 738,108 1,099,827 - _ $ 662,494 $ 512,072 $ 1,529,117 $ 114,781 114,781 865,748 1,837,935 2,703,683 The accompanying notes to financial statements are an integral part of this financial statement. 25 City of Sebastian, Florida Statement of Cash Flows Proprietary Funds For the Year Ended September 30, 2006 (Continued) Reconciliation of operating income (loss) to net cash provided (used) by operating activities: Operating income (loss) Adjustments to reconcile operating income to net cash provided (used) by operating activities: Depreciation expense (Increase) Decrease in assets: Accounts receivable Prepaid expenses Inventories Increase (Decrease) in liabilities: Accounts payable Due to other governments Accrued compensated absences Deferred revenues Total adjustments Net cash provided (used) by operating activities Cash and cash equivalents reconciliation: Current assets: Cash and cash equivalents Investments Restricted asset: Investments Cash and cash equivalents at September 30 Enterprise Funds Golf Course Airport Building Totals $ 100,941 $ (154,908) $ 284,030 $ 230,063 105,058 186,955 5,271 297,284 48 (36,997) - (36,949) - 384 - 384 (4,548) - - (4,548) 10,352 (84,418) 19,966 (54,100) (1,754) (81) - (1,835) 7,774 (10,786) 68,692 65,680 (19,181) (1,436) 14,015 (6,602) 97,749 53,621 107,944 259,314 $ 198,690 $ (101,287) $ 391,974 $ 489,377 $ 12,162 $ 37,940 $ 21,411 $ 71,513 89,751 474,132 1,507,706 2,071,589 560,581 - - 560,581 $ 662,494 $ 512,072 $ 1,529,117 $ 2,703,683 The accompanying notes to financial statements are an integral part of this financial statement. 26 City of Sebastian, Florida Statement of Fiduciary Net Assets Fiduciary Funds September 30, 2006 ASSETS Cash and cash equivalents Receivables: Interest and dividends Total receivables Investments, at fair value: United States treasuries United States agency notes Domestic corporate bonds Domestic corporate equities Total investments Total assets LIABILITIES Refunds payable Total liabilities NET ASSETS Held in trust for pension benefits Pension Trust Police Officers' Pension $ 575,997 21,151 597,148 436,213 723,537 531,853 2,422,543 4,114,146 4,711,294 $ 4,711,294 Agency Performance Deposits $ 165,090 165,090 165,090 165,090 165,090 The accompanying notes to financial statements are an integral part of this financial statement. 27 City of Sebastian, Florida Statement of Changes in Fiduciary Net Assets Fiduciary Fund -Pension Trust For the Year Ended September 30, 2006 Police Officers' Pension ADDITIONS Contributions: Employer Plan members State Total contributions Investment earnings: Net increase in fair value of investments Interest and dividends Total investment earnings - Less investment expenses Net investment earnings Total additions $ 219,898 85,433 117,621 422,952 141,456 144,940 286,396 (20,606) 265,790 688,742 DEDUCTIONS Benefits Refunded contributions Administrative expenses Total deductions Change in net assets Net assets -beginning of year Net assets -end of year 105,202 12,388 13,078 130,668 558,074 4,153,220 $ 4,711,294 The accompanying notes to financial statements are an integral part of this financial statement. 28 City of Sebastian, Florida Notes to the Financial Statements September 30, 2006 I. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Sebastian (the "City"), a Florida Municipal Corporation, was incorporated in 1924 under Sections 1826-1832 of the Revised Florida Statutes. The City has a population of approximately 21,6001iving in an area of approximately 14.6 square miles. The governing body is a five member elected City Council with a mayor elected from the five members. The City Council appoints the City Manager who is responsible for the administration of all City services. The financial statements of the City have been prepared in conformity with U.S. generally accepted accounting principles as applied to governmental units. The more significant of the City's accounting policies are described below: A. Reporting Entity In evaluating the City as a reporting entity, management has included all component units in accordance with Governmental Accounting Standards Board (GASB) Statement No. 14, "Defining the Financial Reporting Entity". The Financial Reporting Entity consists of the City of Sebastian (the primary government) and its blended component units. Blended component units are legally separate organizations for which the City Council is financially accountable. The component units discussed below are included in the City's reporting entity. Blended Component Units The following component units are blended with the primary government for financial statement purposes because the component unit's governing body is substantially the same as the City Council or because the component unit exclusively serves the City. The financial statements of these component units may be obtained from the Finance Department of the City of Sebastian. Community Redevelopment Agency (CRA) -The governing body of the CRA is the Sebastian City Council. The CRA is accounted for in a special revenue fund entitled "Riverfront Redevelopment". F.S. Section 163.387(8) requires an independent audit of the fund each fiscal year and a report of such audit. The City has presented the CRA as a major fund of the City to satisfy this requirement simply due to the scope of the audit for a major fund is broader than anon-major fund. City of Sebastian Police Officers' Pension Plan -The City Council only appoints two of the five members of the governing board, but it is financially responsible for funding the police officers' pension benefits. The City of Sebastian Police Officers' Pension Trust Fund only exists to provide pension benefits to City of Sebastian police officers. It is accounted for as a Pension Trust fund entitled "Police Officers' Pension". B. Government-wide and fund financial statements The government-wide financial statements (i.e., the statement of net assets and the statement of changes in net assets) report information on all of the nonfiduciary activities of the primary government and its blended component units. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. Separate fund financial statements are provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government-wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. GASB Statement No. 34 Basic Financial Statements and Management Discussion and Analysis for State and Local Governments sets forth minimum criteria (percentage of the assets, liabilities, revenues or expenditures/expenses of either fund category or the governmental and enterprise funds combined) for the determination of major funds. The nonmajor funds are combined in a column in the fund financial statements and detailed in the combining.section. C. Measurement Focus, Basis of Accounting, and Financial Statement Presentation 1. Economic Resources Measurement Focus and Accrual Basis of Accounting The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements. This means that revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of the related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. 29 In applying the "susceptible to accrual" concept to intergovernmental revenues pursuant to GASB Statement No. 33, Accounting and Financial Reporting for Nonexchange Transactions as amended by GASB Statement No. 36, Recipient Reporting of Certain Shazed Nonexchange Revenues (the City may act as either provider or recipient), the provider should recognize liabilities and expenses and the recipient should recognize receivables and revenue when the applicable eligibility requirements including time requirements, are met. Resources transmitted before the eligibility requirements aze met should, under most circumstances, be reported as advances by the provider and deferred revenue by the recipient. Private-sector standards of accounting and financial reporting issued prior to December I, 1989, generally are followed in both the government-wide and proprietary fund financial statements to the extent that those standazds do not conflict with or contradict guidance of the Governmental Accounting Standards Board. Governments also have the option of following subsequent private-sector guidance for their business-type activities and enterprise funds, subject to this same limitation. The government has elected not to follow subsequent private-sector guidance. As a general rule the effect of interfund activity has been eliminated from the government-wide financial statements. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenues. Direct expenses are those that aze clearly identifiable with a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the golf course fund and the building fund are charges to customers for services and for the airport fund lease revenue. Operating expenses for enterprise funds include cost of sales and services, administrative expenses, and depreciation on capital assets. Al] revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. The agency fund reports only assets and liabilities; therefore, it does not have a measurement focus. However, it uses the accrual basis of accounting to recognize receivables and payables. 2. Modified Accrual Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. "Available" means collectible within the current period or soon enough thereafter to be used to pay liabilities of the current period. For this purpose, the City considers revenues to be available if they are collected within sixty (60) days of the end of the current fiscal period except grant revenues. The City considers grant revenues to be available if they are collected within one year of the end of the current fiscal period. All material revenues, except for occupational licenses and property taxes, aze considered measurable and available and are thus susceptible to accrual. Occupational licenses aze not considered available since neither a legally enforceable claim exists nor were the related services provided before October 1, 2006. Expenditures aze generally recognized under the modified accrual basis of accounting when the related fund liability is incurred, if measurable. An exception to this general rule is principal and interest on general long-term obligations, which are recognized when due. Property taxes, public utility taxes, franchise fees, sales and fuel taxes, licenses, and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues in the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the City. The government reports the following major governmental funds: The general fund is the government's primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. The discretionary sales tax fund accounts for the financial resources used for infrastructure improvements and equipment purchases. The riverfront redevelopment fund accounts for tax increment revenues that are legally restricted for the redevelopment of the City's riverfront area. The stormwater utility improvements fund accounts for the resources associated with debt and stormwater assessment fees for the purpose of constructing stormwater related improvements. 30 The government reports the following major proprietary funds: The golf course fund accounts for the activities of the municipal golf course. The airport fund accounts for the activities of the municipality's general aviation airport. The building fund accounts for the activities associated with the building permit and inspection program. Additionally, the government reports the following fund types: The pension trust fund accounts for the activities of the Police Officer's Retirement System, which accumulates resources for pension benefit payments to qualified police officers. The performance deposits fund accounts for deposits placed by bidders and developers to guarantee performance pursuant to bid or contract. These funds are held by the City as agent for individuals and businesses. D. Assets, Liabilities and Fund Equity 1. Cash and cash equivalents Cash and cash equivalents represents all investments that are short term, highly liquid, and readily convertible to a specified cash value. These investments generally have original maturities of three months or less. Cash equivalents consist of cash in banks and on hand. 2. Investments Investments consist of U.S. Treasury Securities, U.S. Government Agency Securities, common stock, guaranteed investment contracts and the Local Government Surplus Funds Trust Fund Investment pool (Pool). The Local Government Surplus Funds Trust Fund is administered by the Florida State Board of Administration, which is not a registrant with the Securities and Exchange Commission. However, the Board has adopted operating procedures consistent with the requirements fora 2a-7 fund. In accordance with the regulations of 2a-7 like pools, the City's share of investments held at the State Board of Administration aze reported at amortized cost, which approximates fair value. This pool is regulated by the State and the fair value of the position in the pool is the same as the value of the pool share. Investment earnings of the Pool aze allocated to the participating funds at the end of each month based upon the ratio of each participant's investment to the total pooled investments. Except for the Pool, investments, including the Police Officers' Pension Fund, are reported at their fair value based on the quoted market price or the best available information. 3. Interfund Receivables and Payables During the course of operations, transactions occur between individual funds that may result in amounts owed between funds. Short-term interfund loans are reported as "due to and from other funds". Due to and from other funds are eliminated in the Statement of Net Assets. There were no interfund loans between the Governmental funds and Proprietary funds as of September 30, 2006. Advances between funds, as reported in the fund financial statements, are offset by a fund balance reserve account in applicable governmental funds to indicate that they are not available for appropriation and are not expendable available financial resources. There were no advances between the Governmental funds and Proprietary funds as of September 30, 2006. 4. Receivables Receivables consist of trade receivables, due from other governments and interest receivable (see Note IV.C. on page 37 for detail) and are recorded at the net realizable value. The City, as of September 30, 2006, has no allowance for doubtful accounts, since all receivables aze considered collectible. 5. Inventor and Prepaid Items Inventory is valued at cost using the average cost method. Inventory in the General fund consists of materials and supplies held for consumption. The cost is recorded as an expenditure/expense at the time the individual inventory items are consumed. Inventory in the Golf Course fund consists of supplies held for resale. Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government-wide and fund financial statements. 31 6. Restricted Assets Certain net assets of the City are classified as restricted assets on the statement of net assets because their use is limited either by law through constitutional provision or enabling legislation; or by restrictions imposed externally by creditors, grantors, contributors, or laws or regulations of other governments. In a fund with both restricted and unrestricted assets, qualified expenses are considered to be paid first from restricted net assets and then from unrestricted net assets. 7. Capital Assets Capital assets, which include land, buildings, improvements, equipment, and infrastructure assets (e.g., roads, bridges, sidewalks, and similar items), are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. The City defines capital assets as assets with an initial, individual cost of more than $750 and an estimated useful life in excess of one year. Such assets are recorded at historical cost, if purchased, and at fair market value at date of gift, if donated. Major additions are capitalized while maintenance and repairs that do not improve or extend the life of the respective assets are expensed. All infrastructure assets acquired prior to the implementation of GASB Statement 34 were capitalized as projects and were completed or assets were acquired. Therefore, the initial capitalization of general infrastructure assets was not necessary. Capital asset depreciation is recognized using the straight-line method over the estimated useful lives as follows: Classification Range of Lives Buildings and improvements 10-40 years Public domain infrastructure 40-50 years System infrastructure 15-30 years Improvements other than buildings 10-40 years Machinery, equipment and other 5-15 years Airport runways 20 years 8. Compensated Absences It is the City's policy to permit employees to accumulate earned but unused vacation and sick leave benefits and are accounted for using the termination payment method. All vacation and sick leave amounts are accrued in the government-wide and proprietary financial statements. A liability for these amounts is reported in governmental funds only if they have matured, for example, as a result of employee resignations and retirements. 9. Long-Term Liabilities In the government-wide financial statements, and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net assets. Bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the bonds using the straight-line method. Bonds payable are recorded net of the applicable bond premium or discount. Bond issuance costs are reported as deferred charges and amortized over the life of the related debt. In the fund financial statements, governmental fund types recognize bond premium and discounts, as well as debt issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. 10. Fund Equity In the fund financial statements, governmental funds report reservations of fund balance for amounts that are not available for appropriation or are legally restricted by outside parties for use for a specific purpose. The nature and purpose of these reserves are explained as follows: Reserved for encumbrance -represents encumbrances outstanding at year end that the City intends to honor as commitments. Reserved for debt service -represents, in accordance with legal restrictions, amounts for payment of principal and interest maturing in later years. Reserved for capital projects -represents amounts restricted for capital projects. Reserved for property and casualty -represents amounts restricted for property and casualty claims. Reserved for cemetery care -represents amounts restricted for use in cemetery maintenance. Reserved for law enforcement -represents, in accordance with State Statutes, funds required to be spent on drug education and awareness activities. Reserved for emergency services -represents amount restricted for natural disasters. Reserved for equipment replacement -represents amounts restricted for the replacement of capital assets. 