HomeMy WebLinkAbout2009 - Working WaterfrontMay 30, 2013
Al Minner, City Manager
City of Sebastian
1225 Main Street
Sebastian, Florida 32958
FLORIDA DEPARTMENT OF
ENVIRONMENTAL PROTECTION
MARJORY STONEMAN DOUGLAS BUILDING
3900 COMMONWEALTH BOULEVARD
TALLAHASSEE, FLORIDA 32399 -3000
Subject: Modification to the Management Plan
Sebastian Working Waterfront Collaborative
FCT project number: 08- 003 -WW1
Dear Mr. Minner:
RICK SCOTT
GOVERNOR
HERSCHEL T. VINYARD JR.
SECRETARY
Thank you for submitting your revisions to the management plan to Florida Communities Trust
(FCT). Florida Communities Trust staff reviewed the proposed modification to the management
plan for consistency with the original application, the Declaration of Restrictive Covenants and
the approved management plan.
We find the proposed changes to pages 5 through 7, 11, and 16 through 19, 22, 23, 24, 25 and 27
along with the revised priority schedule to be consistent with the approved project.
If you have any questions, please call Jerry Taber (850) 245 -2683 or email at
Ly.tabergdep. state. fl.us.
Sincerely,
Jerry Taber, Planner IV
Florida Communities Trust
JT
i n vi a. dep. state. /1. us
FCT Contract Number % C1 EZ- 08- F8- Al -�D3
FLORIDA COMMUNITIES TRUST
WWI Award Number 08- 003 -WWI
SEBASTIAN WORKING WATERFRONT
COLLABORATIVE
ADDENDUM I TO GRANT CONTRACT
THIS ADDENDUM I is entered into by and between the FLORIDA COMMUNITIES
TRUST (FCT), a nonregulatory agency within the State of Florida Department of Community
Affairs, and the CITY OF SEBASTIAN, a political subdivision of the State of Florida (Recipient),
this Ic/ day of M , 2010.
NOW THEREFORE, FCT and the Recipient mutually agree as follows:
WHEREAS, the parties hereto entered into a Grant Contract which sets forth the
conditions of conceptual approval that must be satisfied by Recipient prior to the receipt of the
FCT Florida Forever award and the restrictions that are imposed on the Project Site subsequent to
its acquisition with the FCT Florida Forever award;
WHEREAS, the initial term of the Grant Contract expires April 15, 2010;
WHEREAS, the Recipient in accordance Section 2 of the Grant Contract has timely submitted
to FCT a written request for extension of the April 15, 2010 deadline;
WHEREAS, Section 2 of the Grant Contract states that the Grant Contract may be amended at
any time and any modification must be set forth in a written instrument and agreed to by both the
Recipient and FCT;
WHEREAS, the parties hereto desire to extend the term of the Grant Contract;
NOW THEREFORE, FCT and the RECIPIENT mutually agree as follows:
1. Notwithstanding the language of Section I of the Grant Contract the parties hereby
agree to revive it nunc pro tune as though it had not lapsed in accordance with paragraph
1.
2. In every respect, this amendment is to be construed and applied as though the parties
had both signed it before April 15, 2010.
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April 15, 2010
GCAMD.1
3. The Grant Contract by and between FCT and the Recipient is hereby extended until
October 15, 2010.
This Addendum I and the Grant Contract embody the entire agreement between the
parties. All other terms and conditions not specifically referenced in this agreement remain the
same and unchanged.
IN WITNESS WHEREOF, the parties hereto have duly executed this Addendum I.
CITY F BASTIAN FLORIDA COMMUNITIES TRUST
B By: Kz�
Al M' er Ken Reecy
City Manage n Community Program Manager
Date: Date: f
Approved as to Form and Legality:
By:
Robert A. Ginsburg
08-003-WWI
April 15, 2010
GCAMD.1
2
Approved Wto Form and Legality:
By:
Kristen L. Coons, Trust Counsel
FCT Contract Number 0? -CT- 61- 08 ' r-8-F11 -WbJ3
FLORIDA COMMUNITIES TRUST
08-003-WW1
SEBASTIAN WORKING WATERFRONT
COLLABORATIVE
CSFA # 52.013
STAN MAYFIELD WORKING WATERFRONT
GRANT CONTRACT
THIS AGREEMENT is entered into by and between the FLORIDA COMMUNITIES TRUST
( "FCT "), a non - regulatory agency within the State of Florida Department of Community Affairs, and
the CITY OF SEBASTIAN, a political subdivision of the State of Florida ( "Recipient').
