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HomeMy WebLinkAbout03272013 CAFR AttachmentComprehensive Annual Financial Report City of Sebastian, Florida For the Fiscal Year October 1, 2011 through September 30, 2012 The CAFR cover shows photographs of signage improvements made by the recipients of our Facade, Signage and Landscaping Grant Program. This program is designed to encourage visible, exterior improvements to any existing building (residential or commercial) and to encourage private investment within the Sebastian Community Redevelopment Area (CRA). The program provides up to $15,000 of public funds per building to match private funds to pay for improvements within the Sebastian CRA. Funds are appropriated annually in the CRA budget, and funding is available on a first come first serve basis. The program is subject to the availability of funds. Facade, signage and landscaping (FSL) grants must support the goals of the Overlay District for the CRA area. Applicants are also encouraged to consider the design guidelines specified to achieve the “Old Florida Fishing Village” theme. Concept provided courtesy of: Dorri Bosworth, Community Development, City of Sebastian Photograph provided courtesy of: Ginny Sieferd, Community Development, City of Sebastian CITY OF SEBASTIAN, FLORIDA COMPREHENSIVE ANNUAL FINANCIAL REPORT For the Year Ended September 30, 2012 CITY COUNCIL Jim Hill Don Wright Mayor Vice-Mayor Andrea Coy Council Member Bob McPartlan Richard H. Gillmor Council Member Council Member Prepared by: Administrative Services Department CITY OF SEBASTIAN, FLORIDA Table of Contents Page INTRODUCTORY SECTION 1 City Officials 2 Letter of Transmittal 3 Organizational Chart 8 GFOA Certificate of Achievement 9 FINANCIAL SECTION 11 Independent Auditors’ Report 13 Management’s Discussion and Analysis 15 Basic Financial Statements: Government-wide Financial Statements: Statement of Net Assets 28 Statement of Activities 29 Fund Financial Statements: Balance Sheet – Governmental Funds 32 Reconciliation of Fund Balances for Governmental Funds to Net Assets of Governmental Activities 34 Statement of Revenue, Expenditures and Changes in Fund Balances – Governmental Funds 36 Reconciliation of Net Changes in Fund Balance of Governmental Funds to Change in Net Assets of Governmental Activities 38 Statement of Revenue, Expenditures and Changes in Fund Balance – Budget and Actual: General Fund 39 Local Option Gas Tax Fund 40 Discretionary Sales Tax Fund 41 Riverfront Redevelopment Fund 42 Discretionary Sales Surtax Revenue Bonds 2003 Fund 43 Statement of Net Assets – Proprietary Funds 44 Statement of Revenue, Expenses and Changes in Fund Net Assets – Proprietary Funds 45 Statement of Cash Flows – Proprietary Funds 46 Statement of Fiduciary Net Assets 48 Statement of Changes in Fiduciary Net Assets 49 Notes to Financial Statements 51 CITY OF SEBASTIAN, FLORIDA Table of Contents Page Required Supplementary Information: Schedule of Funding Progress – Single-employer Pension Trust Fund 82 Schedule of Employer Contributions – Single-employer Pension Trust Fund 82 Schedule of Funding Progress – Other Postemployment Benefits Plan 83 Schedule of Employer Contributions – Other Postemployment Benefits Plan 83 Combining and Individual Fund Financial Statements and Schedules: Nonmajor Governmental Funds: Combining Balance Sheet 86 Combining Statement of Revenue, Expenditures and Changes in Fund Balances 88 Schedule of Revenue, Expenditures and Changes in Fund Balance – Budget and Actual: Parking In-Lieu of Fund 90 Recreation Impact Fee Fund 91 Stormwater Utility Fund 92 Law Enforcement Forfeiture Fund 96 Stormwater Utility Revenue Bonds 2003 Fund 94 Agency Fund: Combining Statement of Changes in Assets and Liabilities 96 Other: Capital Assets used in the Operations of Governmental Funds: Comparative Schedule by Source 98 Schedule by Function and Activity 99 Schedule of Changes by Function and Activity 100 Internal Control and Compliance Independent Auditor's Report on Internal Control over Financial Reporting and on Compliance with Other Matters Based on an Audit of Financial Statements Performed in Accordance with Governmental Auditing Standards 103 Independent Auditors' Management Letter 105 CITY OF SEBASTIAN, FLORIDA Table of Contents Page STATISTICAL SECTION (UNAUDITED) 107 Statistical Section Table of Contents 109 Financial Trends Information Net Assets by Component 110 Changes in Net Assets 112 Fund Balances, Governmental Funds 116 Changes in Fund Balances, Governmental Funds 118 Program Revenues by Function/Program 120 Revenue Capacity Information Tax Revenues by Source 122 Property Tax Rates ($1 per $1,000 of Taxable Value) – Direct and Overlapping Governments 123 Assessed and Estimated Actual Value of Taxable Property 124 Principal Property Taxpayers 126 Property Taxes, Levies and Collections 127 Debt Capacity Information Ratio of Outstanding Debt by Type 128 Ratio of Net General Bonded Debt to Estimated Actual Value and Net General Bonded Debt Per Capita 130 Computation of Legal Debt Margin for General Obligation Bonds 132 Pledged Revenue Coverage 134 Demographic and Economic Information Demographic and Economic Statistics 136 Principal Employers 139 Operating Information Full-Time Equivalent City Employees by Function/Program 140 Operating Indicators by Function/Program 142 Capital Asset Statistics by Function/Program 144      INTRODUCTORY SECTION 1 CITY OF SEBASTIAN, FLORIDA CITY OFFICIALS For the Year Ended September 30, 2012 Al Minner Sally A. Maio, MMC City Manager City Clerk Robert Ginsburg City Attorney Michelle Morris Debra Krueger Police Chief Administrative Service Director Kenneth W. Killgore Jerry Converse Finance Director Public Works Director Wayne Eseltine Greg Gardner Building Official Golf Course Director Joseph Griffin Community Development & Airport Director DEPARTMENT HEADS 2 March 13, 2013 To the Citizens of the City of Sebastian, Florida: The City of Sebastian, Florida is located in Indian River County approximately midway through the east coast of the Florida Peninsula (between Melbourne and Vero Beach) in an area known as the Treasure Coast. It is recognized as the Home of Pelican Island, the first designated wildlife refuge in the United States, a Millennium City, and a Tree City USA. It was first incorporated as the Town of Sebastian in 1924. In the late 1950s General Development Corporation purchased the land from the Mackle family of Miami and began the development of a planned community that is now the City of Sebastian. We are submitting the Comprehensive Annual Financial Report of the City of Sebastian, Florida for the fiscal year ended September 30, 2012. State law requires that every general-purpose local government publish within six months of the close of each fiscal year a complete set of audited financial statements. This report is published to fulfill that requirement for the fiscal year ended September 30, 2012. Management assumes full responsibility for the completeness and reliability of the information contained in this report, based on a comprehensive framework of internal control that is established for this purpose. Because the cost of internal control should not exceed anticipated benefits, the objective is to provide reasonable, rather than absolute, assurance that the financial statements are free of any material misstatements. Chapter 218.39, Florida Statutes requires that the financial statements of the City of Sebastian be audited by a certified public accountant selected by the City Council. The City’s independent Certified Public Accountants, Rehmann Robson, has issued an unqualified ("clean") opinion on the City of Sebastian’s financial statements for the year ended September 30, 2012. The independent auditors’ report is located on page 13 and 14. Management’s discussion and analysis (MD&A) immediately follows the independent auditors’ report and provides a narrative introduction, overview, and analysis of the basic financial statements. The MD&A complements this letter of transmittal and should be read in conjunction with it. Profile of the Government The City has a population of 21,995 living in an area of approximately 14.6 square miles. The City is empowered to levy a property tax on both real and personal property located within its boundaries. It also is empowered by state statute to extend its corporate limits by annexation, which it has done from time to time. 3 The City is a Florida municipal corporation with a five-member City Council. Council members serve a two-year term. Annual elections are held on the first Tuesday following the first Monday in November and two members are elected in even-numbered years and three members are elected in oddnumbered years. Elections are non-partisan and at-large. Mayor and Vice Mayor are elected from among the members of every newly seated Council at a Special meeting following the election each year. The City has operated under a Council-City Manager form of government since 1989. The City provides a wide range of services including general government administration, police protection, the construction and maintenance of local roads, public works, recreational and cultural activities, a golf course, a general aviation airport, and a building department to enforce building codes. This report includes all funds of the City. In evaluating the City as a reporting entity, we have included all component units for which the City Council is financially accountable. The component units have been blended with the financial statements presented for the Primary Government because the component unit’s governing body is the same as the City Council or because the component unit exclusively serves the City. The blended component units are the Riverfront Redevelopment Agency and the Sebastian Police Officer’s Pension Trust Fund. Local Economy The region (which includes the City of Sebastian and the surrounding unincorporated area within the same county) has a fluctuating labor force depending on agricultural demand and is a strong retirement community. Although the labor force fluctuates, unemployment in the region steadily declined through 2006 but then increased for the next five years to a range of 13-14%. As of October 12, 2012, the Florida Research & Economic Database reported a slightly improved unemployment rate of 10.2%. The overall unemployment rate for the area has historically been greater than that of the State of Florida. This high number is representative of the general economic difficulties being experienced in the area and the lack of job creation. The largest major occupational group is Office and Administrative Support Occupations (24.7%), followed by Sales and Related Occupations (17.3%) and Food Preparation and Serving Related Occupations (12.4%). According to the U.S. Census Bureau (2000), 86% of the population age 25 or older are high school graduates and 23.1% hold a bachelor’s degree or higher. The area median age for 2010 was 50.1 per the U.S Census Bureau and average wage is $34,684 per year, assuming a 40-hour work-week, per the Florida Research & Economic Database. The geographical area of the City of Sebastian, just north of the Treasure Coast, houses a number of high-tech industries including NASA and various aerospace industry-related businesses. In the past, this attracted a workforce with a higher than average education and technical skills to the vicinity but with the end of the Space Shuttle program, the loss of these activities has affected job availability. The Council is required to adopt a final budget no later than the close of the fiscal year. This annual budget serves as the foundation for the City’s financial planning and control. The budget is prepared by fund, function (e.g., transportation), and department (e.g., public works). Shifts in appropriations within fund totals may be done administratively on the authority of the City Manager. Total fund appropriation changes and use of contingency appropriations must be approved by the City Council. 4 The voters of Indian River County in November 2003 extended the Infrastructure Sales Surtax in the amount of $.01 per $1.00 sale for an additional fifteen years and seven months beginning in January 2004. This Infrastructure Sales Surtax is estimated to provide the City in excess of $40 million dollars over the life of the extension for the City’s emergency vehicle and capital improvement needs. In addition, the City has funded a number of other capital projects with impact fees and has actively pursued grant funding for some major transportation and environmental improvements. It has also employed the use of a Community Redevelopment Agency that is funded by means of tax-increment financing. The millage was held at 3.3041 for fiscal year 2012, although the City experienced another sizable decline in taxable value. Construction activity in fiscal year 2012 continued to be low, with just 66 permits being issued for new construction in fiscal year 2012 with a value of $14.7 million. The decline is primarily attributed to the slowdown of the housing market. General fund unassigned fund balance and amounts committed by the financial policies resolution based on 30% of the general fund expenditures budget, totaled 48% of the general fund expenditures budget. The City has been steadfast and refused to spend down these balances due to uncertainty about the future due to the slow down of building activity and because the City understands reliance on accumulated fund balances to fund operating expenditures is not a prudent fiscal strategy. To this end, the budget for fiscal year 2013 incorporates a small millage increase and plans for no reduction of fund balances. Long-Term Financial Planning Administration Major Initiatives There were several significant initiatives during the past fiscal year. Through request for proposals, the City determined to refinance the 2010 Bank Note to provide more street repaving funds and a reduction in the interest rate. Also with a competitive bidding process, the City transitioned all banking services to a new main depository bank and achieved lower bank service fees and a higher interest rate on overnight deposits. Additionally, the City successfully participated in rating surveillance activities by Standard & Poor’s and retained “A+” bond ratings on the Stormwater Utilities Revenue Bonds and the Discretionary Sales Tax Revenue Bonds. During the budget process for fiscal year 2013, there were some notable actions considered important to maintaining healthy balances in uncommitted General Fund reserves. The City experienced further reductions in taxable property values, as well as lower collections of electric franchise fees and utility taxes. Therefore, some measures were required to bring projected revenues to the level of spending considered necessary. These included continuing mandatory monthly unpaid furlough days and offering no wage increases for the employees; approving a millage increase sufficient to replace a $100,000 annual transfer that has been made previously from the local option gas taxes; and increasing stormwater fees to a rate that allows the Stormwater Fund to replace equipment and continue the $500,000 annual transfer to General Fund. 5 During the year, significant changes were negotiated and approved by the City Council to ensure the future affordability of the Police Officer’s Pension Plan. New Police Officers will contribute 8% of their salaries and accrue a 2.5% retirement benefit for each year of service, while those employed before October 1, 2012 will have their contribution increase from 5% to 8% of salaries and continue to accrue a 3.0% retirement benefit for each year of service. The Police Department continues to participate in the accreditation program offered by the commission for Florida Law Enforcement Accreditation. The designation encourages the Police Department to establish goals and objectives with provisions for periodic updating; constant reevaluation of whether departmental resources are being employed in accordance with agency goals, objectives and mission; constant reevaluation of departmental policies and procedures as documented in the department’s written directive system; to accommodate correction of internal deficiencies and inefficiencies before they become public problems; and the opportunity to reorganize without the appearance of personal attacks. Standards and performance measurements resulting from the accreditation process will continue to guide both Sebastian Police Department and city administration in alleviating potentially adverse conditions. Public Safety Stormwater The City continues working on transportation improvements. The 2012 bank note refunded the 2010 bank note and also provided $175,000 of additional funds for street repaving. Funds have also been allocated from discretionary sales taxes and the community redevelopment agency to develop a vehicle and boat parking area on the riverfront. Discretionary sales taxes will also fund enhancements to the “presidential streets” within the community redevelopment agency area. Other projects being planned for future years include repairs to the bridge on Barber Street and working with the County to make intersection improvements. The Sebastian Municipal Airport’s infrastructure is being developed with the intent of attracting economic development and stimulating the business climate in order to create jobs in the community. In fiscal year 2013, a separate budget was approved for expenses made toward promoting economic development. The current Master Plan serves as the guiding document for airport planning. Land leases are a primary source of airport revenues and over 150 acres of property is available for lease, for both aviation and non-aviation businesses. Also important are sales from a self-serve fueling facility. The Airport’s limited resources continue to be leveraged by aggressively seeking and obtaining grants available from the Florida Department of Transportation (FDOT) and Federal Aviation Administration (FAA) to provide the funding needed to develop the necessary infrastructure. Planned improvements in fiscal year 2013 include development of the Main Street Access Road and constructing parallel lighted taxiways and end of runway identification lighting. These and other ventures will help attract business to the Airport and thereby improve the financial positions of the Airport and City as a whole. Airport Traffic & Transportation The main focus of Stormwater effort expended for the past fiscal year has continued to be on the City's Stormwater Management Program, including capital projects, maintenance, citizen response and education, and forward planning. In fiscal year 2007, City began a program to upgrade the current swale system by installing quarter-round piping. The City also started outsourcing the swale and ditch maintenance work to enable City crews to focus on different Stormwater maintenance practices. During fiscal year 2012, drainage improvements continued with the installation of quarter-round piping in additional areas of the City. For fiscal year 2013, a rate increase from $4.00 to $5.00 per month per ERU (equivalent residential unit) was approved in order to continue the quarter-round program and provide funding for equipment replacements. 6 CITY OF SEBASTIAN, FLORIDA Organizational Chart 8 CITY OF SEBASTIAN, FLORIDA GFOA Certificate of Achievement 9 This page intentionally left blank. 10 FINANCIAL SECTION 11 This page intentionally left blank. 12 INDEPENDENT AUDITORS' REPORT March 13, 2013 Honorable Mayor and City Council City of Sebastian, Florida We have audited the accompanying financial statements of the governmental activities, the businesstype activities, each major fund, and the aggregate remaining fund information of the City of Sebastian, Florida (the “City”), as of and for the year ended September 30, 2012, which collectively comprise the City’s basic financial statements as listed in the table of contents. These financial statements are the responsibility of the management of the City of Sebastian, Florida. Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit and the report of the other auditors provides a reasonable basis for our opinions. In our opinion, based on our audit, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Sebastian, Florida as of September 30, 2012, and the respective changes in financial position and cash flows, where applicable, thereof and the respective budgetary comparison for the General Fund and each major special revenue fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued, our report dated March 13, 2013, on our consideration of the City of Sebastian, Florida’s internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations, contracts, and grants, agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. 5070 North Highway A1A Suite 250 Vero Beach, FL 32963 Ph: 772.234.8484 Fx: 772.234.8488 13 The introductory and statistical sections, as listed in the table of contents, are presented for purposes of additional analysis and are not a required part of the basic financial statements. Such information has not been subjected to the auditing procedures applied in the audit of the basic financial statements, and accordingly, we do not express an opinion or provide any assurance on it. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City’s basic financial statements. The combining and individual nonmajor fund financial statements and schedules are presented for purposes of additional analysis and are not a required part of the basic financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the basic financial statements. The information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the information is fairly stated in all material respects in relation to the basic financial statements as a whole. Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis and the schedules of funding progress and employer contributions as noted in the table of contents be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. 14 MANAGEMENT'S DISCUSSION AND ANALYSIS 15 CITY OF SEBASTIAN, FLORIDA Management's Discussion and Analysis Financial Highlights ···· Overview of the Financial Statements Since the Management's Discussion and Analysis (MD&A) is designed to focus on the current years activities, resulting changes and currently known facts, please read it in conjunction with the Transmittal Letter and the City's financial statements. The assets of the City exceeded its liabilities at the close of the fiscal year 2012 by $51,991,703 (net assets). Of this amount, $3,648,188 (unrestricted net assets) may be used to meet the City's on-going obligations to citizens and creditors. The City's total net assets decreased by $477,097 resulting from an increase of $37,319 from governmental activities and an decrease of $514,416 from business-type activities. Governmental funds reported a combined ending fund balance of $11,383,377, a increase of $37,764 from the prior year. Approximately 15% of this amount, $1,734,307 is unassigned and available for spending, a decrease of $50,106 from fiscal year 2011 due to total General Fund revenue being less than expenditures and transfers. The golf course fund reported a further reduction in the deficit in unrestricted net assets, primarily due to no longer having debt service payments. The airport deficit is the result of investment in capital assets that will ultimately be beneficial. The building enterprise fund reported an increase in net assets for the first time in several years, as a result of an improved levels of construction activity. The annual report consists of a series of financial statements. The Statement of Net Assets and the Statement of Activities provide information about the activities of the City as a whole and present a longer-term view of the City's finances. For governmental activities, the fund financial statements tell how these services were financed in the short term as well as what remains for future spending. Fund financial statements also report the City's operations in more detail by providing information about the City's most significant funds. The notes to the financial statements provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. Both of the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities ) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities ). The governmental activities of the City include general government, public safety, cultural and recreation, and general administration. The business-type activities of the City include the golf course, airport, and building operations. Government-wide Financial Statements. The government-wide financial statements are designed to provide readers with a broad overview of the City’s finances, in a manner similar to a private-sector business. The statement of net assets presents information on all of the City’s assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The statement of activities presents information showing how the government’s net assets changed during the most recent fiscal year. All changes in net assets are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g., uncollected taxes and earned but unused vacation leave). The City of Sebastian's (the "City") discussion and analysis is designed to (a) assist the reader in focusing on significant financial issues, (b) provide an overview of the City's financial activity, (c) identify changes in the City's financial position, (d) identify any material deviations from the financial plan, and (e) identify individual fund issues or concerns. 16 CITY OF SEBASTIAN, FLORIDA Management's Discussion and Analysis The City maintains fifteen individual governmental funds. Information is presented separately in the governmental funds balance sheet and in the governmental funds statement of revenues, expenditures, and changes in fund balances for the General Fund, Local Option Gas Tax, Discretionary Sales Tax Fund, Riverfront Redevelopment Fund and Discretionary Sales Surtax Revenue Bonds 2003 Fund, all of which are considered to be major funds. Data from the other ten governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining statements and schedules elsewhere in this report. The City adopts an annual appropriated budget for its General Fund and special revenue funds. Budgetary comparison statements have been provided for these funds to demonstrate compliance with this budget. Fund Financial Statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City can be divided into three categories: governmental funds, proprietary funds, and fiduciary funds. Governmental Funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government’s near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the government’s near-term financing decisions. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. Proprietary Funds. The City maintains one type of proprietary funds. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City uses enterprise funds to account for the golf course, airport, and buildings department. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the golf course, airport, and buildings department, which are considered to be major funds of the City. Fiduciary Funds. Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government-wide financial statements because the resources of those funds are not available to support the City’s own programs. The accounting used for fiduciary funds is much like that used for proprietary funds. 