32 Designations of unreserved fund balances are not required by law or accounting principles, but aze further classifications of fund equity to identify funds that are not earmarked for specific purposes. II. RECONCILIATION OF GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS A. Exulanation of Differences Between the Governmental Fund Balance Sheet and the Government-wide Statement of Net Assets The governmental fund balance sheet includes a reconciliation between fund balance-total governmental funds and net assets- governmental activities as reported in the government-wide statement of net assets. "Total fund balances" of the City's governmental funds ($21,918,531) differs from "net assets" of governmental activities ($33,942,143) reported in the statement of net assets. This difference primarily results from the long-term economic focus of the statement of net assets versus the current financial resources focus of the governmental fund balance sheet. The effect of the differences is illustrated below. Capital related items When capital assets (property, plant, equipment) that are to be used in the governmental activities are purchased or constructed, the cost of those assets are reported as expenditures in governmental funds. However, the statement of net assets included those capital assets among the assets of the City as a whole. Cost of capital assets Accumulated depreciation Total $ 44,853,107 (15.208,972) $ 29.644.135 Net pension obli ag tion When net pension obligation is a negative amount, the amount is presented as an asset on the statement of net assets. Negative net pension obligation $ 148.607 Long-term debt transactions Long-term liabilities applicable to the City's governmental activities are not due and payable in the current period and accordingly are not reported as fund liabilities (both current and long-term) are reported in the statement of net assets. Balances at September 30, 2006 were: Bonds payable: Infrastructure sales surtax revenue bonds, Series 2003 $(7,955,000) Less: Deferred charge for issuance costs 224,170 $(7,730,830) Infrastructure sales surtax revenue bonds, Series 2003A (1,870,000) Less: Deferred charge for issuance costs 87,695 (1,782,305) Stormwater utility revenue bonds, Series 2003 (5,055,000) Less: Deferred charge for issuance costs 171,143 Less: Deferred charge for bond discounts 12,915 (4,870,942) Notes payable (1,790,544) Less: Deferred charge for issuance costs 5.232 (1,785,312) Capital lease payable (288,252) Less: Deferred charge for issuance costs 3,016 (285,236) Compensated absences (1,044,670) Total $(17.499.295) Accrued interest Accrued liabilities in the statement of net assets differs from the amount reported in governmental funds due to accrued interest on bonds payable, notes payable, and capital lease. Bonds Notes Capital lease Total $ (258,800) (7,453) (7,431) (273.6841 33 Deferred revenues Deferred revenues in the statement of net assets differ from the amount reported in the governmental funds due to special assessment receivables. Governmental fund financial statements report unearned revenues or revenues which are measurable but not available as deferred revenues. However, deferred revenues in governmental funds are susceptible to full accrual on government-wide financial statements. Deferred revenues reduced $ 3 849 B. Explanation of Differences Between the Governmental Fund Statement of Revenues, Expenditures, and Changes in Fund Balances and the Government-wide Statement of Activities The "net change in fund balances" for governmental funds ($1,843,896) differs from the "change in net assets" for governmental activities ($2,361,520) reported in the statement of activities. The differences arise primarily from the long-term economic focus of the statement of activities versus the current financial resources focus of the governmental funds. The effect of the differences is illustrated below. Capital related items When capital assets that are to be used in governmental activities are purchased or constructed, the resources expended for those assets are reported as expenditures in governmental funds. However, in the statement of activities, the costs of those assets is allocated over their estimated useful lives and reported as depreciation expense. As a result, fund balances decrease by the amount of financial resources expended, whereas net assets decrease by the amount of depreciation expense charged for the year. Capital outlay $ 1,464,502 Depreciation expense (1,928,734) Difference (464.2321 In the statement of activities, only the gain and loss on the sale of capital assets are reported. However, in the governmental funds, the proceeds from the sale increase financial resources. Loss on sale of fixed assets $ (223,024) Pension obli ag tion When net pension obligation is a negative amount, the amount represents over funding and reduces the expenses in the statement of activities. Increase in negative net pension obligation $ 26,187 Long-term debt transactions Repayments of bond principal, notes payable principal, and capital lease principal are reported as expenditures in the governmental funds and, thus, have the effect of reducing fund balance because current financial resources have been used. However, the principal payments reduce the liabilities in the statement of net assets and do not result in an expense in the statement of activities. Bond principal payment made $ 900,000 Notes payable principal payment made 214,174 Capital lease principal payment made 134,204 Total $ 1 248 378 Some expenses reported in the statement of activities do not require the use of current financial resources, therefore, are not reported as expenditures in governmental funds. Net change in compensated absences $ (42,064) Net accrued bond interest expense 9,277 Net accrued notes interest expense 891 Net accrued capital lease interest expense 3,459 Amortization of issuance costs (41,248) Net adjustment (69.685) III. STEWARDSHIP, COMPLIANCE, AND ACCOUNTABILITY Budgetar~Information Budgets are prepared annually on a modified accrual basis with encumbrance accounting for all governmental funds except the capital project funds, which are approved on a "life of the project basis", and the permanent fund, which is not budgeted. All annual appropriations lapse at year end. On or before the third Friday in May of each year, all agencies of the government submit requests for appropriations to the government's City Manager so that a budget may be prepared. Before July 31, the proposed budget is presented to the government's council for review. The council holds budget workshops and public hearings and a final budget must be prepared and adopted no later than September 30. 34 Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of monies are recorded in order to reserve that portion of the applicable appropriation, is employed as an extension of formal budgetary integration in the General, Special Revenue, Debt Service, and Capital Projects funds. Encumbrances outstanding at year end are carried forward and reappropriated to the next year's budget. Actual results of operations presented in accordance with U.S. generally accepted accounting principles (GAAP basis) and the City's accounting policies do not recognize encumbrances as expenditures until the period in which the actual goods or services are received and a liability is incurred. It is necessary to include budgetary encumbrances to reflect actual revenues and expenditures on a basis consistent with the City's legally adopted budget. (See page 49 through page 53) IV. DETAIL NOTES ON ALL FUNDS A. Deposits At September 30, 2006, the carrying amount of the City of Sebastian's deposits with banks was $425,743 and the bank balance was $388,521. All the deposits were covered by the FDIC or collateralized in accordance with the "Florida Security for Public Deposits Act". Under the Act, every qualified public depository shall deposit with the Treasurer eligible collateral having a market value equal to 50% of the average daily balance for each month that all public deposits are in excess of any applicable deposit insurance. If the public deposits exceed the total amount of the regulatory capital accounts of a bank or the regulatory net worth of a savings association, the required collateral shall have a market value equal to 125% of the deposits. B. Investments On April 23, 2003, Sebastian City Council formally adopted an investment policy pursuant to Section 218.415, Florida Statutes that established permitted investments, asset allocation limits and issuer limits, credit ratings requirements and maturity limits to protect City's cash and investment assets. The City maintains a common cash and investment pool for the use of all funds. Pension Trust Funds are held with third party trustees and are governed by rules established by Florida Statute Chapter 185. As of September 30, 2006, the City had the following investments and effective duration presented in terms of years: Investment Type Government-wide U.S Agencies Guaranteed investment contract Certificate of deposit Local government surplus fund trust fund investment pool Fiduciary Funds United States Treasuries United States Agencies Domestic corporate bonds Domestic corporate equities Total fair value Investment Maturi ty (Year) Fair Value Less Than 1 From 1-3 From 4-6 Over 7 $ 10,918,360 $ - $ 10,918,360 $ - $ - 4,894,344 4,894,344 - - - 8,065,688 8,065,688 - - - 23,878,392 12,960,032 10,918,360 - - 436,213 - 179,450 197,953 58,810 723,537 - 63,964 127,336 532,237 531,853 - - 92,396 439,457 2,422,543 2,422,543 - - - 4,114,146 2,422,543 243,414 417,685 1,030,504 $ 27,992,538 $ 15,382,575 $ 11,161,774 $ 417,685 $ 1,030,504 Investment holdings consist of $10,918,360 in direct obligations of the United States Treasury Securities and Federal instrumentalities which are reported at fair value in accordance with GASB Statement No.31 "Accounting and Financial Reporting for Certain Investments and for External Investment Pools". These investments are held in trust by the City's bank depository in the City's name. Section 218.415, Florida Statutes, limits the types of investments that the City can invest in unless specially authorized in the City's investment policy. The City has a formal investment policy that allows for the following investments: Florida Local Government Surplus Funds Trust Fund, United States Government Securities, United States Government Agencies, Federal Instrumentalities, Interest Bearing Time Deposit or Saving Accounts, Repurchase Agreements, Commercial Paper, High Grade Corporate Notes, Bankers' Acceptances, State and/or Local Government Taxable and/or Tax-Exempt Debt, Registered Investment Companies (Money Market Mutual Funds), and Intergovernmental Investment Pool. Florida Statutes Chapter 185 regulates the types of investment that may be held by the Police Pension Trust Fund. The investment guidelines have been augmented by City ordinance that have adopted specific investment policies. Compliance with the policies and guidelines has been evaluated by the pension board. Interest receivable on the government-wide and fiduciary investment portfolios amounted to $177,057 and $21,151, respectively, as of September 30, 2006. 35 Interest Rate Risk The City's investment policy limits interest rate risk by attempting to match investment maturities with known cash needs and anticipated cash flow requirements. Investment maturities shall not exceed thirty-six (36) months. Investments of construction funds shall have a term appropriate to the need for funds and in accordance with debt covenants. Included in the government-wide investment portfolio, the City has $10,918,360 in Federal Instrumentalities that have embedded options consisting of the option at the discretion of the issuer to call their obligation or pay a stated increase in the interest rate. These securities have different call dates, and mature in 2006, 2007, 2008, and 2009. Credit Risk "The City investment policy permits for investments in the following investments, which are limited to credit quality ratings from nationally recognized agencies as follows: Mutual funds shall be rated "m" or "AAm-G" or better by Standard & Poor's, or the equivalent by another rating agency. State and/or local government taxable and/or tax-exempt debt, general obligation and/or revenue bonds, rated at least "Aa" by Moody's and "AA" by Standard & Poor's for long-term debt, or rated at least "MIG-2" by Moody's and `SP-2" by Standard & Poor's for short-term debt. Bankers' acceptances issued by a domestic bank or a federally chartered domestic office of a foreign bank, which are eligible for purchase by the Federal Reserve System, at the time of purchase, the short-term paper is rated, at a minimum, "P-1" by Moody's Investors Services and "A-1" Standazd & Poor's. Commercial paper of any United States company that is rated, at the time of purchase, "Prime-1" by Moody's and "A-1" by Standard & Poor's (prime commercial paper). Corporate notes issued by corporations organized and operating within the United States or by depository institutions licensed by the United States that have a long term debt rating, at the time of purchase, at a minimum "Aa" by Moody's and a minimum long term debt rating of "AA" by Standazd & Poor's. As of September 30, 2006, the City's investment securities were all individually rated AAA by Standard & Poor's and Aaa by Moody's Investor Services. The City's $8,065,688 investment deposit in the Local Government Surplus Funds Trust Fund investment pool was unrated as of September 30, 2006. The City's $4,894,344 guazanteed investment contract represents the investment of construction funds, which has a term appropriate to the need for funds and in accordance with debt covenants. The investment contract is with Citigroup, which is Aal/AA-rated Company. The investment was unrated as of September 30, 2006. Investment in the City's pension trust funds aze limited by State Statutes Chapter 185 and by an investment policy adopted by the fund's Board of Trustees. The allowable investment instruments include United States Government Obligations, Certificates of Deposit, and Repurchase Agreements with major money center banks, Commercial Paper rated A-1 by Standazd & Poor's or P-1 by Moody's or better, with the exception of the custodian's savings account. In addition, common stocks and equity securities having prospects of attractive returns from a combination of appreciation are also allowed. Custodial Credit Risk The City's investment policy pursuant to Section 218.415(18), Florida Statutes requires securities, with the exception of certificates of deposits, shall be held with a third party custodian; and all securities purchased by, and all collateral obtained by the City should be properly designated as an asset of the City. The securities must be held in an account separate and apart from the assets of the financial institution. A third party custodian is defined as any bank depository chartered by the Federal Government, the State of Florida, or any other state or temtory of the United States which has a branch or principal place of business in the State of Florida as defined in Section 658.12, Florida Statutes, or by a national association organized and existing under the laws of the United States, which is authorized to accept and execute trusts and which is doing business in the State of Florida. Certificates of deposits maintained by book-entry at the issuing bank shall clearly identify the City as the owner. As of September 30, 2006, the City's investment portfolio was held with athird-party custodian as required by the City's investment policy. 36 Concentration of Credit Risk The City's investment policy has established asset allocation and issuer limits on the following investments, which are designed to reduce concentration of credit risk of the City's investment portfolio. A maximum of 100% of available funds may be invested in the SBA and in the United States Government Securities, 50% of available funds may be invested in United States Government agencies with a 25% limit on individual issuers, 80% of available funds may be invested in Federal Instrumentalities with a 40% limit on individual issuers, 25% of available funds may be invested in non-negotiable interest bearing time certificates of deposits with a IS% limits on individual issuers, 50% of available funds may be invested in repurchase agreements excluding one (1) business day agreements and overnight sweep agreements with a 25% limit on any one institution, 25% of available funds may be directly invested in prime commercial paper with a ] 0% limit on individual issuers, 15% of available funds may be directly invested in corporate notes with a 5% limit on individual issuers, 25% of available funds may be directly invested in Bankers' Acceptances with a ] 0% limit on individual issuers, 20% of available funds may be invested in taxable and tax-exempt debts, 50% of available funds may be invested in money market mutual fund with a 25% limit on individual issuers, 10% of available funds may be invested in intergovernmental investment pools. The City's pension trust funds investment policy adopted by the fund's Board of Trustees has established asset allocation and issuer limits on the following investments, which are designed to focus on performance. A maximum of 100% of available funds may be invested in fixed income securities and a maximum of 50% of available funds may be invested in equity securities. As of September 30, 2006, the City had the following issuer concentration based on fair value: Issuer Local government surplus funds trust fund ("SBA") United States Treasuries United States Agencies Guaranteed investment contract Domestic corporate bonds Domestic corporate equities Total Government-wide Percentage of Amount Portfolio $ 8,065,688 10,918,360 4,894,344 $ 23,878,392 33.78% 0.00% 45.72% 20.50% 0.00% 0.00% 100.00% Fiduciary Funds Percentage of Amount Portfolio $ - 0.00% 436,213 10.60% 723,537 17.59% - 0.00% 531,853 12.93% 2,422,543 58.88% $ 4,114,146 100.00% C. Receivable and Payable Balances Receivables Receivables at September 30, 2006 were as follows: Governmental activities: General Discretionary sales tax I2iverfi-ont redevelopment Stormwater utility improvements Other governmental Total -governmental activities Interest Accounts Due From Other Governments Total Business-type activities: Golf course Airport Building Total -business-type activities All receivables are anticipated to be collected. $ 48,806 $ 337,454 $ 328,984 $ 715,244 12,963 - 226,039 239,002 4,318 - - 4,318 50,237 - 2,798 53,035 48,463 - 100,570 149,033 $ 164,787 $ 337,454 $ 658,391 $ 1,160,632 $ 3,253 $ - $ - $ 3,253 97 39,172 41,737 81,006 8,920 - - 8,920 $ 12,270 $ 39,172 $ 41,737 $ 93,179 37 Payables Payables at September 