THIS AGREEMENT IS ENTERED INTO BASED ON THE FOLLOWING FACTS:
WHEREAS, the intent of this Agreement is to impose terms and conditions on the use of the
Florida Forever Funds, hereinafter described, and the lands acquired with such proceeds ( "Project
Site "), that are necessary to ensure compliance with applicable Florida law and federal income tax
law and to otherwise implement the provisions of Sections 259.105, 259.1051 and Chapter 380, Part
III, Florida Statutes;
WHEREAS, Chapter 380, Part III, Fla. Stat., the Florida Communities Trust Act, creates a
non - regulatory agency within the Department of Community Affairs ( "Department') which will
assist local governments in bringing into compliance and implementing the conservation, recreation
and open space, and coastal elements of their comprehensive plans or in conserving natural resources
and resolving land use conflicts by providing financial assistance to local governments and nonprofit
environmental organizations to carry out projects and activities authorized by the Florida
Communities Trust Act;
WHEREAS, FCT is funded through either Section 259.105(3)(c), Fla. Stat. of the Florida
Forever Act, which provides for the distribution of two point five percent (2.5 %), less certain
reductions, of the net Florida Forever Revenue Bond proceeds to the Department, or any other
revenue source designated by the Florida Legislature, to provide land acquisition grants to local
governments and nonprofit working waterfront organizations for the acquisition of working
waterfronts;
WHEREAS, the Florida Forever funds may be issued as tax - exempt bonds, meaning the
interest on the bonds is excluded from the gross income of bondholders for federal income tax
purposes;
WHEREAS, Rule 9K -9, Florida Administrative Code ( "F.A.C. ") sets forth the procedures for
the evaluation and selection of lands proposed for acquisition and Rule 9K -10, F.A.C. sets forth the
acquisition procedures;
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WHEREAS, on January 29, 2009, the FCT Governing Board evaluated and scored the
applications to develop a ranking list of projects to present to the Board of Trustees of Internal
Improvement Trust Fund;
WHEREAS, on April 13, 2009, the Board of Trustees of Internal Improvement Trust Fund
selected and approved the projects which will receive funding;
WHEREAS, the Recipient's project, described in an application submitted for evaluation,
was selected for funding in accordance with Rule 9K -9, F.A.C., and by executing this Agreement the
Recipient reaffirms the representations made in its application;
WHEREAS, Rule 9K -9, F.A.C. authorizes FCT to impose conditions for funding on those
FCT applicants whose projects are selected for funding; and
WHEREAS, the purpose of this Agreement is to set forth the conditions that must be
satisfied by the Recipient prior to the disbursement of any FCT Florida Forever funds awarded, as
well as the restrictions that are imposed on the Project Site subsequent to its acquisition. Since the
entire Project Site has not yet been negotiated for acquisition, some elements of the project are not
yet known such as the purchase price, other project costs, and the terms upon which an owner will
voluntarily convey the property.
NOW THEREFORE, FCT and the Recipient mutually agree as follows:
I. PERIOD OF AGREEMENT
1. This Agreement shall begin upon the Recipient's project being selected for funding
and shall end April 15, 2010 ( "Expiration Date "), unless extended as set forth below or unless
terminated earlier in accordance with the provisions of Article XIII of this Agreement.
2. FCT may extend this Agreement beyond the Expiration Date if FCT determines that
significant progress is being made toward the acquisition of the Project Site or that extenuating
circumstances warrant an extension of time. If FCT does not grant an extension the Recipient's
award shall be rescinded and this Agreement shall terminate.
II. MODIFICATION OF AGREEMENT
1. Either party may request modification of the provisions of this Agreement at any
time. Changes which are mutually agreed upon shall be valid only when reduced to writing and duly
signed by each of the parties hereto. Such amendments shall be incorporated into this Agreement.
III. DEADLINES
1. At least two original copies of this Agreement shall be executed by the Recipient and
returned to the FCT office at 2555 Shumard Oak Boulevard, Tallahassee, FL 32399 -2100, as soon as
possible and before May 15, 2009. If the Recipient requires more than one original document, the
Recipient shall photocopy the number of additional copies needed and then execute each as an
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original document. Upon receipt of the signed Agreements, FCT shall execute the Agreements,
retain one original copy and return all other copies that have been executed to the Recipient.
2. The Recipient and its representatives shall know of and adhere to all project deadlines
and devise a method of monitoring the project. Deadlines stated in this Agreement, as well as
deadlines associated with any FCT activity relating to the project, shall be strictly enforced. Failure
to adhere to deadlines may result in delays in the project, allocation of time or resources to other
recipients that respond timely or termination of this Agreement by FCT.
3. The Recipient shall submit the documentation required by this Agreement to FCT as
soon as possible so that the Project Site may be acquired in an expeditious manner.
4. No later than May 15, 2009, the Recipient shall deliver to FCT a written statement
from the Project Site property owner(s) evidencing that the owner(s) is willing to entertain an offer
from the Recipient and FCT, if not previously provided in the Application. No acquisition activity
shall be commenced prior to FCT receipt of this statement.
6. No later than May 15, 2009, the Recipient shall deliver to FCT the executed
Confidentiality Agreement provided to the Recipient by FCT, pursuant to Rule 9K- 8.008(3), F.A.C.
No acquisition activity shall be commenced prior to FCT receipt of the executed Confidentiality
Agreement.
IV. FUNDING PROVISIONS
1. The FCT Florida Forever award granted to the Recipient ( "FCT Award ") will in no
event exceed the lesser of Percent (90 %) of the final Project Costs, as defined in Rule 9K- 9.002(17),
F.A.C:, or Three Million One Hundred Sixty Three Five Hundred Dollars And Zero Cents
($3,163,500.00) unless FCT approves a different amount after determination of the MAPP, which
shall be reflected in an addendum to this Agreement. FCT will not participate in Project Costs that
exceed the grant award amount.
The FCT Award is based on the Recipient's estimate of final Project Costs in its application. When
disbursing the FCT Award, FCT shall recognize only those Project Costs consistent with the
definition in Rule 9K- 9.002(17), F.A.C. FCT shall participate in the land cost at either the actual
purchase price or the MAPP, whichever is less, multiplied by the percent stated in the above
paragraph.
2. The FCT Governing Board ranked and the Board of Trustees of the Internal
Improvement Trust Fund ( "Trustees ") selected the Recipient's Application for funding in order to
acquire the entire Project Site identified in the Application. FCT reserves the right to withdraw or
adjust the FCT Award if the acreage that comprises the Project Site is reduced or the project design
is changed so that the objectives of the acquisition cannot be achieved. FCT shall consider any
request for Project Site boundary modification in accordance with the procedures set forth in Rule
9K- 9.009, F.A.C.