17 CITY OF SEBASTIAN, FLORIDA Management's Discussion and Analysis Net Assets Governmental Activities Business-type Activities Total 2012 2011 2012 2011 2012 2011 Current and other assets $ 12,067,998 $ 12,664,876 $ 7 58,107 $ 1 ,289,505 $1 2,826,105 $1 3,954,381 Capital assets, net 4 2,713,256 4 3,779,203 1 1,181,823 1 1,850,561 5 3,895,079 55,629,764 Total assets 54,781,254 5 6,444,079 1 1,939,930 1 3,140,066 6 6,721,184 69,584,145 Long-term liabilities 1 2,742,412 1 4,172,911 196,000 236,472 12,938,412 14,409,383 Other liabilities 738,664 1,008,309 1,052,405 1,697,653 1,791,069 2,705,962 Total liabilities 13,481,076 15,181,220 1,248,405 1,934,125 14,729,481 17,115,345 Net assets: Invested in capital assets, net of related debt 31,500,173 31,541,953 11,181,823 11,850,561 42,681,996 43,392,514 Restricted 6,192,777 5,668,155 --6,192,777 5,668,155 Unrestricted 3,607,228 4,052,751 (490,298) (644,620) 3,116,930 3,408,131 Total net assets $ 41,300,178 $ 41,262,859 $ 10,691,525 $ 11,205,941 $ 51,991,703 $ 52,468,800 Notes to the Financial Statements. The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. Other Information. In addition to the basic financial statements and accompanying notes, this report also presents certain required supplementary information. Government-Wide Financial Analysis As previously stated, net assets may serve over time as a useful indicator of a government’s financial position. In the case of the City, assets exceeded liabilities by $51,991,703 at the close of the most recent fiscal year. A substantial portion of the City’s net assets, $42,681,996 (82 percent), reflects its investment in capital assets (e.g., land, buildings, machinery and equipment), less any related outstanding debt used to acquire those assets. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City’s investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources since the capital assets themselves cannot be used to liquidate these liabilities. An additional portion of the City’s net assets of $5,661,519 (11 percent) represents resources that are subject to external restrictions on how they may be used. The City may use the remaining balance of unrestricted net assets of $3,681,688 (7 percent) to meet its ongoing obligations to citizens and creditors. At the end of the current fiscal year, the City is able to report positive balances in all three categories of net assets, for the government as a whole and for its separate governmental activities. Unrestricted net assets were negative for business-type activities, but improved over the prior year for each of the individual enterprise funds. 18 CITY OF SEBASTIAN, FLORIDA Management's Discussion and Analysis Change in Net Assets Governmental Activities Business-type Activities Total 2012 2011 2012 2011 2012 2011 Revenues Program revenues: Charges for services $ 1 ,224,609 $ 1 ,219,707 $ 2 ,305,916 $ 2 ,268,671 $ 3 ,530,525 $ 3 ,488,378 Operating grants 187,333 196,534 6,563 -193,896 196,534 Capital grants 791,265 838,242 150,083 900,340 941,348 1,738,582 General revenues: Property taxes 3,063,495 3,453,778 --3,063,495 3,453,778 Other taxes 4,852,413 4,751,021 --4,852,413 4,751,021 Intergovernmental 1,934,733 1,868,555 --1,934,733 1,868,555 Other 1,408,235 1,467,748 4,125 4 ,026 1,412,360 1,471,774 Total revenues 13,462,083 1 3,795,585 2,466,687 3,173,037 1 5,928,770 16,968,622 Expenses General government 2,640,677 2,766,575 --2,640,677 2,766,575 Public safety 5,025,274 5,546,632 --5,025,274 5,546,632 Physical environment 2,007,902 1,558,974 --2,007,902 1,558,974 Transportation 1,800,432 2,263,367 --1,800,432 2,263,367 Economic environment 170,960 208,518 --170,960 208,518 Cultural and recreation 1,239,512 1,227,198 --1,239,512 1,227,198 Interest and fiscal charges 562,496 546,103 --562,496 546,103 Golf course --1,394,731 1,355,266 1,394,731 1,355,266 Airport --1,166,588 1,188,788 1,166,588 1,188,788 Building --397,295 470,406 397,295 470,406 Total expenses 13,447,253 1 4,117,367 2,958,614 3,014,460 1 6,405,867 17,131,827 Change in net assets, before transfers 14,830 (321,782) (491,927) 158,577 (477,097) (163,205) Transfers 22,489 -( 22,489) ---Change in net assets 37,319 (321,782) (514,416) 158,577 (477,097) (163,205) Net assets, beginning of year 41,262,859 41,584,641 11,205,941 11,047,364 52,468,800 52,632,005 Net assets end, of year $ 41,300,178 $ 41,262,859 $ 10,691,525 $ 11,205,941 $ 51,991,703 $ 52,468,800 The City’s net assets decreased by $477,097 during the current fiscal year. Increases in ongoing expenses in excess of increases in ongoing revenues resulted in a decrease in net assets. The primary reason for the decrease in net assets is related to a decrease in general property tax revenues. 19 CITY OF SEBASTIAN, FLORIDA Management's Discussion and Analysis ··· Expenses and Program Revenues -Governmental Activities Revenues by Source -Governmental Activities A decrease in general revenues and transfers of $259,736 A decrease in expenses of $670,114 Governmental Activities. Governmental activities increased the City’s net assets by $37,319 as compared to the prior year decrease of $321,782. Key elements of this increase are as follows: A decrease in program revenues of $51,276 -1,000,000 2,000,000 3,000,000 4,000,000 5,000,000 6,000,000 General government Public safety Physical environment Transportation Economic environment Cultural and recreation Interest and fiscal charges Expenses Program Revenues Charges for services 9% Operating grants 1% Capital grants 6% Property taxes 23% Other taxes 45% Intergovernmental 14% Other 2% 20 CITY OF SEBASTIAN, FLORIDA Management's Discussion and Analysis ··· Expenses and Program Revenues -Business-type Activities Revenues by Source -Business-type Activities Business-type Activities. Business-type activities decreased the City’s net assets by $514,417, as compared to the prior year increase of $158,577. The key elements of this decrease are as follows: A decrease in expenses of $58,178. A decrease in revenues and transfers of $19,951. A decrease in program revenues of $711,218. -200,000 400,000 600,000 800,000 1,000,000 1,200,000 1,400,000 1,600,000 Golf course Airport Building Expenses Program Revenues Charges for services 94% Capital grants 6% Other 0%21 CITY OF SEBASTIAN, FLORIDA Management's Discussion and Analysis ·············· Investment earnings were over-estimated as a result in the overall decline in interest rates. Intergovernmental revenue had a positive budgetary variance from higher than anticipated receipts from municipal revenue sharing and local half-cent sales taxes transmitted by the state. General fund expenditures had an overall positive budgetary variance of $205,270, of which the greatest portions related to general government, ($57,681), public safety ($57,095), and physical environment ($71,663). Unanticipated capital purchases were necessary in several departments, however these were covered by savings from operating accounts. The general fund is the chief operating fund of the City. At the end of the current fiscal year, unassigned fund balance of the general fund was $1,734,307 while total fund balance amounted to $5,002,172. As a measure of the general fund’s liquidity, it may be useful to compare both unassigned fund balance and total fund balance to total fund expenditures. Unassigned fund balance represents 18 percent of total General Fund expenditures, while total fund balance represents 51 percent of that same amount. Financial Analysis of the City’s Funds As noted earlier, the City uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. Governmental Funds. The focus of the City’s governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City’s financing requirements. In particular, unassigned fund balance may serve as a useful measure of a government’s net resources available for spending at the end of the fiscal year. As of the end of the current fiscal year, the City’s governmental funds reported combined ending fund balances of $11,383,377, an increase of $37,764 from the prior year. Of this amount, 15 percent ($1,734,307) constitutes unassigned fund balance, which is available for spending at the City’s discretion. The remainder of fund balance is assigned to indicate that it is not available for new spending because it is classified as one of the following: A) Nonspendable for 1) inventories and prepaids, 2) long-term cash advances, or 3) is nonspendable as permanent fund corpus for cemetery perpetual care; B) Restricted for capital projects or due to debt service and special revenue fund designations; C) is committed for working capital per the City's Fund Balance policy; or D) has been assigned for other specific uses in the City’s general operations. The fund balance of the City’s general fund decreased by $100,286 during the current fiscal year. Key factors in this change are as follows: Expenditures decreased $804,564 due to reductions in employees and cuts in other operating accounts. The general fund budgeted for an increase in fund balance of $61,000 and the actual decrease in fund balance was $100,286. Significant changes in budgetary variances are as follows: All other revenues increased by $3,673. Charges for services increased by $30,112. Intergovernmental increased by $76,653. Property tax revenues had a positive budgetary variance of $26,091, with over 96% of the tax roll being collected. Only 95% of the tax roll is budgeted as being collected, per Florida statutes. The decrease in fund balance was primarily the result of shortfalls in the collections of public utility taxes and franchise fees that we significantly over estimated. Transfers in from other funds decreased by $44,011 because less was transferred from the local option gas tax Property tax revenues decreased by $347,742 due to reductions in taxable property values. Investment earnings decreased $25,139 due to lower rates of return. Fines decreased by $28,347. Franchise fees decreased by $60,118. 22 CITY OF SEBASTIAN, FLORIDA Management's Discussion and Analysis ····· The Riverfront Redevelopment Fund ended the year with $478,895 in fund balance. Unanticipated expenses exceeded budget, but transfers out for pending construction projects were less than budgeted. The end of the year fund balance of the Local Option Gas Tax Fund increased to $190,274 due to refinancing the bank note and providing additional funds for street paving. Other factors concerning the finances of these three funds have already been addressed in the discussion of the City's business-type activities. Budgetary Highlights The Discretionary Sales Surtax Revenue Bonds 2003 Fund has a total fund balance of $1,555,411, all of which is restricted for debt service on the bonds. $2,129 supplemental appropriation for replacing a badge printer. $1,722 supplemental appropriation to reflect the use of insurance proceeds to repair a damaged truck. $150,000 increase to appropriations in the Discretionary Sales Tax Fund for a new project to make street improvements. $13,800 amendment to establish budgetary accounts for the Parking-in-Lieu-of Fund. The total net assets of the airport fund at the end of the fiscal year amounted to $9,845,816, while the unrestricted net assets (deficit) amounted to ($816,992). Compared to the prior year in the same category, net assets have increased by $541,164 while the unrestricted net assets (deficit) was reduced by $71,834. The reduction in the unrestricted net assets (deficit) is mainly due to a reduction in amounts invested in capital assets resulting from depreciation expense. The total net assets of the building fund at the end of the fiscal year amounted to $487,393, all of which was unrestricted net assets. This is an increase of $26,587 from the prior year, which was primarily due to operating revenue exceeding operating expenses for the year. The total net assets of the golf course fund at the end of the fiscal year amounted to $358,316, while the unrestricted net assets (deficit) amounted to ($160,699). Compared to the prior year in the same category, net assets are $161 more than the prior year, while the unrestricted net assets (deficit) was reduced by $55,542 from the prior year. This is mainly because of a reduction in the amounts invested in capital assets, resulting from depreciation expense. The Discretionary Sales Tax revenue special revenue fund has a total fund balance $2,015,572, an increase from the $1,623,442 total fund balance of the prior year. Funds are intentionally being accumulated for projects that are planned in future years. Proprietary Funds. The City’s proprietary fund financial statements provide the same type of information found in the government-wide financial statements, but in more detail. $631,192 supplemental appropriation to Discretionary Sales Tax, Riverfront Redevelopment and Recreation Impact Fee Funds to cover transfers for open purchase orders and capital projects that were carried forward from the prior fiscal year. During the year, the City Council revised the City budget four times. These budget amendments fall into three categories. The first category includes amendments and supplemental appropriations that were approved shortly after the beginning of the year and reflect fund balances carried over from the prior fiscal year to reappropriate transfers to cover certain purchase orders and capital projects. The second category includes adjustments for unanticipated revenues. The third category includes supplemental appropriations to cover unanticipated items or project costs that were above or below budgeted amounts. 23 CITY OF SEBASTIAN, FLORIDA Management's Discussion and Analysis ················ Capital Assets (Net of Depreciation) Governmental Activities Business-type Activities Total 2012 2011 2012 2011 2012 2011 Land $ 8 ,007,437 $ 8 ,007,437 $ 9,060 $ 9,060 $ 8 ,016,497 $ 8 ,016,497 Buildings 8,537,630 8,922,248 5,269,576 5,438,009 13,807,206 14,360,257 Improvements 3,606,536 3,546,201 1,092,661 1,209,096 4,699,197 4,755,297 Equipment 1,177,489 1,302,227 107,650 183,168 1,285,139 1,485,395 Infrastructure 21,220,735 20,793,242 4,699,834 5,011,228 25,920,569 25,804,470 Construction in progress 163,429 1,207,848 3,042 -166,471 1,207,848 Total capital assets, net $ 42,713,256 $ 43,779,203 $ 11,181,823 $ 11,850,561 $ 53,895,079 $ 55,629,764 Capital Assets. At the end of fiscal year 2012 the City had $53,895,079 invested in a broad range of capital assets, including land, police and public works equipment, buildings, park facilities, roads, bridges, and stormwater drainage structures. This amount represents a net decrease (including additions and deductions) of $1,734,685, or 3.2%, over last year. The following table illustrates the changes in capital assets. $3,450 supplemental appropriation to Discretionary Sales Tax Fund for additional 1/4 round expenditures. $150,000 supplemental appropriation to Discretionary Sales Tax Fund for the Davis Street Sewer Project. $125,000 supplemental appropriation to Discretionary Sales Tax Fund for parking improvements for North Indian River Drive. $4,527 reduction in Recreation Impact Fee Fund for projects completed under budget. During the fiscal year, total general fund actual revenues were less than final amended budgetary estimates and total general fund actual expenditures were less than the final amended budgetary estimates. The shortfall in anticipated revenues was mainly due to a decline in franchise fees and public utility taxes received from Florida Power and Light Company. A positive overall variance on expenditures resulted in a lower draw on existing fund balances than would have otherwise occurred. $26,189 reduction in Recreation Impact Fee Fund for completed or deferred projects. $38,014 reduction in Discretionary Sales Tax Fund for projects completed under budget. $3,644 supplemental appropriation to add funding for the telephone system project. $20,000 amendment to fund the Four Chaplains Memorial Project. $4,475 supplemental appropriation to reflect the use of insurance proceeds to repair damaged fencing at the airport. $6,000 supplemental appropriation to use new rent revenue toward ground maintenance at the airport. $2,370,485 amendment to the Local Option Gas Tax Fund to account for the bank note refinancing. $23,300 reduction in the Discretionary Sales Tax Fund to reflect deferral of the painting of City Hall. $904 supplemental appropriation to Recreation Impact Fee Fund for a required lift station vent. $25,000 supplemental appropriation to Recreation Impact Fee Fund to provide restrooms at the dog park. $139,263 supplemental appropriation to General Fund to reflect state monies provided for Police Pension Plan use. $4,125 supplemental appropriation to the Airport Fund to reflect the use of proceeds from equipment sales for equipment repairs. Capital Asset and Debt Administration 24 CITY OF SEBASTIAN, FLORIDA Management's Discussion and Analysis ······· General Obligation and Revenue Bonds Governmental Activities Business-type Activities Total 2012 2011 2012 2011 2012 2011 Revenue bonds $ 8,925,000 $ 10,000,000 $ -$ -$ 8 ,925,000 $1 0,000,000 Notes payable 2,296,000 2,246,000 --2,296,000 2,246,000 Total capital assets, net $ 11,221,000 $ 12,246,000 $ -$ -$ 11,221,000 $ 12,246,000 Economic Factors and Next Year’s Budget and Rates To address another important area, an increase in the stormwater fee was also adopted. It is anticipated that the increase from $4 a month per Equivalent Residential Unit (ERV) to $5 would enable this special revenue fund to sustain operations and cover the cost of equipment replacement. Long-Term Debt. At the end of the current fiscal year, the City had total installment debt outstanding of $11,221,000. Of this amount, $2,296,000 (20.4 percent ) comprises debt not backed by the full faith and credit of the government. The remainder of the City debt represents bonds secured solely by specified revenue sources (i.e., revenue bonds). The City’s total installment debt decreased by $1,025,000 (9.1 percent) during the current fiscal year. The net decrease was mainly attributable to annual principal payments. The Infrastructure Sales Surtax Revenue Bonds, Series 2003 and Series 2003A and the Stormwater Utility Revenue Bonds, Series 2003 were initially insured by AAA rated insurance agencies and rated AAA, which is the highest rating given by rating agencies. However, ratings on the insurance agencies have been downgraded. All of the City's other debt, primarily notes and a capital lease, are not rated. Other obligations of the City include accrued vacation pay and sick leave. The City's elected and appointed officials considered many factors when setting the fiscal year 2013 budget, tax rates, and fees that will be charged for the business-type activities. One of those factors is the economy. Sebastian's local economy consists largely of retail and service industries. Less than one percent is devoted to industrial activities. Construction of new homes is the largest single business in the area. Some of the largest retail stores include Publix Supermarket and Wal-Mart Stores, lnc.® The Indian River County unemployment rate in September 2012 was 10.2 percent down from 13.6 percent in the previous year, which is a positive sign and analogous to the economic pattern existing throughout the state and nation. The City experienced another significant decline in property values (6.3 percent) for 2013. Even after reducing the General Fund expenditures by more than $250,000, it was determined that a millage increase would be sensible. The rate was increased from 3.3041 to 3.7166, which provided sufficient funds to discontinue transfers from the Local Option Gas Tax Fund. This allowed those funds to be allocated to street paving projects. Business-type activities had the following major changes during the fiscal year: A decrease in buildings mainly due to the amount of depreciation. A decrease in other categories due to the amount of depreciation. Governmental activities had the following major changes during the fiscal year: A decrease in buildings mainly due to the amount of depreciation. An increase in improvements mainly due to amenities added at Schumann Park. A decrease in equipment mainly due to the amount of depreciation. An increase in infrastructure mainly due to construction of Powerline Road. A decrease in construction-in-progress mainly due to the completion of construction on Powerline Road. 25 CITY OF SEBASTIAN, FLORIDA Management's Discussion and Analysis This financial report is designed to provide our citizens, taxpayers, customers, investors and creditors with a general overview of the City's finances and to show the City's accountability for the money it receives. If you have questions about this report or need additional information, contact the Administrative Services Department at City of Sebastian, 1225 Main Street, Sebastian, Florida 32958. The Golf Course reported a small operating income, mostly due to a rate change effective February 2, 2012. A provision of that rate increase requires that 5% of the added revenues are to be used only for major capital repairs or improvements. Even so, a temporary interfund loan from General Fund was made at the end of the year to provide sufficient cash flow. It is expected that with a reasonably good level of revenues in the coming year, the current loan can be repaid. Requests for Information General Fund also made a temporary interfund loan to the Airport in order to provide sufficient cash flow. It is expected that repayment will be made in the coming year. Sizable operating losses are the result of depreciation on capital assets. With some increases in building permit fees and reduction of operating expenses, the Building Enterprise Fund reported a positive change in net assets. While the economy is still weak, there are some signs of renewed activity in the local housing market which are encouraging. 26 BASIC FINANCIAL STATEMENTS 27 This page intentionally left blank. 28 Statement of Net Assets September 30, 2012 Governmental Business-type Activities Activities Total Assets Cash and cash equivalents $ 579,716 $ 101,215 $ 680,931 Temporarily restricted cash and cash equivalents 2,494,010 -2,494,010 Investments 6,509,441 594,113 7,103,554 Permanently restricted investments 254,806 -254,806 Receivables, net 772,347 14,512 786,859 Internal balances 858,061 (858,061) -Prepaid expenses 105,027 13,198 118,225 Inventories 65,423 33,467 98,890 Net pension asset 132,133 -132,133 Deposits held in escrow 14,010 1,602 15,612 Deferred bond issuance costs 283,024 -283,024 Capital assets not being depreciated 8,170,866 12,102 8,182,968 Capital assets being depreciated, net 34,542,390 11,169,721 45,712,111 Total assets 54,781,254 11,081,869 65,863,123 Liabilities Accounts payable and other current liabilities 265,703 34,577 300,280 Accrued interest payable 183,778 -183,778 Unearned revenues -132,557 132,557 Long-term liabilities: Due within one year 1,425,933 922 1,426,855 Due in more than one year 11,316,479 195,078 11,511,557 Net other postemployment benefits liability 289,183 27,210 316,393 Total liabilities 13,481,076 390,344 13,871,420 Net assets Invested in capital assets, net of related debt 31,500,173 11,181,823 42,681,996 Restricted for: Debt service 1,744,486 -1,744,486 Capital 17,354 -17,354 Perpetual care: Expendable 247,793 -247,793 Nonexpendable 737,182 -737,182 Other expenses 3,445,962 -3,445,962 Unrestricted (deficit) 3,607,228 (490,298) 3,116,930 Total net assets $ 41,300,178 $ 10,691,525 $ 51,991,703 The accompanying notes are an integral part of these basic financial statements. CITY OF SEBASTIAN, FLORIDA Primary Government 29 Statement of Activities For the Year Ended September 30, 2012 Program Revenues Operating Capital Net Charges Grants and Grants and (Expense) Functions /Programs Expenses for Services Contributions Contributions Revenue Primary government Governmental activities: General government $ 2,640,677 $ 214,488 $ 16,062 $ -$ (2,410,127) Public safety 5,025,274 66,474 161,918 -(4,796,882) Physical environment 2,007,902 876,693 --(1,131,209) Transportation 1,800,432 -9,353 550,702 (1,240,377) Economic environment 170,960 --13,998 (156,962) Cultural and recreation 1,239,512 66,954 -226,565 (945,993) Interest and fiscal charges 562,496 ---(562,496) Total governmental activities 13,447,253 1,224,609 187,333 791,265 (11,244,046) Business-type activities: Golf course 1,394,731 1,394,844 48 -161 Airport 1,166,588 491,367 5 150,083 (525,133) Building 397,295 419,705 6,510 -28,920 Total business-type activities 2,958,614 2,305,916 6,563 150,083 (496,052) Total primary government $ 16,405,867 $ 3,530,525 $ 193,896 $ 941,348 $ (11,740,098) CITY OF SEBASTIAN, FLORIDA 30 CITY OF SEBASTIAN, FLORIDA Statement of Activities For the Year Ended September 30, 2012 Primary Government Governmental Business-type Activities Activities Total Changes in net assets Net revenue (expense) $ (11,244,046) $ (496,052) $ (11,740,098) General revenues: Property taxes, levied for general purposes 3,063,495 -3,063,495 Sales and use taxes 4,852,413 -4,852,413 Franchise fees 1,124,568 -1,124,568 State shared revenues not restricted to specific programs 1,934,733 -1,934,733 Interest earnings 82,129 -82,129 Miscellaneous 201,538 4,125 205,663 Transfers 22,489 (22,489) -Total general revenues and transfers 11,281,365 (18,364) 11,263,001 Change in net assets 37,319 (514,416) (477,097) Net assets, beginning of year 41,262,859 11,205,941 52,468,800 Net assets, end of year $ 41,300,178 $ 10,691,525 $ 51,991,703 The accompanying notes are an integral part of these basic financial statements. 31 CITY OF SEBASTIAN, FLORIDA Balance Sheet Governmental Funds September 30, 2012 Local Option Discretionary Riverfront General Gas Tax Sales Tax Redevelopment Assets Cash and cash equivalents $ 89,330 $ 137,841 $ 296,346 $ 709 Investments 4,184,204 4,974 946,725 484,168 Accounts receivable, net 244,651 ---Accrued interest receivable 3,005 ---Due from other funds 105,550 ---Due from other governments 242,012 47,459 220,009 -Inventories 65,423 ---Prepaid expenses 105,027 ---Deposits held in escrow 14,010 ---Advance to other funds 200,000 -552,511 -Total assets $ 5,253,212 $ 190,274 $ 2,015,591 $ 484,877 Liabilities Accounts payable and accrued liabilities $ 222,670 $ -$ 19 $ 5,982 Due to other governments 28,370 ---Total liabilities 251,040 -1 9 5,982 Fund balances Nonspendable 370,450 -552,511 -Restricted -190,274 1,463,061 478,895 Committed 2,861,708 ---Assigned 35,707 ---Unassigned 1,734,307 ---Total fund balances 5,002,172 190,274 2,015,572 478,895 Total liabilities and fund balances $ 5,253,212 $ 190,274 $ 2,015,591 $ 484,877 The accompanying notes are an integral part of these basic financial statements. 32 Discretionary Sales Surtax Nonmajor Total Revenue Bonds Governmental Governmental 2003 Funds Funds $ 1,555,411 $ 994,089 $ 3,073,726 -1,144,176 6,764,247 --244,651 -997 4,002 --105,550 -10,453 519,933 --65,423 --105,027 --14,010 --752,511 $ 1,555,411 $ 2,149,715 $ 11,649,080 $ -$ 8,662 $ 237,333 --28,370 -8,662 265,703 -737,182 1,660,143 1,555,411 684,185 4,371,826 -719,686 3,581,394 --35,707 --1,734,307 1,555,411 2,141,053 11,383,377 $ 1,555,411 $ 2,149,715 $ 11,649,080 33 This page intentionally left blank. 