30, 2006 were as follows Salaries Due to and Other Vendors Retainage Benefits Government Total Governmental activities: General $ 265,901 $ - $ 255,398 $ 210,827 $ 732,126 Riverfront redevelopment 632 - - - 632 Stormwater utility improvements 1,170 - - - 1,170 Other governmental 109,246 5,690 - - 114,936 Total -governmental activities $ 376,949 $ 5,690 $ 255,398 $ 210,827 $ 848,864 Business-type activities: Golf course $ 33,426 $ - $ 10,166 $ 8,083 $ 51,675 Airport 98,268 - 6,919 252 105,439 Building 1,747 - 18,219 - 19,966 Total -business-type activities $ 133,441 $ - $ 35,304 $ 8,335 $ 177,080 Governmental funds report deferred revenue in connection with receivables for revenues that are not considered to be available to liquidate liabilities of the current period. Governmental funds also defer revenue recognition in connection with resources that have been received, but not yet earned. At September 30, 2006, the various components of deferred revenue and unearned revenue reported in the governmental funds were as follows: Unavailable Deferred Special assessments not yet due (General fund) $ 3,849 $ - Occupational licenses received in advance (General Fund) - 65,292 Total deferred/unearned revenue for governmental funds $ 3,849 $ 65,292 D. Capital Assets Capital asset activity for the year ended September 30, 2006 was as follows: Beginning Ending Balance Increases Decreases Balance Governmental activities: Capital assets, not being depreciated: Land $ 5,489,774 $ - $ (187,827) $ 5,301,947 Construction in progress 1,006,241 894,386 (733,420) 1,167>207 Total capital assets, not being depreciated 6,496,015 894,386 (921,247) 6,469,154 Capital assets, being depreciated: Buildings Improvements other than buildings Machinery and equipment Infrastructure Total capital assets being depreciated Less accumulated depreciation for: Buildings Improvements other than buildings Machinery and equipment Infrastructure Total accumulated depreciation Total capital assets, being depreciated, net Governmental activities capital assets, net 9,890,903 106,118 (38,831) 9,958,190 4,152,943 461,383 - 4,614,326 6,100,906 564,097 (228,765) 6,436,238 17,203,261 171,938 - 17,375,199 37,348,013 1,303,536 (267,596) 38,383,953 (1,277,135) (312,914) 4,783 (1,585,266) (961,944) (205,052) - (1,166,996) (3,974,287) (755,623) 227,616 (4,502,294) (7,299,271) (655,145) - (7,954,416) (13,512,637) (1,928,734) 232,399 (15,208,972) 23,835,376 (625,198) (35,197) 23,174,981 $ 30,331,391 $ 269,188 $ (956,444) $ 29,644,135 38 Business-type activities: Capital assets, not being depreciated: Land Construction in progress Total capital assets, not being depreciated Capital assets, being depreciated: Buildings Improvements other than buildings Machinery and equipment Infrastructure Total capital assets being depreciated Less accumulated depreciation for: Buildings Improvements other than buildings Machinery and equipment Infrastructure Total accumulated depreciation Total capital assets, being depreciated, net Business-type activities capital assets, net Beginning Ending Balance Increases Decreases Balance $ 9,060 $ - $ - $ 9,060 4,857,192 1,605,258 (3,691,514) 2,770,936 4,866,252 1,605,258 (3,691,514) 2,779,996 1,555,358 280,100 (3,310) 1,832,148 779,905 437,932 (36,785) 1,181,052 585,282 55,324 (1,680) 638,926 3,313,755 2,972,927 (273,719) 6,012,963 6,234,300 3,746,283 (315,494) 9,665,089 (319,851) (39,429) 3,050 (356,730) (213,578) (47,219) 25,527 (235,270) (457,626) (57,596) 1,680 (513,542) (1,292,175) (152,540) 13,686 (1,431,029) (2,283,230) (297,284) 43,943 (2,536,571) 3,951,070 3,448,999 (271,551) 7,128,518 $ 8,817,322 $ 5,054,257 $ (3,963,065) $ 9,908,514 Depreciation expense was charged to functions/programs of the government as follows: Governmental activities: General government Public safety Transportation Physical environment Cultural and recreation Total depreciation expense-governmental activities Business-type activities: Golf Course Airport Building Total depreciation expense-business-type activities Construction Commitments $ 346,823 413,538 516,737 372,114 279,522 $ 1,928,734 $ 105,058 186,955 5,271 $ 297,284 The City has various construction commitments outstanding at September 30, 2006. The major construction commitments include school building renovation, various park projects, and Louisiana Avenue Improvements. Remaining Major Project Spent-to date Commitment Funding Source Discretionary Sales Tax Revenue Bonds, School Building Renovation $ 92,617 $ 820,149 Series 2003, and Historic Preservation Grant Bryan Court Park Playground 4,250 30,635 Recreation impact fees Blossom Park Playground 94 38,720 Recreation impact fees Middle Stonecrop Improvements 142,862 52,017 Stormwater Revenue Bonds, Series 2003 Louisiana Avenue Improvements 1,080,005 54,041 Discretionary sales tax Construct Access Road 68,667 26,071 FDOT Airfield Lighting and Signage 44,472 26,114 FDOT Total $ 1,432,967 $ 1,047,747 39 E. Interfund Balances Interfund balances at September 30, 2006 consisted of the following amount: Due to General Fund from: Nonmajor governmental funds: Local Option Gas Tax $ 108,269 Total $ 108,269 The balance of $108,269 due to the general fund from the local option gas tax fund represents short-term cash loans that will be repaid within the next twelve months. F. Interfund Transfers Transfers are used to 1) move revenues from the fund that statute or budget requires to collect them to the fund that statute or budget requires to expend them, 2) utilize reserved revenues collected in the General fund to finance various programs accounted for in other funds in accordance with budgetary. authorizations, and 3) utilize discretionary sales tax revenues for infrastructure improvements and equipment purchases which must be accounted for in other funds. Following is a schedule of Interfund Transfers: Transfers In Transfers Out: General Fund Stormwater Utility Improvements Discretionary Sales Tax Fund Nonmajor Governmental Funds Total Transfers Out G. Leases Discretionary General Sales Tax Fund Fund $ - $ - Airport Nonmajor Capital Governmental Project Building Funds Fund Fund Total $ - $ - $ 1,139,289 $ 1,139,289 50,000 6,960 3,619 - - 60,579 203,904 - 1,835,776 274,916 - 2,314,596 646,657 - 1,039,065 - - 1,685,722 $ 900,561 $ 6,960 $ 2,878,460 $ 274,916 $ 1,139,289 $ 5,200,186 1. Operatine Leases-Lessee The City is obligated under certain leases for land and golf carts accounted for as operating leases. Operating leases do not give rise to property rights or lease obligations. Total costs for such leases were $227,250 for the fiscal year ended September 30, 2006. The following is a schedule by years for future minimum rental payments required under operating leases in the Golf Course Proprietary fund that have initial or remaining noncancelable lease terms in excess of one year as of September 30, 2006: Golf Course Golf Year Endins September 30, to: Airport Carts 2007 $ 175,000 $ 107,988 2008 175,000 - 2009 175,000 - 2010 175,000 - 2011 250,000 - 2012-2015 1,000,000 - Totals $ 1,950,000 $ 107,988 2. Capital Leases-Lessee The City has entered into a lease agreement as lessee for financing the acquisition of heavy construction equipment for its public works department. This lease agreement qualifies as a capital lease for accounting purposes and, therefore, has been recorded at the present value of its future minimum lease payments as of the inception date. 40 The property being leased is included in the statement of net assets governmental activities column and has a cost of $859,859 and a cazrying value of $319,865. For fiscal yeaz 2006, total depreciation expense for the leased equipment is $100,344. The assets acquired through the capital lease aze as follows: Governmental Activities Asset: Machinery and equipment $ 859,859 Less: Accumulated depreciation (539,994) Total $ 319,865 The future minimum lease obligations and the net present value of these minimum lease payments as of September 30, 2006 were as follows: Governmental Yeaz Ending September 30, Activities 2007 $ 154,694 2008 154,694 Total minimum lease payments 309,388 Less: amount representing interest (21,136) Present value of minimum lease payments $ 288,252 3. Operating Leases-Lessor The City is the lessor of two communication tower leases with lease terms of twenty-five years. Following is a schedule by year of minimum future rental income on noncancelable operating leases: Governmental Year Ending September 30, Activities 2007 $ 35,833 2008 39,135 2009 40,074 2010 41,049 2011 42,064 2012-2016 238,544 2017-2021 287,452 2022-2025 198,346 Total minimum future rentals $ 922,497 The airport is the lessor of vazious properties (land with a cost basis of $9,060) with lease terms varying from twenty to thirty years. Following is a schedule by yeaz of minimum future rental income on noncancelable operating leases: Business-type Yeaz Ending September 30, Activities 2007 $ 274,389 2008 276,304 2009 278,277 2010 280,309 2011 357,401 2012-2016 1,567,062 2017-2021 558,308 2022-2026 624,011 2027-2031 681,497 2032-2035 481,881 Total minimum future rentals $ 5,379,439 41 H. Long-term Obligations 1. Revenue Bonds/Notes Revenue bonds/notes are secured by and payable from the revenues of the respective funds that issued them. a. The City entered into a fifteen (15) year loan agreement in 1998 with a local bank for $3,268,890 to provide financing to repave certain roads in the City. The City pledged Local Option Gas Tax and Municipal Gas Tax to repay the note payable. The funds are accumulated in the Local Option Gas Tax Special Revenue fund for repayment of principal and interest. b. The City issued a ten (10) year, $2,435,000 Recreational Facilities Improvement and Refunding Revenue Bonds, Series 2001 in March 2001. The City has pledged Golf Course revenues along with a covenant to budget and appropriate for repayment of principal and interest. c. The City issued a fifteen (15) year, $9,500,000 Infrastructure Sales Surtax Revenue Bonds, Series 2003 in April 2003. The City has pledged Infrastructure Sales Surtax revenues for repayment of principal and interest. d. The City issued a fifteen (15) year, $2,125,000 Infrastructure Sales Surtax Revenue Bonds, Series 2003A in December 2003. The City has pledged Infrastructure Sales Surtax revenues for repayment of principal and interest. e. The City issued a nineteen (19) year, $5,630,000 Stormwater Utility Revenue Bonds, Series 2003 in November 2003. The City has pledged Stormwater Fee Revenues along with a covenant to budget and appropriate for repayment of principal and interest. 2. Bond Coverage a. The City has covenanted in the Recreational Facilities Improvement and Refunding Revenue Bonds, Series 2001 Bond Resolution to fix, establish and maintain such rates, fees, rentals and other charges and collect such fees, rates, rentals, and other charges for the product, services, facilities and use of its facilities, and revise the same from time to time, whenever necessary, as will always provide in each fiscal year net revenues equal to at least one hundred twenty-five percent (125%) of the annual debt service becoming due in such fiscal year. The following table indicates the degree of compliance with the bond resolution covenants in the Golf Course Fund at September 30, 2006. Gross revenues available for compliance (charges $ 1,628,015 for services, interest, and rent revenues) Opearting and maintenance expenses (excluding depreciation expense, amortization, airport lease payment, and one time hurricane repair expenses) 1,165,411 Amount of revenue over direct operating expenses $ 462,604 Debt service requirement $ 311,690 Percent coverage for the year ended September 30, 2006 148% City management continues to monitor the Golf Course operation and intends to adjust rates whenever necessary to meet the bond coverage requirement. b. The City has covenanted in the Stormwater Utility Revenue Bonds, Series 2003 Bond Resolution to fix, establish, maintain and collect Stormwater fees, and revise the same from time to time whenever necessary, so as to always provide in each fiscal year Stormwater fee revenues and investment earnings equal to at least one hundred thirty-five percent (135%) of the annual debt service becoming due in each fiscal year. 42 The following table indicates the degree of compliance with the bond resolution covenants in the stormwater utility fund at September 30, 2006. Gross revenues available for compliance $ 908,576 Debt service requirement $ 436,973 Percent coverage for the year ended September 30, 2006 208% 3. Changes in LOng-term Liabilities The following is a summary of changes in Long-Term Liabilities of the City for the year ended September 30, 2006: Beginning Ending Due within Balance Additions Reductions Balance One Year Governmental activities: Bonds payable: Infrastructure Sales Surtax Revenue Bonds, Series 2003 Infrastructure Sales Surtax Revenue Bonds, Series 2003A stormwater Utility Revenue Bonds, Series 2003 Total bonds payable Notes payable Capital leases Compensated absences Governmental activity long-term liabilites Business-type activities: Bonds payable: Recreational Facilities Improvement and Refunding Revenue Bonds, Series 2001 Less deferred amount: Issuance premium Loss on refunding Total bonds payable Compensated absences Business-type activity long-term liabilites $ 8,490,000 $ - $ 535,000 $ 7,955,000 $ 550,000 2,000,000 - 130,000 1,870,000 130,000 5,290,000 - 235,000 5,055,000 240,000 15,780,000 - 900,000 14,880,000 920,000 2,004,718 - 214,174 1,790,544 223,646 422,456 - 134,204 288,252 140,713 1,077,664 545,681 578,675 1,044,670 100,987 $ 19,284,838 $ 545,681 $ 1,827,053 $ 18,003,466 $ 1,385,346 Beginning Balance Additions $ 1,395,000 $ Ending Due within Reductions Balance One Year - $ 255,000 $ 1,140,000 $ - 3,987 - 797 3,190 - (41,610) - (8,322) (33,288) - 1,357,377 - 247,475 1,109,902 - 83,166 17],609 105,929 148,846 6,276 $ 1,440,543 $ 171,609 $ 353,404 $ 1,258,748 $ 6,276 For the governmental activities, compensated absences aze generally liquidated by the general fund. 43 4. Debt Service Requirements to Maturity The annual requirement to amortize all bonded debt outstanding at September 30, 2006, including interest requirements, is as follows: Governmental Activities Roadway Infrastructure Infrastructure Stormwater Improvement SalesSurtax SalesSurtax Utility Note Revenue Bonds, Revenue Bonds, Revenue Bonds, Fiscal Payable Series 2003 Series 2003A Series 2003 Year 4.40% Interest 2% to 4.125% Interest 2% to 4% Interest 2% to 4.5% Interest 2007 $ 223,650 $ 76,350 $ 550,000 $ 286,319 $ 130,000 $ 66,888 $ 240,000 $ 197,272 2008 233,598 66,402 565,000 269,819 135,000 63,800 245,000 191,873 2009 243,990 56,010 585,000 252,869 135,000 60,088 255,000 185,135 2010 254,843 45,157 600,000 233,856 145,000 56,037 260,000 177,485 2011 266,180 33,820 620,000 214,356 145,000 51,325 270,000 169,035 2012-2016 568,283 31,717 3,460,000 723,054 810,000 172,463 1,515,000 681,477 2017-2021 - - 1,575,000 97,212 370,000 22,200 1,850,000 347,510 2022-2022 - - - - - - 420,000 18,900 $ 1,790,544 $ 309,456 $ 7,955,000 $ 2,077,485 $ 1,870,000 $ 492,801 $ 5,055,000 $ 1,968,687 Business-type Activities Golf Course Refunding Bonds, Fiscal Series 2001 Year 4% to 4.2% Interest 2007* $ - $ 23,245 2008 270,000 41,090 2009 280,000 30,090 2010 290,000 18,545 2011 300,000 6,300 Less unamortized Bond premium 3,190 - Loss on refundi~ (33,288) - $ 1,109,902 $ 119,270 *principal ($255,000) and interest ($28,345) due on October 1, 2006 was paid on September 30, 2006 I. Restricted Assets: Certain cash and claims to cash, that are legally restricted, have been shown as restricted in the statement of net assets as follows: Debt service Capital projects Renewal and replacement Rent Cemetery perpetual care Total Govermental Activities $ 49,313 9,058,356 649,998 $ 9,757,667 $ 560,581 Business-type Activities $ 316,490 69,091 175,000 J. Restricted Net Assets: The government-wide statement of net assets reports $5,629,164 of restricted net assets, of which all is restricted by enabling legislation. 44 V. OTHER INFORMATION A. Property Tax The City is permitted by State law to levy taxes up to ] 0 mills on assessed valuation. The millage rate levied by the City for the fiscal year ended September 30, 2006, was 3.9325 mills. Total tax collections were approximately 96.62% of the total tax levy. The tax levy of the City is established by City Council. Under Florida law, the assessment of all properties and the collection of municipal taxes are provided by offices of the County's Property Appraiser and Tax Collector. Ad Valorem taxes are liened on property values as of January 1. The fiscal year for which taxes are levied begins October 1. Taxes are due November 1 and become delinquent on April I. All taxes unpaid as of May 30 are subject to a tax certificate sale. Property tax revenues are recognized in the fiscal year for which they are levied and also become due and payable. B. Grants from Other Governmental Units Federal, State and local government grants represent an important source of supplementary funding used to finance infrastructure, recreation, law enforcement, and environmental activities beneficial to the community. These grants are recorded in the General, Special Revenue, Capital Project, and Enterprise funds. A grant receivable is recorded when the City has a right to reimbursement and expects to receive the grant within a year under the related grant. The grants normally specify the purpose for which the funds may be used and are subject to audit by the grantor agency or its representative. The following is the amount of grant revenue for fiscal year 2006. Primary Government Amount General government $ 30,870 Public safety 138,546 Physical environment 2,273 Transportation 900,365 Economic environment 30,059 Cultural/Recreation 224,383 Airport 1,056,562 Golf course 6,998 Total reporting entity $ 2,390,056 C. Police Pension Plan -Defined Benefit Plan Plan Description. The Police Officers' Pension Plan is a Florida Statute Chapter 185 single-employer defined benefit plan. Only City police officers participate in the Police Pension Plan. The state provides a contribution to the Police Pension Plan through a distribution of funds collected from insurance premium taxes. The Pension plan data provided in these Financial Statements are from the actuarial report dated July 26, 2005. Although the Police Officers' Pension Plan provides separate reporting, which may be obtained in the Finance department, it is also a component unit (reporting as a Pension Trust Fund) of the City's financial reporting entity. Employee membership data as of the actuarial report for period ending October 1, 2004, dated October 11, 2005 is as follows: Police Pension Plan 2004 Retirees and beneficiaries currently receiving benefits 3 Terminated employees entitled to refund of employee contribution but not yet received 1 Fully, partially, and non-vested active plan participants 33 Total 37 Benefit Provisions and Contribution Requirements. The Police Officers' Pension Plan provides retirement and disability benefits to plan members and beneficiaries. This Plan is administered by a separate local Board of Trustees. Chapter 185, Florida Statutes, as amended governs all benefit provisions of the Plan. Contribution requirements, in accordance with Chapter 185, Florida Statutes, are established by City ordinance, as provided in Chapter 58, Article III of the Sebastian City Code. The City Council has the authority to amend funding requirements. Funding Policy. The employer, employee, and State contribution requirements are applicable to the Plan and actuarially determined on a bi-annual basis in accordance with Florida State Statute. Administration costs of the pension plan are financed by the Plan. The employee contribution rate, expressed as a percentage of compensation, was 5.0% for the 2005-2006 fiscal year. The employer contribution rate, expressed as a percentage of compensation, was 13.1 % for the 2005-2006 fiscal year. The employer contribution is 45 $219,898 and the State contribution is $117,621, which represents state shared revenue that is levied on property and casualty insurance premiums and collected by the State. The State contribution was recognized and recorded in the general fund and the corresponding expenditure was recorded as public safety expenditure. The City is required to contribute the remaining amounts to ensure that the Plan is actuarially sound. Required trend information for the Police Officers' Pension Plan was as follows: Amount Actuarially Determined Contribution 2003 $ 140,721 2004 $ 173,025 2005 $ 212,636 Percentage of APC contributed 2003 109.00% 2004 101.00% 2005 113.00% Since the employer contribution exceeded the annual pension costs, there is no net pension obligation for the plan. The annual required contribution for the Police Officers' Pension Plan was determined as part of the October 1, 2004, actuarial valuation using the aggregate actuarial cost method. This method does not identify or separately amortize unfunded actuarial accrued liabilities. The actuarial assumptions included (a) an 8.0% rate of return (net of administrative costs) and (b) projected salary increases of 6% per yeaz, including inflation at 3%. 