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If the Project Site is comprised of multiple parcels and multiple owners, then FCT reserves the right
to withdraw or adjust the FCT Award if the priority parcel(s) or a significant portion of the Project
Site cannot be acquired.
3. The FCT Award shall be delivered either in the form of Project Costs prepaid by FCT
to vendors or in the form of a State of Florida warrant at the closing of the Project Site, payable to
the Seller or the Seller's designated agent authorized by law to receive such payment, provided the
Comptroller determines that such disbursement is consistent with good business practices and can be
completed in a manner minimizing costs and risks to the State of Florida. If the Project Site is
comprised of multiple parcels, FCT shall deliver at the closing of each parcel only the share of the
FCT Award that corresponds to the parcel being closed. FCT shall prepare a grant reconciliation
statement prior to the closing of the Project Site parcel that evidences the amount of Match provided
by the Recipient, if any is required, and the amount of the FCT Award. Funds expended by FCT for
Project Costs shall be recognized as part of the FCT Award on the grant reconciliation statement.
4. If a Match is required, it shall be delivered in an approved form as provided in Rule
9K- 9.002(15), F.A.C. If the Project Site is comprised of multiple parcels, the Recipient shall deliver
at the closing of each parcel the share of the Match that corresponds to the parcel being closed.
Funds expended by the Recipient for Project Costs shall be recognized as part of the Match on the
grant reconciliation statement.
5. By executing this Agreement, the Recipient affirms that it is ready, willing and able to
provide a Match, if any is required.
6. If the Recipient is the local government having jurisdiction over the Project Site, and
an action by the Recipient subsequent to the FCT Governing Board selection meeting results in a
governmentally derived higher Project Site land value due to an enhanced highest and best use, FCT
acquisition activities shall be terminated unless the Seller agrees that the appraisal(s) will be based
on the highest and best use of the Project Site on or before the FCT Governing Board selection
meeting.
7. FCT's performance and obligation to financially perform pay under this Agreement is
contingent upon an annual appropriation by the Florida Legislature, and is subject to any
modification in accordance with Chapter 216, Fla. Stat. or the Florida Constitution.
8. FCT's performance and obligation to financially perform under this Agreement is
contingent upon the issuance of Florida Forever Revenue Bonds issued by the State of Florida and of
the proceeds of the Florida Forever Revenue Bonds being released to the Department.
V. NOTICE AND CONTACT
1. All notices provided under or pursuant to this Agreement shall be in writing and
delivered either by hand delivery or first class, certified mail, return receipt requested, to:
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Florida Communities Trust
2555 Shumard Oak Boulevard
Tallahassee, FL 32399 -2100
2. All contact and correspondence from FCT to the Recipient shall be through the key
contact. Recipient hereby notifies FCT that the following administrator, officer or employee is the
authorized key contact on behalf of the Recipient for purposes of coordinating project activities for
the duration of the project:
Name: Rebecca Grohall
Title: Growth Management Director
Address: 1225 Main Street
Sebastian, FL 32958
Phone: (772)388 -8228 Fax: (772)388 -8248
E -mail: rgrohall @cityofsebastian.org
3. The Recipient authorizes the administrator, employee, officer or representative
named in this paragraph to execute all documents in connection with this project on
behalf of the Recipient, including, but not limited to, the Grant Contract or any
addenda thereto, purchase agreement(s) for the property, grant reconciliation
statement, closing documents and Declaration of Restrictive Covenants.
Name: Al Minuer
Title: City Manager
Address: 1225 Main Street
Sebastian. FL 32958
Phone: (772)388 -8200 Fax: (772)581 -0149
Email: aminner @cityofsebastian.org
5. In the event that different representatives or addresses are designated for either
paragraph 2. or 3. above after execution of this Agreement, notice of the changes shall be rendered to
FCT as provided in paragraph 1. above.
6. The Recipient hereby notifies FCT that the Recipient's Federal Employer
Identification Number(s) is 5 9- 6 0 0 0 4 2 7
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VI. PRE - CLOSING REQUIREMENTS
Prior to FCT approval of the signed purchase agreement(s), closing(s) of the real
estate transaction(s) to acquire the Project Site and final disbursement of the FCT Award, the
Recipient shall submit to FCT:
a. Supporting documentation that the conditions imposed as part of this
Agreement have been satisfied.
b. A signed statement by the Recipient that the Recipient is not aware of any
pending criminal, civil or regulatory violations imposed on the Project Site
by any governmental agency or body.
C. A signed statement by the Recipient that all activities under this Agreement
comply with all applicable local, state, regional and federal laws and
regulations, including zoning ordinances and the applicable adopted and
approved comprehensive plan.
d. Additional documentation as may be requested by FCT to provide Reasonable
Assurance, as set forth in paragraph VIIA. below.
2. FCT shall approve the terms under which the interest in land is acquired pursuant to
Section 380.510(3), Fla. Stat. Such approval is deemed given when FCT approves and executes the
purchase agreement for acquisition of the Project Site, further described in paragraph VI. 1. a. above.
3. All real property shall be obtained through a Voluntarily- Negotiated Transaction, as
defined in Rule 9K- 9.002(42). The use of or threat of condemnation is not considered a Voluntarily-
Negotiated Transaction.
4. Any invoices requested, along with proof of payment, shall be submitted to FCT and
be in a detail sufficient for a proper audit thereof.
5. Interest in the Project Site shall be titled in the Recipient.
7. The transfer of interest to the Recipient for the Project Site shall not occur until the
requirements for the acquisition of lands, as specified in Section 380.507(l 1), Fla. Stat. and Rule
Chapter 9K -10, F.A.C., have been fully complied with by the Recipient and FCT and the Recipient
has complied with all Purchase Agreement requirements.