34 CITY OF SEBASTIAN, FLORIDA Reconciliation Fund Balances for Governmental Funds to Net Assets of Governmental Activities September 30, 2012 Fund balances -total governmental funds $ 11,383,377 Amounts reported for governmental activities in the statement of net assets are different because: Capital assets used in governmental activities are not financial resources, and therefore are not reported in the fund statement. Capital assets not being depreciated 8,170,866 Capital assets being depreciated, net 34,542,390 Some items are recorded as revenues and expenditures in the fund statements when paid or when received. These items are recorded on the government-wide statements when incurred in the case of expenditures and when revenues are earned. Net pension asset 132,133 Accrued interest receivable 3,761 Certain liabilities, such as bonds payable, are not due and payable in the current period, and therefore are not reported in the funds. Bonds and notes payable (11,213,083) Unamortized bond issuance costs 283,024 Compensated absences (1,435,586) Termination benefits (2,543) Other postemployment benefits (289,183) Contamination liability (91,200) Accrued interest on long-term debt (183,778) Net assets of governmental activities $ 41,300,178 The accompanying notes are an integral part of these basic financial statements. 35 CITY OF SEBASTIAN, FLORIDA Statement of Revenue, Expenditures and Changes in Fund Balances Governmental Funds For the Year Ended September 30, 2012 Local Option Discretionary General Gas Tax Sales Tax Revenue Taxes: Property $ 2,808,426 $ -$ -Public utility 2,387,553 --Sales --2,464,240 Motor fuel -550,702 -Franchise fees 1,124,568 --Licenses and permits 22,431 --Intergovernmenta l 2,078,685 9,353 -Impact fees ---Charges for services 290,950 --Fines 52,307 --Investment earnings 28,046 5,062 27,165 Contributions and donations 34,031 --Other revenue 165,285 --Total revenue 8,992,282 565,117 2,491,405 Expenditures Current: General government 2,398,207 --Public safety 4,511,563 --Physical environment 1,030,021 --Transportation 934,006 274,405 -Economic environment ---Culture and recreation 876,502 --Debt service: Principal -2,246,000 -Interest and fiscal charges -84,742 -Capital outlay 34,985 --Total expenditures 9,785,284 2,605,147 -Revenue over (under) expenditures (793,002) (2,040,030) 2,491,405 Other financing sources (uses) Issuance of long-term debt -2,296,000 -Transfers in 692,716 742 22,489 Transfers out -(125,000) (2,121,764) Total other financing sources (uses) 692,716 2,171,742 (2,099,275) Net changes in fund balances (100,286) 131,712 392,130 Fund balances, beginning of year 5,102,458 58,562 1,623,442 Fund balances, end of year $ 5,002,172 $ 190,274 $ 2,015,572 The accompanying notes are an integral part of these basic financial statements. 36 Discretionary Sales Surtax Nonmajor Total Riverfront Revenue Bonds Governmental Governmental Redevelopment 2003 Funds Funds $ 255,069 $ -$ -$ 3,063,495 ---2,387,553 ---2,464,240 ---550,702 ---1,124,568 ---22,431 ---2,088,038 --58,500 58,500 --867,125 1,158,075 --5,268 57,575 1,445 4,995 19,803 86,516 --182,060 216,091 11,998 -24,605 201,888 268,512 4,995 1,157,361 13,479,672 2,438 -9,700 2,410,345 --12,239 4,523,802 --12,328 1,042,349 ---1,208,411 138,531 --138,531 ---876,502 -795,000 280,000 3,321,000 -227,367 160,290 472,399 --1,732,073 1,767,058 140,969 1,022,367 2,206,630 15,760,397 127,543 (1,017,372) (1,049,269) (2,280,725) ---2,296,000 -1,016,206 1,962,612 3,694,765 (104,458) -(1,321,054) (3,672,276) (104,458) 1,016,206 641,558 2,318,489 23,085 ( 1,166) ( 407,711) 37,764 455,810 1,556,577 2,548,764 11,345,613 $ 478,895 $ 1,555,411 $ 2,141,053 $ 11,383,377 37 Reconciliation Net Changes in Fund Balances of Governmental Funds to Change in Net Assets of Governmental Activities For the Year Ended September 30, 2012 Net change in fund balances -total governmental funds $ 37,764 Amounts reported for governmental activities in the statement of activities are different because: Governmental funds report capital outlays as expenditures. However, in the statement of activities, the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. Capital outlay 1,767,058 Depreciation expense (2,826,862) Loss on the sale of capital assets (6,143) Some interest revenues reported in the statement of activities do not constitute current financial resources, therefore, are not reported as revenues in governmental funds Interest revenues (4,387) Bond proceeds provide current financial resources to governmental funds in the period issued, but issuing bonds increases long-term liabilities in the statement of net assets. Repayment of bond principal is an expenditure in the governmental funds, but the repayment reduces long-term liabilities in the statement of net assets. Proceeds from the issuance of debt (2,296,000) Principal payments on long-term liabilities 3,321,000 Some expenses reported in the statement of activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds. Change in accrued interest payable on long-term debt 32,860 Capitalization of issuance costs 30,091 Amortization of deferred issuance costs /discounts (126,007) Change in the accrual for compensated absences 82,179 Change in the accrual for pension benefits (9,204) Change in the accrual for other postemployment benefits 26,126 Change in the accrual for termination benefits 8,844 Change in net assets of governmental activities $ 37,319 The accompanying notes are an integral part of these basic financial statements. CITY OF SEBASTIAN, FLORIDA 38 CITY OF SEBASTIAN, FLORIDA Statement of Revenue, Expenditures and Changes in Fund Balances Budget and Actual -General Fund For the Year Ended September 30, 2012 Actual Over Original Final (Under) Final Budget Budget Actual Budget Revenue Taxes: Property $ 2,782,335 $ 2,782,335 $ 2,808,426 $ 26,091 Public utility 2,550,000 2,550,000 2,387,553 (162,447) Franchise fees 1,352,200 1,352,200 1,124,568 (227,632) Licenses and permits 36,150 36,150 22,431 (13,719) Intergovernmental 1,880,400 2,019,663 2,078,685 59,022 Charges for services 284,603 300,061 290,950 (9,111) Fines 74,000 74,000 52,307 (21,693) Investment earnings 92,000 92,000 28,046 (63,954) Contributions and donations 33,376 33,376 34,031 655 Other revenue 149,400 151,122 165,285 14,163 Total revenue 9,234,464 9,390,907 8,992,282 (398,625) Expenditures Current: General government 2,441,589 2,455,888 2,398,207 (57,681) Public safety 4,429,395 4,568,658 4,511,563 (57,095) Physical environment 1,118,626 1,101,684 1,030,021 (71,663) Transportation 965,567 960,667 934,006 (26,661) Culture and recreation 875,287 878,279 876,502 (1,777) Capital outlay 30,000 25,379 34,985 9,606 Total expenditures 9,860,464 9,990,555 9,785,284 (205,271) Revenue over (under) expenditures (626,000) (599,648) (793,002) (193,354) Other financing sources Transfers in 687,000 660,648 692,716 32,068 Net changes in fund balances 61,000 61,000 (100,286) (161,286) Fund balances, beginning of year 5,102,458 5,102,458 5,102,458 -Fund balances, end of year $ 5,163,458 $ 5,163,458 $ 5,002,172 $ (161,286) The accompanying notes are an integral part of these basic financial statements. 39 CITY OF SEBASTIAN, FLORIDA Statement of Revenue, Expenditures and Changes in Fund Balances Budget and Actual -Local Option Gas Tax For the Year Ended September 30, 2012 Actual Over Original Final (Under) Final Budget Budget Actual Budget Revenue Taxes: Motor fuel $ 585,900 $ 585,900 $ 550,702 $ (35,198) Intergovernmental 9,353 9,353 9,353 -Investment earnings 3,000 3,000 5,062 2,062 Total revenue 598,253 598,253 565,117 (33,136) Expenditures Current: Transportation 257,719 291,601 274,405 (17,196) Debt service: Principal 176,000 2,263,118 2,246,000 (17,118) Interest and fiscal charges 89,792 89,792 84,742 (5,050) Total expenditures 523,511 2,644,511 2,605,147 (39,364) Revenue over (under) expenditures 74,742 (2,046,258) (2,040,030) 6,228 Other financing sources Issuance of long-term debt -2,296,000 2,296,000 -Transfers in --742 742 Transfers out (125,000) (300,000) (125,000) 175,000 Net changes in fund balances (50,258) (50,258) 131,712 181,970 Fund balances, beginning of year 58,562 58,562 58,562 -Fund balances, end of year $ 8,304 $ 8,304 $ 190,274 $ 181,970 The accompanying notes are an integral part of these basic financial statements. 40 CITY OF SEBASTIAN, FLORIDA Statement of Revenue, Expenditures and Changes in Fund Balances Budget and Actual -Discretionary Sales Tax Special Revenue Fund For the Year Ended September 30, 2012 Actual Over Original Final (Under) Final Budget Budget Actual Budget Revenue Taxes: Sales $ 2,356,000 $ 2,356,000 $ 2,464,240 $ 108,240 Investment earnings 24,150 24,150 27,165 3,015 Total revenues 2,380,150 2,380,150 2,491,405 111,255 Other financing sources (uses) Transfers in --22,489 22,489 Transfers out (2,390,391) (2,996,807) (2,121,764) 875,043 Total other financing sources (uses) (2,390,391) (2,996,807) (2,099,275) 897,532 Net changes in fund balances (10,241) (616,657) 392,130 1,008,787 Fund balances, beginning of year 1,623,442 1,623,442 1,623,442 -Fund balances, end of year $ 1,613,201 $ 1,006,785 $ 2,015,572 $ 1,008,787 The accompanying notes are an integral part of these basic financial statements. 41 CITY OF SEBASTIAN, FLORIDA Statement of Revenue, Expenditures and Changes in Fund Balances Budget and Actual -Riverfront Redevelopment Special Revenue Fund For the Year Ended September 30, 2012 Actual Over Original Final (Under) Final Budget Budget Actual Budget Revenue Taxes: Property $ 259,066 $ 259,066 $ 255,069 $ (3,997) Investment earnings 4,650 4,650 1,445 (3,205) Other revenue --11,998 11,998 Total revenues 263,716 263,716 268,512 4,796 Expenditures Current: General government --2,438 2,438 Economic environment 126,022 126,022 138,531 12,509 Total expenditures 126,022 126,022 140,969 14,947 Revenues over (under) expenditures 137,694 137,694 127,543 (10,151) Other financing uses Transfers out (160,000) (160,594) (104,458) 56,136 Net changes in fund balances (22,306) (22,900) 23,085 45,985 Fund balances, beginning of year 455,810 455,810 455,810 -Fund balances, end of year $ 433,504 $ 432,910 $ 478,895 $ 45,985 The accompanying notes are an integral part of these basic financial statements. 42 CITY OF SEBASTIAN, FLORIDA Statement of Revenue, Expenditures and Changes in Fund Balances Budget and Actual -Discretionary Sales Surtax Revenue Bonds 2003 Debt Service Fund For the Year Ended September 30, 2012 Actual Over Original Final (Under) Final Budget Budget Actual Budget Revenue Investment earnings $ 22,400 $ 22,400 $ 4,995 $ (17,405) Expenditures Debt service: Principal 795,000 795,000 795,000 -Interest and fiscal charges 227,333 227,333 227,367 34 Total expenditures 1,022,333 1,022,333 1,022,367 34 Revenues over (under) expenditures (999,933) (999,933) (1,017,372) (17,439) Other financing sources Transfers in 997,391 997,391 1,016,206 18,815 Net changes in fund balances (2,542) (2,542) (1,166) 1,376 Fund balances, beginning of year 1,556,577 1,556,577 1,556,577 -Fund balances, end of year $ 1,554,035 $ 1,554,035 $ 1,555,411 $ 1,376 The accompanying notes are an integral part of these basic financial statements. 43 CITY OF SEBASTIAN, FLORIDA Statement of Net Assets Proprietary Funds September 30, 2012 Golf Course Airport Building Total Assets Current assets: Cash and cash equivalents $ 2,610 $ 10,109 $ 88,496 $ 101,215 Investments 28,168 -565,945 594,113 Accounts receivable -13,498 -13,498 Interest receivable --1,014 1,014 Inventory 13,405 20,062 -33,467 Deposits held in escrow 493 616 493 1,602 Prepaid items 3,463 7,751 1,984 13,198 Total current assets 48,139 52,036 657,932 758,107 Noncurrent assets: Capital assets: Land -9,060 -9,060 Buildings 331,228 6,009,114 -6,340,342 Improvements other than buildings 261,937 1,641,309 -1,903,246 Machinery and equipment 230,912 608,779 56,150 895,841 Infrastructure 1,100,951 6,428,352 -7,529,303 Construction in process -3,042 -3,042 Less accumulated depreciation (1,406,013) (4,036,848) (56,150) (5,499,011) Total noncurrent assets 519,015 10,662,808 -11,181,823 Total assets 567,154 10,714,844 657,932 11,939,930 Liabilities Current liabilities: Accounts payable and accrued liabilities 15,343 5,126 6,840 27,309 Due to other funds 65,000 40,550 -105,550 Due to other governments 5,629 641 998 7,268 Unearned revenues 57,722 6,825 68,010 132,557 Accrued compensated absences --922 922 Total current liabilities 143,694 53,142 76,770 273,606 Non-current liabilities: Compensated absences, net of current portion 57,551 50,719 86,808 195,078 Advance from other fund -752,511 -752,511 Net other postemployment benefit obligation 7,593 12,656 6,961 27,210 Total non-current liabilities 65,144 815,886 93,769 974,799 Total liabilities 208,838 869,028 170,539 1,248,405 Net assets Invested in capital assets, net of related debt 519,015 10,662,808 -11,181,823 Unrestricted (deficit) (160,699) (816,992) 487,393 (490,298) Total net assets $ 358,316 $ 9,845,816 $ 487,393 $ 10,691,525 The accompanying notes are an integral part of these basic financial statements. Business-type Activities -Enterprise Funds 44 CITY OF SEBASTIAN, FLORIDA Statement of Revenue, Expenses and Changes in Fund Net Assets Proprietary Funds For the Year Ended September 30, 2012 Golf Course Airport Building Total Operating revenue Charges for fees and rents: Building permit fees $ -$ -$ 419,705 $ 419,705 Golf course fees 1,351,767 --1,351,767 Rents 27,771 345,316 -373,087 Other revenue 15,306 146,051 -161,357 Total operating revenue 1,394,844 491,367 419,705 2,305,916 Operating expenses: Salaries, wages and employee benefits 283,746 207,794 311,653 803,193 Contractual services, materials and supplies 1,030,293 251,548 87,618 1,369,459 Depreciation 80,692 688,332 357 769,381 Total operating expenses 1,394,731 1,147,674 399,628 2,942,033 Operating income (loss) 113 (656,307) 20,077 (636,117) Nonoperating revenues (expenses) Interest income 48 5 6,510 6,563 Interest expense -(16,581) -(16,581) Gain on disposal of capital assets -4,125 -4,125 Total nonoperating revenues (expenses) 48 (12,451) 6,510 (5,893) Income (loss) before capital contributions 161 (668,758) 26,587 (642,010) Capital contributions -150,083 -150,083 Transfers out -(22,489) -(22,489) Change in net assets 161 (541,164) 26,587 (514,416) Net assets, beginning of year 358,155 10,386,980 460,806 11,205,941 Net assets, end of year $ 358,316 $ 9,845,816 $ 487,393 $ 10,691,525 The accompanying notes are an integral part of these basic financial statements. Business-type Activities -Enterprise Funds 45 CITY OF SEBASTIAN, FLORIDA Statement of Cash Flows Proprietary Funds For the Year Ended September 30, 2012 Golf Course Airport Building Total Cash flows from operating activities Cash received from customers and users $ 1,387,273 $ 1,084,303 $ 412,593 $ 2,884,169 Cash payments to suppliers (1,019,092) (450,527) (88,827) (1,558,446) Cash payments for employee services (282,895) (219,657) (313,902) (816,454) Net cash provided (used) by operating activities 85,286 414,119 9,864 509,269 Cash flows from noncapital financing activities Repayment of loan from other fund -(22,489) -(22,489) Interest paid on advance from other fund -(16,581) -(16,581) Intragovernment payments (35,000) (450,490) -(485,490) Net cash provided (used) by noncapital financing activities (35,000) (489,560) -(524,560) Cash flows from capital and related financing activities Acquisition and construction of capital assets (25,311) (75,334) -(100,645) Proceeds from sale of assets -4,125 -4,125 Receipt from capital contributions -150,083 -150,083 Net cash provided (used) by capital and related financing activities (25,311) 78,874 -53,563 Cash flows from investing activities Sale (purchase) of investments (28,168) -25,362 (2,806) Interest received on investments 48 5 6,510 6,563 Net cash provided by investing activities (28,120) 5 31,872 3,757 Net decrease in cash and cash equivalents (3,145) 3,438 41,736 42,029 Cash and cash equivalents, beginning of year 5,755 6,671 46,760 59,186 Cash and cash equivalents, end of year $ 2,610 $ 10,109 $ 88,496 $ 101,215 continued… Business-type Activities -Enterprise Funds 46 CITY OF SEBASTIAN, FLORIDA Statement of Cash Flows Proprietary Funds For the Year Ended September 30, 2012 Golf Business-type Activities -Enterprise Funds Cash flow from operating activities: Operating income (loss) $ 113 $ (656,307) $ 20,077 $ (636,117) Adjustments to reconcile operating income to net cash provided (used) by operating activities: Depreciation expense 80,692 688,332 357 769,381 Change in: Accounts receivable -11,683 -11,683 Interest receivable --(997) (997) Inventories (1,980) (17,276) -(19,256) Due from other governments -579,883 -579,883 Deposits held in escrow (493) (616) (493) (1,602) Prepaid expenses 4,754 1,979 (209) 6,524 Accounts payable 9,217 (59,582) (638) (51,003) Due to other governments (790) (322) (362) (1,474) Retainage payable -(123,778) -(123,778) Unearned revenues (7,078) 1,986 (5,622) (10,714) Accrued compensated absences 1,394 (11,213) (1,877) (11,696) Net other postemployment benefit obligation (543) (650) (372) (1,565) Total adjustments 85,173 1,070,426 (10,213) 1,145,386 Net cash provided (used) by operating activities $ 85,286 $ 414,119 $ 9,864 $ 509,269 concluded The accompanying notes are an integral part of these basic financial statements. 47 CITY OF SEBASTIAN, FLORIDA Statement of Fiduciary Net Assets Fiduciary Funds September 30, 2012 Pension Trust Agency Police Officers' Performance Pension Deposits Assets Cash and cash equivalents $ 697,401 $ 11,930 Receivables: Interest and dividends 30,565 -Investments, at fair value: Local government surplus trust funds investment pools -220,000 United States treasury obligations 585,445 -United States government agency notes 914,340 -Corporate and foreign bonds 2,206,336 -Municipal obligations 35,481 -Common equity securities 4,377,464 -Total investments 8,119,066 220,000 Total assets 8,847,032 231,930 Liabilities Refunds payable -$ 231,930 Net assets Held in trust for pension benefits $ 8,847,032 The accompanying notes are an integral part of these basic financial statements. 48 CITY OF SEBASTIAN, FLORIDA Statement of Changes in Fiduciary Net Assets Fiduciary Fund -Pension Trust For the Year Ended September 30, 2012 Police Officers' Pension Additions Contributions: Employer $ 450,666 Plan members 99,621 State 139,263 Total contributions 689,550 Investment earnings: Net increase in fair value of investments 887,672 Interest and dividends 217,994 Total investment earnings 1,105,666 Investment expenses (49,570) Net investment earnings 1,056,096 Total additions 1,745,646 Deductions Benefits 392,946 Refunded contributions 16,486 Administrative expenses 16,036 Total deductions 425,468 Change in net assets 1,320,178 Net assets, beginning of year 7,526,854 Net assets, end of year $ 8,847,032 The accompanying notes are an integral part of these basic financial statements. 49 This page intentionally left blank. 50 NOTES TO FINANCIAL STATEMENTS 51 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Government-wide and Fund Financial Statements The government-wide financial statements (i.e., the statement of net assets and the statement of activities) report information on all of the nonfiduciary activities of the primary government and its component units. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business type activities, which rely to a significant extent on fees and charges for support. The City of Sebastian (the "City"), a Florida Municipal Corporation, was incorporated in 1924 under Sections 1826-1832 of the Revised Florida Statutes. The City has a population of 21,995 living in an area of approximately 14.6 square miles. The governing body is a five member elected City Council with a mayor elected from the five members. The City Council appoints the City Manager who is responsible for the administration of all City services. The financial statements of the City have been prepared in conformity with generally accepted accounting principles (GAAP) as applied to governmental units. The Governmental Accounting Standards Board (GASB) is the accepted standard setting body for establishing governmental accounting and financial reporting principles. The more significant of the City’s accounting policies are described below. Reporting Entity As required by generally accepted accounting principles, these financial statements present the government and its component units, entities for which the City is financially accountable. Blended component units, although legally separate entities, are, in substance, part of the government’s operations and as such, data from these units are combined with data of the primary government. Discretely presented component units, on the other hand, are reported in a separate column in the combined financial statements to emphasize that they are legally separate from the government. The City has no discretely presented component units. Blended Component Units The following component units are blended with the primary government for financial statement purposes because the component unit's governing body is substantially the same as the City Council or because the component unit exclusively serves the City. Community Redevelopment Agency (CRA) – The governing body of the CRA is the Sebastian City Council. The CRA is accounted for in a special revenue fund entitled "Riverfront Redevelopment". F.S. Section 163.387(8) requires an independent audit of the fund each fiscal year and a report of such audit. The City has presented the CRA as a major fund of the City to satisfy this requirement simply due to the scope of the audit for a major fund is broader than a non-major fund. City of Sebastian Police Officers' Pension Plan – The City Council only appoints two of the five members of the governing board, but it is financially responsible for funding the police officers' pension benefits. The City of Sebastian Police Officers' Pension Trust Fund only exists to provide pension benefits to City of Sebastian police officers. It is accounted for as a Pension Trust fund entitled "Police Officers' Pension". 52 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Measurement Focus, Basis of Accounting, and Financial Statement Presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting , as are the proprietary fund and fiduciary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows . Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting . Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considers revenues to be available if they are collected within 60 days of the end of the current fiscal period, and expenditure-driven grants which must be collected within one year. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, intergovernmental revenue, licenses, and interest associated with the current fiscal period are all considered to be susceptible to accrual and as such have been recognized as revenues of the current fiscal period. All other revenue items are considered to be measurable and available only when cash is received by the government. The City reports the following major governmental funds: The General Fund is the government’s primary operating fund. It accounts for all the financial resources of the general government, except those accounted for and reported in another fund. The Local Option Gas Tax Fund accounts for the financial resources used for infrastructure improvements and equipment purchases. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include (1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and (2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate financial statements are provided for governmental funds, proprietary funds and fiduciary funds, even though the latter are excluded from the government-wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. Agency funds are custodial in nature and do not present results of operations or have a measurement focus. 53 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements The Golf Course Fund accounts for the activities of the municipal golf course. The Airport Fund accounts for the activities of the municipality's general aviation airport. The Building Fund accounts for the activities associated with the building permit and inspection program. Additionally, the City reports the following fund types: The Pension Trust Fund accounts for the activities of the Police Officer's Retirement System, which accumulates resources for pension benefit payments to qualified police officers. The Performance Deposits Agency Fund accounts for deposits placed by bidders and developers to guarantee performance pursuant to bid or contract. These funds are held by the City as agent for individuals and businesses. As a general rule, the effect of interfund activity has been eliminated from the government-wide financial statements. Exceptions to this general rule are payments in lieu of taxes and various other functions of the government. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. The General Fund provides certain central services to other funds of the City which are presented as program expenses in the funds receiving services. The related General Fund revenue has been netted against program expense in the government-wide statement of activities. The Discretionary Sales Tax Fund accounts for the financial resources used for infrastructure improvements and equipment purchases. The Riverfront Redevelopment Fund accounts for tax increment revenues that are legally restricted for the redevelopment of the City's riverfront area. The Discretionary Sales Surtax Revenue Bonds 2003 Fund accounts for the accumulation of pledged funds that are legally restricted to pay the bonded debt obligations of the Discretionary Sales Surtax Revenue Bonds, Series 2003 and Series 2003A. Special revenue funds are used to account for and report the proceeds of specific revenue sources that are restricted or committed to expenditure for specified purposes other than debt service or capital projects. Debt service funds are used to account for and report financial resources that are restricted, committed, or assigned to expenditure for principal and interest. Capital projects funds are used to account for and report financial resources that are restricted, committed, or assigned to expenditure for capital outlays, including the acquisition or construction of capital facilities and other capital assets. The permanent fund is used to record the activity and balance of the Cemetery Trust which provides funds for perpetual care of cemetery lots. The City reports the following major proprietary funds: 54 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Assets, Liabilities and Equity Deposits and investments Internal balances Transactions between funds that are representative of lending/borrowing arrangements outstanding at the end of the fiscal year are referred to as either “due to/from other funds” (i.e., the current portion of interfund loans) or “advances to/from other funds” (i.e., the non-current portion of interfund loans). All other outstanding balances between funds are reported as “due to/from other funds.” Any residual balances outstanding between the governmental activities and business-type activities are reported in the government-wide financial statements as “internal balances.” The City considers cash on hand and demand deposits, restricted cash deposits, and short-term investments with maturities of three months or less when purchased to be cash for the statement of cash flows. Cash in excess of current requirements is invested in various interest-bearing securities and disclosed as part of the City's investments. Investments consist of U.S. Treasury Securities, U.S. Government Agency Securities, common stock, guaranteed investment contracts and the Local Government Surplus Funds Trust Fund Investment pool (Pool A and Pool B). The Local Government Surplus Funds Trust Fund is administered by the Florida State Board of Administration, which is not a registrant with the Securities and Exchange Commission. However, the Board has adopted operating procedures consistent with the requirements for a 2a-7 fund or accounts in Pool A. In accordance with the regulations of 2a-7 like pools, the City's share of investments held at the State Board of Administration in Pool A are reported at amortized cost, which approximates fair value. This pool is regulated by the State and the fair value of the position in the pool is the same as the value of the pool share. Investment earnings of Pool A are allocated to the participating funds at the end of each month based upon the ratio of each participant's investment to the total pooled investments. Investments in Pool B are reported at fair value and as income and returns of principal become available, they are transferred to Pool A. Other investments, including the Police Officers' Pension Fund, are reported at their fair value based on the quoted market price or the best available information. Restricted net assets are assets that are subject to restrictions beyond the government’s control. The restrictions may be externally imposed or imposed by law. When both restricted and unrestricted resources are available for use, it is the government’s policy to use restricted resources first, then unrestricted resources as they are needed. Advances between funds are offset by nonspendable fund balance in applicable governmental funds to indicate they are not available for appropriation and are not expendable available financial resources. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenues of the enterprise funds are charges to customers for sales and services. Operating expenses for enterprise funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. 55 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Restricted assets Receivables and payables Other assets Capital assets All trade and property tax receivables are shown net of an allowance for uncollectibles, as applicable. Amounts due from other governments include amounts due from grantors for specific programs and capital projects. Program grants and capital grants for capital assets are recorded as receivables and revenues at the time reimbursable project costs are incurred. Revenues received in advance of project costs being incurred are deferred. Receivables consist of trade receivables, due from other governments and interest receivable and are recorded at the net realizable value. The City, as of September 30, 2012, has no allowance for doubtful accounts, since all receivables are considered collectible. Inventories are valued at cost using the average cost method. Inventory in the General fund consists of materials and supplies held for consumption. The cost is recorded as an expenditure/expense at the time the individual inventory items are consumed. Inventory in the Golf Course Fund consists of supplies held for resale. Capital assets, which include land, buildings, improvements, equipment, and infrastructure assets (e.g., roads, bridges, sidewalks, and similar items) are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. The City defines capital assets as assets with an initial, individual cost of more than $750 and an estimated useful life in excess of one year. Such assets are recorded at historical cost, if purchased, and at fair market value at date of gift, if donated. Major additions are capitalized while maintenance and repairs that do not improve or extend the life of the respective assets are expensed. Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both the government-wide and fund financial statements. Certain amounts reported as cash and cash equivalents are classified as restricted assets. These include balances in the debt service funds that are set aside to meet bonded debt requirements, balances in the capital projects funds to be used for the payment of project costs and balances in the Cemetary Fund that are either not permitted to be spent or can only be spent for items incidental to cemetary expansions. The amount of the Cemetary Fund investments is also classified as restricted assets and reported as permanently restricted investments. Costs associated with the issuance or refunding of bonds payable are reported as assets the in proprietary funds and government-wide statements. These costs are amortized over the life of the related debt utilizing the straight-line method. 56 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Years Buildings and improvements 10-40 Public domain infrastructure 40-50 System infrastructure 15-30 Improvements other than buildings 10-40 Machinery, equipment and other 5-15 Airport runways 20 Compensated absences Long-term obligations The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend asset lives are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business-type activities, if any, is included as part of the capitalized value of the asset constructed. It is the City's policy to permit employees to accumulate earned but unused vacation and sick leave benefits and these are accounted for using the termination payment method. All vacation and sick leave amounts are accrued in the government-wide and proprietary financial statements. A liability for these amounts is reported in governmental funds only if they have matured, for example, as a result of employee resignations and retirements. In the government-wide financial statements and proprietary fund types in the fund financial statements, long term debt and other long term obligations are reported as liabilities in the applicable governmental activities, business type activities, or proprietary fund type statement of net assets. Capital assets are depreciated using the straight-line method over the following estimated useful lives: In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. 57 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Fund equity Use of Estimates 2. BUDGETARY INFORMATION Actual results of operations presented in accordance with U.S. generally accepted accounting principles (GAAP basis) and the City's accounting policies do not recognize encumbrances as expenditures until the period in which the actual goods or services are received and a liability is incurred. It is necessary to include budgetary encumbrances to reflect actual revenues and expenditures on a basis consistent with the City's legally adopted budget. Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of monies are recorded in order to reserve that portion of the applicable appropriation, is employed as an extension of formal budgetary integration in the General, Special Revenue, Debt Service, and Capital Projects funds. Encumbrances outstanding at year end are carried forward and reappropriated to the next year's budget. When the government incurs an expenditure for purposes for which various fund balance classifications can be used, it is the government’s policy to use restricted fund balance first, then committed fund balance, assigned fund balance, and finally unassigned fund balance. On or before the third Friday in May of each year, all agencies of the government submit requests for appropriations to the government's City Manager so that a budget may be prepared. Before July 3I, the proposed budget is presented to the government's council for review. The council holds budget workshops and public hearings and a final budget must be prepared and adopted no later than September 30. The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the amounts reported in the financial statements and accompanying notes. Actual results may differ from those estimates. Governmental funds report nonspendable fund balance for amounts that cannot be spent because they are either (a) not in spendable form or (b) legally or contractually required to be maintained intact. Restricted fund balance is reported when externally imposed constraints are placed on the use of resources by grantors, contributors, or laws or regulations of other governments. Committed fund balance is reported for amounts that can only be used for specific purposes pursuant to constraints imposed by formal action of the City Council (the government’s highest level of decision-making authority). A formal resolution of the City Council is required to establish, modify, or rescind a fund balance commitment. The City reports assigned fund balance for amounts that are constrained by the government’s intent to be used for specific purposes, but are neither restricted nor committed. The City Council has delegated the authority to assign fund balance to the City Manager or his/her designee. Unassigned fund balance is the residual classification for the general fund. Budgets are prepared annually on a modified accrual basis with encumbrance accounting for all governmental funds except the capital project funds, which are approved on a "life of the project basis", and the permanent fund, which is not budgeted. All annual appropriations lapse at year end. 58 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements 3. DEPOSITS AND INVESTMENTS Statement of Net Assets Cash and cash equivalents $ 680,931 Temporarily restricted cash and cash equivalents 2,494,010 Investments 7,103,554 Permanently restricted investments 254,806 Statement of Fiduciary Net Assets Police Officers' Pension: Cash and cash equivalents 697,401 Investments 8,119,066 Agency funds: Cash and cash equivalents 11,930 Investments 220,000 Total $ 19,581,698 Deposits and investments Bank deposits: Checking and savings accounts $ 3,881,842 Investments: Investments, at fair value 7,578,360 Police officers' pension fund investments 8,119,066 Cash on hand 2,430 Total $ 19,581,698 Following is a reconciliation of deposit and investment balances as of September 30, 2012: Custodial Credit Risk -Deposits. Custodial credit risk is the risk that, in the event of a bank failure, the City's deposits might not be returned. At September 30, 2012, the carrying amount of the City of Sebastian's deposits with banks was $3,184,441 and the bank balance was $3,272,660. All the deposits were covered by the FDIC or collateralized in accordance with the "Florida Security for Public Deposits Act". Under the Act, every qualified public depository shall deposit with the Treasurer eligible collateral having a market value equal to 50% of the average daily balance for each month that all public deposits are in excess of any applicable deposit insurance. If the public deposits exceed the total amount of the regulatory capital accounts of a bank or the regulatory net worth of a savings association, the required collateral shall have a market value equal to 125% of the deposits. 59 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Fair Value Less Than 1 From 1-3 From 4-6 Over 7 General investments Local government surplus funds trust fund ("SBA") $ 3,571,010 $ 3,571,010 $ -$ -$ -United States Treasuries 2,002,180 2,002,180 ---United States Agencies 2,005,170 2,005,170 ---7,578,360 7,578,360 ---Police officers' pension fund investments United States Treasuries 585,445 -160,053 -425,392 United States Agencies 914,340 -376,924 106,101 431,315 Municipal Obligations 35,481 ---35,481 Domestic corporate bonds 2,206,336 51,901 751,858 372,512 1,030,065 Domestic corporate equities equities 4,377,464 4,377,464 ---8,119,066 4,429,365 1,288,835 478,613 1,922,253 Total fair value $ 15,697,426 $ 12,007,725 $ 1,288,835 $ 478,613 $ 1,922,253 Florida Statutes Chapter 185 regulates the types of investment that may be held by the Police Pension Trust Fund. The investment guidelines have been augmented by City ordinance that have adopted specific investment policies. Compliance with the policies and guidelines has been evaluated by the pension board. Section 218.415, Florida Statutes, limits the types of investments that the City can invest in unless specially authorized in the City's investment policy. The City's formal investment policy, for all investments except the Pension Trust Fund, allows for the following investments: Florida Local Government Surplus Funds Trust Fund, United States Government Securities, United States Government Agencies, Federal Instrumentalities, Interest Bearing Time Deposit or Saving Accounts, Repurchase Agreements, Commercial Paper, High Grade Corporate Notes, Bankers' Acceptances, State and/or Local Government Taxable and/or Tax-Exempt Debt, Registered Investment Companies (Money Market Mutual Funds), and Intergovernmental Investment Pool. Custodial Credit Risk -Investments. On April 23, 2003, Sebastian City Council formally adopted an investment policy pursuant to Section 218.415, Florida Statutes that established permitted investments, asset allocation limits and issuer limits, credit ratings requirements and maturity limits for all investments except the Pension Trust Funds. The City maintains a common cash and investment pool for the use of all funds, except the Pension Trust Funds, which are held with third party trustees and are governed by rules established by Florida Statute Chapter 185. Investment holdings during the year included United States Government Agencies which were reported at fair value in accordance with GASB Statement No.31 "Accounting and Financial Reporting for Certain Investments and for External Investment Pools". These investments were held in trust by the City's bank depository in the City's name or by the Custodian of the Pension Trust Funds. As of September 30, 2012, the City had the following investments and effective duration presented in terms of years: Investment Maturity (Years) Investment Type 60 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Investment in the City's pension trust funds are limited by State Statutes Chapter 185 and by an investment policy adopted by the fund's Board of Trustees on June 24, 2005. The allowable investment instruments include: United States government and agency issues, bankers acceptances and certificates of deposit by United States banks, savings accounts with banks or other financial institutions incorporated in the United States and commercial paper rated A-2 or P-2 or higher by Moody's or Standard and Poors. In addition, common stocks of corporations listed on a recognized national stock exchange, plus issues convertible into common stock are also allowed. No more than ten percent (10%) of the cost value of total assets may be invested in foreign securities. As of September 30, 2012, the City had $3,571,022 invested in the State Board of Administration's Local Government Surplus Trust Funds Investment Pool, which consist of accounts in Pool A and Pool B. $3,392,874 is in Pool A and $178,148 is in Pool B. Pool A had a rating by Standard and Poor's Rating Services as "AAAm" on September 30, 2012 and amounts may be withdrawn without penalty. Pool B participants are prohibited from making withdrawals. Pool B is not rated by any nationally recognized statistical rating agency. Additional information regarding the Local Government Surplus Funds Trust Fund may be obtained from the State Board of Administration. Mutual funds shall be rated "m" or "AAm-G" or better by Standard & Poor's, or the equivalent by another rating agency. State and/or local government taxable and/or tax-exempt debt, general obligation and/or revenue bonds, rated at least "Aa" by Moody's and "AA" by Standard & Poor's for long-term debt, or rated at least "MIG-2" by Moody's and 'SP-2" by Standard & Poor's for short-term debt. Bankers' acceptances issued by a domestic bank or a federally chartered domestic office of a foreign bank, which are eligible for purchase by the Federal Reserve System, at the time of purchase, the short-term paper is rated, at a minimum, "P-I" by Moody's Investors Services and "A-I" Standard & Poor's. Commercial paper of any United States company that is rated, at the time of purchase, "Prime-1" by Moody's and "A-I" by Standard & Poor's (prime commercial paper). Corporate notes issued by corporations organized and operating within the United States or by depository institutions licensed by the United States that have a long tern1 debt rating, at the time of purchase, at a minimum "Aa" by Moody's and a minimum long term debt rating of "A A" by Standard & Poor's. As of September 30, 2012, the City's investment securities, for all investments except the Pension Trust Fund, were all individually rated AA+ by Standard & Poor's and Aaa by Moody's Investor Services. Credit Risk. The City investment policy that covers all investments, except the Pension Trust Fund, permits for investments in the following investments, which are limited to credit quality ratings from nationally recognized agencies as follows: Interest Rate Risk. The City's investment policy limits interest rate risk by attempting to match investment maturities with known cash needs and anticipated cash flow requirements. Investment maturities shall not exceed thirty-six (36) months. Investments of construction funds shall have a term appropriate to the need for funds and in accordance with debt covenants. 61 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Local government surplus funds trust fund ("SBA") $ 3,571,010 47.12% $ -0.00% 2,002,180 26.42% 585,445 7.21% 2,005,170 26.46% 914,340 11.26% -0.00% 35,481 0.44% -0.00% 2,206,336 27.17% -0.00% 4,377,464 53.92% $ 7,578,360 100.00% $ 8,119,066 100.00% Amount Percentage of Portfolio Amount Percentage of Portfolio Custodial Credit Risk. The City's investment policy pursuant to Section 218.415(18), Florida Statutes requires securities, with the exception of certificates of deposits, shall be held with a third party custodian; and all securities purchased by, and all collateral obtained by the City should be properly designated as an asset of the City. The securities must be held in an account separate and apart from the assets of the financial institution. A third party custodian is defined as any bank depository chartered by the Federal Government, the State of Florida, or any other state or territory of the United States which has a branch or principal place of business in the State of Florida as defined in Section 658.12, Florida Statutes, or by a national association organized and existing under the laws of the United States, which is authorized to accept and execute trusts and which is doing business in the State of Florida. Certificates of deposits maintained by book-entry at the issuing bank shall clearly identify the City as the owner. The City's pension trust funds investment policy adopted by the fund's Board of Trustees has established asset allocation and issuer limits on the following investments, which are designed to focus on performance. A maximum of 100% of available funds may be invested in fixed income securities and a maximum of 50% of available funds may be invested in equity securities. Issuer United States treasuries United States agencies Municipal obligations Domestic corporate bonds A maximum of 100% of available funds may be invested in the SBA and in the United States Government Securities, 50% of available funds may be invested in United States Government agencies with a 25% limit on individual issuers, 80% of available funds may be invested in Federal Instrumentalities with a 40% limit on individual issuers, 25% of available funds may be invested in non-negotiable interest bearing time certificates of deposits with a 15% limits on individual issuers, 50% of available funds may be invested in repurchase agreements excluding one (1) business day agreements and overnight sweep agreements with a 25% limit on anyone institution, 25% of available funds may be directly invested in prime commercial paper with a 10% limit on individual issuers, 15% of available funds may be directly invested in corporate notes with a 5% limit on individual issuers, 25% of available funds may be directly invested in Bankers' Acceptances with a 10% limit on individual issuers, 20% of available funds may be invested in taxable and tax-exempt debts, 50% of available funds may be invested in money market mutual fund with a 25% limit on individual issuers, 10% of available funds may be invested in intergovernmental investment pools. Concentration of Credit Risk. The City's investment policy has established asset allocation and issuer limits on the following investments, which are designed to reduce concentration of credit risk of the City's investment portfolio. As of September 30, 2012, the City had the following issuer concentration based on fair value: Domestic corporate equities Total General Investments Pension Investments 62 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements 4. RECEIVABLES Governmental Activities Business-type Activities Accounts $ 244,651 $ 1 3,498 Due from other governments 5 19,933 -Interest 7,763 1,014 $ 772,347 $ 1 4,512 5. ACCOUNTS PAYABLE AND ACCRUED LIABILITIES Governmental Activities Business-type Activities Accounts payable $ 9 3,056 $ 1 3,416 Accrued liabilities 1 44,277 13,893 Due to other governments 28,370 7,268 $ 265,703 $ 3 4,577 6. INTERFUND RECEIVABLES AND PAYABLES AND TRANSFERS Due from Other Funds Due to Other Funds General Fund $ 105,550 $ -Golf Course -65,000 Airport -40,550 $ 105,550 $ 105,550 Advance from Other Funds Advance to Other Funds General Fund $ -$ 200,000 Discretionary Sales Tax -5 52,511 Airport 7 52,511 -$ 752,511 $ 752,511 Receivables are comprised of the following at year-end: Accounts payable and accrued liabilities are comprised of the following at year-end: The composition of interfund balances as of September 30, 2012, was as follows: Due to and from primary government funds Advances to and from primary government funds 63 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Local Option Gas Tax Discretionary Sales Tax Riverfront Development Airport Nonmajor Governmental Funds Totals General Fund $ 125,000 $ 2,069 $ 6 0,000 $ -$ 505,647 $ 692,716 Discretionary Sales Tax ---22,489 -22,489 Local Option Gas Tax 742 742 Discretionary Sales Surtax Revenue Bonds 2003 -1 ,016,206 ---1,016,206 Nonmajor governmental funds -1 ,103,489 44,458 -8 14,665 1,962,612 $ 125,000 $ 2,121,764 $ 104,458 $ 22,489 $ 1,321,054 $ 3,694,765 For the year ended September 30, 2012, interfund transfers consisted of the following: Transfers are used to: (1) move revenues from the fund that is required to collect them to the fund that is required or allowed to expend them and (2) move receipts restricted to or allowed for debt service from the funds collecting the receipts to the debt service fund as required by bond covenants. The balance of $752,511 advanced to the airport fund from the discretionary sales tax fund is to be repaid over a thirty year period in accordance with Resolution No. R-08-20 for the initial $285,000 advance and with Resolution No. R-10-22 authorizing an additional $290,000 advance. In relationship to these advances, $22,289 has been repaid as of September 30, 2012. The balance of $200,000 advanced to the airport from general fund represents a cash loan made in 2007 without any specified terms for repayment. These balances resulted from the time lag between the dates that (1) interfund goods and services are provided or reimbursable expenditures occur, (2) transactions are recorded in the accounting system, and (3) payments between funds are made. Transfers out Transfers In 64 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements 7. CAPITAL ASSETS Beginning Balance Additions Disposals Transfers Ending Balance Governmental activities Capital assets, not being depreciated: Land $ 8,007,437 $ -$ -$ -$ 8,007,437 Construction in progress 1 ,207,848 1 38,631 (1,183,050) 163,429 9 ,215,285 1 38,631 -(1,183,050) 8 ,170,866 Capital assets, being depreciated: Buildings 12,370,759 27,020 --12,397,779 Non-building improvements 5 ,992,537 3 51,058 (12,609) -6,330,986 Machinery and equipment 8 ,028,080 4 50,258 (310,973) -8,167,365 Infrastructure 33,628,446 8 00,091 -1 ,183,050 35,611,587 60,019,822 1 ,628,427 (323,582) 1 ,183,050 62,507,717 Less accumulated depreciation for: Buildings (3,448,511) (411,638) --(3,860,149) Non-building improvements (2,446,336) (287,823) 9,709 -(2,724,450) Machinery and equipment (6,725,853) (571,753) 3 07,730 -(6,989,876) Infrastructure ( 12,835,204) (1,555,648) --(14,390,852) ( 25,455,904) (2,826,862) 3 17,439 -( 27,965,327) Total capital assets being depreciated, net 34,563,918 (1,198,435) (6,143) 1 ,183,050 34,542,390 Governmental activities capital assets, net $ 43,779,203 $ ( 1,059,804) $ (6,143) $ -$ 42,713,256 Capital asset activity for the primary government for the year ended September 30, 2012, was as follows: At September 30, 2012, the City's governmental activities had outstanding commitments through construction contracts of approximately $1,288,217. 65 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Beginning Balance Additions Disposals Transfers Ending Balance Business-type activities Capital assets, not being depreciated: Land $ 9,060 $ -$ -$ -$ 9,060 Construction in progress -3,042 --3,042 9,060 3,042 --12,102 Capital assets, being depreciated: Buildings 6 ,335,323 5,019 --6,340,342 Non-building improvements 1 ,909,804 2,980 (9,538) -1,903,246 Machinery and equipment 9 35,283 28,811 (68,253) -895,841 Infrastructure 7 ,468,512 60,791 --7,529,303 16,648,922 97,601 (77,791) -16,668,732 Less accumulated depreciation for: Buildings (897,314) (173,452) --(1,070,766) Non-building improvements (700,708) (119,415) 9,538 -(810,585) Machinery and equipment (752,115) (104,329) 68,253 -(788,191) Infrastructure (2,457,284) (372,185) --(2,829,469) (4,807,421) (769,381) 77,791 -(5,499,011) Total capital assets being depreciated, net 11,841,501 (671,780) --11,169,721 Business-type activities capital assets, net $ 11,850,561 $ ( 668,738) $ -$ -$ 11,181,823 Depreciation of governmental activities by function General government $ 276,612 Public safety 5 38,475 Transportation 9 73,603 Physical environment 6 42,596 Economic environment 3 63,147 Cultural and recreation 32,429 Total governmental activities $ 2,826,862 Depreciation of business-type activities by function Golf course $ 8 0,692 Airport 6 88,332 Building 357 Total business-type activities $ 769,381 Depreciation expense was charged to functions/programs of the primary government as follows: 66 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements 8. LONG-TERM DEBT ···· Gross Revenue Available for Compliance Debt Service Requirement % Coverage for Fiscal Year End $ 810,382 $ 439,248 184% Bond Coverage The City has covenanted in the Stormwater Utility Revenue Bonds, Series 2003 Bond Resolution to fix, establish, maintain and collect stormwater fees, and revise the same from time to time whenever necessary, so as to always provide in each fiscal year stormwater fee revenues and investment earnings equal to at least one hundred thirty-five percent (135%) of the annual debt service becoming due in each fiscal year. The following table indicates the degree of compliance with the bond resolution covenants in the Stormwater Utility Fund at September 30, 2012. The City issued a fifteen (15) year, $9,500,000 Infrastructure Sales Surtax Revenue Bonds, Series 2003 in April 2003. The City has pledged Infrastructure Sales Surtax revenues for repayment of principal and interest. The City issued a fifteen (15) year, $2,125,000 Infrastructure Sales Surtax Revenue Bonds, Series 2003A in December 2003. The City has pledged Infrastructure Sales Surtax revenues for repayment of principal and interest. The City entered into a nine (9) year loan agreement in 2012 with a local bank for $2,296,000 to provide financing to repave certain roads in the City and payoff an outstanding loan. The City pledged Local Option Gas Tax revenues to repay the note payable. The funds are accumulated in the Local Option Gas Tax Special Revenue fund for repayment of principal and interest. Revenue bonds/notes are secured by and payable from the revenues of the respective funds that issued them. The City issued a nineteen (19) year, $5,630,000 Stormwater Utility Revenue Bonds, Series 2003 in November 2003. The City has pledged Stormwater Fee Revenues along with a covenant to budget and appropriate for repayment of principal and interest. 