'There is no unfunded actuarial accrued liability as of September 30, 2005. Reserves. All of the net assets of the Police Pension Plan are legally reserved for plan participant benefits. Basis of Accounting. Financial statements are prepared using the accrual basis of accounting. Plan member contributions are recognized in the period in which the contributions are due. Employer contributions aze recognized when due, and the employer has made formal commitment to provide the contributions. Benefits and refunds are recognized when due and payable in accordance with the terms of the Plan. Method Used to Value Investments and Concentration of Investments. Investments are reported at fair value. Short-term investments are reported at cost, which approximates fair value. Securities traded on a national or international exchange aze valued at the last reported sales price at current exchange rates. Mortgages are valued on the basis of future principal and interest payments, and aze discounted at prevailing interest rates for similar instruments. Investments that do not have an established market aze reported at estimated fair value. Investments in securities of a single organization (excluding mutual funds and those issued or guaranteed by the U.S. government) held by the pension plan did not exceed five percent of the total plan assets. Development of Net Pension Obligation (NPO) This municipal Defined Benefit Plan has been subject to the minimum funding standazds since the adoption of the "Florida Protection of Public Employee Retirement Benefit Act" (Part VII of Chapter 112, Florida Statutes) in 1980. Accordingly, the sponsor has funded the actuarially determined required contributions for all years from October 1, 1987, through the transition date, October 1, 1997. Thus, the NPO on October 1, 1997, is $0. The development of the Net Pension Obligation as of September 30, 2005 is as follows: Actuarially Determined Contribution (A) Interest on NPO Adjustment to (A) 9/30/2003 9/30/2004 9/30/2005 140,721 $ 173,025 $ 212,636 (8,867) (9,760) (9,794) 11,138 Annual Pension Cost Contributions made Increase in NPO NPO beginning of yeaz NPO end of yeaz 10,083 11,100 141,937 174,365 213,980 153,111 174,780 240,167 (11,174) (415) (26,187) (110,832) (122,005) (122,420) $ (122,006) $ (122,420) $ (148,607) 46 D. CWA / ITU Negotiated Pension Plan -Defined Benefit Plan Plan Description: The CWA/ITU Negotiated Pension Plan (NPP), which began in 1967, is amulti-employer, defined benefit plan. The Plan is available to any Communication Workers of America (CWA) bargaining unit member, and benefits are portable from one contributing employer to another. Benefits Normal Pension: Minimum age 65: 5 years of Service Credit required if any portion of service credit was earned after January 1, 1989. 10 years of Service Credit required if employees' coverage ended before January I, 1989. Once the Service Credit amount is accrued, the employee is vested and cannot lose the right to a pension. Early Pension: Minimum age 60: 20 years of Service Credit required if employed after January 1, 1989. 25 years of Service Credit required if employment ended before January 1, 1993. Pension amounts are permanently reduced based on age on the effective date, because the payments are expected to be made for a longer period of time. Disability Pension: No minimum age and the pension amount is not reduced for age; there must be a Social Security Disability Award, 10 years of actual Service Credit and a contribution for covered employment must have been made within five calendar years preceding the entitlement date to Social Security Disability Pension. An application must be filed with the Plan within 6 months of the Social Security Notice of Award date to receive pension retroactive to the Social Security entitlement date. Lump Sum Disability Benefit: If the employee is in receipt of a Social Security Disability Award and is vested, but not immediately eligible to receive any pension described above, the employee may be eligible for a lump sum equal to total contributions credited on the employees behalf (or 36 times the Normal Pension amount, if greater). If the employee is immediately eligible for a pension but not yet receiving one, the employee can still qualify for a lump sum if the employee submits two physicians' written statements that the disability will lead to death within one year of the date of application. Death Benefit: If the employee dies before becoming a pensioner and has at ]ease $250 contributed on the employees' behalf, a lump sum death benefit equal to total contributions credited on the employees' behalf or 36 times the Normal Pension amount, if greater, will be paid to employees' beneficiary. If the employee is married at the time of death, the spouse will have the choice of a lump sum or a monthly survivor benefit. Withdrawal Benefit: If the employee did not earn enough Service Credit to qualify for a Normal Pension, the employee may be eligible for a lump sum withdrawal benefit, based on total contributions, after the employee has incurred a break in service. Benefit Provisions and Contribution Requirements: The NPP provides retirement and disability benefits to plan members and beneficiaries. The plan is administered at the Plan Office in Colorado Springs, Colorado. Contribution requirements are established by the CWA contract, effective date October 1, 2003, which is negotiated every 3 years, and approved by City Council. Funding Policy.• Administration costs of the pension plan are financed by the plan. The employer contribution rate, expressed as a percentage of compensation, was 9.00% for the 2005-2006 fiscal year. Employees do not contribute to this plan. Contributions to the CWA Pension Plan for the fiscal years ended September 30, 2004, 2005 and 2006 were $205,056, $216,464, and $229,159 respectively, which are equal to 100% of the required contribution for each year. E. 401 Plan -Defined Contribution Plan Plan Description: The ICMA Retirement Corporation's 401 Retirement Plan is a Defined Contribution Plan "qualified" under Section 401(a) of the Internal Revenue Code. Each participant has a plan account to which contributions are made. Plan benefits are based on the total amount of money in the employees' account at retirement or other eligible event. The Plan is available to all management staff of the City of Sebastian, and may be rolled over to another "qualified" employer plan that accepts rollovers, or Traditional IRA's. Benefits Periodic Payments: Retirement benefits can be paid monthly, quarterly, semi-annual (at six-month intervals only) or annual payments until assets are fully paid out. Rollover: Retirement benefits can be rolled over to another employer plan (including a 457 deferred compensation plan) that accepts rollovers, or to a Traditional IRA. Lump Sum: Retirement benefits can paid either partially or by total distribution of the employees' account balance. Annuities: Retirement benefits can be utilized to purchase an annuity. Benefit Provisions and Contribution Requirements: The 401 provides retirement benefits to plan members and beneficiaries. The plan is administered by the ICMA Retirement Corporation. Contribution requirements are established by the City of Sebastian, Management Benefit Package, revised October 1, 2003, and approved by the City Manager. 47 Funding Policy: Administration costs of the pension plan are financed by the Plan. The employer contribution rate, expressed as a percentage of compensation, was 9.00% for the 2005-2006 fiscal year. Employees do not contribute to this Plan. Contributions to the 401 Defined Contribution Plan for the fiscal years ended September 30, 2004, 2005, and 2006 were $125,745, $146,840, and $142,002 respectively, which are equal to 100% of the required contribution for each year. F. Insurance The City is exposed to various risks of loss related to torts; theft of or damage to and destruction of assets; errors and omissions; and natural disasters. The City purchases commercial insurance with various deductibles for different types of losses. The cost of this insurance is accounted for in the general fund, golf course fund, airport fund, and building fund. Settled claims have not exceeded this commercial coverage in the past three fiscal years. G. Litigation Various suits and claims are currently pending against the City. It is impossible for the City to accurately quantify the exposure involved given the jury's latitude in assessing compensatory and punitive damages, and the court's latitude in awarding attorney's fees. The City intends to vigorously defend against these lawsuits and believes it has a good chance of prevailing on their merits. The City is contingently liable with respect to lawsuits and other claims incidental to the ordinary course of its operations. In the opinion of management and based on the advice of legal counsel, the ultimate disposition of lawsuits will not have a material adverse effect on the financial position of the City. H. Grants Amounts received or receivable from grantor agencies are subject to audit and adjustment by grantor agencies. If any expenditures were disallowed as a result of these audits, the claims for reimbursement to the grantor agency would become a liability of the City. In the opinion of management, any such adjustments would not be significant. 48 City of Sebastian, Florida Schedule of Revenues, Expenditures, and Changes in Fund Balances -Budget and Actual General Fund For the Year Ended September 30, 2006 REVENUES: Taxes: Property Public utility Franchise fees Licenses and permits Intergovernmental Charges for services Fines Investment earnings Contributions and donations Other revenue Total revenues EXPENDITURES: Current: General government Public safety Physical environment Transportation Culture and recreation Total expenditures Excess (deficiency) of revenues over (under) expenditures OTHER FINANCING SOURCES (USES) Transfers in Transfers out Total other financing sources (uses) Net changes in fund balances Fund balances -beginning Fund balances -ending Budget Amounts Original Final $ 4,233,424 $ 4,233,424 2,018,250 2,018,250 879,700 879,700 243,280 243,280 2,288,405 2,640,943 481,669 481,669 71,625 71,625 105,000 ]05,000 21,200 46,145 41,520 76,606 2,797,340 4,165,239 1,424,183 1,550,740 997,096 10,934,598 2,866,374 4,375,871 1,965,454 1,653,693 1,065,313 11,926,705 (550,525) 643,362 (802,490) (159,128) (709,653) (1,130,063) 938,281 (1,139,289) ~~ ~. (1,331,071) 6,103,467 6,103,467 $ 5,393,814 $ 4,772,396 Explanation of differences: Encumbrances for equipment and supplies ordered but not received are reported in the year the orders are placed for budgetary purposes, but are reported in the year the equipment and supplies are received for GAAP purposes. Current year encumbrances Prior year encumbrances Amount reported as ending fund balance in the statement of revenues, expenditures and changes in fund balance for the General Fund. Actual Amounts on a Budgetary $ 4,306,213 2,183,164 1,253,749 244,370 2,617,774 457,780 62,648 295,123 41,110 247,357 2,492,908 4,074,675 1,924,606 1,603,794 975,839 637,466 900,561 (1,139,289) (238,728) 398,738 58,020 (81,153) $ 6,479,072 Variance with Final Budget - Positive (Negative) $ 72,789 164,914 374,049 1,090 (23,169) (23,889) (8,977) 190,123 (5,035) 170.751 912,646 373,466 301,196 40,848 49,899 89,474 854,883 1,767,529 (37,720) (37,720) 1,729,809 $ 1,729,809 The accompanying notes to required supplementary information are an integral part of this schedule. 49 City of Sebastian, Florida Schedule of Revenue, Expenditures, and Changes in Fund Balances -Budget and Actual Discretionary Sales Tax Special Revenue Fund For the Year Ended September 30, 2006 REVENUES: Taxes: Sales Investment earnings Total revenues OTHER FINANCING SOURCES (USES) Transfers in Transfers out Total other financing sources (uses) Net changes in fund balances Fund balances -beginning Fund balances -ending Actual Variance with Budget Amounts Amounts on Final Budget - a Budgetary Positive Original Final Basis (Negative) $ 2,500,000 $ 2,500,000 $ 2,724,742 $ 224,742 25,000 25,000 107,965 82,965 2,525,000 2,525,000 2,832,707 307,707 - 6,960 6,960 - (1,727,787) (2,363,397) (2,314,596) 48,801 (1,727,787) (2,356,437) (2,307,636) 48,801 797,213 168,563 525,071 356,508 1,279,261 1,279,261 1,279,261 - $ 2,076,474 $ 1,447,824 $ 1,804,332 $ 356,508 The accompanying notes to required supplementary information are an integral part of this schedule. 50 City of Sebastian, Florida Schedule of Revenue, Expenditures, and Changes in Fund Balances -Budget and Actual Riverfront Redevelopment Agency Special Revenue Fund For the Year Ended September 30, 2006 Actual Variance with Budget Amounts Amounts on Final Budget - a Budgetary Positive Original Final Basis (Negative) REVENUES: Taxes: Property $ 363,444 $ 363,444 $ 338,837 $ (24,607) Investment earnings 10,000 10,000 28,400 18,400 Other revenue - - 100 100 Total revenues 373,444 373,444 367,337 (6,107) EXPENDITURES: Current: Economic environment 192,281 287,537 163,858 123,679 Total expenditures 192,281 287,537 163,858 123,679 Excess of revenues over over expenditures 181,163 85,907 203,479 117,572 Fund balances -beginning 376,682 376,682 376,682 - Fundbalances -ending $ 557,845 $ 462,589 580,161 $ 117,572 Explanation of differences: Encumbrances for professional services contracted but not completed is reported in the year the service is contracted for budgetary purposes, but are reported in the year the services are received for GAAP purposes. Current year encumbrances 95,256 Amount reported as ending fund balance in the statement of revenues, expenditures and changes in fund balance for the Community Development Block Grant Fund. $ 675,417 The accompanying notes to required supplementary information are an integral part of this schedule. 51 QTY OF I,, t t~~ ~' HOME OF PELICAN ISLAND THIS PAGE INTENTIONALLY LEFT BLANK 52 City of Sebastian, Florida Notes to the Required Supplementary Information -Budget Comparisons September 30, 2006 A. Budgetary Basis Annual budgets are adopted for all governmental funds except the capital project funds, which are approved on a "life of the project basis", and the permanent fund, which is not budgeted. Since all accounting principles applied for purposes of developing data on a budgetary basis differ significantly from those used to present financial statements in conformity with U.S. generally accepted accounting principles, reconciliations of the resultant timing differences have been provided on page 49 through page 51. All annual appropriations lapse at year-end. B. Budeetary Information The appropriated budget is prepared by fund, function, and department. The government's department heads, with the City manager's approval, may make transfers of appropriations within a department or division. Transfers of appropriations between departments and/or divisions require approval of the City council. The legal level of budgetary control (i.e., the level at which expenditures may not legally exceed appropriations) is the fund level. The council made four supplementary budgetary appropriations throughout the year. The ls` quarter budget amendment highlighted a net increase of $120,529 for the general fund, which represents fund balance carried over from prior fiscal year to fund outstanding encumbrances and hurricane repairs. The 2°d quarter budget amendment highlighted a net increase of $512,509 for the general fund, which represents FEMA and State reimbursement received in the 2°d quarter for hurricane damage and fund balance carried forward from prior fiscal year for building department fiscal year 2005 net operating result. The building department has officially being separated from the General Fund operation on October 1, 2005. The building department has been reclassified as an enterprise fund due to the nature of the revenue sources. Aone-time transfer of accumulated reserve for building code enforcement has been transferred to the building fund. The total transfer for this transition is $1,139,289. The 3`d quarter budget amendment highlighted a net increase of $159,212 for the general fund, which represents property insurance and Federal Highway Administration reimbursements received in the 3`d quarter for hurricane damage and grant awarded by Florida Department pf Agriculture and Consumer Services Division of Forestry. The 4`'' quarter budget amendment highlighted a net increase of $347,621 for the general fund, which represents the additional transfer from stormwater utility fund for ditch and Swale mowing contract and the State contribution for Police Pension. C. Budgeted Expenditures Exceeded Revenues Budgeted expenditures exceeded revenues in the stormwater utility special revenue fund and the discretionary sales surtax revenue bonds 2003 debt service fund. However, this is pursuant to the legally adopted budget to expend available fund equity (cash carry forward) and does not constitute a deficit. 