8. The deed transferring interest of the Project Site to the Recipient shall set forth the
executory interest of the Board of Trustees of the Internal Improvement Trust Fund.
VII. MANAGEMENT PLAN; ANNUAL STEWARDSHIP REPORT
1. Prior to the signature of the purchase agreement(s), closing(s) of the real estate
transaction(s) and final disbursement of the FCT Award, the Recipient shall submit to FCT and have
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approved a Management Plan that complies with Rule 9K- 9.010, F.A.C. and addresses the criteria
and conditions set forth in Articles VII, VIII, IX, X and XI herein. The Recipient is strongly urged
to coordinate with FCT staff in order to ensure that FCT approval of the Management Plan occurs
prior to the closing date of the real estate transaction(s) associated with the Project Site and the
disbursement of the FCT Award.
2. The Management Plan explains how the Project Site will be managed to further the
purposes of the project and meet the terms and conditions of this Agreement. The Management Plan
shall include the following:
a. An introduction containing the project name, location and other background
information relevant to management.
b. The stated purpose for acquiring the Project Site as proposed in the
Application and a prioritized list of management objectives.
C. A detailed description of all proposed uses including existing and proposed
physical improvements and the impact on natural resources.
d. A scaled site plan drawing showing the Project Site boundary, existing and
proposed physical improvements.
e. A description of proposed educational displays and programs to be offered, if
applicable.
f. A schedule for implementing the development and management activities of
the Management Plan.
g. Cost estimates and funding sources to implement the Management Plan.
3. If the Recipient is not the proposed managing entity, the Management Plan shall
include a signed agreement between the Recipient and the managing entity stating the managing
entity's willingness to manage the site, the manner in which the site will be managed to further the
purpose(s) of the project and the identification of the source of funding for management.
In the event that the Recipient is a partnership, the Recipient shall also provide FCT with the
interlocal agreement that sets forth the relationship among the partners and the fiscal and
management responsibilities and obligations incurred by each partner for the Project Site as a part of
its Project Plan.
4. To ensure that future management funds will be available for the management of the
site in perpetuity pursuant to Section 259.105 and Chapter 380, Part III, F1a.Stat., the Recipient(s)
shall be required to provide FCT with Reasonable Assurance, pursuant to Rule 9K- 9.002(19),
F.A.C., that it has the financial resources, background, qualifications and competence to manage the
Project Site in perpetuity in a reasonable and professional manner. Where the Recipient is a Non-
profit Working Waterfront Organization and does not include at least one Local Government partner,
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FCT will require the Recipient to establish a management endowment in an amount sufficient to
ensure performance, and provide a guaranty or pledge by the Local Government, the Water
Management District in which the project is located, or a managing agency of the Board of Trustees
to act as a backup manager to assume responsibility for management of the Project Site in the event
the Recipient is unable to continue to manage the Project Site.
5. The Recipient shall, through its agents and employees, prevent the unauthorized use
of the Project Site or any use thereofnot in conformity with the Management Plan approved by FCT.
6. All buildings, structures, improvements and signs shall require the prior written
approval of FCT as to purpose. Major land alterations shall require the written approval of FCT.
The approvals required from FCT shall not be unreasonably withheld upon sufficient
demonstration that the proposed structures, buildings, improvements, signs or land alterations
will not adversely impact the management of the Project Site. FCT's approval of the Recipient's
Management Plan addressing the items mentioned herein shall be considered written approval
from FCT.
7. As required by Rule 9K- 9.012, F.A.C., each year after FCT closes on the Project Site,
the Recipient shall prepare and submit to FCT an annual stewardship report that documents the
progress made on implementing the Management Plan.
VIII. SPECIAL MANAGEMENT CONDITIONS
In addition to the Management Plan conditions already described in this Agreement, which apply to
all sites acquired with FCT funds, the Management Plan shall address the following conditions that
are particular to the project site and result from either representations made in the application that
received scoring points or observations made by FCT staff during the site visit described in Rule 9K-
9.007, F.A.C.:
1. The future land use and zoning designations of the project site shall be changed to
Working Waterfronts or other similar category.
2. A permanent recognition sign, at a minimum size of 3' x 4', shall be maintained at the
entrance area of the project site. The sign shall acknowledge that the project site was purchased
with funds from the Florida Communities Trust Program and the Recipient.
3. At closing, the existing submerged land lease will be transfer to the Recipient.
4. Prior to closing, the Recipient will provide a letter from the Department of Environmental
Protection stating the current land owner is in compliance with Chapters 253, 258, 373 Part IV
and 403 Florida Statutes and the submerged land lease for all facilities or structures on the
Project Site that are located over state sovereignty submerged land and that applicable fees or
wetslip certification forms are current or that the facilities or structures are not subject to a state
sovereignty submerged land lease.
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5. Annually the Recipient will provide a letter from the Department of Environmental
Protection stating the Recipient is in compliance with Chapters 253, 258, 373 Part IV and 403
Florida Statutes and the submerged land lease for all facilities or structures on the Project Site
that are located over state sovereignty submerged land and that applicable fees or wetslip
certification forms are current or that the facilities.
6. One of the existing buildings on the project site will be used as a working waterfront
building and the other as an educational site highlighting the cultural and historic heritage of
Florida's traditional Working Waterfronts.
7. Permanent structured displays of artifacts and other items shall be provided that provides
information about the economic, cultural or historic heritage of Florida's traditional Working
Waterfronts
8. Interpretive kiosk or signs shall be provided that educate the public about the economic,
cultural, or historic heritage of Florida's traditional Working Waterfronts
IX. DECLARATION OF RESTRICTIVE COVENANTS REQUIREMENTS IMPOSED
BY CHAPTER 259 AND CHAPTER 380, PART III, FLA. STAT.