67 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Beginning Balance Additions Deductions Ending Balance Due Within One Year Governmental activities Bonds payable $ 10,000,000 $ -$ (1,075,000) $ 8,925,000 $ 1,110,000 Notes payable 2,246,000 2,296,000 (2,246,000) 2,296,000 197,000 12,246,000 2,296,000 (3,321,000) 11,221,000 1,307,000 Discount on bonds payable (8,750) -833 (7,917) -Compensated absences 1,517,765 496,207 (578,386) 1,435,586 116,390 Termination benefits 11,387 -(8,844) 2,543 2,543 Pollution remediation 91,200 --91,200 -Totals governmental activities $ 13,857,602 $ 2,792,207 $ (3,907,397) $ 12,742,412 $ 1,425,933 Bonds payable 2003 Infrastructure Sales Surtax Revenue Bonds, due in annual installments of $645,000 to $805,000 plus interest at 2.0% to 4.5% through 2018. $ 4,390,000 2003A Infrastructure Sales Surtax Revenue Bonds, due in annual installments of $150,000 to $185,000 plus interest at 2.0% to 4.0% through 2018. 1,030,000 2003 Stormwater Utility Revenue Bonds, due in annual installments of $280,000 to $420,000 plus interest at 2.0% to 4.5% through 2022. 3,505,000 Total $ 8,925,000 Notes payable Florida Gas Tax Revenue Note, due in annual installments of $97,000 to $121,000 plus interest at 1.94% through 2023. $ 2,296,000 Beginning Balance Additions Deductions Ending Balance Due Within One Year Business-type activities Compensated absences $ 207,697 $ 26,263 $ (37,960) $ 196,000 $ 922 The following is a summary of governmental activities long-term debt transactions for the year ended September 30, 2012: The following is a summary of business-type activities long-term debt transactions for the year ended September 30, 2012: 68 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Year Ended September 30, Principal Interest 2013 $ 1,307,000 $ 405,315 2014 1,358,000 3 57,295 2015 1,407,000 3 09,625 2016 1,456,000 2 59,334 2017 1,510,000 2 06,167 2018-2022 4,062,000 3 90,306 2023 121,000 1,173 $ 11,221,000 $ 1,929,215 For the governmental activities, compensated absences, the unfunded OPEB obligation and termination benefits are generally liquidated by the general fund. For the business-type activities, compensated absences and unfunded OPEB obligations are allocated to and liquidated by the golf course, airport or building funds. A pollution remediation obligation was recorded for a Florida Department of Environmental (FDEP) Order dated March 10, 1997. This was related to an incident of petroleum contamination at the Public Works Department on April 22, 1991. The City was named as the party responsible for the cleanup but FDEP determined the discharge is eligible under the Petroleum Cleanup Participation Program and will not compel site rehabilitation prior to funding becoming available from that program. The program has a funding cap of $400,000, with a 25% required cost share percentage. The City must also pay for a limited contamination assessment report sufficient to determine the extent of the contamination and cleanup. Based on the information available, the City estimated its expenditure to be $91,200 dependent on the extent of work that is eventually required and recorded a long-term liability of $91,200. Annual debt service requirements to maturity for long-term debt are as follows: Governmental Activities 69 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements 9. LEASES Year Ended September 30, Airport Golf Carts 2013 $ 135,000 $ 160,890 2014 135,000 -2015 135,000 -Total $ 405,000 $ 160,890 Year Ended September 30, Governmental Activities 2013 $ 67,641 2014 69,008 2015 70,430 2016 71,909 2017 76,903 2018-2022 389,087 2023-2027 354,943 2028-2032 414,315 2033-2037 486,551 2038-2042 574,436 2043-2047 681,362 2048-2052 811,454 2053-2055 560,802 Total $ 4,628,841 Operating Leases -Lessor The City is the lessor in two communication tower leases with terms of up to fifty-five years. The towers have a cost of $39,285 and a carrying value of $6,810. For fiscal year 2012, total depreciation expense for the leased tower is $1,865. Following is a schedule by year of minimum future rental income on noncancelable operating leases: Operating Leases -Lessee The City is obligated under certain leases for land and golf carts accounted for as operating leases. Operating leases do not give rise to property rights or lease obligations. Total costs for such leases were $197,935 for the fiscal year ended September 30, 2012. These include the Airport Fund's lease obligation for the property used as the City's golf course. The following is a schedule by years for future minimum rental payments required under operating leases in the Golf Course fund that have initial or remaining noncancelable lease terms in excess of one year at September 30, 2012: Business-type Activities 70 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Year Ended September 30, Business-type Activities 2013 $ 344,628 2014 351,748 2015 334,194 2016 202,821 2017 201,800 2018-2022 1,143,309 2023-2027 1,059,772 2028-2032 516,822 2033-2036 271,328 Total $ 4,426,422 10. PROPERTY TAXES 11. CONTINGENT LIABILITIES Various suits and claims are currently pending against the City. It is impossible for the City to accurately quantify the exposure involved given the jury's latitude in assessing compensatory and punitive damages, and the court's latitude in awarding attorney's fees. The City intends to vigorously defend against these lawsuits and believes it has a good chance of prevailing on their merits. The City is contingently liable with respect to lawsuits and other claims incidental to the ordinary course of its operations. In the opinion of management and based on the advice of legal counsel, the ultimate disposition of lawsuits will not have a material adverse effect on the financial position of the City. The Airport Fund is the lessor of various properties (land with a cost basis of $9,060) with lease terms varying from twenty to thirty years. These include the lease to the Golf Course Fund requiring annual payments of $135,000 through 2015. Following is a schedule by year of minimum future rental income on noncancelable operating leases: Future minimum rental commitments are as follows: The City is permitted by State law to levy taxes up to 10 mills on assessed valuation. The millage rate levied by the City for the fiscal year ended September 30, 2012, was 3.3041 mills. Total tax collections were approximately 96.4% of the total tax levy. The tax levy of the City is established by City Council. Under Florida law, the assessment of all properties and the collection of municipal taxes are provided by offices of the County's Property Appraiser and Tax Collector. Ad Valorem taxes are levied on property values as of January 1. The fiscal year for which taxes are levied begins October 1. Taxes are due November I and become delinquent on April 1. All taxes unpaid as of May 30 are subject to a tax certificate sale. Property tax revenues are recognized in the fiscal year for which they are levied and also become due and payable. 71 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements 12. RISK MANAGEMENT 13. BENEFIT PLANS Defined Benefit Pension Plan Retirees and beneficiaries currently receiving benefits 9 Disability retirees 2 Terminated employees not currently receiving benefits 3 Fully, partially, and non-vested active plan participants 3 3 4 7 Police Officer's Pension Plan Plan Description. The Police Officers' Pension Plan is a Florida Statute Chapter 185 single-employer defined benefit plan. Only City police officers participate in the Police Pension Plan. The state provides a contribution to the Police Pension Plan through a distribution of funds collected from insurance premium taxes. The Pension plan data provided in these Financial Statements are from the actuarial valuation as of October 1, 2010 to determine the required contribution for the fiscal year ending September 30, 2012. Although the Police Officers' Pension Plan provides separate reporting, which may be obtained in the Finance department, it is also a component unit (reporting as a Pension Trust Fund) of the City's financial reporting entity. Benefit Provisions and Contribution Requirements. The Police Officers' Pension Plan provides retirement and disability benefits to plan members and beneficiaries. This Plan is administered by a separate local Board of Trustees. Chapter 185, Florida Statutes, as amended governs all benefit provisions of the Plan. Contribution requirements, in accordance with Chapter 185, Florida Statutes, are established by City ordinance, as provided in Chapter 58, Article III of the Sebastian City Code. The City Council has the authority to amend funding requirements. The City is exposed to various risks of loss related to torts; theft of or damage to and destruction of assets; errors and omissions; and natural disasters. The City purchases commercial insurance with various deductibles for different types of losses. The cost of this insurance is accounted for in the general fund, golf course fund, airport fund, and building fund. Settled claims have not exceeded this commercial coverage in the past three fiscal years. Amounts received or receivable from grantor agencies are subject to audit and adjustment by grantor agencies, principally the federal and state governments. Any disallowed claims, including amounts already collected, may constitute a liability to the applicable funds. The amount, if any, of expenditures that may be disallowed by the grantor cannot be determined at this time, although the City expects such amounts, if any, to be immaterial. As of September 30, 2012, employee membership data was as follows: 72 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Years Ended September 30, Annual Pension Cost (APC) Percentage Contributed Net Pension Asset 2010 $ 706,678 99.30% $ 141,338 2011 740,912 99.39% 136,816 2012 594,612 99.21% 132,133 Basis of Accounting. Financial statements are prepared using the accrual basis of accounting. Plan member contributions are recognized in the period in which the contributions are due. Employer contributions are recognized when due, and the employer has made formal commitment to provide the contributions. Benefits and refunds are recognized when due and payable in accordance with the terms of the Plan. Method Used to Value Investments. Investments are reported at fair value. Short-term investments are reported at cost, which approximates fair value. Securities traded on a national or international exchange are valued at the last reported sales price at current exchange rates. Mortgages are valued on the basis of future principal and interest payments, and are discounted at prevailing interest rates for similar instruments. Investments that do not have an established market are reported at estimated fair value. Investments in securities of a single organization (excluding mutual funds and those issued or guaranteed by the U.S. government) held by the pension plan did not exceed five percent of the total plan assets. Funding Policy. The employer, employee, and State contribution requirements are applicable to the Plan and actuarially determined on a frequency of at least every 3 years in accordance with Florida State Statute. Administration costs of the pension plan are financed by the Plan. For the 2011-2012 fiscal year, the employee contribution rate, expressed as a percentage of compensation, was 5.0% and the employer contribution rate was 22.1%. The employer contribution amounted to $450,666. The State contribution was $139,263, which represents state shared revenue that is levied on property and casualty insurance premiums and collected by the State. The State contribution was recognized and recorded in the general fund and the corresponding expenditure was recorded as public safety expenditure. The City is required to contribute the remaining amounts to ensure that the Plan is actuarially sound. Reserves. All of the net assets of the Police Pension Plan are legally reserved for plan participant benefits. For the year ended September 30, 2012 the City’s annual pension cost was $594,612, however actual contributions equaled $589,929, decreasing the net pension asset. The required contribution was determined as part of the October 1, 2010 actuarial valuation using the frozen entry age actuarial cost method. The actuarial assumptions included: a rate of return on the investment of present and future assets of 8.0% and projected salary increases of 6.0% per year, including inflation at 3.0%. The actuarial value of plan assets was determined using techniques that smooth the effects of short-term volatility in the market value of investments over a five-year period. The plan's unfunded actuarial accrued liability is being amortized as a level percentage of projected payroll on an closed basis. The remaining amortization period at October 1, 2012, the date of the latest actuarial valuation, was 28 years. Three-Year Trend Information 73 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Development of Net Pension Asset September 30, 2012 Actuarially determined contribution $ 563,804 Interest on net pension asset (10,945) Adjustment to actuarially determined contribution 41,753 Annual pension cost 594,612 Contributions made 589,929 Decrease in net pension asset (4,683) Net pension asset, beginning of year 136,816 Net pension asset, end of year $ 132,133 Negotiated Defined Benefit Pension Plan The schedule of funding progress, presented as RSI following the notes to the financial statements, presents multi-year trend information about whether the actuarial value of Plan assets is increasing or decreasing over time relative to the actuarial accrued liability for benefits. Communication Workers of America /International Typographical Union The municipal Defined Benefit Plan has been subject to the minimum funding standards since the adoption of the "Florida Protection of Public Employee Retirement Benefit Act" (Part VII of Chapter 112, Florida Statutes) in 1980. Accordingly, the sponsor has funded the actuarially determined required contributions for all years from October 1, 1987, through the transition date, October 1, 1997. Thus, the NPO on October 1, 1997, is $0. The following table shows the components of the City's annual pension cost for the year ended September 30, 2012, the amount actually contributed to the plan, and the changes in the City's net pension asset: As of October 1, 2012, the most recent actuarial valuation date, the plan was 90.30 percent funded. The actuarial accrued liability for benefits was $9,793,255, and the actuarial value of assets was $8,843,096, resulting in an unfunded actuarial accrued liability (UAAL) of $950,159. The covered payroll (annual payroll of active employees covered by the plan) was $1,893,717, and the ratio of the UAAL to the covered payroll was 50.17 percent. Funded Status and Funding Progress Plan Description. The Communication Workers of America /International Typographical Union Negotiated Pension Plan (NPP), which began in 1967, is a multi-employer, defined benefit plan. The Plan is available to any Communication Workers of America (CWA) bargaining unit member, and benefits are portable from one contributing employer to another. 74 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Withdrawal Benefit. If the employee did not earn enough Service Credit to qualify for a Normal Pension, the employee may be eligible for a lump sum withdrawal benefit, based on total contributions, after the employee has incurred a break in service. Benefit Provisions and Contribution Requirements: The NPP provides retirement and disability benefits to plan members and beneficiaries. The plan is administered at the Plan Office in Colorado Springs, Colorado. Contribution requirements are established by the CWA contract, effective date October 1, 2011, which is negotiated every 3 years, and approved by City Council. Funding Policy. Administration costs of the pension plan are financed by the plan. The employer contribution rate, expressed as a percentage of compensation, was 9.00% for the 2011-2012 fiscal year. Employees do not contribute to this plan. Contributions to the CWA Pension Plan for the fiscal years ended September 30, 2010, 2011 and 2012 were $234,219, $223,113 and $210,258 respectively, which are equal to 100% of the required contribution for each year. Early Pension. Minimum age 60: 20 years of Service Credit required if employed after January 1, 1989. 25 years of Service Credit required if employment ended before January I, 1993. Pension amounts are permanently reduced based on age on the effective date, because the payments are expected to be made for a longer period of time. Disability Pension. No minimum age and the pension amount is not reduced for age; there must be a Social Security Disability Award, 10 years of actual Service Credit and a contribution for covered employment must have been made within five calendar years preceding the entitlement date to Social Security Disability Pension. An application must be filed with the Plan within 6 months of the Social Security Notice of Award date to receive pension retroactive to the Social Security entitlement date. Lump Sum Disability Benefit. If the employee is in receipt of a Social Security Disability Award and is vested, but not immediately eligible to receive any pension described above, the employee may be eligible for a lump sum equal to total contributions credited on the employees behalf (or 36 times the Normal Pension amount, if greater). If the employee is immediately eligible for a pension but not yet receiving one, the employee can still qualify for a lump sum if the employee submits two physicians' written statements that the disability will lead to death within one year of the date of application. Normal Pension. Minimum age 65: 5 years of Service Credit required if any portion of service credit was earned after January 1, 1989. 10 years of Service Credit required if employees' coverage ended before January 1, 1989. Once the Service Credit amount is accrued, the employee is vested and cannot lose the right to a pension. Benefit Provisions and Contribution Requirements. The NPP provides retirement and disability benefits to plan members and beneficiaries. The plan is administered at the Plan Office in Colorado Springs, Colorado. Contribution requirements are established by the CWA contract, effective date October 1, 2011, which is negotiated every 3 years, and approved by City Council. Death Benefit. If the employee dies before becoming a pensioner and has at lease $250 contributed on the employees' behalf, a lump sum death benefit equal to total contributions credited on the employees' behalf or 36 times the Normal Pension amount, if greater, will be paid to employees' beneficiary. If the employee is married at the time of death, the spouse will have the choice of a lump sum or a monthly survivor benefit. 75 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements 14. OTHER POSTEMPLOYMENT BENEFITS Employees are eligible to receive a partial subsidy from the Retiree Medical Plan upon retirement, if they are enrolled in the active medical plan immediately prior to retiring and achieved at least 20 years of service in a full time capacity. If eligible, the City pays 50% of the costs of single coverage group health insurance for up to 2 years after retirement. No employee has ever received the subsidy. Plan description. Pursuant to Section 112.0801, Florida Statutes, the City is required to permit participation in the health insurance program by retirees and their eligible dependents at a cost to the retiree that is no greater than the cost at which coverage is available for active employees. The City, by policy, has elected to provide qualified retirees with partial subsidy. In this respect, the City operates a single-employer plan. Defined Contribution 401(a) Plan Plan Description. The ICMA Retirement Corporation's 401 Retirement Plan is a Defined Contribution Plan "qualified" under Section 401(a) of the Internal Revenue Code. Each participant has a plan account to which contributions are made. Plan benefits are based on the total amount of money in the employees' account at retirement or other eligible event. The Plan is available to all management staff and may be rolled over to another "qualified" employer plan that accepts rollovers, or Traditional IRA's. Lump Sum. Retirement benefits can be paid either partially or by total distribution of the employees' account balance. Annuities. Retirement benefits can be utilized to purchase an annuity. Benefit Provisions and Contribution Requirements. The 401 provides retirement benefits to plan members and beneficiaries. The plan is administered by the ICMA Retirement Corporation. Contribution requirements are established by the City of Sebastian, Management Benefit Package, revised October 1, 2006, and approved by the City Manager. Funding Policy. The administration costs of the pension plan are financed by the Plan. The employer contribution rate, expressed as a percentage of compensation, was 9.0% for the 2011-12 fiscal year. Employees do not contribute to this Plan. Contributions to the 401 Defined Contribution Plan for the fiscal years ended September 30, 2010, 2011, and 2012 were $126,377, $132,656 and $109,864, respectively, which are equal to 100% of the required contribution for each year. Periodic Payments. Retirement benefits can be paid monthly, quarterly, semi-annual (at six-month intervals only) or annual payments until assets are fully paid out. Rollover. Retirement benefits can be rolled over to another employer plan (including a 457 deferred compensation plan) that accepts rollovers, or to a Traditional IRA. 76 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Annual required contribution $ 26,851 Interest on net OPEB obligation 13,037 Adjustment to annual required contribution (12,455) Net OPEB cost 27,433 Contributions made (36,955) Increase in net OPEB obligation (9,522) Net OPEB obligation, beginning of year 325,915 Net OPEB obligation, end of year $ 316,393 Year Ended Annual OPEB Cost Percentage of Annual OPEB Cost Contributed Net OPEB Obligation 2010 $ 27,174 119% $ 339,765 2011 27,475 150% 334,548 2012 27,433 135% 316,393 Funding Policy. Based on GASB Statement 43 and 45, which set forth the guidelines for treatment of other postemployment benefits, the City had an actuary calculate future funding requirements in 2010. The actuary's 2010 estimate, using the Projected Unit Credit Method, produced an unfunded obligation of $339,765 and an annual required contribution of $26,851. The City elected to fund the OPEB obligation on a pay-as-you-go basis. The entire unfunded obligation was recognized in the government-wide financial statements. The enterprise fund portion ($27,210) was also recognized in the enterprise fund financial statements. As such, a separate audited GAAP basis postemployment benefit plan report is not available. In 2011 and 2012, the City recorded a decrease of the government-wide obligation of $5,217 and $26,126, respectively, based on the annual required contribution reduced by the expected future benefit payments. The additional enterprise fund portion was calculated as $11,470 in 2011 and a decrease $986 in 2012. The following table shows the components of the City's annual OPEB cost for the year ended September 30, 2012, the amount actually contributed to the plan, and changes in the City's net OPEB obligation: Annual OPEB Cost and Net OPEB Obligation The City’s annual OPEB cost, the percentage of annual OPEB cost contributed to the Plan, and the net OPEB obligation for fiscal year 2012 and the previous two years were as follows: Three-Year Trend Information The City's annual other postemployment benefit (OPEB) cost is calculated based on the annual required contribution of the employer (ARC). The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover normal cost each year and amortize any unfunded actuarial liabilities (or funding excess) over a period not to exceed thirty years. 77 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Termination Benefits The actuarial valuations involve estimates of the value of reported amounts and assumptions about the probability of events far into the future. Actuarially determined amounts are subject to continual revision as actual results are compared to past expectations and new estimates are made about the future. Calculations are based on the types of benefits provided with the plan at the time of each valuation and on the pattern of sharing of costs between the employer and plan members to that point. Calculations reflect a long-term perspective and assumptions used include techniques designed to reduce short-term volatility in actuarial accrued liabilities and actuarial value of assets. The schedule of funding progress shown below is required to present multi-trend information about whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liability for benefits. The City elected to fund the OPEB on a pay-as-you-go basis and consequently, reports a zero balance for the actuarial value of assets. The City offered its employees an early retirement incentive program in 2006-2007 fiscal year. The eligibility requirements were that the employee was either an exempt management employee or an hourly employee including police officers with at least 15 years of service in a full time capacity and within three years of reaching the age of 65 (the age eligible for Medicare benefit). The benefits include a one time lump sum payment based on the year of service and single coverage group health insurance for up to 3 years after retirement. The lump sum payment was calculated by multiplying $1,000 for each full year of service. The group health insurance will terminate when the retiree reaches the age of 65 and eligible for Medicare benefits. As of September 30, 2012, the total accrued termination benefits for the governmentwide financial statements were $2,543. No portion of the accrued termination benefits related to the enterprise funds. The required contribution was determined as part of the October 1, 2009 actuarial valuation using the projected unit credit actuarial cost method. The actuarial assumptions included (a) 4 percent investment rate of return (net of administrative expenses), (b) a 3 percent payroll growth rate, (c) a 3 percent inflation rate, and (d) an annual healthcare trend rate of 9 percent initially, reduced by decrements to an ultimate rate of 5 percent in 2017. The actuarial assumptions utilized the RP-2000 Combined Healthy Mortality Table projected to 2010. The plan's unfunded actuarial accrued liability is being amortized as a level dollar of projected payroll on an open basis. The remaining amortization period at October 1, 2009 was 30 years. Funded Status and Funding Progress As of October 1, 2009, the date of the most recent actuarial valuation, the actuarial accrued liability for benefits was $280,582, all of which was unfunded. The covered payroll (annual payroll of active employees covered by the plan) was $6,426,614, and the ratio of the UAAL to the covered payroll was 4 percent. Actuarial Methods and Assumptions Projections of benefits for financial reporting purposes are based on the substantive plan (the plan as understood by the employer and plan members) and include the types of benefits provided at the time of each valuation and the historical pattern of sharing of benefit costs between the employer and plan members to that point. The actuarial methods and assumptions used include techniques that are designed to reduce the effects of short-term volatility in actuarial accrued liabilities and the actuarial value of assets, consistent with the long-term perspective of the calculations. 