53 City of Sebastian, Florida REQUIRED SUPPLEMENTARY INFORMATION Police Officers' Pension Plan Governmental Accounting Standards Board Statements No. 25 and 27, Financial Reporting for Defined Benefit Pension Plans and Note Disclosures for Defined Contribution Plans and Accounting for Pensions by State and Local Governmental Employers require supplementary information be reported on the local pension plans in addition to that provided in the Notes to the Financial Statements. This information is presented in the following schedules: SCHEDULE OF CONTRIBUTIONS FROM THE EMPLOYER AND OTHER CONTRIBUTING ENTITIES LAST SIX FISCAL YEARS Annual Fiscal Required City State Percentage Year Contributions Contribution Contribution Contributed 2005 $ 330,257 $ 240,166 $ 117,621 108.34% 2004 279,741 174,780 106,716 100.63% 2003 233,435 153,111 92,714 105.31% 2002 61,342 8,620 82,877 149.16% 2001 80,740 29,134 68,646 121.10% 2000 68,954 27,704 112,773 203.73% The information presented in the required supplementary schedules was determined as part of the actuarial evaluation at the date indicated. Additional information as of the latest actuarial valuation is as follows: Contribution rates as of 9/30/05 City Plan members Annual pension cost Contributions made Valuation date Actuarial cost method Amortization method Remaining amortization period Asset valuation method 14.4% 5.0% $ 212,636 $ 240,166 10/1/2002 Frozen Entry Age Level Percentage of Pay, Closed 30 Years (as of 1/01/2002) Market Value 54 Nonmajor Governmental Funds 55 Special Revenue Funds Special revenue funds are used to account for specific revenues that are legally restricted to expenditures for particular purposes. Community Redevelopment Block Grant Fund -This fund is used to account for the Small Cities Grant for infrastructure improvements in the Louisiana Avenue area of the City. Local Option Gas Tax Fund -This fund is used to account for the government's share of motor fuel tax revenues that are legally restricted to transportation related expenditures within the government's boundaries. Recreation Impact Fee Fund -This fund is used to account for recreation impact fees that are restricted for use in the expansion or construction of recreational facilities. Stormwater Utility Fee Fund -This fund is used to account for fees collected on a per unit basis that are restricted for the purposes of managing the City's Stormwater system. Law Enforcement Forfeiture Fund -This fund is used to account for the receipt of forfeited cash and equipment associated with police activities and is restricted to police related equipment purchases and community education initiatives. G.R.E.A.T. Program Fund -This fund is used to account for a federal law enforcement grant to be used for gang resistance, education and training for school children from grade school through middle school. Debt Service Fund Debt service funds are used to account for the accumulation of pledged funds that are legally restricted to pay debts. Stormwater Utility Revenue Bonds Debt Service Fund -This fund is used to account for the accumulation of Stormwater utility fees pledged to pay the principal, interest, and fiscal charges on the Stormwater Utility Revenue Bonds. Discretionary Sales Surtax Revenue Bonds Debt Service Fund -This fund is used to account for the accumulation of discretionary sales tax monies pledged to pay the principal, interest, and fiscal charges on the Discretionary Sales Surtax Revenue bonds. Capital Projects Funds Capital projects funds are used to account for the acquisition and construction of major capital facilities other than those financed by proprietary funds. General Capital Projects Fund -This fund is used to improvements and general capital construction projects used to finance the improvements in this fund. account for the construction of non-stormwater related Governmental resources and State grant revenues are Capital Improvements Fund -This fund is used to account for the accumulated resources associated with infrastructure improvements such as parks and building. Transportation Improvements Fund -This fund is used to account for transportation related construction such as, roads, intersections, and sidewalks and is funded with governmental resources, impact fees and State grants. 56 Public Facilities Improvements Fund -This fund accounts for the resources associated with debt for the purpose of constructing and equipping a new city hall complex and renovation and expansion of the police station. Permanent Fund Permanent funds are used to report resources that are legally restricted to the extent that only earnings, not principal, may be used for purposes that support the reporting government's programs. Cemetery Permanent Fund -This fund is used to account for principal trust amounts received, sale of cemetery lots and related interest income. One-half of the cemetery lot sales and the interest portion of the trust can be used to maintain the community cemetery. 57 City of Sebastian, Florida Combining Balance Sheet Nonmajor Governmental Funds September 30, 2006 Special Revenue Funds Community Local Development Option Recreation Stormwater Block Grant Gas Tax Impact Fee Utility ASSETS Cash and cash equivalents $ 52 $ 8,382 $ 26,655 $ 20,309 Investments - 165,406 1,242,007 1,550,131 Due from other governments - 64,881 - 10,084 Interest receivable - 2,167 8,614 11,136 Prepaid items Total assets $ 52 $ 240,836 $ 1,277,276 $ 1,591,660 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable $ - $ 110 $ 61 $ 4,601 Retainage payable - - - - Due to other funds - 108,269 - - Total liabilities Fund balances: Reserved for: Encumbrance Debt service Capital projects Cemetery care Law enforcement Unreserved Total fund balances Total liabilities and fund balances - 108,379 61 4,601 52 132,457 1,277,215 1,587,059 52 132,457 1,277,215 1, 587,059 $ 52 $ 240,836 $ 1,277,276 $ 1,591,660 58 Debt Service Funds Stormwater Discretionary Law Utlity Sales Surtax Enforcement G.R.E.A.T. Revenue Revenue Forfeiture Program Total Bonds 2003 Bonds 2003 Total $ 11,398 $ 780 $ 67,576 $ 27 $ 29 $ 56 22,627 - 2,980,171 20,293 28,964 49,257 - - 74,965 - - - 44 3 21,964 - - - - - - - 176,603 176,603 $ 34,069 $ 783 $ 3,144,676 $ 20,320 $ 205,596 $ 225,916 $ 1,730 $ - $ 6,502 $ - $ - - ] 08,269 - 1,730 - 114,771 - - $ - - - - 20,320 205,596 225,916 32,339 783 33,122 - - - - - 2,996,783 - - - 32,339 783 3,029,905 20,320 205,596 225,916 $ 34,069 $ 783 $ 3,144,676 $ 20,320 $ 205,596 $ 225,916 59 City of Sebastian, Florida Combining Balance Sheet Nonmajor Governmental Funds September 30, 2006 (Continued) Capital Projects Funds General Public Capital Capital Transportation Facilities Projects Improvements Improvements Improvements Total ASSETS Cash and cash equivalents $ 14,946 $ 17,843 $ 5,074 $ 14,057 $ 51,920 Investments 285,664 1,231,489 1,918,414 584,220 4,019,787 Due from other governments - - - 25,605 25,605 Interest receivable 550 11,089 8,600 54 20,293 Prepaid items Total assets $ 301,160 $ 1,260,421 $ 1,932,088 $ 623,936 $ 4,117,605 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable $ 5 $ 102,633 $ 62 $ - $ 102,700 Retainage payable - - - 5,690 5,690 Due to other funds - - _ _ _ Total liabilities 5 102,633 62 5,690 108,390 Fund balances: Reserved for: Encumbrance - 101,460 223,870 618,246 943,576 Debt service _ _ _ _ _ Capital projects 301,155 1,056,328 1,708,156 3,065,639 Cemetery Gaze - _ _ _ _ Law enforcement - _ _ _ _ Unreserved - _ _ _ _ Total fund balances 301,155 1,157,788 1,932,026 618,246 4,009,215 Total liabilities and fund balances $ 301,160 $ 1,260,421 $ 1,932,088 $ 623,936 $ 4,117,605 60 Permanent Fund Total Other Governmental Cemetery Funds $ 13,055 $ 132,607 636,943 7,686,158 - 100,570 6,206 48,463 - 176,603 $ 656,204 $ 8,144,401 $ 44 $ 109,246 - 5,690 - 108,269 44 223,205 - 943,576 - 225,916 - 3,065,639 656,160 656,160 - 33,122 - 2,996,783 656,160 7,921,196 $ 656,204 $ 8,144,401 61 City of Sebastian, Florida Combining Statement of Revenues, Expenditures, and Changes in Fund Balances Nonmajor Governmental Funds For the Year Ended September 30, 2006 Special Revenue Funds Community Local Law Development Option Recreation Stormwater Enforcement Block Grant Gas Tax Impact Fee Utility Forfeiture REVENUES: Taxes: Motor fuel $ - $ 716,495 $ - $ - $ - Intergovernmental 30,059 16,998 - - - Impact fees - - 337,675 - - Charges for services - - - 819,286 - Fines - - - - 15,128 Investment earnings - 48,145 46,310 89,289 1,454 Contributions and donations - - - - 1,740 Other revenue - - - 1 972 Total revenues 30,059 781,638 383,985 908,576 19,294 EXPENDITURES: Current: Public safety - - - - 3,260 Physical environment - - - 6,765 - Transportation - 210,935 - - - Economic environment 30,059 - - - - Debt Service: Principal - 214,174 - - - Interest and fiscal charges - 85,826 - - - Capital outlay - _ _ _ _ Total expenditures 30,059 510,935 - 6,765 3,260 Excess (deficiency) of revenues over (under) expenditures - 270,703 383,985 901,811 16,034 OTHER FINANCING SOURCES (USES) Transfers in - - 17,654 3,619 - Transfers out - (489,438) (95,000) (1,076,004) - Total other financing sources (uses) - (489,438) (77,346) (1,072,385) - Net changes in fund balances - (218,735) 306,639 (170,574) 16,034 Fund balances -beginning 52 351,192 970,576 1,757,633 16,305 Fund balances -ending $ 52 $ 132,457 $ 1,277,215 $ 1,587,059 $ 32,339 62 Debt service Funds Stormwater Discretionary Utility Sales Surtax G.R.E.A.T. Revenue Revenue Program Total Bonds 2003 Bonds 2003 Total $ - $ 716,495 $ - $ - $ - - 47,057 - - - - 337,675 - - - - 819,286 - - - - 15,128 - - - 47 185,245 972 1,402 2,374 - 1,740 - - - - 973 - - - 47 2,123,599 972 1,402 2,374 - 3,260 - - - - 6,765 - - - - 210,935 - - - - 30,059 - - - - 214,174 235,000 665,000 900,000 - 85,826 202,848 369,519 572,367 - 551,019 437,848 1,034,519 1,472,367 47 1,572,580 (436,876) (1,033,117) (1,469,993) - 21,273 436,973 1,025,525 1,462,498 - (1,660,442) - - - - (1,639,169) 436,973 1,025,525 1,462,498 47 (66,589) 97 (7,592) (7,495) 736 3,096,494 20,223 213,188 233,411 $ 783 $ 3,029,905 $ 20,320 $ 205,596 $ 225,916 63 City of Sebastian, Florida Combining Statement of Revenues, Expenditures, and Changes in Fund Balances Nonmajor Governmental Funds For the Year Ended September 30, 2006 (Continued) Capital Projects Funds General Public Capital Capital Transportation Facilities Projects Improvements Improvements Improvements Total REVENUES: Taxes: Motor fuel $ - $ _ $ _ $ _ $ _ Intergovernmental - 161,857 - 25,605 187,462 Impact fees - _ _ _ _ Charges for services - - _ _ _ Fines - _ _ _ _ Investmenteamings 1,155 27,597 21,394 29,640 79,786 Contributions and donations - 2,315 - - 2,315 Other revenue - _ _ _ _ Total revenues 1,155 191,769 21,394 55,245 269,563 EXPENDITURES: Current: Public safety - - _ _ _ Physical environment - - - _ _ Transportation - _ _ _ _ Economic environment - - - - _ Debt Service: Principal 134,204 - - - 134,204 Interest and fiscal charges 20,489 - - - 20,489 Capital outlay - 653,335 7,264 80,958 741,557 Total expenditures 154,693 653,335 7,264 80,958 896,250 Excess (deficiency) of revenues over (under) expenditures (153,538) (461,566) 14,130 (25,713) (626,687) OTHER FINANCING SOURCES (USES) Transfers in 454,693 95,000 844,996 - 1,394,689 Transfers out - (17,654) - - (17,654) Total other financing sources (uses) 454,693 77,346 844,996 - 1,377,035 Net changes in fund balances 301,155 (384,220) 859,126 (25,713) 750,348 Fund balances -beginning - 1,542,008 1,072,900 643,959 3,258,867 Fund balances -ending $ 301,155 $ 1,157,788 $ 1,932,026 $ 618,246 $ 4,009,215 64 Permanent Fund Total Other Govermnental Cemetery Funds $ - $ 716,495 - 234,519 - 337,675 59,825 879,111 - 15,128 24,494 291,899 - 4,055 1,100 2,073 85,419 2,480,955 - 3,260 - 6,765 - 210,935 - 30,059 - 1,248,378 - 678,682 - 741,557 - 2,919,636 85,419 (438,681) - 2,878,460 (7,626) (1,685,722) (7,626) 1,192,738 77,793 754,057 578,367 7,167,139 $ 656,160 $ 7,921,196 65 City of Sebastian, Florida Schedule of Revenues, Expenditures, and Changes in Fund Balances -Budget and Actual Community Development Block Grant Special Revenue Fund For the Year Ended September 30, 2006 REVENUES: Intergovernmental Total revenues EXPENDITURES: Current: Economic Environment Total expenditures Excess (deficiency) of revenues over (under) expenditures OTHER FINANCING USES Transfers out Net changes in fund balances Fund balances -beginning Fund balances -ending Actual Variance with Amounts on Final Budget - Final a Budgetary Positive Budget Basis (Negative) $ 30,060 $ 30,059 $ (1) 30,060 30,059 (1) 30,060 30,059 30,060 30,059 66 52 52 52 52 1 1 $ - City of Sebastian, Florida Schedule of Revenues, Expenditures, and Changes in Fund Balances -Budget and Actual Local Option Gas Tax Special Revenue Fund For the Year Ended September 30, 2006 Actual Variance with Amounts on Final Budget - Final a Budgetary Positive Budget Basis (Negative) REVENUES: Motor fuel taxes $ 760,000 $ 716,495 $ (43,505) Intergovernmental - 16,998 16,998 Investment earnings 12,000 48,145 36,145 Total revenues 772,000 781,638 9,638 EXPENDITURES: Current: Transportation Debt service: Principal Interest and fiscal charges Total expenditures Excess of revenues over expenditures OTHER FINANCING USES Transfers out Net changes in fund balances Fund balances -beginning Fund balances -ending 211,429 210,935 214,121 214,174 85,879 85,826 511,429 510,935 260,571 270,703 494 (53) 53 494 10,132 (489,438) (489,438) - (228,867) (218,735) 10,132 351,192 351,192 - $ 122,325 $ 132,457 $ 10,132 67 City of Sebastian, Florida Schedule of Revenues, Expenditures, and Changes in Fund Balances -Budget and Actual Recreation Impact Fee Special Revenue Fund For the Year Ended September 30, 2006 REVENUES: Impact fees Investment earnings Total revenues OTHER FINANCING SOURCES (USES) Transfers in Transfers out Total other financing sources (uses) Net changes in fund balances Fund balances -beginning Fund balances -ending Actual Variance with Amounts on Final Budget - Final a Budgetary Positive Budget Basis (Negative) 360,000 $ 337,675 $ (22,325) 12,000 46,310 34,310 372,000 383,985 11,985 17,654 17,654 (95,000) (95,000) (77,346) (77,346) 294,654 306,639 970,576 970,576 $ 1,265,230 $ 1,277,215 68 11,985 $ 11,985 City of Sebastian, Florida Schedule of Revenues, Expenditures, and Changes in Fund Balances -Budget and Actual Stormwater Utility Special Revenue Fund For the Year Ended September 30, 2006 REVENUES: Charges for services Investment earnings Miscellaneous Total revenues EXPENDITURES: Current: Physical environment Total expenditures Excess of revenues over expenditures OTHER FINANCING SOURCES (USES) Transfers in Transfers out Total other financing sources (uses) Net changes in fund balances Fund balances -beginning Fund balances -ending Actual Variance with Amounts on Final Budget - Final a Budgetary Positive Budget Basis (Negative) $ 804,980 $ 819,286 $ 14,306 45,119 89,289 44,170 - 1 1 850,099 908,576 58,477 7,119 6,765 7,119 6,765 354 354 842,980 901,811 58,831 - 3,619 3,619 (1,076,599) (1,076,004) 595 (1,076,599) (1,072,385) 4,214 (233,619) (170,574) 63,045 1,757,633 1,757,633 - $ 1,524,014 $ 1,587,059 $ 63,045 69 City of Sebastian, Florida Schedule of Revenues, Expenditures, and Changes in Fund Balances -Budget and Actual Law Enforcement Forfeiture Special Revenue Fund For the Year Ended September 30, 2006 REVENUES: Fines Investment earnings Contributions Other revenues Total revenues Final Budget $ 5,000 5,000 Actual Amounts on a Budgetary Basis Variance with Final Budget - Positive (Negative) $ 10,128 1,454 (3,260) 972 9,294 6,740 6,740 16,034 EXPENDITURES: Current: Public safety Total expenditures Excess of revenues over expenditures Fund balances -beginning Fund balances -ending 10,000 10,000 10,000 16,305 $ 16,305 $ 15,128 1,454 1,740 972 19,294 3,260 3,260 16,034 16,305 $ 32,339 $ 16,034 City of Sebastian, Florida Schedule of Revenues, Expenditures, and Changes in Fund Balances -Budget and Actual G.R.E.A.T. Program Special Revenue Fund For the Year Ended September 30, 2006 REVENUES: Intergovernmental Investment earnings Total revenues EXPENDITURES: Current: Public safety Total expenditures Excess of revenues over expenditures Fund balances -beginning Fund balances -ending Actual Variance with Amounts on Final Budget - Final a Budgetary Positive Budget Basis (Negative) $ 9,894 $ - $ (9,894) - 47 47 9, 894 47 (9, 847) 9,894 - 9,894 9,894 - 9,894 - 47 47 736 736 - $ 736 $ 783 $ 47 70 City of Sebastian, Florida Schedule of Revenues, Expenditures, and Changes in Fund Balances -Budget and Actual Stormwater Utility Revenue Bonds 2003 Debt Service Fund For the Year Ended September 30, 2006 REVENUES: Investment earnings Total revenues EXPENDITURES: Debt service: Principal Interest and fiscal charges Total expenditures Deficiency of revenues under expenditures OTHER FINANCING SOURCES Transfers in Total other financing sources Net changes in fund balances Fund balances -beginning Fund balances -ending Actual Variance with Amounts on Final Budget - Final a Budgetary Positive Budget Basis (Negative) $ 280 $ 972 $ 692 280 972 692 235,000 235,000 - 202,848 202,848 - 437,848 437,848 - (437,568) (436,876) 692 437,568 436,973 (595) 437,568 436,973 (595) - 97 97 20,223 20,223 $ 20,223 $ 20,320 $ 97 71 City of Sebastian, Florida Schedule of Revenues, Expenditures, and Changes in Fund Balances -Budget and Actual Discretionary Sales Surtax Revenue Bonds 2003 Debt Service Fund For the Year Ended September 30, 2006 REVENUES: Investment earnings Total revenues EXPENDITURES: Current: Physical environment Debt service: Principal Interest and fiscal charges Total expenditures Deficiency of revenues under expenditures OTHER FINANCING SOURCES Transfers in Total other financing sources Net changes in fund balances Fund balances -beginning Fund balances -ending Actual Variance with Amounts on Final Budget - Final a Budgetary Positive Budget Basis (Negative) $ 7,700 $ 1,402 $ (6,298) 7,700 1,402 (6,298) 300 - 300 665,000 665,000 - 370,544 369,519 1,025 1,035,844 1,034,519 1,325 (1,028,144) (1,033,117) (4,973) 1,032,844 1,025,525 (7,319) 1,032,844 1,025,525 (7,319) 4,700 (7,592) (12,292) 213,188 213,188 - ~_ ~~ 72 City of Sebastian, Florida Statement of Changes in Assets and Liabilities Agency Fund For the Year Ended September 30, 2006 ASSETS Cash and cash equivalents Total assets LIABILITIES