1. Each parcel in the Project Site to which the Recipient acquires interest shall be subject
to a Declaration of Restrictive Covenants describing the parcel and containing such covenants and
restrictions as are, at a minimum, sufficient to ensure that the use of the Project Site at all times
complies with Sections 375.051 and 380.510, Fla. Stat.; Section 11(e), Article VII of the Florida
Constitution; the applicable bond indenture under which the Bonds were issued; and any provision of
the Internal Revenue Code or the regulations promulgated thereunder that pertain to tax exempt
bonds. The Declaration of.Restrictive Covenants shall contain clauses providing for the conveyance
of interest to the Project Site to the Trustees, or a Nonprofit Working Waterfront Organization or
government entity, upon failure to comply with any of the covenants and restrictions, as further
described in paragraph 3. below.
2. The Declaration of Restrictive Covenants shall also restate the conditions that were
placed on the Project Site at the time ofproject selection and initial grant approval. The Declaration
of Restrictive Covenants shall be executed by FCT and the Recipient at the time of the closing of the
Project Site and shall be recorded by the Recipient in the county(s) in which the Project Site is
located.
3. If any essential term or condition of the Declaration of Restrictive Covenants is
violated by the Recipient or by some third party with the knowledge of the Recipient, the Recipient
shall be notified of the violation by written notice given by personal delivery, registered mail or
registered expedited service. The recipient shall diligently commence to cure the violation or
complete curing activities within thirty (30) days after receipt of notice of the violation. If the curing
activities can not be reasonably completed within the specified thirty (30) day time frame, the
Recipient shall submit a timely written request to the FCT Program Manager that includes the status
of the current activity, the reasons for the delay and a time flame for the completion of the curing
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activities. FCT shall submit a written response within thirty (30) days of receipt of the request and
approval shall not be unreasonably withheld. It is FCT's position that all curing activities shall be
completed within one hundred twenty (120) days of the Recipient's notification of the violation.
However, if the Recipient can demonstrate extenuating circumstances exist to justify a greater
extension of time to complete the activities, FCT shall give the request due consideration. If the
Recipient fails to correct the violation within either (a) the initial thirty (30) day time frame or (b) the
time frame approved by FCT pursuant to the Recipient's request, all interest in the Project Site shall
be conveyed to the Trustees unless FCT negotiates an agreement with another local government,
Nonprofit Working Waterfront Organization, Water Management District in which the project is
located, or a managing agency of the Board of Trustees who agrees to accept interest and manage the
Project Site. FCT shall treat such property in accordance with Section 380.508(4)(e), Fla. Stat.
X. GENERAL OBLIGATIONS OF THE RECIPIENT AS A CONDITION OF PROJECT
FUNDING
1. The interest acquired by the Recipient in the Project Site shall not serve as security
for any debt of the Recipient.
2. If the existence of the Recipient terminates for any reason, interest to the Project Site
shall be conveyed to the Trustees unless FCT negotiates an agreement with another local
government, Nonprofit Working Waterfront Organization, Water Management District in which the
project is located, or a managing agency of the Board of Trustees who agrees to accept interest and
manage the Project Site.
3. Following the acquisition of the Project Site, the Recipient shall ensure that the future
land use and zoning designation assigned to the Project Site is for a category dedicated to working
waterfronts. If an amendment to the applicable comprehensive plan is required, the amendment shall
be proposed at the next comprehensive plan amendment cycle available to the Recipient subsequent
to the Project Site's acquisition.
4. FCT staff or its duly authorized representatives shall have the right at any time to
inspect the Project Site and the operations of the Recipient at the Project Site.
5. The Project Site shall permanently contain one sign recognizing FCT's role in the
acquisition of the Project Site.
XI. OBLIGATIONS OF THE RECIPIENT RELATING TO THE USE OF BOND
PROCEEDS
1. FCT is authorized by Section 380.510, Fla. Stat. to impose conditions for funding on
the Recipient in order to ensure that the project complies with the requirements for the use of Florida
Forever Bond proceeds including, without limitation, the provisions of the Internal Revenue Code
and the regulations promulgated thereunder as the same pertain to tax exempt bonds.
2. The Recipient agrees and acknowledges that the below listed transactions, events, and
circumstances may have negative legal and tax consequences under Florida law and federal income
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tax law. The Recipient further agrees and acknowledges that these disallowable activities may be
allowed up to a certain extent based on guidelines or tests outlined in the Federal Private Activity
regulations of the Internal Revenue Service:
any sale or lease of any interest in the Project Site to a non - governmental
person or organization;
b. the operation of any concession on the Project Site by a non - governmental
person or organization;
any sales contract or option to buy or sell things attached to the Project Site to
be severed from the Project Site with a non - governmental person or
organization;
d. any use of the Project Site by a non - governmental person other than in such
person's capacity as a member of the general public;
e. any change in the character or use of the Project Site from that use expected
at the date of the issuance of any series of Bonds from which the
disbursement is to be made;
f. a management contract for the Project Site with a non - governmental person
or organization; or
g. such other activity or interest as may be specified from time to time in
writing by FCT to the Recipient.
3. If the Project Site, after its acquisition by the Recipient and/or the Trustees, is to
remain subject to any of the disallowable activities, the Recipient shall provide notice to FCT, as
provided for in paragraph V.1., at least sixty (60) calendar days in advance of any such transactions,
events or circumstances, and shall provide to FCT such information as FCT reasonably requests in
order to evaluate for approval the legal and tax consequences of such disallowable activities.