78 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements 15. FUND BALANCES -GOVERNMENTAL FUNDS General Fund LOGT Discretionary Sales Tax Riverfront Redevelopment DST Revenue Bonds Nonmajor Funds Total Nonspendable: Inventory $ 65,423 $ -$ -$ -$ -$ -$ 6 5,423 Prepaids 105,027 -----105,027 Long-term advances 200,000 -552,511 ---752,511 Permanent fund corpus -----737,182 737,182 Total nonspendable 370,450 -552,511 --737,182 1,660,143 Restricted for: Debt service ----1,555,411 182,579 1,737,990 Special revenue -190,274 1,463,061 478,895 -236,459 2,368,689 Capital projects -----17,354 17,354 Expendable portion of -cemetery fund corpus -----247,793 247,793 Total restricted -190,274 1,463,061 478,895 1,555,411 684,185 4,371,826 Committed for: Working capital 2,861,708 ----719,686 3,581,394 Assigned for: General employee events 3,741 -----3,741 Law enforcement grants 4,650 -----4,650 Greer donations for police 27,316 -----27,316 Total assigned 35,707 -----35,707 Unassigned 1,734,307 -----1,734,307 Total fund balances, governmental funds $ 5,002,172 $ 190,274 $ 2 ,015,572 $ 478,895 $ 1 ,555,411 $ 2 ,141,053 $ 11,383,377 In accordance with GASB Statement No. 54, Fund Balance Reporting and Governmental Fund Type Definitions, the City classifies fund balances based primarily on the extent to which it is bound to observe constraints imposed upon the use of the resources reported in governmental funds. Detailed information on fund balances of governmental funds is as follows:79 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements 16. INVESTED IN CAPITAL ASSETS NET OF RELATED DEBT Governmental Activities Business-type Activities Capital assets: Capital assets not being depreciated $ 8,170,866 $ 12,102 Capital assets being depreciated, net 34,542,390 11,169,721 42,713,256 11,181,823 Related debt: Total bonds and notes payable 11,221,000 -Net bond premium/discount (7,917) -11,213,083 -Invested in capital assets, net of capital -related debt $ 31,500,173 $ 11,181,823      The composition of net assets invested in capital assets, net of related debt as of September 30, 2012, was as follows: 80 REQUIRED SUPPLEMENTARY INFORMATION 81 CITY OF SEBASTIAN, FLORIDA Required Supplementary Information Employees' Retirement Plan Schedule of Funding Progress Single-employer Pension Trust Fund Actuarial Accrued UAAL as a Actuarial Liability Unfunded Percentage Actuarial Value of (AAL) -AAL Funded Covered of Covered Valuation Assets Entry Age (UAAL) Ratio Payroll Payroll Date (a) (b) (b-a) (a /b) (c) ((b-a) /c) 10/1/2004 $ 3,536,724 $ 4,251,736 $ 715,012 83.18% $ 1,480,974 48.28% 10/1/2006 4,711,294 5,389,815 678,521 87.41% 1,769,613 38.34% 10/1/2008 5,474,816 6,127,531 652,715 89.35% 2,143,131 30.46% 10/1/2010 7,086,302 8,029,402 943,100 88.25% 2,205,042 42.77% 10/1/2012 8,843,096 9,793,255 950,159 90.30% 1,893,717 50.17% Schedule of Employer Contributions Single-employer Pension Trust Fund Annual Year Ended Required City State Percentage September 30, Contributions Contribution Contribution Contributed 2007 $ 407,011 $ 294,534 $ 117,621 101.26% 2008 456,928 376,769 122,800 109.33% 2009 557,439 404,104 137,782 97.21% 2010 701,998 566,910 134,852 99.97% 2011 736,420 602,943 133,477 100.00% 2012 559,868 436,386 123,482 100.00% 82 CITY OF SEBASTIAN, FLORIDA Required Supplementary Information Other Postemployment Benefits Plan Schedule of Funding Progress Other Postemployment Benefits Plan Actuarial Accrued Actuarial Liability Unfunded Actuarial Value of (AAL) -AAL Funded Valuation Assets Entry Age (UAAL) Ratio Date (a) (b) (b-a) (a /b) 9/30/2010 $ -$ 306,554 $ 306,554 0.0% 9/30/2011 -316,393 316,393 0.0% 9/30/2012 -280,582 280,582 0.0% Schedule of Employer Contributions Other Postemployment Benefits Plan Annual Year Ended Required Percentage September 30, Contributions Contributed 9/30/2010 $ 26,557 119% 9/30/2011 26,868 150% 9/30/2012 26,851 135% 83 This page intentionally left blank. 84 COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES 85 CITY OF SEBASTIAN, FLORIDA Combining Balance Sheet Nonmajor Governmental Funds September 30, 2012 Law Parking Recreation Stormwater Enforcement In-Lieu-of Impact Fee Utility Forfeiture Assets Cash and cash equivalents $ -$ 5,723 $ 40,452 $ 9,315 Investments 26,465 687,625 115,690 59,590 Interest receivable --997 -Due from other governments --10,453 -Total assets $ 26,465 $ 693,348 $ 167,592 $ 68,905 Liabilities Accounts payable and accrued liabilities $ -$ 127 $ 38 $ -Fund balances: Nonspendable ----Restricted --167,554 68,905 Committed 26,465 693,221 --Total fund balances 26,465 693,221 167,554 68,905 Total liabilities and fund balances $ 26,465 $ 693,348 $ 167,592 $ 68,905 Special Revenue Funds 86 Debt Service Permanent Stormwater Total Utility General Stormwater Nonmajor Revenue Capital Capital Transportation Utility Governmental Bonds 2003 Projects Improvements Improvements Improvements Cemetery Funds $ 182,579 $ -$ 2,643 $ 23,208 $ -$ 730,169 $ 994,089 -----254,806 1,144,176 ------997 ------10,453 $ 182,579 $ -$ 2,643 $ 23,208 $ -$ 984,975 $ 2,149,715 $ -$ -$ 2,643 $ 5,854 $ -$ -$ 8,662 -----737,182 737,182 182,579 --17,354 -247,793 684,185 ------719,686 182,579 --17,354 -984,975 2,141,053 $ 182,579 $ -$ 2,643 $ 23,208 $ -$ 984,975 $ 2,149,715 Capital Projects Funds87 CITY OF SEBASTIAN, FLORIDA Combining Statement of Revenue, Expenditures and Changes in Fund Balances -Nonmajor Governmental Funds For the Year Ended September 30, 2012 Law Parking Recreation Stormwater Enforcement In-Lieu-of Impact Fee Utility Forfeiture Revenue Impact fees $ -$ 58,500 $ -$ -Charges for services --803,983 -Fines ---5,268 Investment earnings 57 4,388 7,017 815 Contributions and donations ----Other revenue 13,776 -2,003 8,476 Total revenue 13,833 62,888 813,003 14,559 Expenditures Current: General government ----Public safety ---12,239 Physical environment --8,348 -Debt Service: Principal ----Interest and fiscal charges ----Capital outlay ----Total expenditures --8,348 12,239 Revenue over (under) expenditures 13,833 62,888 804,655 2,320 Other financing sources (uses) Transfers in --3,493 -Transfers out -(217,854) (1,090,750) -Total other financing sources (uses) -(217,854) (1,087,257) -Net change in fund balances 13,833 (154,966) (282,602) 2,320 Fund balances, beginning of year 12,632 848,187 450,156 66,585 Fund balances, end of year $ 26,465 $ 693,221 $ 167,554 $ 68,905 Special Revenue Funds 88 Debt Service Permanent Stormwater Total Utility General Stormwater Nonmajor Revenue Capital Capital Transportation Utility Governmental Bonds 2003 Projects Improvements Improvements Improvements Cemetery Funds $ -$ -$ -$ -$ -$ -$ 58,500 -----63,142 867,125 ------5,268 175 ----7,351 19,803 --14,001 168,059 --182,060 -----350 24,605 175 -14,001 168,059 -70,843 1,157,361 -9,700 ----9,700 ------12,239 ----3,980 -12,328 280,000 -----280,000 160,290 -----160,290 -406,647 261,138 565,056 499,232 -1,732,073 440,290 416,347 261,138 565,056 503,212 -2,206,630 (440,115) (416,347) (247,137) (396,997) (503,212) 70,843 (1,049,269) 439,674 416,347 247,138 362,587 493,373 -1,962,612 --(2,568) (742) (3,493) (5,647) (1,321,054) 439,674 416,347 244,570 361,845 489,880 (5,647) 641,558 ( 441) -( 2,567) (35,152) (13,332) 65,196 (407,711) 183,020 -2,567 52,506 13,332 919,779 2,548,764 $ 182,579 $ -$ -$ 17,354 $ -$ 984,975 $ 2,141,053 Capital Projects Funds 89 CITY OF SEBASTIAN, FLORIDA Schedule of Revenue, Expenditures and Changes in Fund Balance -Budget and Actual Parking In-Lieu-Of Special Revenue Fund For the Year Ended September 30, 2012 Actual Over Final (Under) Final Budget Actual Budget Revenue Investment earnings $ 10 $ 57 $ 47 Other revenue 13,790 13,776 (14) Net change in fund balance 13,800 13,833 33 Fund balance, beginning of year 12,632 12,632 -Fund balance, end of year $ 26,432 $ 26,465 $ 33 90 CITY OF SEBASTIAN, FLORIDA Schedule of Revenue, Expenditures and Changes in Fund Balance -Budget and Actual Recreation Impact Fee Special Revenue Fund For the Year Ended September 30, 2012 Actual Over Final (Under) Final Budget Actual Budget Revenue Impact fees $ 20,000 $ 58,500 $ 38,500 Investment earnings 8,500 4,388 (4,112) Total revenue 28,500 62,888 34,388 Other financing sources (uses) Transfers in 415,463 -(415,463) Transfers out (443,963) (217,854) 226,109 Total other financing sourced (uses) (28,500) (217,854) (189,354) Net change in fund balances -(154,966) (154,966) Fund balance, beginning of year 848,187 848,187 -Fund balance, end of year $ 848,187 $ 693,221 $ (154,966) 91 CITY OF SEBASTIAN, FLORIDA Schedule of Revenue, Expenditures and Changes in Fund Balance -Budget and Actual Stormwater Utility Special Revenue Fund For the Year Ended September 30, 2012 Actual Over Final (Under) Final Budget Actual Budget Revenue Charges for services $ 815,000 $ 803,983 $ (11,017) Investment earnings 3,450 7,017 3,567 Other revenue -2,003 2,003 Total revenue 818,450 813,003 (5,447) Expenditures Current: Physical environment 100 8,348 8,248 Revenue over (under) expenditures 818,350 804,655 (13,695) Other financing uses Transfers in 271,249 3,493 (267,756) Transfers out (1,089,599) (1,090,750) (1,151) Net change in fund balance -(282,602) (282,602) Fund balance, beginning of year 450,156 450,156 -Fund balance, end of year $ 450,156 $ 167,554 $ (282,602) 92 CITY OF SEBASTIAN, FLORIDA Schedule of Revenue, Expenditures and Changes in Fund Balances -Budget and Actual Law Enforcement Forfeiture Special Revenue Fund For the Year Ended September 30, 2012 Actual Over Final (Under) Final Budget Actual Budget Revenue Fines $ 8,000 $ 5,268 $ (2,732) Investment earnings 125 815 690 Contributions 2,000 -(2,000) Other revenue -8,476 8,476 Total revenue 10,125 14,559 4,434 Expenditures Current: Public safety -12,239 12,239 Net change in fund balance 10,125 2,320 (7,805) Fund balance., beginning of year 66,585 66,585 -Fund balance, end of year $ 76,710 $ 68,905 $ (7,805) 93 CITY OF SEBASTIAN, FLORIDA Schedule of Revenue, Expenditures and Changes in Fund Balance -Budget and Actual Stormwater Utility Revenue Bonds 2003 Debt Service Fund For the Year Ended September 30, 2012 Actual Over Final (Under) Final Budget Actual Budget Revenue Investment earnings $ 1,100 $ 175 $ (925) Expenditures Debt service: Principal 280,000 280,000 -Interest and fiscal charges 160,123 160,290 167 Total expenditures 440,123 440,290 167 Revenue over (under) expenditures (439,023) (440,115) (1,092) Other financing sources Transfers in 439,023 439,674 651 Net change in fund balances -(441) (441) Fund balance, beginning of year 183,020 183,020 -Fund balance, end of year $ 183,020 $ 182,579 $ (441) 94 AGENCY FUND 95 CITY OF SEBASTIAN, FLORIDA Combining Statement of Changes in Assets and Liabilities Agency Fund For the Year Ended September 30, 2012 Balance Balance October 1, September 30, 2011 Additions Deletions 2012 Performance Deposits Assets Cash and cash equivalents $ 11,930 $ -$ -$ 11,930 Investments, at fair value 220,000 --220,000 Total assets $ 231,930 $ -$ -$ 231,930 Liabilities Performance deposits held in escrow $ 231,930 $ -$ -$ 231,930 96 CAPITAL ASSETS 97 CITY OF SEBASTIAN, FLORIDA Comparative Schedule by Source Capital Assets Used in the Operation of Governmental Funds September 30, 2012 2012 2011 Governmental funds capital assets Land $ 8,007,437 $ 8,007,437 Buildings and structures 12,397,779 12,370,759 Non-building improvements 6,330,986 5,992,537 Machinery and equipment 8,167,365 8,028,080 Infrastructure 35,611,587 33,628,446 Construction in progress 163,429 1,207,848 Total governmental funds capital assets $ 70,678,583 $ 69,235,107 Investment in governmental funds capital assets (by sources) Federal grants $ 6,381,544 $ 6,202,067 State grants 907,755 907,755 County grants 713,359 713,359 General Fund 11,031,201 11,280,701 Law enforcement trust fund 36,380 55,764 Recreational impact fee 1,726,191 1,516,679 Stormwater utility fee 4,895,946 4,895,946 Riverfront redevelopment 1,932,055 1,932,055 Cemetery trust fund 240,255 236,479 Donations 3,371,802 3,196,121 Sales taxes 16,347,884 14,159,551 Motor fuel taxes 6,811,354 6,811,354 Revenue bond debt 16,119,428 16,119,428 Capital projects 163,429 1,207,848 Total investment in governmental funds capital assets $ 70,678,583 $ 69,235,107 98 Schedule of Activities by Function Capital Assets Used in the Operation of Governmental Funds September 30, 2012 Machinery Non-Building and Functions /Programs Land Buildings Improvements Equipment Infrastructure Total General government: Legislative $ -$ -$ -$ 4,245 $ -$ 4,245 City manager ---1,612 -1,612 City clerk ---20,350 -20,350 Finance --1,100 53,622 -54,722 MIS -5,844 53,131 644,562 -703,537 Facilities maintenance -133,430 15,665 86,841 -235,936 Growth management -85,555 -44,582 -130,137 Non-departmental 3,634,769 6,184,990 126,636 204,375 52,699 10,203,469 Total general government 3,634,769 6,409,819 196,532 1,060,189 52,699 11,354,008 Public safety: Special operations ---122,484 -122,484 Administration 9,560 3,347,152 89,320 273,812 -3,719,844 School resource ---69,943 -69,943 Road patrol ---2,536,820 -2,536,820 Community policing ---17,086 -17,086 Code enforcement ---42,047 -42,047 Investigations --1,700 198,139 -199,839 Support services ---53,111 -53,111 Communications --16,404 205,713 -222,117 Building department ---41,284 -41,284 Total public safety 9,560 3,347,152 107,424 3,560,439 -7,024,575 Transportation: Central garage -130,489 82,419 162,962 674 376,544 Roads and drainage 47,125 162,044 972,302 967,170 15,318,030 17,466,671 Total transportation 47,125 292,533 1,054,721 1,130,132 15,318,704 17,843,215 Economic environment: Non-departmental 2,308,392 1,040,589 ---3,348,981 Physical environment: Stormwater 1,850 1,748,721 18,459,728 20,210,299 Cemetery 272,190 82,019 78,354 60,585 22,717 515,865 Total physical environment 272,190 82,019 80,204 1,809,306 18,482,445 20,726,164 Culture/recreation: Parks and recreation 1,735,401 1,225,667 4,892,105 607,299 1,757,739 10,218,211 Total $ 8,007,437 $ 12,397,779 $ 6,330,986 $ 8,167,365 $ 35,611,587 70,515,154 Construction in progress 163,429 Total $ 70,678,583 CITY OF SEBASTIAN, FLORIDA 99 Schedule of Changes in Activities by Function Capital Assets Used in the Operation of Governmental Funds September 30, 2012 Capital Assets Capital Assets October 1, Transfers Transfers September 30, Functions /Programs 2011 Additions Deletion In Out 2012 General government: Judicial $ 4,245 $ -$ -$ -$ -$ 4,245 City manager 1,612 ----1,612 City clerk 25,817 --879 6,346 20,350 Administrative services 59,511 ---4,789 54,722 MIS 627,192 71,102 5,014 11,136 879 703,537 Facilities maintenance 217,345 2,414 -16,177 -235,936 Growth management 120,906 -2,425 11,656 -130,137 Non-departmental 10,203,469 ----10,203,469 Total general government 11,260,097 73,516 7,439 39,848 12,014 11,354,008 Public safety: Special operations 127,484 -5,000 --122,484 Administration 3,728,994 -9,150 --3,719,844 School resource 69,943 ----69,943 Road patrol 2,545,372 118,705 113,462 -13,795 2,536,820 Community policing 42,139 -25,053 --17,086 Code enforcement 31,749 24,620 --14,322 42,047 Investigations 233,056 28,737 9,872 -52,082 199,839 Support services 59,026 -5,915 --53,111 Communications 226,212 1,996 6,091 --222,117 Building department 37,980 --18,323 15,019 41,284 Total public safety 7,101,955 174,058 174,543 18,323 95,218 7,024,575 Transportation: Central garage 355,673 20,871 ---376,544 Roads and drainage 16,083,434 1,385,469 21,952 31,377 11,657 17,466,671 Total transportation 16,439,107 1,406,340 21,952 31,377 11,657 17,843,215 Economic environment: Non-departmental 3,348,981 ----3,348,981 Physical environment: Stormwater 19,588,795 640,814 19,310 --20,210,299 Cemetery 512,089 8,800 5,024 --515,865 Total physical environment 20,100,884 649,614 24,334 --20,726,164 Culture/recreation: Parks and recreation 9,776,235 507,949 95,314 29,341 -10,218,211 Total 68,027,259 2,811,477 323,582 118,889 118,889 70,515,154 Construction in progress 1,207,848 138,631 1,183,050 --163,429 Total $ 69,235,107 $ 2,950,108 $ 1,506,632 $ 118,889 $ 118,889 $ 70,678,583 CITY OF SEBASTIAN, FLORIDA 100 INTERNAL CONTROL AND COMPLIANCE 101 This page intentionally left blank. 102 Honorable Mayor and Members of City Council City of Sebastian Sebastian, Florida Internal Control Over Financial Reporting Management of the City of Sebastian, Florida is responsible for establishing and maintaining effective internal control over financial reporting. In planning and performing our audit, we considered the City of Sebastian, Florida's internal control over financial reporting as a basis for designing our auditing procedures for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City of Sebastian, Florida's internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the City of Sebastian, Florida's internal control over financial reporting. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct misstatements on a timely basis. A material weakness is a deficiency, or combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the entity’s financial statements will not be prevented, or detected and corrected on a timely basis. We have audited the financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Sebastian, Florida (the "City") as of and for the year ended September 30, 2012, which collectively comprise the City's basic financial statements, and have issued our report thereon dated March 13, 2013. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. INDEPENDENT AUDITORS' REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS March 13, 2013 5070 North Highway A1A Suite 250 Vero Beach, FL 32963 Ph: 772.234.8484 Fx: 772.234.8488 103 This report is intended solely for the information and use of management, the Florida auditor general and state awarding agencies and pass-through entities, the City Council, others within the organization, and federal and state awarding agencies and pass-through entities and is not intended to be and should not be used by anyone other than these specified parties. However, it is a matter of public record, and its distribution is not limited. Our consideration of internal control over financial reporting was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control over financial reporting that might be deficiencies, significant deficiencies, or material weaknesses. We did not identify any deficiencies in internal control over financial reporting that we consider to be material weaknesses, as defined above. Compliance and Other Matters As part of obtaining reasonable assurance about whether the City of Sebastian, Florida's financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. 104 Honorable Mayor and Members of City Council City of Sebastian Sebastian, Florida The Rules of the Auditor General (Section 10.554(1)(i)4) require that we address violations of provisions of contracts or grant agreements or abuse that have occurred, or are likely to have occurred, that have an effect on the financial statements that is less than material but more than inconsequential. In connection with our audit, we did not identify any such findings. INDEPENDENT AUDITORS' MANAGEMENT LETTER March 13, 2013 We have audited the financial statements of the City of Sebastian, Florida as of and for the fiscal year ended September 30, 2012 and have issued our report thereon dated March 13, 2013. We conducted our audit in accordance with United States generally accepted auditing standards; the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States; and the Florida Single Audit Act. We have issued our Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standard and Rules of the Auditor General. Disclosures in those reports and schedule, which are dated March 13, 2013, should be considered in conjunction with this management letter. Additionally, our audit was conducted in accordance with the provisions of Chapter 10.550, Rules of the Auditor General, which govern the conduct of local governmental entity audits performed in the state of Florida and require that certain items be addressed in this letter. The Rules of the Auditor General (Section 10.554(1)(i)1) require that we address in the management letter, if not already addressed in the auditors’ reports on Compliance and Internal Control or Schedule of Findings and Questioned Costs, whether or not recommendations made in the preceding annual financial audit report have been followed. There were no findings or comments in the prior year. As required by the Rules of the Auditor General (Section 10.554(1)(i)2), the scope of our audit included a review of the provisions of Section 218.415, Florida Statutes, regarding the investment of public funds. In connection with our audit, we determined that the City of Sebastian, Florida complied with Section 218.415, Florida Statutes. The Rules of the Auditor General (Section 10.554(1)(i)3) require that we address in the management letter any findings and recommendations to improve financial management, accounting procedures, and internal controls. In connection with our audit, we did not identify any such recommendations. 5070 North Highway A1A Suite 250 Vero Beach, FL 32963 Ph: 772.234.8484 Fx: 772.234.8488 105 As required by the Rules of the Auditor General (Section 10.554(1)(i)7.c and 10.556(7)), we applied financial condition assessment procedures. It is management’s responsibility to monitor the entity’s financial condition, and our financial condition assessment was based in part on representations made by management and the review of financial information provided by the same. Pursuant to Chapter 119, Florida Statutes, this management letter is a public record and its distribution is not limited. Auditing standards generally accepted in the United States of America require us to indicate that this letter is intended solely for the information and use of management and the Florida Auditor General of the State of Florida, and is not intended to be and should not be used by anyone other than these specified parties. The Rules of the Auditor General (Section 10.554(1)(i)5) provide that the auditor may, based on professional judgment, report the following matters that have an inconsequential effect on financial statements, considering both quantitative and qualitative factors: (1) violations of provisions of contracts or grant agreements, fraud, illegal acts, or abuse, and (2) deficiencies in internal control that are not significant deficiencies. In connection with our audit, we did not have any such findings. The Rules of the Auditor General (Section 10.554(1)(i)6) also require that the name or official title and legal authority for the primary government and each component unit of the reporting entity be disclosed in the management letter, unless disclosed in the notes to the financial statements. The legal authority for the City of Sebastian, Florida is disclosed in the notes to the financial statements. The City of Sebastian, Florida’s component unit, the Police Officer’s Pension Plan, was established under Section 58-46 through 58-54 Code of Ordinances in October 1989. As required by the Rules of the Auditor General (Section 10.554(1)(i)7.a), the scope of our audit included a review of the provisions of Section 218.503(1), Florida Statutes, regarding financial emergencies. In connection with our audit, we determined that the City of Sebastian, Florida has not met any of the financial emergency conditions described in Section 218.503(1), Florida Statutes. As required by the Rules of the Auditor General (Section 10.554(1)(i)7.b.), we determined that the annual financial report for the City of Sebastian, Florida for the year ended September 30, 2012, filed with the Department of Financial Services pursuant to Section 218.32(1)(a), Florida Statutes, is in agreement with the annual financial audit report for the year ended September 30, 2012. As required by the Rules of the Auditor General (Section 10.554(1)(i)7.b.), we determined that the annual financial report for the City of Sebastian, Florida for the year ended September 30, 2012, filed with the Department of Financial Services pursuant to Section 218.32(1)(a), Florida Statutes, is in agreement with the annual financial audit report for the year ended September 30, 2012. 106 STATISTICAL SECTION 107 This page intentionally left blank. 108 CITY OF SEBASTIAN, FLORIDA Statistical Section Table of Contents Page Financial Trends These schedules contain trend information to help the reader understand and evaluate how the City’s financial condition, performance and well-being have changed over time. 110 Revenue Capacity These schedules contain information to help the reader assess the City’s ability to generate its most significant local revenue source, the property tax. 122 Debt Capacity These schedules present information to help the reader assess the affordability of the City’s current levels of outstanding debt and its ability to issue additional debt in the future. 128 Demographic and Economic Information These schedules present various demographic and economic indicators to help the reader understand the environment within which the City operates and how they affect the City’s financial activities. 136 Operating Information These schedules contain information about the City’s operations and resources to help the reader understand how the information in the City’s financial report relates to the services the City provides and the activities it performs. 