Performance deposits held in escrow Balance Balance October 1, September 30, 2005 Additions Deletions 2006 $ 165,340 $ 4,891 $ 5,141 $ 165,090 $ 165,340 $ 4,891 $ 5,141 $ 165,090 165,340 - 250 165,090 Total liabilities $ 165,340 $ - $ 250 $ 165,090 73 City of Sebastian, Florida Capital Assets Used in the Operation of Governmental Funds Comparative Schedule By Source September 30, 2006 Governmental Funds capital assets: FY 2005 FY 2006 Land $ 5,487,774 $ 5,301,947 Buildings and structures 9,890,903 9,958,190 Improvement other than buildings 4,152,943 4,614,326 Machinery and equipment 6,100,906 6,436,238 Infrastructure 17,203,261 17,375,199 Capital projects 1,006,241 1,167,207 Total capital assets $ 43,842,028 $ 44,853,107 Investment in Governmental Funds capital assets by sources: Federal grants State grants County grants General fund Law enforcement trust fund Recreational impact fee Stormwater utility fee Cemetery trust fund Donations Sales taxes Motor fuel taxes Revenue bond debt Capital projects $ 1,725,772 $ 1,278,258 712,211 10,469,659 48,737 200,186 16,241 184,185 2,296,054 7,314,896 4,378,033 14,213,555 1,006,241 1,888,342 1,278,258 715,009 10,588,964 42,953 400,532 16,255 181,463 2,324,027 7,779,639 4,378,033 14,092,425 1,167,207 Total investment in capital assets $ 43,844,028 $ 44,853,107 74 City of Sebastian, Florida Capital Assets Used in the Operation of Governmental Funds Schedule by Function and Activity September 30, 2006 Improvements Machinery Other than and Function and Activity Land Buildings Buildings Equipment Infrastructure Totals General government: Legislative $ - $ - $ 1,100 $ 2,886 $ - $ 3,986 City manager - - - 4,341 - 4,341 City clerk - - - 166,998 - 166,998 City attorney - - - 2,114 - 2,114 Finance - - - 56,063 - 56,063 MIS - 5,841 - 113,821 - 119,662 Human resources - - - 4,942 - 4,942 Building maintenance - 120,192 4,926 88,270 - 213,388 Growthmanagement - 85,555 - 23,428 - 108,983 Non-departmental 3,239,771 5,114,963 260,202 424,314 212,700 9,251,950 Subtotal 3,239,771 5,326,551 266,228 887,177 212,700 9,932,427 Public safety: Special operations - - - 33,674 - 33,674 Administration 9,560 3,347,150 81;014 283,082 - 3,720,806 School resource - - - 45,383 - 45,383 Road patrol - - - 1,371,890 - 1,371,890 Community policing - - - 123,243 - 123,243 Code enforcement - - - 36,583 - 36,583 Professional Stnd. - - - 20,651 - 20,651 Investigations - - - 179,131 - 179,131 Support services - - - 60,757 - 60,757 Communications - - - 81,829 - 81,829 Building department - - - 90,752 - 90,752 Subtotal 9,560 3,347,150 81,014 2,326,975 - 5,764,699 Transportation Engineering 78 146,361 155,293 170,907 276,100 748,739 Central garage - 111,654 82,419 135,225 - 329,298 Roads and drainage 47,047 102,784 536,673 962,912 10,135,057 11,784,473 Subtotal 47,125 360,799 774,385 1,269,044 10,411,157 12,862,510 Physical Environment: Stormwater - - - 1,443,246 5,354,520 6,797,766 Cemetery 272,190 47,519 78,354 38,700 22,717 459,480 Subtotal 272,190 47,519 78,354 1,481,946 5,377,237 7,257,246 Culture/Recreation: Parks and recreation 1,733,301 876,171 3,414,345 471,096 1,374,105 7,869,018 Subtotal 1,733,301 876,171 3,414,345 471,096 1,374,105 7,869,018 Total $ 5,301,947 $ 9,958,190 $ 4,614,326 $ 6,436,238 $ 17,375,199 $ 43,685,900 Construction in progress 1,167,207 Total $ 44,853,107 75 City of Sebastian, Florida Capital Assets Used in the Operation of Governmental Funds Schedule of Changes By Function and Activity September 30, 2006 Governmental Funds Capital Assets Transfers Transfers Function and Activity October 1, 2005 Additions Deletions In Out General government: Legislative City manager City clerk City attorney Finance MIS Human resources Building maintenance Growth management Non-departmental Subtotal Public Saftey: Special operations Administration School resource Road patrol Community policing Code enforcement Professional Stnd. Investigations Support services Communications Building department Subtotal Transportation: Engineering Central garage Roads and drainage Subtotal Physical Environment: Stormwater Building maintenance Cemetery Subtotal Culture & Recreation: Parks and recreation Subtotal Total Construction in progress Total Governmental Funds Capital Assets September 30, 2005 $ 12,582 $ - $ 7,808 $ - $ 788 $ 3,986 4,341 - 4,341 184,324 11,574 12,937 - 15,963 166,998 5,970 - - 3,856 2,114 60,521 1,281 3,177 56,063 100,096 19,222 1,171 1,515 119,662 5,467 - - - 525 4,942 121,445 - 91,943 - 213,388 105,259 - 3,724 108,983 9,441,941 202,213 12,222 9,251,950 10,041,946 30,796 225,410 109,404 24,309 9,932,427 2,051 31,623 - - - 33,674 3,710,201 10,605 - - - 3,720,806 26,855 38,539 20,011 - - 45,383 1,196,867 177,023 - - 2,000 1,371,890 162,581 1,522 40,860 - 123,243 49,277 5,058 16,050 - 1,702 36,583 21,822 - - - 1,171 20,651 175,098 5,204 - - 1,171 179,131 58,304 2,529 - 2,000 2,076 60,757 80,860 2,140 1,171 - - 81,829 107,352 - 2,641 - 13,959 90,752 5,591,268 274,243 80,733 2,000 22,079 5,764,699 757,863 7,294 16,418 - - 748,739 328,522 5,407 3,780 - 851 329,298 11,870,609 123,452 53,460 - 156,128 11,784,473 12,956,994 136,153 73,658 - 156,979 12,862,510 6,619,466 193,324 33,524 18,500 - 6,797,766 451,854 7,626 - - 459,480 7,071,320 200,950 33,524 18,500 - 7,257,246 7,176,259 661,394 42,098 73,463 - 7,869,018 7,176,259 661,394 42,098 73,463 - 7,869,018 42,837,787 1,303,536 455,423 1,006,241 894,386 733,420 203,367 203,367 43,685,900 - 1,167,207 $ 43,844,028 $ 2,197,922 $ 1,188,843 $ 203,367 $ 203,367 $ 44,853,107 76 Statistical Section This part of the City of Sebastian, Florida's comprehensive annual financial report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the city's overall financial health. Contents Pa e s Financial Trends 78.89 These schedules contain trend information to help the reader understand how the city's financial performance and well-being have changed over time. Revenue Capacity 90-95 These schedules contain information to help the reader assess the city's most significant local revenue source, the property tax, and the municipal sales tax. Debt Capacity 96-101 These schedules present information to help the reader assess the affordability of the city's current levels of outstanding debt and the city's ability to issue additional debt in the future. Economic and Demographic Information 102-104 These schedules offer economic and demographic indicators to help the reader understand the environment within which the city's financial activities take place. Operating Information 105-107 These schedules contain service and infrastructure data to help the reader understand how the information in the city's financial report relates to the services the city provides and the activities it performs. Sources: Unless otherwise noted, the information in these schedules is derived from the comprehensive annual financial reports for the relevant year. The city implemented GASB Statement 34 in 2001; schedules presenting government-wide information include information beginning in that year. 77 City of Sebastian, Florida Net Assets by Component Last Six Fiscal Years (accrual basis of accounting) 2006 2005 2004 Governmental Activities Invested in Capital Assets, Net of Related Debt Restricted Unrestricted $ 17,579,683 $ 17,103,399 $ 16,412,401 5,068,583 5,395,879 4,059,674 11,293,877 (2) 9,081,345 (1) 7,171,123 (1) Total Governmental Activities Net Assets Business-Type Activities Invested in Capital Assets, Net of Related Debt Restricted Unrestricted Total Business-Type Activities Net Assets Primary government Invested in Capital Assets, Net of Related Debt Restricted Unrestricted Total Primary Government Net Assets $ 33,942,143 $ 31,580,623 $ 27,643,198 $ 8,798,612 $ 7,459,945 $ 4,264,961 560,581 574,105 506,006 $ 11,255,732 $ 8,772,569 $ 6,483,624 $ 26,378,295 $ 24,563,344 $ 20,677,362 5,629,164 5,969,984 4,565,680 13,190,416 9,819,864 8,883,780 $ 45,197,875 $ 40,353,192 $ 34,126,822 (1) The large increases in unrestricted net assets from 2003 to 2004 and from 2004 to 2005 are mainly due to increase in State revenue sharing. sales and use taxes, and tax revenues. (2) The large increase in unrestricted net assets from 2005 to 2006 is mainly due to increase in tax revenues, franchise fees, and interest earnings. 78 2003 2002 $ 16,339,222 $ 14,242,832 3,235,266 3,289,670 5,461,224 5,865,388 ~nni $ 12,778,007 2,270,654 5,417,630 $ 25,035,712 $ 23,397,890 $ 20,466,291 $ 1,545,867 $ 363,827 $ 150,722 505,435 458,014 640,973 1,471,457 1,120,224 985,863 $ 3,522,759 $ 1,942,065 $ 1,777,558 $ 17,885,089 $ 14,606,659 $ 12,928,729 3,740,701 3,747,684 2,911,627 ~ oz~ ~Qi ~ oR5 ~i~ ti an~z a4z $ 28,558,471 $ 25,339,955 $ 22,243,849 79 City of Sebastian, Florida Changes in Net Assets Last Six Fiscal Years (accrual basis of accounting) 2006 Program Revenues Governmental Activities: Charges for Services: General Government Public Safety Physical Environment Economic Environment CulturaURecreation Operating Grants and Contributions Capital Grants and Contributions Total Governmental Activities Program Revenues Business-Type Activities: Charges for Services: Golf Course Airport Building Operating Grants and Contributions Capital Grants and Contributions Total Business-Type Activities Program Revenues Total Primary Government Program Revenues Expenses Governmental Activities: General Government Public Safety Physical Environment Transportation Economic Environment CulturaURecreation Interest and Fiscal Charges Total Governmental Activities Expenses Business-Type Activities: Golf Course Airport Building Total Business-Type Activities Expenses Total Primary Government Expenses $ 533,482 140,545 887,819 72,472 407,898 1,301,438 e ~ zn~ ~cn 2005 $ 370,609 1,356,385 828,907 56,199 2,802,511 1,781,954 e ~ i o~ c~c ~nnn $ 376,327 1,660,032 850,887 48,590 1,144,528 i ~c~ ncn 1,580,407 $ 1,381,817 $ 1,648,308 375,768 434,818 201,890 936,793 (1) (1) 6,998 13,582 67,576 1,056,562 2,289,986 2,451,212 $ 3,956,528 $ 4,120,203 $ 4,368,986 Q ^~ inn i o~ Q i i~ i~ uo Q n one inn $ 3,129,723 $ 3,262,276 $ 2,414,865 4,191,295 4,816,614 4,502,109 2,193,589 1,283,889 1,279,257 2,173,071 4,034,900 3,288,532 98,661 32,128 86,041 1,208,288 1,260,395 823,974 706,303 740,372 722,007 $ 13,700,930 $ 15,430,574 $ 13,116,785 1,558,338 $ 1,464,532 $ 1,527,051 801,967 519,235 350,949 936,793 (1) (1) $ 3,297,098 $ 1,983,767 $ 1,878,000 Q~ 1L nno n'10 S 17 A1A 2~1 @ 1A nnA '74c (1) The building operation was reclassified from being part of the general fund operation to an enterprise fund operation at the beginning of fiscal year 2006. 80 $ 247,774 $ 172,135 $ 183,502 824,821 625,924 554,350 799,637 785,683 - - 24,869 18,753 46,736 73,013 35,050 920,829 958,229 902,001 $ 3,480,691 $ 3,512,343 $ 2,275,597 $ 1,377,245 $ 1,365,027 $ 1,088,104 168,451 179,373 193,649 (1) (1) (1) - 51,087 123,673 $ 1,620,616 $ 2,010,288 $ 1,676,383 3,391, 831 2,945 ,701 2,526,514 1,920,200 508,616 452,116 2,401,037 2,258,181 1,630,098 166,024 223,207 241,692 747,910 881,260 768,802 312,367 168,749 160,954 $ 10,559,985 $ 8,996,002 $ 7,456,559 $ 1,363,359 $ 1,393,551 $ 1,341,001 315,941 283,726 313,877 (1) (1) (1) $ 1,679,300 $ 1,677,277 $ 1,654,878 (continued) 81 City of Sebastian, Florida Changes in Net Assets (continued) Last Six Fiscal Years (accrual basis of accounting) Net (Expense)/Revenue Governmental Activities Business-Type Activities Total Primary Government Net Expense General Revenues and Other Changes in Net Assets Governmental Activities: Property Taxes, Levied for General Purposes Sales and Use Taxes Franchise Fees State Shared Revenues Interest Earnings Miscellaneous Transfers Total Governmental Activities Business-Type Activities: Interest Earnings Miscellaneous Transfers Total Business-Type Activities Total Primary Government Change in Net Assets Governmental Activities Business-Type Activities Total Primary Government Change in Net Assets 2006 2005 2004 $(10,357,276) $ (8,234,009) $ (7,682,462) $ (9,697,846) $ (6,097,573) $ (5,191,476) $ 4,645,050 $ 4,017,555 $ 3,420,971 4,907,906 4,718,691 4,035,545 1,253,749 886,390 770,600 2,242,292 2,138,020 1,721,956 827,224 398,518 398,158 256,780 118,760 388,562 (1,414,205) (2) (106,500) (445,844) $ 12,718,796 $ 12,171,434 $ 10,289,948 $ 125,498 $ 45,709 $ 23,774 - 300 261 1,414,205 106,500 445,844 $ 1,539,703 $ 152,509 $ 469,879 $ 2,361,520 $ 3,937,425 $ 2,607,486 $ 4,844,683 $ 6,226,370 $ 5,568,351 (2) The large increase in transfers from 2005 to 2006 is mainly due to the one time transfer of building reserve to building fund due to the reclassification of fund type for the building operation. 82 $ (7,079,294) $ (5,483,659) $ (5,180,962) 1,015,833 132,385 49,882 $ (6,063,461) $ (5,351,274) $ (5,131,080) $ 2,944,456 $ 2,615,939 $ 2,557,333 3,705,922 2,844,825 3,013,293 756,194 766,901 753,024 1,523,524 2,068,753 1,336,046 241,358 118,840 236,307 79,662 - - $ 21,789 $ 32,122 $ 99,521 9,072 - - $ 564,861 $ 32,122 $ 99,521 $ 1,637,822 $ 2,931,599 $ 2,715,041 $ 3,218,516 $ 3,096,106 $ 2,864,444 83 City of Sebastian, Florida Fund Balances, Governmental Funds Last Ten Fiscal Years (modified accrual basis of accounting) 2006 2005 2004 2003 2002 General Fund Reserved $ 1,815,187 $ 2,848,726 $ 2,693,710 $ 1,402,398 $ 232,088 Unreserved 4,663,885 3,254,741 2,421,182 2,479,452 3,690,659 Total General Fund $ 6,479,072 $ 6,103,467 $ 5,114,892 $ 3,881,850 $ 3,922,747 All Other Governmental Funds Reserved $ 10,058,183 (1) $ 828,819 $ 4,208,170 $ 1,596,981 $ 1,503,172 Unreserved, Reported in: Special Revenue funds 5,381,276 4,735,396 3,355,229 2,211,585 1,808,288 Capital Projects funds - (2) 8,406,953 6,795,371 9,993,933 (3) 2,384,557 Total All Other Governmental Funds $ 15,439,459 $ 13,971,168 $14,358,770 $ 13,802,499 $ 5,696,017 Total Governmental Funds $ 21,918,531 $ 20,074,635 $19,473,662 $ 17,684,349 $ 9,618,764 (1) The significant change in reserved fund balance from 2005 to 2006 is due to the reclassification of unreserved reported in capital projects funds to reserved. (2) The significant change in unreserved reported in capital projects funds from 2005 to 2006 is due to the reclassification of unreserved reported in capital projects funds to reserved. (3) The large increase in unreserved fund balance reported in capital projects funds from 2002 to 2003 is due to the issuance of City's Infrastructure Sales Surtax Revenue Bonds, Series 2003. 84 2001 2000 1999 1998 1997 $ 121,256 $ 64,341 $ 43,113 $ 3,303,761 $ 7,940 3,406,083 2,786,252 2,699,955 3,468,381 3,710,621 $ 3,527,339 $ 2,850,593 $ 2,743,068 $ 6,772,142 $ 3,718,561 $ 1,306,269 $ 2,021,740 $ 605,270 $ 168,093 $ 167,980 548,174 456,461 217,969 - - 2,609,201 1,562,299 4,027,673 - - $ 4,463,644 $ 4,040,500 $ 4,850,912 $ 168,093 $ 167,980 $ 7,990,983 $ 6,891,093 $ 7,593,980 $ 6,940,235 $ 3,886,541 85 City of Sebastian, Florida Changes in Fund Balances, Governmental Funds Last Ten Fiscal Years (modified accrual basis of accounting) Revenues Property and Other Local Taxes Franchise Fees Charges for Services Licenses and Permits Fines Intergovernmental Impact Fees Special Assessments Investment Earnings Miscellaneous Total Revenues Expenditures Current: General Government Public Safety Physical Environment Transportation Economic Environment Cultural and Recreation Debt service: Principal Retirement Interest and Fiscal Charges Capital Outlay Total Expenditures Excess of Revenues Over (Under) Expenditures Other Financing Sources (Uses) Debt Proceeds Transfers In Transfers Out Total Other Financing Sources (Uses) Net Change in Fund Balances Debt Service as a Percentage of Noncapital Expenditures 2006 2005 2004 $ 10,269,451 $ 9,483,664 $ 8,179,344 1,253,749 886,390 770,600 179,930 936,530 962,677 244,370 1,587,675 1,867,920 77,776 95,699 118,918 2,852,293 5,561,695 3,115,520 337,675 385,775 557,700 819,286 11,023 28,424 827,224 398,518 398,158 632,370 144,057 378,268 17,494,124 19,491,026 16,377,529 2,494,863 2,974,736 2,231,532 3,813,908 4,349,639 3,950,228 1,850,642 910,794 1,125,727 1,672,983 3,616,076 2,863,397 98,661 32,128 86,041 926,846 995,406 747,131 1,248,378 1,218,023 985,974 678,682 711,736 887,564 1,451,060 3,975,015 9,021,558 14,236,023 18,783,553 21,899,152 3,258,101 707,473 (5,521,623) - - 7,756,780 3,785,981 3,745,265 2,745,754 (5,200,186) (3,851,765) (3,191,598) (1,414,205) (106,500) 7,310,936 $ 1,843,896 $ 600,973 $ 1,789,313 15.1% 13.0% 14.5% 86 2003 2002 2001 2000 1999 $ 7,325,932 $ 6,228,107 $ 6,223,280 $ 6,273,070 $ 5,837,968 1998 1997 $ 5,612,313 $ 5,250,861 756,194 766,901 753,024 - - - - 921,119 1,123,670 300,046 159,701 33,097 74,485 84,051 878,097 578,695 487,618 475,345 448,928 388,936 345,463 119,752 127,027 148,676 140,672 89,697 72,723 59,198 1,785,237 2,841,315 1,968,416 2,318,091 1,865,375 1,697,747 1,332,676 395,850 255,775 - - - - - 22,560 31,756 28,528 128,154 44,964 30,522 68,474 241,358 206,567 417,707 689,395 512,407 290,406 261,548 91,078 126,823 196,311 246,774 650 - - 12,537,177 12,286,636 10,523,606 10,431,202 8,833,086 8,167,132 7,402,271 1,977,033 2,230,870 1,647,858 1,946,702 1,837,031 2,074,479 1,879,432 3,427,711 2,588,526 2,482,393 2,129,662 2,122,823 1,847,503 1,706,546 1,247,452 508,616 452,116 345,844 412,990 82,699 79,528 1,610,761 1,427,992 1,084,401 1,228,234 1,007,426 1,160,404 1,273,318 166,024 327,911 273,927 617 4,830 8,492 64,657 629,835 732,729 612,038 555,584 488,499 348,546 190,651 361,024 344,553 222,954 212,860 225,243 182,434 173,471 158,043 174,864 152,093 151,536 160,940 29,522 40,704 3,859,709 2,322,794 3,402,365 4,713,604 1,915,620 2,640,389 1,331,130 13,437,592 10,658,855 10,330,145 11,284,643 8,175,402 8,374,468 6,739,437 (900,415) 1,627,781 193,461 (853,441) 657,684 (207,336) 662,834 9,500,000 - 900,000 - - 3,261,030 - 2,992,908 2,009,173 2,130,744 2,134,510 1,861,364 258 .2,720 (3,526,908) (2,009,173) (2,130,744) (2,134,510) (1,861,364) (258) (2,720) 8,966,000 - 900,000 - - 3,261,030 - $ 8,065,585 $ 1,627,781 $ 1,093,461 $ (853,441) $ 657,684 $ 3,053,694 $ 662,834 5.4% 6.2% 5.4% 5.5% 6.2% 3.7% 4.0% 87 City of Sebastian, Florida Program Revenues by Function/Program Last Six Fiscal Years (accrual basis of accounting) Function/Program Governmental Activities: General Government Publc Safety Physical Environment Transportation Economic Environment Cultural/Recreation Total Governmental Activities Business-type activities: Golf Course Airport Building Total Business-Type Activities Total Primary Government 2006 2005 2004 2003 $ 579,591 $ 587,527 $ 392,471 $ 1,095,902 306,702 1,537,557 1,850,710 929,952 890,092 898,821 914,318 1,136,507 900,365 3,392,883 1,670,534 1,580,076 30,059 - - - 636,845 779,777 606,290 663,459 $ 3,343,654 $ 7,196,565 $ 5,434,323 $ 5,405,896 $ 1,587,405 $ 1,395,399 $ 1,715,884 $ 1,377,245 1,432,330 2,724,804 2,653,102 1,317,888 1,220,823 (1) (1) (1) $ 4,240,558 $ 4,120,203 $ 4,368,986 $ 2,695,133 $ 7,584,212 $ 11,316,768 $ 9,803,309 $ 8,101,029 (1) The building operation was reclassified from being part of the general fund operation to an enterprise fund operation at the beginning of fiscal year 2006. 