4. In the event that FCT determines at any time that the Recipient is engaging, or
allowing others to engage, in disallowable activities on the Project Site, the Recipient shall
immediately cease or cause the cessation of the disallowable activities upon receipt ofwritten notice
from FCT. In addition to all other rights and remedies at law or in equity, FCT shall have the right
to seek temporary and permanent injunctions against the Recipient for any disallowable activities on
the Project Site.
DELEGATIONS AND CONTRACTUAL ARRANGEMENTS BETWEEN THE RECIPIENT AND
OTHER GOVERNMENTAL BODIES, NONPROFIT ENTITIES OR NON GOVERNMENTAL
PERSONS FOR USE OR MANAGEMENT OF THE PROJECT SITE WILL IN NO WAY
RELIEVE THE RECIPIENT OF THE RESPONSIBILITY TO ENSURE THAT THE
CONDITIONS IMPOSED HEREIN ON THE PROJECT SITE AS A RESULT OF UTILIZING
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April 15, 2009
SMWW - GC -11-
BOND PROCEEDS TO ACQUIRE THE PROJECT SITE ARE FULLY COMPLIED WITH BY
THE CONTRACTING PARTY.
XII. RECORDKEEPING; AUDIT REQUIREMENTS
1. The Recipient shall maintain financial procedures and support documents, in
accordance with generally accepted accounting principles, to account for the receipt and expenditure
of funds under this Agreement. These records shall be available at all reasonable times for
inspection, review or audit by state personnel, FCT and other personnel duly authorized by FCT.
"Reasonable" shall be construed according to the circumstances, but ordinarily shall mean the
normal business hours of 8:00 a.m. to 5:00 p.m., local time, Monday through Friday.
2. If the Recipient expends a total amount of State financial assistance equal to or in
excess of $500,000 in any fiscal year of such Recipient, the Recipient must have a State single or
project - specific audit for such fiscal year in accordance with Section 215.97, Fla. Stat., the applicable
rules of the Executive Office of the Governor and the Comptroller and Chapter 10.550 (local
government entities) or Chapter 10.650 (nonprofit organizations), Rules of the Auditor General. In
determining the State financial assistance expended in its fiscal year, the Recipient shall consider all
sources of State financial assistance, including State funds received from FCT, other state agencies
and other non -state entities. State financial assistance does not include Federal direct or pass -
through awards and resources received by a non -state entity for Federal program matching
requirements. The funding for this Agreement was received by FCT as a grant appropriation.
In connection with the audit requirements addressed herein, the Recipient shall ensure that the audit
complies with the requirements of Section 215.97(7), Fla. Stat. This includes submission of a
reporting package as defined by Section 215.97(2)(d), Fla. Stat. and Chapter 10.550 (local
government entities) or 10.650 (nonprofit organizations), Rules of the Auditor General.
It may be necessary for the Recipient to amend prior fiscal year audits to account for receiving the
FCT grant funds because the determining factor of when the expenditure must be accounted for is
when the expenditure is made, not the signing of this agreement. Per Department of Financial
Services Rule 69I- 5.004(2)(a), Florida Administrative Code, the determination of when State
financial assistance is expended should be based on when the activity occurs (the activity pertains to
events that require the nonstate entity to comply with contracts or agreements, such as expenditure
transactions associated with grants.) Additional prior fiscal year expenditures of State financial
assistance should be added to total expenditures of State financial assistance previously reported for
the prior fiscal year to determine if the threshold was exceeded. If so, the nonstate entity should take
appropriate action to provide for an audit for the prior fiscal year in accordance with the Florida
Single Audit Act.
3. If the Recipient expends less than $500,000 in State financial assistance in its fiscal
year, an audit conducted in accordance with the provisions of Section 215.97, Fla. Stat. is not
required. If the Recipient elects to have an audit conducted in accordance with the provisions of
Section 215.97, Fla. Stat., the cost of the audit must be paid from non -State funds (i.e., the cost of
such an audit must be paid from Recipient funds not obtained from a State entity).
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April 15, 2009
SMWW - GC -12-
4. The annual financial audit report shall include all management letters, the Recipient's
response to all findings, including corrective actions to be taken, and a schedule of financial
assistance specifically identifying all Agreement and other revenue by sponsoring agency and
agreement number. Copies of financial reporting packages required under this Article shall be
submitted by or on behalf of the Recipient directly to each of the following:
Department of Community Affairs (at each of the following addresses):
Office of Audit Services
2555 Shumard Oak Boulevard
Tallahassee, Florida 32399 -2100
and
Florida Communities Trust
2555 Shumard Oak Boulevard
Tallahassee, Florida 32399 -2100
State of Florida Auditor General at the following address:
Auditor General's Office
Room 401, Claude Pepper Building
111 West Madison Street
Tallahassee, Florida 32302 -1450
5. If the audit shows that any portion of the funds disbursed hereunder were not spent in
accordance with the conditions of this Agreement, the Recipient shall be held liable for
reimbursement to FCT of all funds not spent in accordance with the applicable regulations and
Agreement provisions within thirty (30) days after FCT has notified the Recipient of such non-
compliance.
6. The Recipient shall retain all financial records, supporting documents, statistical
records and any other documents pertinent to this Agreement for a period of five (5) years after the
date of submission of the final expenditures report. However, if litigation or an audit has been
initiated prior to the expiration of the five -year period, the records shall be retained until the
litigation or audit findings have been resolved.
7. The Recipient shall have all audits completed in accordance with Section 215.97,
Fla. Stat. performed by an independent certified public accountant ( "IPA ") who shall either be a
certified public accountant or a public accountant licensed under Chapter 473, Fla. Stat. The IPA
shall state that the audit complied with the applicable provisions noted above.