140 This part of the City’s Comprehensive Annual Financial Report presents detailed information to assist the user in understanding what the financial statements, note disclosures and required supplementary information say about the overall economic condition of the City of Sebastian, Florida. Sources: Unless otherwise noted, the information in these schedules is derived from the Comprehensive Annual Financial Report for the relevant year. The City implemented GASB Statement No. 34 in 2001; schedules presenting government-wide information include data beginning in that year. 109 CITY OF SEBASTIAN, FLORIDA Net Assets by Component Last Ten Fiscal Years 2012 2011 2010 2009 Governmental activities Invested in capital assets, net of related debt $ 31,500,173 $ 31,541,953 $ 28,938,587 $ 26,744,896 Restricted 6,192,777 5,668,155 8,757,043 8,197,018 Unrestricted 3,607,228 4,052,751 3,889,011 4,502,440 Total governmental activities net assets $ 41,300,178 $ 41,262,859 $ 41,584,641 $ 39,444,354 Business-type activities Invested in capital assets, net of related debt $ 11,181,823 $ 11,850,561 $ 11,389,704 $ 10,725,676 Restricted ---98,320 Unrestricted (490,298) (644,620) (342,340) 86,517 Total business-type activities net assets $ 10,691,525 $ 11,205,941 $ 11,047,364 $ 10,910,513 Primary Government Invested in capital assets, net of related debt $ 42,681,996 $ 43,392,514 $ 40,328,291 $ 37,470,572 Restricted 6,192,777 5,668,155 8,757,043 8,295,338 Unrestricted 3,116,930 3,408,131 3,546,671 4,588,957 Total primary government net assets $ 51,991,703 $ 52,468,800 $ 52,632,005 $ 50,354,867 12 The large increases in unrestricted net assets from 2003 to 2004 and from 2004 to 2005 are mainly due to increase in State revenue The large increases in unrestricted net assets from 2005 to 2006 are mainly due to increase in tax revenues, franchise fees, and interest earnings. Fiscal Year 110 Table I -Unaudited 2008 2007 2003 $ 24,133,550 $ 21,469,456 $ 17,579,683 $ 17,103,399 $ 16,412,401 $ 16,339,222 9,215,801 9,419,129 5,068,583 5,395,879 4,059,674 3,235,266 5,035,184 5,249,998 11,293,877 2 9,081,345 1 7,171,123 1 5,461,224 $ 38,384,535 $ 36,138,583 $ 33,942,143 $ 31,580,623 $ 27,643,198 $ 25,035,712 $ 9,111,251 $ 8,895,501 $ 8,798,612 $ 7,459,945 $ 4,264,961 $ 1,545,867 570,149 570,890 560,581 574,105 506,006 505,435 753,076 1,303,886 1,896,539 738,519 1,712,657 1,471,457 $ 10,434,476 $ 10,770,277 $ 11,255,732 $ 8,772,569 $ 6,483,624 $ 3,522,759 $ 33,244,801 $ 30,364,957 $ 26,378,295 $ 24,563,344 $ 20,677,362 $ 17,885,089 9,785,950 9,990,019 5,629,164 5,969,984 4,565,680 3,740,701 5,788,260 6,553,884 13,190,416 9,819,864 8,883,780 6,932,681 $ 48,819,011 $ 46,908,860 $ 45,197,875 $ 40,353,192 $ 34,126,822 $ 28,558,471 Fiscal Year 2006 2005 2004 111 CITY OF SEBASTIAN, FLORIDA Changes in Net Assets Last Ten Fiscal Years 2012 2010 2009 Expenses Governmental activities: General government $ 2,640,677 $ 2,766,575 $ 3,309,381 $ 3,169,851 Public safety 5,025,274 5,546,632 5,720,933 5,420,585 Physical Environment 2,007,902 1,558,974 1,947,605 1,347,771 Transportation 1,800,432 2,263,367 1,863,551 3,437,724 Economic environment 170,960 208,518 135,885 167,470 Culture and recreation 1,239,512 1,227,198 1,240,383 1,073,249 Interest on debt 562,496 546,103 566,410 730,100 Total governmental activities expenses 13,447,253 14,117,367 14,784,148 15,346,750 Business-type activities: Golf Course 1,394,731 1,355,266 1,388,158 1,477,299 Airport 1,166,588 1,188,788 1,067,525 1,079,869 Building 1 397,295 470,406 496,800 533,641 Total business-type activities expenses 2,958,614 3,014,460 2,952,483 3,090,809 Total primary government expenses $ 16,405,867 $ 17,131,827 $ 17,736,631 $ 18,437,559 Program Revenue Governmental activities: Charges for services: General government $ 214,488 $ 197,945 $ 203,915 $ 220,073 Public safety 66,474 92,350 118,368 95,606 Physical environment 876,693 868,059 881,338 908,829 Culture and recreation 66,954 61,353 62,046 66,540 Operating grants and contributions 187,333 196,534 210,050 228,002 Capital grants and contributions 791,265 838,242 3,178,618 1,865,174 Total governmental activities program revenue 2,203,207 2,254,483 4,654,335 3,384,224 Business-type activities: Charges for services: Golf Course 1,394,844 1,382,421 1,335,647 1,406,956 Airport 491,367 485,229 468,698 438,485 Building 1 419,705 401,021 356,264 358,947 Operating grants and contributions 6,563 ---Capital grants and contributions 150,083 900,340 904,853 1,356,914 Total business-type activities program revenue 2,462,562 3,169,011 3,065,462 3,561,302 Total primary government program revenue $ 4,665,769 $ 5,423,494 $ 7,719,797 $ 6,945,526 Net (expense) revenue Governmental activities $ (11,244,046) $ (11,862,884) $ (10,129,813) $ (11,962,526) Business-type activities (496,052) 154,551 112,979 470,493 Total primary government net (expense) revenue $ (11,740,098) $ (11,708,333) $ (10,016,834) $ (11,492,033) 2011 Fiscal Year 112 Table II -Unaudited 2008 2007 2005 2004 2003 $ 3,375,178 $ 3,083,609 $ 3,129,723 $ 3,262,276 $ 2,414,865 $ 1,620,616 5,226,512 5,377,107 4,191,295 4,816,614 4,502,109 3,391,831 1,805,755 1,695,066 2,193,589 1,283,889 1,279,257 1,920,200 2,111,360 2,276,497 2,173,071 4,034,900 3,288,532 2,401,037 113,101 605,510 98,661 32,128 86,041 166,024 1,420,734 1,237,398 1,208,288 1,260,395 823,974 747,910 634,891 667,950 706,303 740,372 722,007 312,367 14,687,531 14,943,137 13,700,930 15,430,574 13,116,785 10,559,985 1,488,472 1,533,900 1,558,338 1,464,532 1,527,051 1,363,359 1,099,653 1,046,994 801,967 519,235 350,949 315,941 605,422 905,452 936,793 ---3,193,547 3,486,346 3,297,098 1,983,767 1,878,000 1,679,300 $ 17,881,078 $ 18,429,483 $ 16,998,028 $ 17,414,341 $ 14,994,785 $ 12,239,285 $ 353,836 $ 422,897 $ 533,482 $ 370,609 $ 376,327 $ 247,774 85,009 92,853 140,545 1,356,385 1,660,032 824,821 903,285 891,021 887,819 828,907 850,887 799,637 83,378 85,945 72,472 56,199 48,590 46,736 786,016 192,676 407,898 2,802,511 1,144,528 920,829 835,607 1,014,481 1,301,438 1,781,954 1,353,959 640,894 3,047,131 2,699,873 3,343,654 7,196,565 5,434,323 3,480,691 1,438,233 1,652,288 1,580,407 1,381,817 1,648,308 1,377,245 523,989 344,813 375,768 434,818 201,890 168,451 347,189 408,875 1,220,823 -----6,998 13,582 67,576 -494,098 500,428 1,056,562 2,289,986 2,451,212 1,149,437 2,803,509 2,906,404 4,240,558 4,120,203 4,368,986 2,695,133 $ 5,850,640 $ 5,606,277 $ 7,584,212 $ 11,316,768 $ 9,803,309 $ 6,175,824 $ (11,640,400) $ (12,243,264) $ (10,357,276) $ (8,234,009) $ (7,682,462) $ (7,079,294) (390,038) (579,942) 943,460 2,136,436 2,490,986 1,015,833 $ (12,030,438) $ (12,823,206) $ (9,413,816) $ (6,097,573) $ (5,191,476) $ (6,063,461) continued… 2006 Fiscal Year 113 CITY OF SEBASTIAN, FLORIDA Changes in Net Assets Last Ten Fiscal Years 2012 2010 2009 General revenue and other changes in net assets Governmental Activities: Property taxes, levied for general purposes $3,063,495 $ 3,453,778 $ 4,164,128 $ 4,801,924 Sales and use taxes 4,852,413 4,751,021 4,765,200 4,670,106 Franchise fees 1,124,568 1,184,686 1,228,692 1,327,253 State shared revenues not restricted to specific programs 1,934,733 1,868,555 1,825,215 1,821,347 Investment earnings 82,129 111,943 144,432 261,203 Miscellaneous 201,538 171,119 149,453 140,512 Transfers 22,489 -(7,020) -Total governmental activities 11,281,365 11,541,102 12,270,100 13,022,345 Business-type activities: Investment earnings -4,026 15,658 5,544 Miscellaneous 4,125 -1,194 -Transfers (22,489) -7,020 -Total business-type activities (18,364) 4,026 23,872 5,544 Total primary government general revenue $ 11,263,001 $ 11,545,128 $ 12,293,972 $ 13,027,889 Change in net assets Governmental activities $ 37,319 $ (321,782) 3 $ 2,140,287 $ 1,059,819 Business-type activities (514,416) 158,577 136,851 476,037 Total primary government change in net assets $ (477,097) $ (163,205) $ 2,277,138 $ 1,535,856 123 The building operation was reclassified from being part of the general fund operation to an enterprise fund operation at the beginning of fiscal year 2006. The large increases in transfers from 2005 to 2006 are mainly due to the one time transfer of building reserve to building fund due to the reclassification of fund type for the building operation. The reduction in the change in net assets for governmental funds can be attributed to less income being received resulting in a smaller spread between revenues and expenditures, thereby using net assets for revenue shortfalls. Fiscal Year 2011 114 2008 2007 2005 2004 2003 $ 5,149,047 $ 5,089,841 $ 4,645,050 $ 4,017,555 $ 3,420,971 $ 2,944,456 4,753,718 4,776,691 4,907,906 4,718,691 4,035,545 3,705,922 1,199,762 1,106,698 1,253,749 886,390 770,600 756,194 1,989,606 2,083,523 2,242,292 2,138,020 1,721,956 1,523,524 634,919 1,147,931 827,224 398,518 398,158 241,358 159,300 192,300 256,780 118,760 388,562 79,662 -42,720 (1,414,205) (106,500) (445,844) (534,000) 13,886,352 14,439,704 12,718,796 12,171,434 10,289,948 8,717,116 54,237 137,207 125,498 45,709 23,774 21,789 ---300 261 9,072 -(42,720) 1,414,205 2 106,500 445,844 534,000 54,237 94,487 1,539,703 152,509 469,879 564,861 $ 13,940,589 $ 14,534,191 $ 14,258,499 $ 12,323,943 $ 10,759,827 $ 9,281,977 $ 2,245,952 $ 2,196,440 $ 2,361,520 $ 3,937,425 $ 2,607,486 $ 1,637,822 (335,801) (485,455) 2,483,163 2,288,945 2,960,865 1,580,694 $ 1,910,151 $ 1,710,985 $ 4,844,683 $ 6,226,370 $ 5,568,351 $ 3,218,516 concluded Fiscal Year 2006 115 CITY OF SEBASTIAN, FLORIDA Fund Balances, Governmental Funds Last Ten Fiscal Years 2010 Governmental funds General fund: Nonspendable $ 370,450 $ 346,995 $ 352,248 $ 357,696 Committed 2,861,708 2,949,139 3,063,585 3,083,463 Assigned 35,707 21,911 31,656 1,983 Unassigned 1,734,307 2 1,784,413 2 2,164,910 2,324,972 Total General fund 5,002,172 5,102,458 5,612,399 5,768,114 All other governmental funds: Nonspendable 1,289,693 1,494,779 859,463 830,029 Restricted 4,371,826 4,748,376 7,897,580 8,557,389 1 Committed 719,686 ---Total all other governmental funds 6,381,205 6,243,155 8,757,043 9,387,418 Total governmental funds $ 11,383,377 $ 11,345,613 $ 14,369,442 $ 15,155,532 12 Reduction in unassigned fund balance to fund operation The significant reduction in restricted fund balance reported in all other governmental funds from 2008 to 2009 is a result of the significant completion of the Indian River Drive/Main Street and Pedestrian Bridge projects, along with the significant construction completed on the Collier Canal Retrofit project. 2012 2011 2009 Fiscal Year 116 Table III -Unaudited 2008 2007 2006 $ 381,528 $ 368,609 $ 106,192 $ 160,964 $ 59,921 $ 141,667 3,502,560 3,742,617 4,844,674 5,546,959 2 5,411,621 2 3,924,363 2 33,453 19,055 9,856 3,761 5,140 7,706 2,390,641 2,260,507 1,518,350 391,783 2 (361,790) 2 (191,886) 2 6,308,182 6,390,788 6,479,072 6,103,467 5,114,892 3,881,850 771,927 694,506 656,160 578,367 542,999 463,402 12,446,260 12,926,545 14,783,299 13,392,801 2 13,815,771 13,339,097 ------13,218,187 13,621,051 15,439,459 13,971,168 14,358,770 13,802,499 $ 19,526,369 $ 20,011,839 $ 21,918,531 $ 20,074,635 $ 19,473,662 $ 17,684,349 Fiscal Year2005 2004 2003 117 CITY OF SEBASTIAN, FLORIDA Changes in Fund Balances For Governmental Funds For the Last Ten Fiscal Years 2012 2011 2010 2009 Revenues Taxes $ 8,465,990 $ 8,762,729 $ 9,525,074 $ 10,065,806 Franchise fees 1,124,568 1,184,686 1,228,692 1,327,253 Charges for services 22,431 1,121,967 1,154,739 1,186,161 Licenses, fees and permits 2,088,038 23,646 33,182 29,151 Fines and penalties 58,500 81,534 90,948 88,938 Intergovernmental 1,158,075 2,249,447 4,572,550 3,270,854 Impact fees 57,575 42,250 26,000 13,975 Special assessments 86,516 --3,849 Investment earnings 216,091 103,795 228,216 250,914 Other revenues 201,888 224,823 169,039 176,430 Total revenues 13,479,672 13,794,877 17,028,440 16,413,331 Expenditures Current: General government 2,410,345 2,539,211 2,699,289 2,976,896 Public safety 4,523,802 5,030,708 4,938,147 4,926,714 Physical environment 1,042,349 1,166,309 1,210,823 1,448,067 Transportation 1,208,411 1,217,521 1,405,310 1,696,254 Economic environment 138,531 188,918 129,352 167,470 Culture and recreation 876,502 903,836 977,780 1,148,408 Debt service: Principal 3,321,000 1,203,000 2,142,190 1,218,995 Interest 472,399 521,152 577,593 706,093 Capital outlay 1,767,058 4,048,051 6,189,026 6,495,271 Total expenditures 15,760,397 16,818,706 20,269,510 20,784,168 Revenue over (under) expenditures $ (2,280,725) $ (3,023,829) $ (3,241,070) $ (4,370,837) Other Financing Sources (Uses) Issuance of long-term debt 2,296,000 -2,462,000 -Transfers in 3,694,765 5,376,658 4,486,626 5,196,376 Transfers out (3,672,276) (5,376,658) (4,493,646) (5,196,376) Total other financing sources (uses) 2,318,489 -2,454,980 -Net change in fund balances $ 37,764 $ (3,023,829) $ (786,090) $ (4,370,837) Debt service as a percentage of noncapital expenditures 27.1% 13.5% 19.3% 13.5% Fiscal Year 118 Table IV -Unaudited 2008 2007 2006 2005 2004 2003 $ 10,504,155 $ 10,554,617 $ 10,269,451 $ 9,483,664 $ 8,179,344 $ 7,325,932 1,199,762 1,106,698 1,253,749 886,390 770,600 756,194 1,209,617 1,271,102 517,605 936,530 962,677 921,119 163,471 186,875 244,370 1,587,675 1,867,920 878,097 65,246 71,314 77,776 95,699 118,918 119,752 2,674,761 2,463,628 2,852,293 5,561,695 3,115,520 1,785,237 32,825 56,875 337,675 385,775 557,700 395,850 --819,286 11,023 28,424 22,560 647,312 1,062,043 827,224 398,518 398,158 241,358 461,553 244,629 294,695 144,057 378,268 91,078 16,958,702 17,017,781 17,494,124 19,491,026 16,377,529 12,537,177 3,087,789 2,999,652 2,494,863 2,974,736 2,231,532 1,977,033 4,677,618 4,700,447 3,813,908 4,349,639 3,950,228 3,427,711 1,368,593 1,301,719 1,850,642 910,794 1,125,727 1,247,452 1,545,045 1,733,697 1,672,983 3,616,076 2,863,397 1,610,761 113,101 80,279 98,661 32,128 86,041 166,024 1,079,379 975,087 926,846 995,406 747,131 629,835 1,326,182 1,284,418 1,248,378 1,218,023 985,974 361,024 611,554 643,305 678,682 711,736 887,564 158,043 3,634,910 5,242,590 1,451,060 3,975,015 9,021,558 3,859,709 17,444,171 18,961,194 14,236,023 18,783,553 21,899,152 13,437,592 $ (485,469) $ (1,943,413) $ 3,258,101 $ 707,473 $ (5,521,623) $ (900,415) ----7,756,780 9,500,000 5,679,896 5,158,296 3,785,981 3,745,265 2,745,754 2,992,908 (5,679,896) (5,115,576) (5,200,186) (3,851,765) (3,191,598) (3,526,908) -42,720 (1,414,205) (106,500) 7,310,936 8,966,000 $ (485,469) $ (1,900,693) $ 1,843,896 $ 600,973 $ 1,789,313 $ 8,065,585 14.0% 14.1% 15.1% 13.0% 14.5% 5.4% Fiscal Year 119 CITY OF SEBASTIAN, FLORIDA Program Revenues by Function/Program Last Ten Fiscal Years 2012 2011 2010 Program Revenue Governmental activities: General government $ 230,550 $ 243,039 $ 209,144 $ 226,003 Public safety 228,392 234,437 304,630 299,119 Physical environment 876,693 930,018 881,338 1,408,829 Transportation 560,055 743,383 614,305 612,335 Economic environment 13,998 -2,556,872 6,000 Culture and recreation 293,519 103,606 88,046 831,938 Total governmental activities 2,203,207 2,254,483 4,654,335 3,384,224 Business-type activities: Charges for services: Golf Course 1,394,892 1,382,421 1,335,647 1,406,955 Airport 641,455 1,385,569 1,373,551 1,795,399 2 Building 1 426,215 401,021 356,264 358,948 Total business-type activities 2,462,562 3,169,011 3,065,462 3,561,302 Total primary government $ 4,665,769 $ 5,423,494 $ 7,719,797 $ 6,945,526 12 2009 The building operation was reclassified from being part of the general fund operation to an enterprise fund operation at the beginning of fiscal year 2006. The significant increase in business-type activities for the airport from 2008 to 2009 is mainly due to capital grant funding from the Florida Department of Transportation and the Federal Aviation Administration. Fiscal Year 120 Table V -Unaudited 2008 2007 2006 2005 2004 2003 $ 377,305 $ 450,267 $ 579,591 $ 587,527 $ 392,471 $ 1,095,902 515,997 249,756 306,702 1,537,557 1,850,710 929,952 1,256,277 891,021 890,092 898,821 914,318 1,136,507 619,949 721,103 900,365 3,392,883 1,670,534 1,580,076 --30,059 ---277,603 387,726 636,845 779,777 606,290 663,459 3,047,131 2,699,873 3,343,654 7,196,565 5,434,323 5,405,896 1,438,233 1,652,288 1,587,405 1,395,399 1,715,884 1,377,245 1,018,087 845,241 1,432,330 2,724,804 2,653,102 1,317,888 347,189 408,875 1,220,823 ---2,803,509 2,906,404 4,240,558 4,120,203 4,368,986 2,695,133 $ 5,850,640 $ 5,606,277 $ 7,584,212 $ 11,316,768 $ 9,803,309 $ 8,101,029 Fiscal Year 121 CITY OF SEBASTIAN, FLORIDA Table VI -Unaudited Tax Revenue by Source Governmental Funds For the Last Ten Fiscal Years (Rate per $1,000 of assessed value) Fiscal Year Ended Property Public Sales Motor Millage Tax Year September 30 Taxes Utility Tax Fuel Total Rate 2002 2003 $ 2,944,456 $ 1,780,717 $ 1,925,205 $ 675,554 $ 7,325,932 4.5904 2003 2004 3,420,971 1,854,632 2,180,913 722,828 8,179,344 4.5904 2004 2005 4,017,555 2,005,124 2,713,567 747,418 9,483,664 4.5904 2005 2006 4,645,050 2,183,164 2,724,742 716,495 10,269,451 3.9325 2006 2007 5,089,841 2,216,381 2,560,310 688,085 10,554,617 3.0519 2007 2008 5,149,047 2,250,781 2,502,937 601,390 10,504,155 2.9917 2008 2009 4,801,924 2,341,458 2,328,648 593,776 10,065,806 3.3456 2009 2010 4,164,128 2,437,050 2,328,150 595,746 9,525,074 3.3456 2010 2011 3,453,778 2,392,345 2,358,676 557,930 8,762,729 3.3041 2011 2012 3,063,495 2,387,553 2,464,240 550,702 8,465,990 3.3041 122 CITY OF SEBASTIAN, FLORIDA Table VII -Unaudited Direct and Overlapping Property Tax Rates For the Last Ten Fiscal Years (Rate per $1,000 of taxable value) Tax Fiscal Basic Debt Total Total Basic Debt Year Year Rate Service Direct County 1 Rate Service Total Other 2 2002 2003 4.5904 0.0000 4.5904 8.0302 8.1020 0.6300 8.7320 1.43875 2003 2004 4.5904 0.0000 4.5904 7.9396 8.1790 0.5310 8.7100 1.69278 2004 2005 4.5904 0.0000 4.5904 7.3505 8.0190 0.4800 8.4990 1.43029 2005 2006 3.9325 0.0000 3.9325 5.6904 7.8800 0.3600 8.2400 1.60850 2006 2007 3.0519 0.0000 3.0519 5.3661 7.1630 0.2800 7.4430 1.47940 2007 2008 2.9917 0.0000 2.9917 5.1485 7.2680 0.2700 7.5380 1.38160 2008 2009 3.3456 0.0000 3.3456 6.2861 6.7600 0.2800 7.0400 1.11204 2009 2010 3.3456 0.0000 3.3456 6.2693 7.2960 0.3000 7.5960 1.33570 2010 2011 3.3041 0.0000 3.3041 6.2860 7.9200 0.3000 8.2200 1.35050 2011 2012 3.3041 0.0000 3.3041 6.9590 7.8940 0.3500 8.2440 1.35460 Note: 1 Millage includes General Fund, MSTUs, Emergency Services District and Land Bonds 2 All Special Taxing Districts Source: Indian River County Property Appraiser's Office Tax rates are uniformly applied to taxable values based on a single millage rate determined by each taxing entity. The millage rate is expressed as $1.00 per $1,000 of the taxable value. City Direct Rates Overlapping Rates County School Board 123 CITY OF SEBASTIAN, FLORIDA Actual Value of Taxable Property For the Last Ten Fiscal Years Tax Fiscal Assessed Estimated Assessed Estimated Year Year Value Actual Value Value Actual Value 2002 2003 $ 829,224,615 $ 1,036,530,769 $ 45,355,170 $ 45,355,170 2003 2004 946,293,950 1,182,867,438 48,613,628 48,613,628 2004 2005 1,157,275,164 1,446,593,955 51,330,277 51,330,277 2005 2006 1,526,923,406 1,908,654,258 51,827,624 51,827,624 2006 2007 2,124,615,672 2,655,769,590 55,913,696 55,913,696 2007 2008 2,054,408,055 2,568,010,069 64,899,942 64,899,942 2008 2009 1,933,934,630 2,417,418,288 62,476,508 62,476,508 2009 2010 1,650,311,449 2,062,889,311 56,920,223 56,920,223 2010 2011 1,392,267,434 1,740,334,293 55,234,086 55,234,086 2011 2012 1,273,059,710 1,591,324,639 48,922,492 48,922,492 Source: Indian River County Property AppraiserReal Property Personal Property 61.8% 63.1% 65.4% 66.7% 68.5% 67.8% 53.2% 54.2% 55.0% 53.5% 0% 10% 20% 30% 40% 50% 60% 70% 80% 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 Fiscal Year Ratio of Taxable to Actual Value 124 Table VIII -Unaudited Less: Total Total Ratio of Tax-Exempt Taxable Estimated Taxable to Property Value Actual Value Actual Value $ 205,977,066 $ 668,602,719 $ 1,081,885,939 61.8% 217,554,663 777,352,915 1,231,481,066 63.1% 228,262,825 980,342,616 1,497,924,232 65.4% 271,466,364 1,307,284,666 1,960,481,882 66.7% 322,318,753 1,858,210,615 2,711,683,286 68.5% 334,302,515 1,785,005,482 2,632,910,011 67.8% 676,808,522 1,319,602,616 2,479,894,796 53.2% 558,090,532 1,149,141,140 2,119,809,534 54.2% 460,752,786 986,748,734 1,795,568,379 55.0% 444,524,142 877,458,060 1,640,247,130 53.5% 125 CITY OF SEBASTIAN, FLORIDA Table IX -Unaudited Principal Property Tax Payers Current Year and Nine Years Ago Taxable Taxable Assessed Assessed Taxpayer Value Rank Value Rank Florida Power & Light (Utility/Electric) $ 13,828,553 1 1.58 % $ 12,489,790 1 1.87 % Wal-Mart Stores, Inc. (Retail) 8,432,070 2 0.96 11,554,614 2 1.73 Park Place Community, LLC (Rental/Retail) 6,684,799 3 0.76 --------BW US 1, Inc. (Commercial) 6,147,300 4 0.70 6,290,380 4 0.94 IPF/Sebastian, LLC (Retail) 5,214,160 5 0.59 --------Bellsouth Communications (Utility/Telephone) 5,202,931 6 0.59 8,029,404 3 1.20 Hartwell Groves, Inc. (Commercial) 4,236,520 7 0.48 --------Sebastian Medical Suites (Healthcare) 3,891,480 8 0.44 --------Sebastian Inlet Marina & Trading Co, Inc. (Restaurant/Hotel) 3,321,780 9 0.38 3,763,948 7 0.56 Angel Enterprises LLC (Retail) -WinnDixie CR512 Shopping Center 3,283,720 10 0.37 --------Ruth Guest House, Inc. (Rental/Retail) ----------3 ,925,780 5 0.59 James T Turner (MHP/Rental) ----------3 ,784,200 6 0.57 Oyster Point Resort Condo (Time Share/Rental) ----------3 ,419,345 8 0.51 Comcast of Florida, Inc. (Communications) ----------2 ,949,876 9 0.44 Sandy Pines LTD (Rental) ----------2 ,789,640 10 0.42 $ 60,243,313 6.85 % $ 58,996,977 8.83 % Total Taxable Value $ 877,458,060 $ 668,602,719 Source: Indian River County Property Appraiser 2012 Fiscal Year 2003 Fiscal Year Percentage Percentage of Total City of Total City Taxable Taxable Assessed Assessed Value Value 6.85% 93.15%Concentration of 2012 Taxpayers Top Ten Taxpayers All Other Taxpayers 126 CITY OF SEBASTIAN, FLORIDA Table X -Unaudited Property Tax Levies and Collections For the Last Ten Fiscal Years Taxes Levied Collections Tax Fiscal for the in Subsequent Year Year Fiscal Year Amount Years Amount 2002 2003 $ 2,862,650 $ 2,725,515 95.21 % 26,908 $ 2,752,423 96.15 % 2003 2004 3,216,940 3,130,521 97.31 34,247 3,164,768 98.38 2004 2005 3,888,488 3,723,912 95.77 1,712 3,725,624 95.81 2005 2006 4,426,281 4,300,217 97.15 39 4,300,256 97.15 2006 2007 4,747,938 4,537,100 95.56 9,429 4,546,529 95.76 2007 2008 4,919,994 4,634,338 94.19 2,906 4,637,244 94.25 2008 2009 4,441,535 4,225,106 95.13 1,694 4,226,800 95.17 2009 2010 3,844,658 3,716,797 96.67 17,723 3,734,520 97.14 2010 2011 3,260,316 3,144,864 96.46 11,294 3,156,158 96.81 2011 2012 2,899,209 2,799,146 96.55 9,279 2,808,425 96.87 Source: Indian River County Property Appraiser and Department of Revenue, Certification of Final Taxable Value, DR-422. of Levy of Levy Collected within the Fiscal Year of the Levy Total Collections to Date Percentage Percentage -2 4 6 8 10 12 14 16 18 20 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 Millions Fiscal Year Total Tax Collections 127 CITY OF SEBASTIAN, FLORIDA Ratios of Outstanding Debt By Type For the Last Ten Fiscal Years Water Line Roadway Infrastructure Heavy Stormwater Golf Course Fiscal Assessment Improvement Sales Tax Equipment Utility Revenue Revenue Year Bonds Notes Bonds Lease Bonds Bonds 2003 $ 77,615 $ 2,406,028 $ 9,500,000 $ 672,528 $ -$ 2,115,000 2004 -2,209,745 11,140,000 550,452 5,525,000 1,885,000 2005 -2,004,718 10,490,000 422,455 5,290,000 1,395,000 2006 -1,790,544 9,825,000 288,251 5,055,000 1,140,000 2007 -1,566,839 9,145,000 147,538 4,815,000 870,000 2008 -1,333,197 8,445,000 -4,570,000 590,000 2009 -1,089,203 7,725,000 -4,315,000 300,000 2010 -2,414,000 6,980,000 -4,055,000 -2011 -2,246,000 6,215,000 -3,785,000 -2012 -2,296,000 5,420,000 -3,505,000 -(1) Information not yet available Business-Type Governmental Activities Activities -20.00 40.00 60.00 80.00 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 Millions Fiscal Year Primary Government Debt 128 Table XI -Unaudited Total Primary Per Government Capita $ 14,771,171 0 .30 % $ 802 21,310,197 0 .36 1,100 19,602,173 0 .31 978 18,098,795 0 .25 835 16,544,377 0 .22 738 14,938,197 0 .19 652 13,429,203 0 .21 591 13,449,000 0 .20 587 12,246,000 0 .17 558 11,221,000 (1) 510 Income Percentage of Personal 129 This page intentionally left blank. 130 CITY OF SEBASTIAN, FLORIDA Table XII -Unaudited Ratios of General Bonded Debt Outstanding For the Last Ten Fiscal Years Fiscal Applicable Legal Per Year Debt Limit to Limit Debt Margin Capita 2003 $ 33,430,136 $ 2,406,028 $ 31,024,108 7.20% $ 1,684 2004 38,867,646 2,209,745 36,657,901 5.69% 1,893 2005 49,017,131 2,004,718 47,012,413 4.09% 2,345 2006 65,364,233 1,790,544 63,573,689 2.74% 2,934 2007 92,910,531 1,566,840 91,343,691 1.69% 4,073 2008 89,250,574 1,333,197 87,917,377 1.49% 3,835 2009 65,980,131 1,089,203 64,890,928 1.65% 2,856 2010 57,457,057 2,414,000 55,043,057 4.20% 2,401 2011 49,337,437 2,246,000 47,091,437 4.55% 2,147 2012 43,872,903 2,296,000 41,576,903 5.23% 1,890 Note: Details regarding the city's outstanding debt can be found in the notes to the financial statements. Debt Limit General Bonded Debt Outstanding Percentage of 131 CITY OF SEBASTIAN, FLORIDA Legal Debt Margin Information For the Last Ten Fiscal Years 2012 2011 2010 Debt Limit $ 43,872,903 $ 49,337,437 $ 57,457,057 Total net debt applicable to limit 2,296,000 2,246,000 2,414,000 Legal debt margin $ 41,576,903 $ 47,091,437 $ 55,043,057 Total net debt applicable to the limit as a percentage of debt limit 5.23% 4.55% 4.20% Assessed value $ 1,321,982,202 Less: Exempt property (444,524,142) 877,458,060 Debt limit (5% of assessed value) 1 43,872,903 Debt applicable to limit: General obligations 11,221,000 Less: Revenue bonds (8,925,000) Total net debt applicable to limit 2,296,000 Legal debt margin $ 41,576,903 1 Legal Debt Margin as a Percentage of Debt Limit Legal Debt Margin Calculation for Fiscal Year 2012 Under the City's adopted financial policies, the City's outstanding general obligation debt should not exceed 5% of the assessed valuation of taxable property. The percentage was dropped from 10% to 5% in fiscal year 2003. Fiscal Year 132 Table XIII -Unaudited 2009 2008 2007 2006 2005 2004 2003 $ 65,980,131 $ 89,250,274 $ 92,910,531 $ 65,364,233 $ 49,017,131 $ 38,867,646 $ 33,430,136 1,089,203 1,333,197 1,566,840 1,790,544 2,004,718 2,209,745 2,406,028 $ 64,890,928 $ 87,917,077 $ 91,343,691 $ 63,573,689 $ 47,012,413 $ 36,657,901 $ 31,024,108 1.65% 1.49% 1.69% 2.74% 4.09% 5.69% 7.20% Fiscal Year 133 CITY OF SEBASTIAN, FLORIDA Pledged-Revenue Coverage For the Last Ten Fiscal Years Less: Net Fiscal Gross Operating Available Year Revenue 1 Expenses 2 Revenue Principal Interest Total Coverage 3 2003 $ 1,400,154 $ 968,052 $ 432,102 $ 220,000 $ 89,890 $ 309,890 1.39 2004 1,497,053 1,108,770 388,283 230,000 80,890 310,890 1.25 2005 1,395,436 1,023,002 372,434 240,000 71,490 311,490 1.20 2006 1,628,015 1,165,411 462,604 250,000 61,690 311,690 1.48 2007 1,701,171 1,218,382 482,789 255,000 51,590 306,590 1.57 2008 1,455,749 1,174,169 281,580 270,000 41,090 311,090 0.91 2009 1,408,535 1,178,144 230,391 570,000 49,860 619,860 0.37 2010 1,341,555 1,129,651 211,904 300,000 21,700 321,700 0.66 2011 -------2012 -------continued… 12345 Required coverage was 1.25. Final payment was made on September 30, 2010. Total revenues consist of stormwater utility fees and interest. Required coverage is 1.35. Total direct operating expenses excludes depreciation, amortization, annual Airport lease payment and one time hurricane repair cost. Recreational Facilities Improvement and Refunding Revenue Bonds, Series 2001 Debt Service Note: Detail regarding the City's outstanding debt can be found in the notes to the financial statements. Total revenues including charges for services, rents and interest. 134 Table XIV -Unaudited Gross Revenues 4 Principal Interest Total Coverage 5 $ -$ -$ -$ --779,724 105,000 104,386 209,386 3.72 792,886 240,000 206,673 446,673 1.78 908,576 235,000 201,973 436,973 2.08 932,183 240,000 197,273 437,273 2.13 856,568 245,000 191,873 436,873 1.96 814,419 255,000 185,135 440,135 1.85 858,664 260,000 177,485 437,485 1.96 816,415 270,000 169,035 439,035 1.86 810,382 280,000 159,248 439,248 1.84 concluded Stormwater Utility Revenue Bonds, Series 2003 Debt Service 135 CITY OF SEBASTIAN, FLORIDA Demographic and Economic Statistics For the Last Ten Calendar Years Personal Per Income Capita (thousands Personal School Year Population of dollars) 1 Income 1 Enrollment 2 2003 18,425 $ 4,831,037 $ 40,162 $ 40,291 $ 4,340 6.8 % 2004 19,365 5,071,395 40,677 41,522 4,917 6.7 2005 20,048 6,386,893 50,369 44,450 5,258 4.7 2006 21,666 7,217,157 55,817 45,034 5,604 4.1 2007 22,426 7,810,408 59,419 47,563 5,117 5.5 2008 22,924 7,669,062 57,107 48,267 5 4,710 7.9 2009 22,722 7,610,327 56,303 43,685 5 3,751 13.0 2010 22,922 N/A N/A N/A 5,167 14.4 2011 21,929 N/A N/A N/A 5,228 12.9 2012 21,995 4 4 4 5,208 11.3 Sources: 1234 Information not yet available. 5 Indian River County Property Appraiser Indian River County School Board Florida Research & Economic Database (FRED). Information available for Indian River County Only. The school population appears to have declined as a result of loss of job opportunities. Our community lost many construction jobs as a result of the declining economy. Note: School enrollment consists of Sebastian River High School, Sebastian River Middle School, Liberty Magnet, Treasure Coast Elementary, Pelican Island Elementary, Sebastian Elementary and Sebastian Charter Junior High School. Median Household Income 1 Unemployment Rate 1 136 Table XV -Unaudited Property Total Taxes Taxable Per Property Capita Value 3 5.3 % $ 159.81 $ 668,602,719 4.7 1 76.66 777,352,915 3.8 2 00.40 980,342,616 3.4 2 14.39 1,307,284,666 4.1 2 26.96 1,858,210,615 6.3 2 24.61 1,785,005,482 10.5 2 11.33 1,319,602,616 11.9 1 81.67 1,149,141,140 10.6 1 57.50 986,748,734 8.6 1 39.28 877,458,060 State Unemployment Rate 137 This page intentionally left blank. 