88 2002 2001 $ 172,135 $ 226,786 785,373 633,230 785,683 779,837 3,038,913 2,285,809 24,869 18,753 566,959 168,335 $ 5,373,932 $ 4,112,750 $ 1,365,517 $ 1,088,104 444,145 616,656 $ 1,809,662 $ 1,704,760 7,183,594 $ 5,817,510 89 City of Sebastian, Florida Tax Revenues by Source, Governmental Funds Last Ten Fiscal Years (modified accrual basis of accounting) Fiscal Year Property Taxes Public Utility Sales Tax _ 2006 (1) $ 4,645,050 $ 2,183,164 $ 2,724,742 $ 2005 4,017,555 2,005,124 2,713,567 2004 3,420,971 1,854,632 2,180,913 2003 2,944,456 1,780,717 1,925,205 2002 (2) 2,717,564 983,236 1,861,589 2001 2,608,989 1,151,685 1,861,608 2000 (3) 2,323,566 1,044,595 1,704,749 1999 (4) 2,734,068 413,045 1,553,672 1998 2,810,622 370,170 1,412,207 1997 2,664,153 345,977 1,244,543 Motor Fuel Total 716,495 $ 10,269,451 747,418 9,483,664 722,828 8,179,344 675,554 7,325,932 665,718 6,228,107 600,998 6,223,280 549,800 5,622,710 484,054 5,184,839 440,843 5,033,842 453,858 4,708,531 (1) Fiscal Year 2006 property tax revenue reflects a change in the property tax millage rate from 4.5904 to 3.9325. (2) Fiscal Year 2002 property tax revenue reflects a change in the property tax millage rate from 5.0000 to 4.5904. (3) Fiscal Year 2000 property tax revenue reflects a change in the property tax millage rate from 6.5000 to 5.0000. (4) Fiscal Year 1999 property tax revenue reflects a change in the property tax millage rate from 6.9000 to 6.5000. Millage Rate represents the dollar of tax per one thousand dollars of taxable valuation. 90 City of Sebastian, Florida Property Tax Rates Direct and Overlapping Governments Last Ten Fiscal Years Cit y of Sebastian Indian River County School Board Debt Total Total Debt Total Fiscal Operating Service City County~l~ Operating Service School Year Millage Millage Millage Millage Millage Millage Millage Other~Z~ 1997 6.9000 -- 6.9000 8.56874 9.15400 1.16500 10.31900 2.64544 1998 6.9000 -- 6.9000 8.30490 9.00300 1.13700 10.14000 2.49690 1999 6.5000 -- 6.5000 8.33160 8.61400 1.00000 9.61400 ~3~ 2000 5.0000 -- 5.0000 8.24360 8.61400 1.00000 9.61400 1.52091 2001 5.0000 -- 5.0000 8.24860 8.67700 0.88000 9.55700 1.62899 2002 4.5904 -- 4.5904 8.08410 8.40200 0.68000 9.08200 1.14845 2003 4.5904 -- 4.5904 8.03020 8.10200 0.63000 8.73200 1.43875 2004 4.5904 -- 4.5904 7.93960 8.17900 0.53100 8.71000 1.69278 2005 4.5904 -- 4.5904 7.35050 8.01900 0.48000 8.49900 1.43029 2006 3.9325 -- 3.9325 5.69040 7.88000 0.36000 8.24000 1.60850 (1) Millage includes General Fund, M.S.T.U.s, Emergency Services District and Land Bonds. (2) All Special Taxing Districts. (3) Information not available. Source: Indian River County Property Appraiser's Office 91 City of Sebastian, Florida Assessed Valuation and Estimated True Values of Taxable Property Last Ten Fiscal Years Real Property Personal Property Exemptions Fiscal Assessed Estimated Assessed Estimated Real Year Value Actual Value Value Actual Value Property 1997 563,855,210 704,819,013 30,303,882 30,303,882 172,478,432 1998 587,811,960 734,764,950 31,210,876 31,210,876 177,515,747 1999 626,274,970 782,843,713 46,027,721 46,027,721 187,751,454 2000 656,619,860 820,774,825 42,216,162 41,533,985 190,327,263 2001 754,577,150 943,221,438 45,195,579 45,195,579 198,445,669 2002 829,224,615 1,036,530,769 45,355,170 45,355,170 205,977,066 2003 946,293,950 1,182,867,438 48,613,628 48,613,628 217,554,663 2004 1,157,275,164 1,446,593,955 51,330,277 51,330,277 228,262,825 2005 1,526,923,406 1,908,654,258 51,827,624 51,827,624 271,466,364 2006 2,124,615,672 2,655,769,590 55,913,696 55,913,696 322,318,753 Source: Indian River County Property Appraiser (1) Total assessed value based on approximately 80 percent of estimated actual value. 92 Total Assessed Value 594,159,092 619,022,836 672,302,691 698,836,022 799,772,729 874,579,785 994,907,578 1,208,605,441 1,578,751,030 2,180,529,368 Total Estimated Actual Value 735,122,895 765,975,826 828,871,434 862,308,810 988,417,017 1,081,885,939 1,231,481,066 1,497,924,232 1,960,481,882 2,711,683,286 93 City of Sebastian, Florida Principal Taxpayers Year 2006 and Year 1998 2006 1998(1) Real Percentage Real Percentage Property of Total Property of Total Assessed Assessed Assessed Assessed Taxpayer Valuation Rank Valuation Valuation Rank Valuation Florida Power & Light $ 16,484,295 1 2.34% $ 6,448,890 3 1.02% Chance Holding LLC 12,308,330 2 1.75% -- -- Wal-Mart Stores Inc. 12,293,340 3 1.74% 7,843,080 2 1.24% KB Homes Treasure Coast LLC 11,865,150 4 1.68% -- -- Maronda Homes Inc. 8,979,100 5 1.27% -- -- Adams Homes of Northwest FL 8,312,010 6 1.18% -- -- 512 Commerce Center LLC 7,368,920 7 1.05% -- -- BellSouth Communications 7,344,000 8 1.04% 7,930,440 1 1.26% BW US 1 Inc 6,863,460 9 0.97% -- -- Park Place MHP Ltd 5,897,160 10 0.84% 2,737,650 5 0.43% Lynch, Robert N. (Bishop) -- -- 3,665,790 4 0.58% Grace's Landing Ltd -- -- 2,111,580 6 0.34% Falcon Cable Media -- -- 1,618,367 7 0.26% Winn Dixie Stores Inc. -- -- 1,586,073 8 0.25% Sebastian Center Ltd -- -- 1,316,420 9 0.21% RinghaverEquipment -- -- 780,155 10 0.12% $ 97,715,765 13.86% $ 36,038,445 5.71% Total Assessed Valuation $ 1,133,374,977 $ 630,218,290 (1) Principal property tax payers for nine years ago is not available. The information is available from 1998 and forward. Source: Indian River County Property Appraiser's Office 94 City of Sebastian, Florida Property Tax Levies And Collections Last Ten Fiscal Years Percent of Percent of Total Current Current Tax Delinquent Total Total Tax Tax Tax Collections Tax Tax Collections Year Levy Collections To Tax Levy Collections (1) Collections To Tax Levy 2006 $ 4,456,997 $ 4,300,217 96 % $ 39 $ 4,300,256 96 % 2005 3,888,488 3,723,912 96 1,712 3,725,624 96 2004 3,216,940 3,130,521 97 34,247 3,164,768 98 2003 2,862,650 2,725,515 95 26,908 2,752,423 96 2002 2,635,277 2,489,854 94 36,421 2,526,275 96 2001 2,542,544 2,455,930 97 51,690 2,507,620 99 2000 2,422,756 2,283,898 94 35,050 2,318,948 96 1999 2,869,796 2,726,857 95 2,912 2,729,769 95 1998 2,909,597 2,679,819 92 130,803 2,810,622 97 1997 2,727,083 2,513,627 92 150,526 2,664,153 98 (1) Does not include penalties and interest on delinquent taxes. Source: Indian river County Property Appraiser and Tax Collector 95 City of Sebastian, Florida Ratios of Outstanding Debt by Type Last Ten Fiscal Years Governmental Activities Water Line Roadway Assessment Improvement Year Bonds Notes 2006 $ - $1,790,544 2005 - 2,004,718 2004 - 2,209,745 2003 77,615 2,406,028 2002 134,299 2,593,939 2001 187,901 2,773,847 2000 238,589 2,946,113 1999 286,521 3,111,041 1998 322,044 3,268,890 (2) 1997 367,764 158,250 Business-type Infrastructure Stormwater Golf Course Total Sales Tax Utility Revenue Revenue Primary Per Bonds Bonds Bonds Government Capita $ 9,825,000 $ 5,055,000 $ 1,140,000 $17,810,544 822 10,490,000 5,290,000 1,395,000 19,179,718 957 11,140,000 5,525,000 1,885,000 20,759,745 1,072 9,500,000 - 2,115,000 14,098,643 765 - - 2,335,000 5,063,238 295 - - 2,435,000 (1) 5,396,748 324 - - 1,500,000 4,684,702 290 - - 1,610,000 5,007,562 319 - - 1,715,000 5,305,934 351 - - 1,815,000 2,341,014 162 (1) Golf Course Revenue Bonds, Series 1996 was refunded in 2001. (2)The City issued a $3,268,890 promissory note to finance costs of roadway improvements in 1998. 96 City of Sebastian, Florida Computation of Legal Debt Margin September 30, 2006 Assessed Valuation Assessed taxable real property value Add back: exempt real property Total assessed value of real property Legal debt margin: Debt limitation - 5 percent of total assessed real property value (1) Debt applicable to limitation Total bonded debt Less: revenue bonds Total applicable to limitation Legal debt margin 2,078,796 $ 104,151,988 (1) City adopted financial policies state the City will limit its total outstanding general obligation debt to five percent of the assessed valuation of real property. City of Sebastian, Florida Direct and Overlapping Governmental Activities Debt General Obligation Bonds September 30, 2006 The City of Sebastian has no overlapping general obligation bonded debt. $ 1,802,296,919 322,318,753 $ 2,124,615,672 $ 106,230,784 $ 16,958,796 (14, 880,000) 97 City of Sebastian, Florida Ratios of General Bonded Debt Outstanding and Legal Debt Margin Last Eight Fiscal Year Debt Limit (1) Total net debt applicable to limit Legal debt margin Total net debt applicable to the limit as a percentage of debt limit 2,006 2005 2004 2003 $ 76,346,170 $ 76,346,170 $ 57,863,758 $ 47,314,698 2,078,796 2,427,174 2,760,196 3,078,556 $ 74,267,374 $ 73,918,996 $ 55,103,562 $ 44,236,142 2.72% 3.18% 4.77% 6.51% (1) Under the City's adopted financial policies, the City's outstanding general obligation debt should not exceed 5% of the assessed valuation of real property. The percentage was dropped from 10% to 5% in fiscal year 2003. *Data from 1997 through 1998 not available 98 2002 2001 2000 1999 82,922,462 $ 75,457,715 $ 65,661,986 $ 62,627,497 3,382,896 3,673,847 2,946,113 3,111,041 $ 79,539,566 $ 71,783,868 $ 62,715,873 $ 59,516,456 4.08% 4.87% 4.49% 4.97% 99 City of Sebastian, Florida Pledged-Revenue Coverage Last Ten Fiscal Years Recreational Facilities Improvement and Refundin g Revenue Bonds, Series 2001 Less: Net Fiscal Gross Operating Available Debt Service Year Revenues~l~ Expenses c2> Revenue Principal Interest Total Coverage 1997 $1,356,609 $ 833,382 $ 523,227 $ 95,000 $ 112,600 $ 207,600 c3> 2.52 ~4~ 1998 1,351,368 874,334 477,034 100,000 107,850 207,850 c3> 2.30 c4~ 1999 1,414,976 891,914 523,062 105,000 102,650 207,650 c3> 2.52 c4> 2000 1,450,487 947,145 503,342 110,000 96,980 206,980 ~3~ 2.43 ~4> 2001 1,165,091 ~s~ 1,043,741 ~s~ 121,350 -- -- -- ~~ -- ~'~ 2002 1,386,424 1,020,640 365,784 100,000 104,481 204,481 c6> 1.79 ~'~ 2003 1,400,154 968,052 432,102 220,000 89,890 309,890 c6> 1.39 ~'~ 2004 1,497,053 1,108,770 388,283 230,000 80,890 310,890 cb~ 1.25 ~'~ 2005 1,395,436 1,023,002 372,434 240,000 71,490 311,490 cb~ 1.20 ~'~ 2006 1,628,015 1,165,411 462,604 250,000 61,690 311,690 ~6> 1.48 ~'~ Note: Detail regarding the City's outstanding debt can be found in the notes to the financial statements. (1) Total revenues including charges for services, rents, and interest. (2) Total direct operating expenses excludes depreciation, amortization, annual Airport lease payment, and one time hurricane repaire and upgrade. (3) Golf Course Bond, Series 1985 refunded in 1992 with Series 1992. (4) Required coverage is 1.0. (5) Golf Course closed for four months for renovations. Golf Course Bond, Series 1992 refunded with Recreational Facilities Improvement and Refunding Revenue (6) Bonds, Series 200E (7) Required coverage is 1.25. (8) Total revenues consist of stormwater utility fees and interest. (9) Required coverage is 1.35. 100 Stormwater Utilit y Revenue Bonds, Series 2003 Gross Debt Service Revenues~8~ Principal Interest Total Coverage~9~ $ 779,724 $ 105,000 $ 104,386 $ 209,386 3.72 792,886 235,000 206,673 441,673 1.80 908,576 235,000 201,973 436,973 2.08 101 City of Sebastian, Florida Demographic and Economic Statistics Last Ten Years Total Per Capita Median Personal Personal Household Median Year Population Income (1) Income (1) Income (1) Age (2) 2006 21,666 (5) (5) (5) (5) 2005 20,048 (5) (5) (5) (5) 2004 19,365 $ 5,071,395,000 $ 40,677 (5) (5) 2003 18,425 4,831,037,000 40,162 $ 40,291 (5) 2002 17,167 4,680,414,000 39,683 39,615 (5) 2001 16,667 4,552,238,000 39,470 39,359 (5) 2000 16,181 4,207,683,000 37,110 40,063 49.2 1999 15,707 3,983,019,000 35,788 37,947 (5) 1998 15,115 3,770,896,000 34,608 37,398 (5) 1997 14,470 3,494,975,000 32,881 35,895 (5) Sources: (1) Florida Research & Economic Database. Information available for Indian River County only. (2) U.S. Census Bureau (3) Indian River County School Board (4) Indian River County Property Appraiser (5) Information not available 102 Educational Attainment: Bachelor's Degree School Unemployment Total Assessed or higher (2) Enrollment (3) Rate (1) Property Value (4) (5) % 5,604 4.1 % $ 2,180,529,368 (5) 5,258 4.0 1,578,751,030 (5) 4,917 7.6 1,208,605,441 (5) 4,340 7.5 994,907,578 (5) 4,309 7.8 874,579,785 (5) 1,371 7.4 799,772,729 23.1 1,342 6.5 698,836,022 (5) 1,383 7.5 672,302,691 (5) 1,410 7.9 619,022,836 (5) 1,324 8.1 594,159,092 103 City of Sebastian, Florida Principal Employers Year 2005 and Six Years Ago 2005 Percentage Number of of Total County Employer Employees Employment The New Piper Aircraft 1,100 1.91 % Publix Supermarket 950 1.65 Sebastian River Medical Center 525 0.91 John's Island 475 0.82 Hale Indian River Groves 470 0.81 Wal-Mart 462 0.80 Indian River Estate 434 0.75 Disney's Vero Beach Resort 310 0.54 Grand Harbor Management 303 0.53 Visiting Nurse Association 297 0.51 Total 4,226 7.33 % Total County Employees 57,689 1999 Percentage Number of of Total County Employer Employees Employment The New Piper Aircraft 1249 2.87 % Publix Supermarket 792 1.82 Wal-Mart 774 1.78 Sun Ag. Inc. 550 1.26 Winn-Dixie 520 1.19 Hale Indian River Groves 505 1.16 Gracewood Fruit Packing 500 1.15 Dodgertown Complex 438 1.00 John's Island 415 .0.95 Graves Brothers 400 0.92 Total 6,143 14.09 % Total County Employees 43,592 Source: Indian River County Chamber of Commerce * Principal employers information available for Indian River County only. 104 City of Sebastian, Florida Full-Time Equivalent City Government Employees by Function/Program Last Ten Fiscal Years Function/nroaram General Government: 2006 2005 2004 2003 2002 2001 2000 1999 1998 1997 City Council 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 City Manager 2.0 5.0 4.0 4.0 4.0 4.0 3.0 3.0 3.0 3.0 City Clerk 4.5 4.0 4.0 4.0 5.0 5.0 5.0 5.0 5.0 5.0 City Attorney 2.0 2.0 1.0 1.0 1.0 1.0 1.0 0.0 0.0 0.0 Finance 6.0 5.0 5.0 5.0 6.0 6.0 5.0 5.0 5.0 5.0 Mgmt Information Svcs 3.0 2.0 2.0 2.0 0.0 0.0 0.0 0.0 0.0 0.0 Human Resources 3.0 3.0 3.0 3.0 3.0 3.0 3.0 2.0 2.0 2.0 Building Maintenance 2.0 2.0 0.0 4.0 4.0 4.0 4.0 4.0 4.0 4.0 Growth Management 4.0 4.0 4.0 4.0 4.0 4.0 4.0 6.0 0.0 0.0 Public Safety: Police Department -58.0 (2) 59.0 56.5 54.5 53.0 52.5 50.0 47.0 45.0 43.0 Building Department 11.0 9.0 8.0 7.0 7.0 6.0 6.0 6.0 0.0 0.0 Code Enforcement 3.0 (2) 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 Transportation: Roads & Drainage 12.5 12.5 14.5 11.5 (1) 23.5 26.5 27.5 24.0 22.0 27.0 Central Garage 3.5 3.0 3.0 3.0 3.0 3.0 3.0 3.5 3.5 3.5 Airport 4.0 3.5 2.5 2.5 1.5 1.0 0.5 0.5 0.5 0.5 Physical Environment: Engineering 8.0 8.0 8.0 7.5 8.0 6.5 6.5 6.0 6.0 6.5 Stormwater Utility 13.0 13.0 12.0 12.0 (1) 1.0 0.0 0.0 0.0 0.0 0.0 CulturaURecreation: Parks & Recreation 24.5 23.5 17.5 16.5 14.0 14.0 10.0 10.0 10.0 5.0 Cemetery 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 Golf Course 12.5 12.5 13.5 13.5 14.5 12.5 12.5 11.5 11.5 11.5 Totals: 181.0 175.5 163.0 159.5 157.0 153.5 145.5 138.0 122.0 120.5 (1) Eleven employees were moved from roads & drainage to Stormwater starting fiscal year 2003. (2) Code enforcement division was transferred out from the Police Department starting fiscal year 2006. Source: City of Sebastian, Florida 1997-2006 Annual Budgets Method: Using 1.0 for each full-time employee, and 0.50 for each part-time and seasonal employee 105 City of Sebastian, Florida Operating Indicators by Function/Program Last Eight Fiscal Years Function program 2006 2005 2004 2003 2002 2001 2000 1999 General Government Number of Annexation Approved 1 1 6 3 0 1 1 0 Acres of Annexed Property 3.3 25.55 484 80 0 80 6 0 Purchase Orders Issued 293 369 408 372 357 411 406 397 Public Safety Police Department Physical Arrest 744 786 653 557 515 627 738 481 Traffic Violations 6,291 5,457 5,431 1,939 2,528 2,781 3,562 2,413 Parking Violations 880 303 3,801 632 207 198 305 53 Building Department Construction Permits Issued 506 774 577 544 363 315 317 210 Estimated Value of Construction (in millions) $88.3 $114.7 $112.3 $ 82.7 $ 38.9 $ 29.0 (1) $ 9.8 Transportation Road Maintenance (man hours)* 512 100 878 850 827 (1) (1) (1) Asphalt for road maintenance (tons) 127 125 88 79 75 (1) (1) (1) Concrete for road maintenance (yards) (2) 300 0 283 277 275 (1) (1) (1) Physical Environment Cemetery Cemetery Internments 76 79 69 81 73 78 77 52 Grave Deeds Sold 56 56 86 45 54 67 85 34 Stormwater Mile of Swales Maintained 280 280 280 280 280 280 (1) (1) Mile of Ditches Maintained 50 50 50 50 50 50 (1) (1) Road Crossing Maintained 30 30 30 30 30 30 (1) (1) Catch Basins/Culverts 275 275 275 275 250 248 (1) (1) Recreation Recreation Center attendance 8,004 5,504 7,498 (1) (1) (1) (1) (1) Number of Discount Cards 2,690 1,000 993 855 890 746 791 (1) Number of Golf Course Memberships 119 85 116 137 169 190 212 (1) Average daily golf revenue $4,209 $3,854 $4,207 $3,693 $3,588 $2,844 $8,348 $4,996 (1) Information not available (2) All road maintenance utilized asphalt, no concrete curbing was installed. Sources: City of Sebastian Police Department, Growth Management, Public Works, Engineering Department, Golf Course, and Building Department. *Data from 1997 through 1998 not available 106 City of Sebastian, Florida Capital Asset Statistics by Function/Program Last Eight Fiscal Years Function/program 2006 2005 2004 2003 2002 2001 2000 1999 General Government Square Footage Occupied 21,500 21,500 5,516 5,516 5,516 5,516 5,516 5,516 Departmental Vehicles 3 5 2 2 2 3 3 3 Public Safety Police Stations 1 1 1 1 1 1 1 1 Square Footage of Police Department 25,600 25,600 8,700 8,700 8,700 8,700 8,700 8,700 Square Footage of Building Department 2,500 2,500 1,716 1,716 1,716 1,716 1,716 1,716 Police Vehicles 53 52 47 42 40 33 32 24 Building Inspector Vehicles 6 5 4 4 5 4 3 2 Transportation Streets (miles) 156 156 156 149.6 140.0 140.0 140.0 140.0 Number of Streetlights 3,808 3,555 3,543 3,543 3,531 3,531 3,319 1,156 Airport 1 1 1 1 1 1 1 1 Public Service Vehicles 19 14 24 18 22 19 16 16 Physical Environment Public Service Vehicles 12 13 6 7 4 4 4 4 Recreation Number of Parks 14 12 12 12 10 10 10 9 Recreation Centers 2 2 2 2 2 2 2 2 Park Acreage 229.37 223.37 223.37 223.37 207.85 196.47 196.47 194.38 Recreation Center Square Footage 4,859 4,859 4,859 4,859 4,859 4,859 4,859 4,859 Park Maintenance Vehicles 11 10 8 6 6 5 5 5 Golf Course 1 1 1 1 1 1 1 1 Sources: City of Sebastian Finance Department and Growth Management Department *Data from 1997 through 1998 not available 107 SE~T~N THIS PAGE INTENTIONALLY LEFT BLANK 108 SINGLE AUDIT SECTION The Single Audit Section contains various independent auditor's reports and schedules as required by the Florida Single Audit Act, Chapter 215.97, Florida Statutes for state and local governments that receive state assistance. - Independent Auditor's Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Governmental Auditing Standards - Independent Auditor's Report on Compliance and Internal Control over Compliance to Each Major State Project - Schedule of Findings and Questioned Costs -State Projects - Schedule of Expenditures of State Financial Assistance 109 THIS PAGE INTENTIONALLY LEFT BLANK 110 i ® Harris, Cotherman, Jones, Price Sz. Associates ~ Certified Public Accountants -Chartered 5070 North Highway ~11A, Suite 250 ~~ Vero Beach, FL 32963 ~ Te1772-234-8484 Fax ?72-234-8488 Independent Auditors' Report on Internal (:ontrol Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with GovernmentAuditing Standards .Honorable Mayor and Members of City Council City ofSebastian Sebastian, Florida We have audited the financial statements of the governmental activities, the business-type activities, each J major fund, and the aggregate remaining fund information of the City of Sebastian, Florida as of and for the year ended September 30, 2006, which collectively comprise the City's basic fmancial statements, and have issued our report thereon dated December 8, 2006. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Internal Control Over Financial Reporting In planning and performing our audit, we considered the City of Sebastian, Florida's internal control over financial reporting in order to determine our auditing procedures for the purpose of expressing our opinion on the fmancial statements and not to provide an opinion on the internal control over financial reporting. Our consideration of the internal control over financial reporting would not necessarily disclose all matters in the internal control that might be material weaknesses. A material weakness is a reportable condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the fmancial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over financial reporting and its operation that we consider to be material weaknesses. Compliance and Other Matters As part of obtaining reasonable assurance about whether the City of Sebastian, Florida's fmancial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements, noncompliance with which could have a direct and material effect on the determination of fmancial statement amounts. However, providing an opinion on ~ compliance with those provisions was not an objective of our audit and, accordingly, we do not express _ such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. We noted certain matters that we reported to management of the City of Sebastian in a separate letter, Independent Auditors' Management Letter Comments, dated December 8, 2006. "Providing Vision and Direction to our Clients" Member AICPA Member A1CPA Division For CPA Firms Member FICPA Private Companies Practice Section 111 ~ s Y Honorable Mayor and Members of City Council City of Sebastian Page two This report is intended solely for the information and use of the City of Sebastian, Florida and management, state awarding agencies and pass-through entities, and the State of Florida Office of the Auditor General and is not intended to be and should not be used by anyone other than these specified parties. ~{Gsttgt ~d~NtClrf~A•N, L~~tai ~~'I ~-U ~ Qade~ticl~ ~~ l~ulil~i Q~.nticfu~tts - Cfh,~+~~erd Harris, Cotherman, Jones, Price & Associates, Chartered Certified Public Accountants December 8, 2006 112 Harris, Cotherman, Jones, Price & Associates Certified Public Accountants -Chartered 5070 North Highway AIA, Suite 250 Vero Beach, FL 32963 Te1772-234-8484 Fax 772.234-8488 Independent Auditors' Report on Compliance and Internal Control Over Compliance to Each Major State Project Honorable Mayor and Members of City Council City of Sebastian Sebastian, Florida Compliance We have audited the compliance of the City of Sebastian, Florida with the types of compliance requirements described in the Executive Office of the Governor's State Projects Compliance Supplement, that are applicable-to each of its major state projects for the year ended September 30, 2006. The City of Sebastian, Florida's major state projects are identified in the summary of auditors' results section of the accompanying schedule of findings and questioned costs. Compliance with the requirements of laws, regulations, contracts, and grants applicable to each of its major state projects is the responsibility of the City of Sebastian, Florida's management. Our responsibility is to express an opinion on the City of Sebastian, Florida's compliance based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States and Chapter 10.550, Rules of the Auditor General. These standards and Chapter 10.550, Rules of the Auditor General, require that we plan and perform the audit to obtain reasonable assurance about whether non-compliance with the types of compliance requirements referred to above that could have a direct and material effect on a major state project occurred. An audit includes examining, on a test basis, evidence about the City of Sebastian, Florida's compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion. Our audit does not provide a legal determination on the City of Sebastian, Florida's compliance with those requirements. In our opinion, the City of Sebastian, Florida complied, in all material respects, with the requirements referred to above that are applicable to each of its major state projects for the year ended September 30, 2006. However, we noted a certain matter that we reported to management of the City of Sebastian in a separate letter, Independent Auditors' Management Letter Comments, dated December S, 2006. "Providing Vision and Direction to our Clients" Member AICPA Member AICPA Division For CPA Firms Member FICPA Private Companies Pracflce Section 113 ~- Honorable Mayor and Members of City Council City of Sebastian Page two Internal Control Over Compliance The management of the City of Sebastian, Florida is responsible for establishing and maintaining effective internal control over compliance with the requirements of laws, regulations, contracts, and grants applicable to state projects. In planning and performing our audit, we considered the City of Sebastian, Florida's internal control over compliance with requirements that could have a direct and material effect on a major state project in order to determine our auditing procedures for the purpose of expressing our opinion on compliance and to test and report on the internal control over compliance in accordance with Chapter 10.550, Rules of the Auditor General. Our consideration of the internal control over compliance would not necessarily disclose all matters in the internal control that might be material weaknesses. A material weakness is a reportable condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that non-compliance with applicable requirements of laws, regulations, contracts, and grants caused by error or fraud that would be material in relation to a major-state project being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over compliance and its operation that we consider to be material weaknesses. This report is intended solely for the information and use of the City of Sebastian, Florida and management, state awarding agencies and pass-through entities, and the State of Florida Office of the Auditor General and is not intended to be and should not be used by anyone other than these specified parties. ~Cww~r G}OV~t~trrtd.~t, 917~r ~~Ibt ~ Qedeals~ ~ f~1u61~~ Gib.-n~,rh~s w ~ht~+~~rd Harris, Cotherman, Jones, Price & Associates, Chartered Certified Public Accountants December 8, 2006 114 CITY OF SEBASTIAN, FLORIDA Schedule of Findings and Questioned Costs State Projects Fiscal Year Ended September 30, 2006 SECTION I -SUMMARY OF AUDITORS' RESULTS Internal control over major State projects: Material weakness(es) identified? Reportable condition(s) identified not considered to be material weaknesses? Type of auditors' report issued on compliance for major projects: Any audit findings disclosed that are required to be reported in accordance with Chapter 10.550, rules of the Auditor General? Yes X No Yes X None reported Unqualified Yes X No Identification of major State projects: Name of State Project Florida Department of Transportation: Security Improvements Construct Fuel Farm Infrastructure Development Construct Access Roads Install Security Upgrades Business Plan Install Airfield Signage and Lighting Rehab Taxiway A and Apron and Construction Administration Building Apron Florida Department of Environmental Protection: Riverview Park Expansion Dollar threshold used to distinguish between Type A and Type B projects: State CSFA No. 55.004 55.004 55.004 55.004 55.004 55.004 55.004 55.004 37.017 300 000 SECTION II -FINANCIAL STATEMENT FINDINGS No matters were reported. SECTION III -FINDINGS AND QUESTIONED COSTS -MAJOR STATE PROJECTS No matters were reported. SECTION IV -PRIOR YEAR FINDINGS AND QUESTIONED COSTS -MAJOR STATE PROJECTS No matters were reported. 115 City of Sebastian, Florida Schedule of Expenditures of State Financial Assistance For the year ended September 30, 2006 State Agency Pass-through Entity State Proiect Department of Environmental Protection Direct Project Florida Recreation Development Assistance Program Riverview Park Expansion Total Department of Environmental Proection Department of Transportation Direct Projects: Joint Participation Agreement with Florida Department of Transportation Aviation Administration: Infrastructure Development Construct Access Roads Install Security Upgrades Security Improvements Rehab Taxiway A & Apron and Construct Administration Building Apron Construct Fuel Farm Business Ptan Install Airfield Signage and Lighting District Maintenance Lighting Maintenance and Compensation Agreement Total Department of Transportation Department of State Direct Project Division of Historical Resources 2002 Special Category Grant Total Department of State TOTAL EXPENDITURES OF STATE FINANCIAL ASSISTANCE: Contract CSFA Grant No. No. Expenditures 37.017 F03394 $ 161,857 161,857 55.004 407682-1-94-01 175,241 55.004 407706-1-94-01 35,601 55.004 412373-1-94-O1 355,550 55.004 236232-1-94-01 143,160 55.004 415216-1-94-O1 3,293 55.004 412399-1-94-O1 30,580 55.004 236223-1-94-01 26,404 55.004 412374-1-94-01 35,577 55.023 405122-1-72-t0 16,998 822,404 45.032 SC356 25,605 25,605 $ 1,009,866 The accompanying notes are an integral part of the audit. 116 City of Sebastian, Florida Notes to Schedule of Expenditures of State Financial Assistance September 30, 2006 The accounting policies and presentation of the Single Audit Report of City of Sebastian, Florida, (the "City") have been designed to conform to generally accepted accounting principles as applicable to governmental unites, including the reporting and compliance requirements of the Audits of State, Local Governmf;nts, and Non-Profit Organizations and the Florida Single Audit Act. A. Reportine Entity The reporting entity consists of City of Sebastian, the primary government, and each of its component units. The City includes a Schedule of Expenditures of State Financial Assistance in the ,Single Audit Section. For FY 2005-06, none of the federal awarded program expenditures has met the Federal Single Audit threshold; therefore, the Schedule of Expenditures of Federal Awards is not applicable in the Single Audit Section. B. Basis of Accountine Basis of accounting refers to when revenues and expenditures or expenses are recognized in the accounts and reported in the financial statements. Basis of accounting relates to the timing of measurements made, regardless of the measurement focus. The modified accrual basis of accounting is followed in the Schedule of Expenditures of State Financial Assistance. Under the modified accrual basis, revenues are recognized when they become measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the City considered revenues to be available if they are collected within one year after the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred., as under accrual accounting. 117 THIS PAGE INTENTIONALLY LEFT BLANK 118 i J 0 Harris, Cotherman, Jones, Price ~- Associates Certified Public Accountants -Chartered 5070 North Highwa . AlA, Suite 250 Vero Beach, FL 3293 Tel 772-234-8484 Fax 772-234-8488 Independent Auditors' Management Letter .Honorable Mayor and Members of City Council City of Sebastian ,~ Sebastian, Florida We have audited the financial statements of the City of Sebastian, Florida, as of and for the fiscal year ended September 30, 2006, and have issued our report thereon dated December 8, 2006. We conducted our audit in accordance with United States generally accepted auditing standards; the standards applicable to fmancial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States and the Florida Single Audit Act. We have issued our Independent Auditors' Report on Compliance and Internal Control over fmancial reporting, Independent Auditors' Report on Compliance and Internal Control over Compliance applicable to each major State Project, and Schedule of Findings and Questioned Costs. Disclosures in those reports and schedule, which are dated December 8, 2006, should be considered in conjunction with this management letter. Additionally, our audit was conducted in accordance with the provisions of Chapter 10.550, Rules of the Auditor General, which govern the conduct of local governmental entity audits performed in the State of _,~ Florida and require that certain items be addressed in this letter. The rules of the Auditor General (Section 10.554(1)(h)1) require that we address in the management letter, if not already addressed in the auditors' reports on compliance and internal controls or schedule of findings and questioned costs, whether or not recommendations made in the preceding annual financial audit report have been followed. All findings and comments in the prior year have been resolved to our satisfaction. As required by the Rules of the Auditor General (Section 10.554(1)(h)2), the scope of our audit included a review of the provisions of Section 218.415., Florida Statutes, regarding the investment of public funds. - ` In connection with our audit, we determined that the City of Sebastian, Florida complied with Section 218.415, Florida Statutes. - The Rules of the Auditor General (Section 10.554(1)(h)3.) require that we address in the management letter any findings and recommendations to improve financial management, accounting procedures, and internal controls. In connection with our audit, we did not have any such findings. The Rules of the Auditor General (Section 10.554(1)(h)4.) require disclosure in the management letter of the following matters if not already addressed in the auditors' reports on compliance and internal controls or schedule of findings and questioned costs: (1) violations of laws, rules, regulations, and contractual provisions that have occurred; or are likely to have occurred; (2) improper or illegal expenditures, (3) improper or inadequate accounting procedures (e.g., the omission of required disclosures from the "Providing Vision and Direction to our Clients" Member AICPA Member AICPA Division For CPA Firms Member FICPA 1_ Private Companies Practice Section 119 Honorable Mayor and Members of City Council City of Sebastian Page two financial statements); (4) failures to properly record fmancial transactions; and (5) other inaccuracies, - shortages, defalcations, and instances of fraud discovered by, or that come to the attention of, the auditor. We noted the following matter in regards to non-compliance with F.S. 189.418(3): ` During the current year it was noted that the City of Sebastian's Community Redevelopment Agency (CRA) did have an approved budget as required by Florida ` Statutes. However, the CRA's budget was not authorized by resolution as per F.S. _ 189.418(3). We recommend the CRA's budget be adopted by resolution annually to meet this State requirement for compliance. The Rules of the Auditor General (Section 10.554(1)(h)5.) also require that the name or official title and legal authority for the primary government and each component unit of the reporting entity be disclosed e in the management letter, unless disclosed in the notes to the financial statements. The legal authority for the City of Sebastian, Florida is disclosed in the footnotes. The City of Sebastian, Florida's component unit, ,the Police Officer's Pension Plan, was established under Section 58-46 through 58-54 Code of o Ordinances in October 1989. As required by the Rules of the Auditor General (Section 10.554(1)(h)6.a), the scope of our audit included a review of the provisions of Section 218.503(1), Florida Statutes, regarding financial emergencies. In connection with our audit, we determined that the City of Sebastian, Florida has not met any of the fmancial emergency conditions described in Section 218.503(1), Florida Statutes. As required by the Rules of the Auditor General (Section 10.554(1)(h)6.b.), we determined that the annual fmancial report for the City of Sebastian, Florida for the fiscal year ended September 30, 2006, filed with the Department of Financial Services pursuant to Section 218.32(1)(a), Florida Statutes, is in agreement with the annual financial audit report for the fiscal year ended September 30, 2006. As required by the Rules of the Auditor General (Section 10.554(1)(h)6.c. and 10.556(7)), we applied financial condition assessment procedures. It is management's responsibility to monitor the entity's financial condition, and our fmancial condition assessment was based in part on representations made by management and the review of financial information provided by the same. This report is intended solely for the information and use of the City of Sebastian, Florida and management, federal and state awarding agencies and pass through entities, and the State of Florida Office of the Auditor General and is not intended to be and should not be used by anyone other than these a specified parties. ___ ~r~i., G'awctsr-~a.,r~ Qnw, t ~u ~ l~reeaei~liv ~~r~d ~ubtt~ at+~.nvxs ~ C'h~n~R~d Harris, Cotherman, Jones, Price & Associates, Chartered Certified Public Accountants December 8, 2006 120 CITY OF HOME OF PELICAN ISLAND 1225 MAIN STREET • SEBASTIAN, FLORIDA 32958 TELEPHONE: (772) 589-5330 • FAX (772) 589-5570 January 25, 2007 Harris, Cotherman, Jones, Price, & Associates 5070 North Highway, AlA, Suite 250 Vero Beach, Florida 32963 Gentlemen: The following is my response to the management comment for the FY 2005-2006. Community Redevelopment A;;ency (CRA) Budget Authorization: We concur with your finding as to what is stated in the comment; the City did have an approved CRA budget for FY 2005-2006 as required by Florida State Statutes. However, the CRA FY 2005-2006 budget was not authorized by resolution as per F.S. 189.418(3). The City has corrected this compliance issue by adopting the CRA FY 2006-2007 annual budget with a resolution. I would like to thank your audit staff for their professional assistance and comment. 121 GTY OF .^~. ~~ .. HOME OF PELICAN ISLAND THIS PAGE INTENTIONALLY LEFT BLANK 122