XIII. DEFAULT; REMEDIES; TERMINATION
1. If the necessary funds are not available to fund this Agreement as a result of action by
the Florida Legislature or the Office of the Comptroller, or if any of the events below occur ("Events
of Default "), all obligations on the part of FCT to make any further payment of funds hereunder
shall, if FCT so elects, terminate and FCT may, at its option, exercise any of its remedies set forth
08-003 -WW1
April 15, 2009
sMww - GC -13-
herein, but FCT may make any payments or parts of payments after the happening of any Events of
Default without thereby waving the right to exercise such remedies, and without becoming liable to
make any further payment. The following constitute Events of Default:
thereunder;
a. If any warranty or representation made by the Recipient in this Agreement,
any previous agreement with FCT or in any document provided to FCT shall
at any time be false or misleading in any respect, or if the Recipient shall fail
to keep, observe or perform any of the terms or covenants contained in this
Agreement or any previous agreement with FCT and has not cured such in
timely fashion, or is unable or unwilling to meet its obligations
b. If any material adverse change shall occur in the financial condition of the
Recipient at any time during the term of this Agreement from the financial
condition revealed in any reports filed or to be filed with FCT, and the
Recipient fails to cure said material adverse change within thirty (30) days
from the date written notice is sent to the Recipient by FCT;
C. If any reports or documents required by this Agreement have not been timely
submitted to FCT or have been submitted with incorrect, incomplete or
insufficient information; or
d. If the Recipient fails to perform and complete in timely fashion any of its
obligations under this Agreement.
2. Upon the happening of an Event of Default, FCT may, at its option, upon thirty (30)
calendar days from the date written notice is sent to the Recipient by FCT and upon the Recipient's
failure to timely cure, exercise any one or more of the following remedies, either concurrently or
consecutively, and the pursuit of any one of the following remedies shall not preclude FCT from
pursuing any other remedies contained herein or otherwise provided at law or in equity:
a. Terminate this Agreement, provided the Recipient is given at least thirty (30)
days prior written notice of such termination. The notice shall be effective
when placed in the United States mail, first class mail, postage prepaid, by
registered or certified mail - return receipt requested, to the address set
forth in paragraph V.2. herein;
b. Commence an appropriate legal or equitable action to enforce performance of
this Agreement;
03- 003 -WW1
April 15, 2009
SMWW - GC
C. Withhold or suspend payment of all or any part of the FCT Award;
d. Exercise any corrective or remedial actions, including, but not limited to,
requesting additional information from the Recipient to determine the reasons
for or the extent of non - compliance or lack of performance or issuing a written
-14-
warning to advise that more serious measures may be taken if the situation is
not corrected; or
e. Exercise any other rights or remedies which may be otherwise available under
law, including, but not limited to, those described in paragraph IX.3.
3. FCT may terminate this Agreement for cause upon written notice to the Recipient.
Cause shall include, but is not limited to: fraud; lack of compliance with applicable rules, laws and
regulations; failure to perform in a timely manner; failure to make significant progress toward the
closing(s) of the real estate transaction(s) and Management Plan approval; and refusal by the
Recipient to permit public access to any document, paper, letter, or other material subject to
disclosure under Chapter 119, Fla. Stat., as amended. Appraisals, and any other reports relating to
value, offers and counteroffers are not available for public disclosure or inspection and are exempt
from the provisions of Section 119.07(1), Fla. Stat. until a Purchase Agreement is executed by the
Owner(s) and Recipient and conditionally accepted by FCT, or if no Purchase Agreement is
executed, then as provided for in Sections 125.355(1)(a) and 166.045(l)(a), Fla. Stat.
4. FCT may terminate this Agreement when it determines, in its sole discretion, that the
continuation of the Agreement would not produce beneficial results commensurate with the further
expenditure of fiends by providing the Recipient with thirty (30) calendar days prior written notice.
5. The Recipient may request termination of this Agreement before its Expiration Date
by a written request fully describing the circumstances that compel the Recipient to terminate the
project. A request for termination shall be provided to FCT in a manner described in paragraph V.I.
XIV. LEGAL AUTHORIZATION
1. The Recipient certifies with respect to this Agreement that it possesses the legal
authority to receive funds to be provided under this Agreement and that, if applicable, its governing
body has authorized, by resolution or otherwise, the execution and acceptance of this Agreement
with all covenants and assurances contained herein. The Recipient also certifies that the undersigned
possesses the authority to legally execute and bind the Recipient to the terms of this Agreement.
XV. STANDARD CONDITIONS
1. This Agreement shall be construed under the laws of the State of Florida, and venue
for any actions arising out of this Agreement shall lie in Leon County. If any provision hereof is
in conflict with any applicable statute or rule, or is otherwise unenforceable, then such provision
shall be deemed null and void to the extent of such conflict and shall be severable, but shall not
invalidate any other provision of this Agreement.
2. No waiver by FCT of any right or remedy granted hereunder or failure to insist on
strict performance by the Recipient shall affect or extend or act as a waiver of any other right or
remedy of FCT hereunder, or affect the subsequent exercise of the same right or remedy by FCT
for any further or subsequent default by the Recipient. Any power of approval or disapproval
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April 15, 2009
SMWW - GC -15-
granted to FCT under the terms of this Agreement shall survive the terms and life of this
Agreement as a whole.
3. The Recipient agrees to comply with the Americans With Disabilities Act (Public
Law 101 -336, 42 U.S.C. Section 12101 et seq.), if applicable, which prohibits discrimination by
public and private entities on the basis of disability in the areas of employment, public
accommodations, transportation, State and local government services, and in telecommunications.
4. A person or affiliate who has been placed on the convicted vendor list following a
conviction for a public entity crime or on the discriminatory vendor list may not submit a bid on a
contract to provide any goods or services to a public entity, may not submit a bid on a contract
with a public entity for the construction or repair of a public building or public work, may not
submit lease bids on leases of real property to a public entity, may not be awarded or perform
work as a contractor, supplier, subcontractor, or consultant under a contract with a public entity,
and may not transact business with any public entity in excess of Category Two for a period of
thirty-six (36) months from the date of being placed on the convicted vendor list or on the
discriminatory vendor list.
5. No funds or other resources received from FCT in connection with this Agreement
may be used directly or indirectly to influence legislation or any other official action by the Florida
Legislature or any state agency.
This Grant Contract embodies the entire agreement between the parties.
IN WITNESS WHEREOF, the parties hereto have duly executed this Grant Contract.
CITY ASTIAN
By: _ _
P nt Al Minner
Title- Ci Mang,
Date: 2 � 7
Approv t rm ALality-:�
By:
Print N e: Robert A. Ginsburg
ATTEST:
1
Sally A. Mai , MMC - City Clerk
08 -003 -WW1
April 15, 2009
SNWW -GC
. 1 -16-
FLORIDA =MMLMTIES TRUST
By:
Ken Reecy
Community Pr gram Manager
Date: .3 " !9 �
Approve as to orm and Legality:
By:
Kristen L. Coons, Trust Counsel
5
Contract No. R -el- EZ -Og- Fg -Al -kAd$
FCT Project No: 08- 003 -WW1
CONFIDENTIALITY AGREEMENT
This is a Confidentiality Agreement ( "Agreement ") pursuant to Rule 9K- 10.005(3), Florida
Administrative Code (F.A.C.).
Parties to the Confidentiality Agreement: The City of Sebastian ( "Recipient "), a local
government of the State of Florida, and the FLORIDA COMMUNITIES TRUST ( "FCT "), a
non - regulatory agency within the Department of Community Affairs.
Parcels Covered by this Agreement: This Agreement covers all parcels identified as part of the
project site in SMWW application 08- 003 -WW1 that was selected for funding and is governed
by a Grant Contract for FCT Project Number 08- 003 -WW1 ( "Project Site ").
Confidentiality:
a) Pursuant to Rule 9K- 10.002(8), F.A.C., the term "Confidential" refers to information that
shall not be available for public disclosure or inspection and is exempt from the provisions of
Section 119.07, Florida Statutes (F.S.).
b) The Recipient and its agents shall maintain the confidentiality of all appraisals, offers, and
counteroffers as required by Section 125.355(l)(a), F.S., for counties, or Section 166.045(1)(a),
F.S., for municipalities, and Chapter 9K -10, F.A.C. The Recipient may disclose such confidential
information only to the individuals listed herein below.
c) Requests to add persons to the disclosure list shall be made in writing. Upon the written
consent of the FCT Community Program Manager, the Recipient shall execute an Addendum to
the Agreement. All confidentiality requirements outlined above shall apply to individuals added
to the list.
d) The undersigned board members and staff of the Recipient and its agents, if any, agree to
maintain the confidentiality of appraisal information, offers and counter- offers concerning FCT
Project Number 08- 0003 -WW1, as required by Section 125.355 (1)(a), F.S., for counties or
Section 166.045 (1)(A), F.S., for municipalities, Chapter 9K -10, F.A.C., and this Confidentiality
Agreement between the Recipient and FCT.
08- 003 -WW1
4/15/2009
e) The undersigned certify that they have no legal or beneficial interest in the Project Site.
Date
4/22/2009
4/22/2009
4/22/2009
4/22/2009
4/.22/2009
4/22/2009
4/22/2009
4/22/2009
Recipient Board Member,
Staff or Agent Name
Mayor Richard H. Gillmor
Vice Mayor Jim Hill
Council Member Andrea Coy
Council Member Dale Simchick
Council Member Eugene Wolff
Al Minner, City Manager
Rebecca Grohall, Growth Mgmt. Dir.
Robert Ginsburg, City Attorney
Sally.A. Maio, City Clerk
Date: �JOq
Approv as to form and legality:
By: Robert A. Ginsburg
Title: City Attorney
ATTEST
Sally A. Mai , MMC - City Clerk
`A
08- 003 -WW1
4/15/2009
Signature
FLORIDA COMMUNITIES TRUST
By:
Ken Reecy
Community Program Manager
Date: 5,07-01
Approved as to form and legality:
By: Kristen L. Coons
Title: Trust Counsel
Florida Communities hies Trust
May 07, 2009
Ms. Rebecca Grohall
Growth Management Director
1225 Main Street
Sebastian, FL 32958
RE: FCT Project Number: 08-003 -WW1
City of Sebastian
Sebastian Working Waterfront Collaborative
Dear Ms. Grohall:
t A -1
MAY 112009
P?:�
Enclosed please find a fully executed original of the Grant Contract and Confidentiality
Agreement for the above - referenced Stan Mayfield Working Waterfronts / Florida
Communities Trust Project.
If you have any questions, please contact me at (850) 922 -1692 (SunCom 292 - 1692).
Sincerely,
( � 31_�
Jay Sircy
Grants Specialist IV
j s\
Enclosures
DEPARTMENT OF COMMUNITY AFFAIRS • 2555 SHUMARD OAK BOULEVARD • TALLAHASSEE, FL 32399 -2100
850/922 -2207 • SUNCoM 292 -2207 • FAX 850/921 -1747
4
FLORIDA COMMU.NITIFSTRI;ST RFCYCIF_