138 CITY OF SEBASTIAN, FLORIDA Table XVI -Unaudited Principal Employers Current Year and Nine Years Ago Employees Rank Employees Rank School District of Indian River County (Government) 2,013 1 3.55 % 1,945 1 3.82 % Indian River Medical Center (Healthcare) 1,608 2 2.83 1,100 3 2.16 Indian River County (Government) 1,354 3 2.39 1,333 2 2.62 Publix Supermarkets (Food/Beverage) 1,006 4 1.77 801 4 1.57 Wal-Mart (Retail) 727 5 1.28 540 8 1.06 Piper Aircraft, Inc. (Manufacturer) 700 6 1.23 752 5 1.48 Sebastian River Medical Center (Healthcare) 569 7 1.00 500 9 0.98 John's Island (Residential/Resort) 550 8 0.97 500 9 0.98 City of Vero Beach (Government) 492 9 0.87 607 7 1.19 Visiting Nurse Association (Healthcare) 399 10 0.70 Gracewood Fruit Packing (Agriculture) 700 6 1.38 Hale Indian River Groves (Agriculture) 500 9 0.98 Sun Ag, Inc. 475 10 0.93 9,418 16.59 % 9,753 19.15 % Total Average County Employees 56,732 50,904 Source: Indian River County Community Development Report. Note: Principal employrs information available for Indian River County Only. Employer Percentage of Total County Employment 2012 Percentage of Total County Employment 2003 139 CITY OF SEBASTIAN, FLORIDA Full-Time Equivalent City Government Employees By Function For the Last Ten Fiscal Years 2012 2009 2008 2007 General government City council 2.5 2.5 2.5 2.5 2.5 2.5 City manager 2.0 2.0 2.5 2.5 2.5 2.0 City clerk 3.0 3.0 3.0 3.0 3.0 4.0 City attorney ---4 2.0 2.0 2.0 Administrative 5.0 5.0 5.0 ---Finance ---2 5.0 5.0 5.0 Management information 3.0 4.0 3.0 3.0 3.0 3.0 Human resources ---2 2.0 3.0 3.0 Facilities maintenance 3.0 2.0 2.0 2.0 2.0 2.0 Planning & Zoning 5 3.0 4.0 5.0 5.0 5.0 5.0 Public safety Police 55.0 58.0 58.0 59.0 58.0 57.0 Building 4.0 5.0 5.0 5.0 6.0 11.0 Code enforcement 3.0 3.0 4 2.5 2.5 2.5 3.0 Transportation Roads and drainage 10.0 12.0 12.0 3 10.0 10.0 11.5 Central garage 3.5 2.5 3.5 3.5 2.5 3.5 Airport 3.0 3.0 3.0 3.0 3.0 3.0 Physical environment Cemetery 1.0 1.0 2.0 2.0 2.0 2.0 Engineering ---3 7.0 7.0 9.0 Stormwater utility 9.0 12.0 12.0 11.0 13.0 13.0 Culture and recreation Parks and recreation 20.0 21.0 23.0 23.5 23.5 23.5 Golf course 10.0 10.5 10.5 9.0 9.0 12.5 Total 140.0 150.5 154.5 162.5 164.5 177.5 Source: City of Sebastian, Florida 2002-2012 Annual Budgets Method: Using 1.0 for each full-time employee and 0.5 for each part-time and seasonal employee. 12 Finance and Human Resources were combined to form Administrative starting FY 2010. 34 City attorney position was contracted out and assistant went full time to code enforcement. 5 Growth Management was renamed to Planning Zoning to better describe their function. Engineering department was dismantled, intern program was ceased. 2 employees were transferred to Roads and Drainage and 1 employee was transferred to Stormwater. Function 2011 2010 Full-time Equivalent Employees Code enforcement division was transferred out of the Police department in FY 2006 and transferred back in FY 2009. 140 Table XVII -Unaudited 2005 2004 2003 2.5 2.5 2.5 2.5 2.0 5.0 4.0 4.0 4.5 4.0 4.0 4.0 2.0 2.0 1.0 1.0 ----6.0 5.0 5.0 5.0 3.0 2.0 2.0 2.0 3.0 3.0 3.0 3.0 2.0 2.0 -4.0 4.0 4.0 4.0 4.0 58.0 1 59.0 56.5 54.5 11.0 9.0 8.0 7.0 3.0 1 ---12.5 12.5 14.5 11.5 3.5 3.0 3.0 3.0 3.5 3.5 2.5 2.5 2.0 2.0 2.0 2.0 8.0 8.0 8.0 7.5 13.0 13.0 12.0 12.0 24.5 23.5 17.5 16.5 12.5 12.5 13.5 13.5 180.5 175.5 163.0 159.5 2006 Full-time Equivalent Employees 141 CITY OF SEBASTIAN, FLORIDA Operating Indicators By Function For the Last Ten Fiscal Years 2012 2011 2010 2009 General government Number of annexations approved --1 3 Acres of annexed property --5.90 26.00 Purchase orders issued 201 228 216 288 Public Safety Police Physical arrests 441 500 487 543 Traffic violations 4,319 5,941 4,083 4,849 Parking violations 167 242 87 50 Building Construction permits issued 1 66 51 36 23 Estimated value of construction (in millions) $ 14.7 $ 10.2 $ 6.6 $ 5.1 Transportation Road maintenance (man hours) 500 700 1,264 600 Asphalt for road maintenance (tons) 50 50 103 328 Concrete for road maintenance (yards) 2 ----Physical environment Cemetery Cemetery internments 65 54 66 74 Grave deeds sold 38 34 33 39 Stormwater Mile of swales maintained 280 280 280 280 Mile of ditches maintained 50 50 50 50 Road crossing maintained 50 40 40 30 Culture and recreation Program participants 9,713 8,649 11,701 13,465 Number of discount cards 786 735 844 879 Number of golf course memberships 88 94 96 95 Average daily golf revenue $ 3,822 $ 3,787 $ 3,673 $ 4,000 Sources: City of Sebastian Police Department, Growth Management, Public Works, Golf Course and Building Department. 1 New commercial and residential only. 2 All road maintenance utilized asphalt, no concrete curbing was installed. Function Fiscal Year 142 Table XVIII -Unaudited 2008 2007 2006 2005 2004 2003 -1 1 1 6 3 -3.87 3.30 25.55 484.00 80.00 254 284 293 369 408 372 662 697 744 786 653 557 4,418 7,221 6,291 5,457 5,431 1,939 208 289 880 303 3,801 632 55 104 506 774 577 544 $ 13.3 $ 22.5 $ 88.3 $ 114.7 $ 112.3 $ 82.7 538 888 512 100 878 850 358 210 127 125 88 79 --300 -283 277 68 69 76 79 86 81 46 49 56 56 69 45 280 280 280 280 280 280 50 50 50 50 50 50 30 30 30 30 30 30 12,910 14,177 8,004 5,504 7,498 N/A 950 1,004 2,690 1,000 993 855 97 108 119 85 116 137 $ 3,988 $ 4,661 $ 4,441 $ 3,844 $ 4,551 $ 3,836 Fiscal Year 143 CITY OF SEBASTIAN, FLORIDA Capital Asset Statistics By Function For the Last Ten Fiscal Years 2012 2011 2010 2009 General Government Square footage occupied 21,500 21,500 21,500 21,500 Departmental vehicles 1 3 3 3 Public safety Police stations 1 1 1 1 Police department Square footage 25,600 25,600 25,600 25,600 Building department Square footage 2,500 2,500 2,500 2,500 Police vehicles 66 67 63 63 Building inspector vehicles 3 3 3 4 Transportation Streets (miles) 156 156 156 156 Streetlights 1 1,228 1,236 1,230 1,240 Airport 1 1 1 1 Public service vehicles 17 19 22 18 Physical environment Public service vehicles 9 9 15 7 Culture and recreation Parks 18 18 18 18 Recreation centers 2 2 2 2 Park acreage 315.01 315.01 315.01 233.79 Recreation center square footage 4,859 4,859 4,859 4,859 Park maintenance vehicles 13 14 13 13 Golf course 1 1 1 1 Sources: City of Sebastian Administrative Services Department and Park and Recreation Division 1 This number represents actual unmetered street lights in the City (source: Florida Power & Light -January billing). Function Fiscal Year 144 Table XIX -Unaudited 2008 2007 2006 2005 2004 2003 21,500 21,500 21,500 21,500 5,516 5,516 3 3 3 5 2 2 1 1 1 1 1 1 25,600 25,600 25,600 25,600 8,700 8,700 2,500 2,500 2,500 2,500 1,716 1,716 62 57 53 52 47 42 4 5 6 5 4 4 156 156 156 156 156 150 1,229 1,309 3,808 3,555 3,543 3,543 1 1 1 1 1 1 23 21 19 14 24 18 11 10 12 13 6 7 15 14 14 12 12 12 2 2 2 2 2 2 233.79 229.37 229.37 223.37 223.37 223.37 4,859 4,859 4,859 4,859 4,859 4,859 13 12 11 10 8 6 1 1 1 1 1 1 Fiscal Year 145 This page intentionally left blank. 146 March 13, 2013 To the Citizens of the City of Sebastian, Florida: TheCityofSebastian,FloridaislocatedinIndianRiverCountyapproximatelymidwaythroughtheeast coastoftheFloridaPeninsula(betweenMelbourneandVeroBeach)inanareaknownastheTreasure Coast.ItisrecognizedastheHomeofPelicanIsland,thefirstdesignatedwildliferefugeintheUnited States,aMillenniumCity,andaTreeCityUSA.ItwasfirstincorporatedastheTownofSebastianin 1924.Inthelate1950sGeneralDevelopmentCorporationpurchasedthelandfromtheMacklefamily of Miami and began the development of a planned community that is now the City of Sebastian. WearesubmittingtheComprehensiveAnnualFinancialReportoftheCityofSebastian,Floridaforthe fiscalyearendedSeptember30,2012.Statelawrequiresthateverygeneral-purposelocalgovernment publishwithinsixmonthsofthecloseofeachfiscalyearacompletesetofauditedfinancial statements.ThisreportispublishedtofulfillthatrequirementforthefiscalyearendedSeptember 30, 2012. Managementassumesfullresponsibilityforthecompletenessandreliabilityoftheinformation containedinthisreport,basedonacomprehensiveframeworkofinternalcontrolthatisestablished forthispurpose.Becausethecostofinternalcontrolshouldnotexceedanticipatedbenefits,the objectiveistoprovidereasonable,ratherthanabsolute,assurancethatthefinancialstatementsare free of any material misstatements. Chapter218.39,FloridaStatutesrequiresthatthefinancialstatementsoftheCityofSebastianbe auditedbyacertifiedpublicaccountantselectedbytheCityCouncil.TheCity’sindependentCertified PublicAccountants,RehmannRobson,hasissuedanunqualified("clean")opinionontheCityof Sebastian’sfinancialstatementsfortheyearendedSeptember30,2012.Theindependentauditors’ reportislocatedonpage13and14.Management’sdiscussionandanalysis(MD&A)immediatelyfollows theindependentauditors’reportandprovidesanarrativeintroduction,overview,andanalysisofthe basicfinancialstatements.TheMD&Acomplementsthisletteroftransmittalandshouldbereadin conjunction with it. Profile of the Government TheCityhasapopulationof21,995livinginanareaofapproximately14.6squaremiles.TheCityis empoweredtolevyapropertytaxonbothrealandpersonalpropertylocatedwithinitsboundaries.It alsoisempoweredbystatestatutetoextenditscorporatelimitsbyannexation,whichithasdone from time to time. 3 TheCityisaFloridamunicipalcorporationwithafive-memberCityCouncil.Councilmembersservea two-yearterm.AnnualelectionsareheldonthefirstTuesdayfollowingthefirstMondayinNovember andtwomembersareelectedineven-numberedyearsandthreemembersareelectedinodd- numberedyears.Electionsarenon-partisanandat-large.MayorandViceMayorareelectedfrom amongthemembersofeverynewlyseatedCouncilataSpecialmeetingfollowingtheelectioneach year. The City has operated under a Council-City Manager form of government since 1989. TheCityprovidesawiderangeofservicesincludinggeneralgovernmentadministration,police protection,theconstructionandmaintenanceoflocalroads,publicworks,recreationalandcultural activities,agolfcourse,ageneralaviationairport,andabuildingdepartmenttoenforcebuilding codes. ThisreportincludesallfundsoftheCity.InevaluatingtheCityasareportingentity,wehaveincluded allcomponentunitsforwhichtheCityCouncilisfinanciallyaccountable.Thecomponentunitshave beenblendedwiththefinancialstatementspresentedforthePrimaryGovernmentbecausethe componentunit’sgoverningbodyisthesameastheCityCouncilorbecausethecomponentunit exclusivelyservestheCity.TheblendedcomponentunitsaretheRiverfrontRedevelopmentAgency and the Sebastian Police Officer’s Pension Trust Fund. Local Economy Theregion(whichincludestheCityofSebastianandthesurroundingunincorporatedareawithinthe samecounty)hasafluctuatinglaborforcedependingonagriculturaldemandandisastrong retirementcommunity.Althoughthelaborforcefluctuates,unemploymentintheregionsteadily declinedthrough2006butthenincreasedforthenextfiveyearstoarangeof13-14%.AsofOctober 12,2012,theFloridaResearch&EconomicDatabasereportedaslightlyimprovedunemploymentrate of10.2%.Theoverallunemploymentratefortheareahashistoricallybeengreaterthanthatofthe StateofFlorida.Thishighnumberisrepresentativeofthegeneraleconomicdifficultiesbeing experienced in the area and the lack of job creation. ThelargestmajoroccupationalgroupisOfficeandAdministrativeSupportOccupations(24.7%), followedbySalesandRelatedOccupations(17.3%)andFoodPreparationandServingRelated Occupations(12.4%).AccordingtotheU.S.CensusBureau(2000),86%ofthepopulationage25or olderarehighschoolgraduatesand23.1%holdabachelor’sdegreeorhigher.Theareamedianagefor 2010was50.1pertheU.SCensusBureauandaveragewageis$34,684peryear,assuminga40-hour work-week,pertheFloridaResearch&EconomicDatabase.ThegeographicalareaoftheCityof Sebastian,justnorthoftheTreasureCoast,housesanumberofhigh-techindustriesincludingNASA andvariousaerospaceindustry-relatedbusinesses.Inthepast,thisattractedaworkforcewitha higherthanaverageeducationandtechnicalskillstothevicinitybutwiththeendoftheSpaceShuttle program, the loss of these activities has affected job availability. TheCouncilisrequiredtoadoptafinalbudgetnolaterthanthecloseofthefiscalyear.Thisannual budgetservesasthefoundationfortheCity’sfinancialplanningandcontrol.Thebudgetisprepared byfund,function(e.g.,transportation),anddepartment(e.g.,publicworks).Shiftsinappropriations withinfundtotalsmaybedoneadministrativelyontheauthorityoftheCityManager.Totalfund appropriation changes and use of contingency appropriations must be approved by the City Council. 4 ThevotersofIndianRiverCountyinNovember2003extendedtheInfrastructureSalesSurtaxinthe amountof$.01per$1.00saleforanadditionalfifteenyearsandsevenmonthsbeginninginJanuary 2004.ThisInfrastructureSalesSurtaxisestimatedtoprovidetheCityinexcessof$40milliondollars overthelifeoftheextensionfortheCity’semergencyvehicleandcapitalimprovementneeds.In addition,theCityhasfundedanumberofothercapitalprojectswithimpactfeesandhasactively pursuedgrantfundingforsomemajortransportationandenvironmentalimprovements.Ithasalso employedtheuseofaCommunityRedevelopmentAgencythatisfundedbymeansoftax-increment financing. Themillagewasheldat3.3041forfiscalyear2012,althoughtheCityexperiencedanothersizable declineintaxablevalue.Constructionactivityinfiscalyear2012continuedtobelow,withjust66 permitsbeingissuedfornewconstructioninfiscalyear2012withavalueof$14.7million.Thedecline is primarily attributed to the slowdown of the housing market. Generalfundunassignedfundbalanceandamountscommittedbythefinancialpoliciesresolution basedon30%ofthegeneralfundexpendituresbudget,totaled48%ofthegeneralfundexpenditures budget.TheCityhasbeensteadfastandrefusedtospenddownthesebalancesduetouncertainty aboutthefutureduetotheslowdownofbuildingactivityandbecausetheCityunderstandsreliance onaccumulatedfundbalancestofundoperatingexpendituresisnotaprudentfiscalstrategy.Tothis end,thebudgetforfiscalyear2013incorporatesasmallmillageincreaseandplansfornoreduction of fund balances. Long-Term Financial Planning Administration Major Initiatives Therewereseveralsignificantinitiativesduringthepastfiscalyear.Throughrequestforproposals, theCitydeterminedtorefinancethe2010BankNotetoprovidemorestreetrepavingfundsanda reductionintheinterestrate.Alsowithacompetitivebiddingprocess,theCitytransitionedall bankingservicestoanewmaindepositorybankandachievedlowerbankservicefeesandahigher interestrateonovernightdeposits.Additionally,theCitysuccessfullyparticipatedinrating surveillanceactivitiesbyStandard&Poor’sandretained“A+”bondratingsontheStormwaterUtilities RevenueBondsandtheDiscretionarySalesTaxRevenueBonds.Duringthebudgetprocessforfiscal year2013,thereweresomenotableactionsconsideredimportanttomaintaininghealthybalancesin uncommittedGeneralFundreserves.TheCityexperiencedfurtherreductionsintaxableproperty values,aswellaslowercollectionsofelectricfranchisefeesandutilitytaxes.Therefore,some measureswererequiredtobringprojectedrevenuestothelevelofspendingconsiderednecessary. Theseincludedcontinuingmandatorymonthlyunpaidfurloughdaysandofferingnowageincreasesfor theemployees;approvingamillageincreasesufficienttoreplacea$100,000annualtransferthathas beenmadepreviouslyfromthelocaloptiongastaxes;andincreasingstormwaterfeestoaratethat allowstheStormwaterFundtoreplaceequipmentandcontinuethe$500,000annualtransferto General Fund. 5 Duringtheyear,significantchangeswerenegotiatedandapprovedbytheCityCounciltoensurethe futureaffordabilityofthePoliceOfficer’sPensionPlan.NewPoliceOfficerswillcontribute8%oftheir salariesandaccruea2.5%retirementbenefitforeachyearofservice,whilethoseemployedbefore October1,2012willhavetheircontributionincreasefrom5%to8%ofsalariesandcontinuetoaccrue a3.0%retirementbenefitforeachyearofservice.ThePoliceDepartmentcontinuestoparticipatein theaccreditationprogramofferedbythecommissionforFloridaLawEnforcementAccreditation.The designationencouragesthePoliceDepartmenttoestablishgoalsandobjectiveswithprovisionsfor periodicupdating;constantreevaluationofwhetherdepartmentalresourcesarebeingemployedin accordancewithagencygoals,objectivesandmission;constantreevaluationofdepartmentalpolicies andproceduresasdocumentedinthedepartment’swrittendirectivesystem;toaccommodate correctionofinternaldeficienciesandinefficienciesbeforetheybecomepublicproblems;andthe opportunitytoreorganizewithouttheappearanceofpersonalattacks.Standardsandperformance measurementsresultingfromtheaccreditationprocesswillcontinuetoguidebothSebastianPolice Department and city administration in alleviating potentially adverse conditions. Public Safety Stormwater TheCitycontinuesworkingontransportationimprovements.The2012banknoterefundedthe2010 banknoteandalsoprovided$175,000ofadditionalfundsforstreetrepaving.Fundshavealsobeen allocatedfromdiscretionarysalestaxesandthecommunityredevelopmentagencytodevelopa vehicleandboatparkingareaontheriverfront.Discretionarysalestaxeswillalsofundenhancements tothe“presidentialstreets”withinthecommunityredevelopmentagencyarea.Otherprojectsbeing plannedforfutureyearsincluderepairstothebridgeonBarberStreetandworkingwiththeCountyto make intersection improvements. TheSebastianMunicipalAirport’sinfrastructureisbeingdevelopedwiththeintentofattracting economicdevelopmentandstimulatingthebusinessclimateinordertocreatejobsinthecommunity. Infiscalyear2013,aseparatebudgetwasapprovedforexpensesmadetowardpromotingeconomic development.ThecurrentMasterPlanservesastheguidingdocumentforairportplanning.Land leasesareaprimarysourceofairportrevenuesandover150acresofpropertyisavailableforlease, forbothaviationandnon-aviationbusinesses.Alsoimportantaresalesfromaself-servefueling facility. TheAirport’slimitedresourcescontinuetobeleveragedbyaggressivelyseekingandobtaininggrants availablefromtheFloridaDepartmentofTransportation(FDOT)andFederalAviationAdministration (FAA) to provide the funding needed to develop the necessary infrastructure. Planned improvements in fiscalyear2013includedevelopmentoftheMainStreetAccessRoadandconstructingparallellighted taxiwaysandendofrunwayidentificationlighting.Theseandotherventureswillhelpattractbusiness to the Airport and thereby improve the financial positions of the Airport and City as a whole. Airport Traffic & Transportation ThemainfocusofStormwatereffortexpendedforthepastfiscalyearhascontinuedtobeonthe City'sStormwaterManagementProgram,includingcapitalprojects,maintenance,citizenresponseand education,andforwardplanning.Infiscalyear2007,Citybeganaprogramtoupgradethecurrent swalesystembyinstallingquarter-roundpiping.TheCityalsostartedoutsourcingtheswaleandditch maintenanceworktoenableCitycrewstofocusondifferentStormwatermaintenancepractices. Duringfiscalyear2012,drainageimprovementscontinuedwiththeinstallationofquarter-roundpiping inadditionalareasoftheCity.Forfiscalyear2013,arateincreasefrom$4.00to$5.00permonthper ERU(equivalentresidentialunit)wasapprovedinordertocontinuethequarter-roundprogramand provide funding for equipment replacements. 6 CITY OF SEBASTIAN, FLORIDA Organizational Chart 8 CITY OF SEBASTIAN, FLORIDA GFOA Certificate of Achievement 9 This page intentionally left blank. 10 FINANCIAL SECTION 11 This page intentionally left blank. 12 INDEPENDENT AUDITORS' REPORT March 13, 2013 Honorable Mayor and City Council City of Sebastian, Florida Wehaveauditedtheaccompanyingfinancialstatementsofthegovernmentalactivities,thebusiness- typeactivities,eachmajorfund,andtheaggregateremainingfundinformationoftheCityof Sebastian,Florida(the“City”),asofandfortheyearendedSeptember30,2012,whichcollectively comprisetheCity’sbasicfinancialstatementsaslistedinthetableofcontents.Thesefinancial statementsaretheresponsibilityofthemanagementoftheCityofSebastian,Florida.Our responsibility is to express opinions on these financial statements based on our audit. WeconductedourauditinaccordancewithauditingstandardsgenerallyacceptedintheUnitedStates ofAmericaandthestandardsapplicabletofinancialauditscontainedinGovernmentAuditing Standards,issuedbytheComptrollerGeneraloftheUnitedStates.Thosestandardsrequirethatwe planandperformtheaudittoobtainreasonableassuranceaboutwhetherthefinancialstatementsare freeofmaterialmisstatement.Anauditincludesexamining,onatestbasis,evidencesupportingthe amountsanddisclosuresinthefinancialstatements.Anauditalsoincludesassessingtheaccounting principlesusedandsignificantestimatesmadebymanagement,aswellasevaluatingtheoverall financialstatementpresentation.Webelievethatourauditandthereportoftheotherauditors provides a reasonable basis for our opinions. Inouropinion,basedonouraudit,thefinancialstatementsreferredtoabovepresentfairly,inall materialrespects,therespectivefinancialpositionofthegovernmentalactivities,thebusiness-type activities,eachmajorfund,andtheaggregateremainingfundinformationoftheCityofSebastian, FloridaasofSeptember30,2012,andtherespectivechangesinfinancialpositionandcashflows,where applicable,thereofandtherespectivebudgetarycomparisonfortheGeneralFundandeachmajor specialrevenuefundfortheyearthenendedinconformitywithaccountingprinciplesgenerally accepted in the United States of America. InaccordancewithGovernmentAuditingStandards,wehavealsoissued,ourreportdatedMarch13, 2013,onourconsiderationoftheCityofSebastian,Florida’sinternalcontroloverfinancialreporting andourtestsofitscompliancewithcertainprovisionsoflaws,regulations,contracts,andgrants, agreementsandothermatters.Thepurposeofthatreportistodescribethescopeofourtestingof internalcontroloverfinancialreportingandcomplianceandtheresultsofthattesting,andnotto provideanopinionontheinternalcontroloverfinancialreportingoroncompliance.Thatreportisan integralpartofanauditperformedinaccordancewithGovernmentAuditingStandardsandshouldbe considered in assessing the results of our audit. 5070 North Highway A1A Suite 250 Vero Beach, FL  32963 Ph: 772.234.8484 Fx: 772.234.8488 13 The introductory and statistical sections, as listed in the table of contents, are presented for purposes of additional analysis and are not a required part of the basic financial statements. Such information has not been subjected to the auditing procedures applied in the audit of the basic financial statements, and accordingly, we do not express an opinion or provide any assurance on it. Ourauditwasconductedforthepurposeofformingopinionsonthefinancialstatementsthat collectivelycomprisetheCity’sbasicfinancialstatements.Thecombiningandindividualnonmajorfund financialstatementsandschedulesarepresentedforpurposesofadditionalanalysisandarenota requiredpartofthebasicfinancialstatements.Suchinformationistheresponsibilityofmanagement andwasderivedfromandrelatesdirectlytotheunderlyingaccountingandotherrecordsusedto preparethebasicfinancialstatements.Theinformationhasbeensubjectedtotheauditingprocedures appliedintheauditofthebasicfinancialstatementsandcertainadditionalprocedures,including comparingandreconcilingsuchinformationdirectlytotheunderlyingaccountingandotherrecords usedtopreparethebasicfinancialstatementsortothebasicfinancialstatementsthemselves,and otheradditionalproceduresinaccordancewithauditingstandardsgenerallyacceptedintheUnited StatesofAmerica.Inouropinion,theinformationisfairlystatedinallmaterialrespectsinrelationto the basic financial statements as a whole. AccountingprinciplesgenerallyacceptedintheUnitedStatesofAmericarequirethatthe management’sdiscussionandanalysisandtheschedulesoffundingprogressandemployercontributions asnotedinthetableofcontentsbepresentedtosupplementthebasicfinancialstatements.Such information,althoughnotapartofthebasicfinancialstatements,isrequiredbytheGovernmental AccountingStandardsBoard,whoconsidersittobeanessentialpartoffinancialreportingforplacing thebasicfinancialstatementsinanappropriateoperational,economic,orhistoricalcontext.Wehave appliedcertainlimitedprocedurestotherequiredsupplementaryinformationinaccordancewith auditingstandardsgenerallyacceptedintheUnitedStatesofAmerica,whichconsistedofinquiriesof managementaboutthemethodsofpreparingtheinformationandcomparingtheinformationfor consistencywithmanagement’sresponsestoourinquiries,thebasicfinancialstatements,andother knowledgeweobtainedduringourauditofthebasicfinancialstatements.Wedonotexpressanopinion orprovideanyassuranceontheinformationbecausethelimitedproceduresdonotprovideuswith sufficient evidence to express an opinion or provide any assurance. 14 MANAGEMENT'S DISCUSSION AND ANALYSIS 15 CITY OF SEBASTIAN, FLORIDA Management's Discussion and Analysis Financial Highlights · · · · Overview of the Financial Statements SincetheManagement'sDiscussionandAnalysis(MD&A)isdesignedtofocusonthecurrentyearsactivities,resulting changesandcurrentlyknownfacts,pleasereaditinconjunctionwiththeTransmittalLetterandtheCity'sfinancial statements. TheassetsoftheCityexceededitsliabilitiesatthecloseofthefiscalyear2012by$51,991,703(netassets).Of thisamount,$3,648,188(unrestrictednetassets)maybeusedtomeettheCity'son-goingobligationstocitizens and creditors. TheCity'stotalnetassetsdecreasedby$477,097resultingfromanincreaseof$37,319fromgovernmental activities and an decrease of $514,416 from business-type activities. Governmental funds reported a combined ending fund balance of $11,383,377, a increase of $37,764 from the prior year.Approximately15%ofthisamount,$1,734,307isunassignedandavailableforspending,adecreaseof $50,106 from fiscal year 2011 due to total General Fund revenue being less than expenditures and transfers. Thegolfcoursefundreportedafurtherreductioninthedeficitinunrestrictednetassets,primarilyduetono longerhavingdebtservicepayments.Theairportdeficitistheresultofinvestmentincapitalassetsthatwill ultimatelybebeneficial.Thebuildingenterprisefundreportedanincreaseinnetassetsforthefirsttimein several years, as a result of an improved levels of construction activity. Theannualreportconsistsofaseriesoffinancialstatements.TheStatementofNetAssetsandtheStatementof ActivitiesprovideinformationabouttheactivitiesoftheCityasawholeandpresentalonger-termviewoftheCity's finances.Forgovernmentalactivities,thefundfinancialstatementstellhowtheseserviceswerefinancedintheshort termaswellaswhatremainsforfuturespending.FundfinancialstatementsalsoreporttheCity'soperationsinmore detailbyprovidinginformationabouttheCity'smostsignificantfunds.Thenotestothefinancialstatementsprovide additionalinformationthatisessentialtoafullunderstandingofthedataprovidedinthegovernment-wideandfund financial statements. Bothofthegovernment-widefinancialstatementsdistinguishfunctionsoftheCitythatareprincipallysupportedby taxesandintergovernmentalrevenues(governmentalactivities)fromotherfunctionsthatareintendedtorecoverall orasignificantportionoftheircoststhroughuserfeesandcharges(business-typeactivities).Thegovernmental activitiesoftheCityincludegeneralgovernment,publicsafety,culturalandrecreation,andgeneraladministration. The business-type activities of the City include the golf course, airport, and building operations. Government-wideFinancialStatements.Thegovernment-widefinancialstatementsaredesignedtoprovidereaders with a broad overview of the City’s finances, in a manner similar to a private-sector business. ThestatementofnetassetspresentsinformationonalloftheCity’sassetsandliabilities,withthedifference betweenthetworeportedasnetassets.Overtime,increasesordecreasesinnetassetsmayserveasauseful indicator of whether the financial position of the City is improving or deteriorating. Thestatementofactivitiespresentsinformationshowinghowthegovernment’snetassetschangedduringthemost recentfiscalyear.Allchangesinnetassetsarereportedassoonastheunderlyingeventgivingrisetothechange occurs,regardlessofthetimingofrelatedcashflows.Thus,revenuesandexpensesarereportedinthisstatement forsomeitemsthatwillonlyresultincashflowsinfuturefiscalperiods(e.g.,uncollectedtaxesandearnedbut unused vacation leave). TheCityofSebastian's(the"City")discussionandanalysisisdesignedto(a)assistthereaderinfocusingonsignificant financialissues,(b)provideanoverviewoftheCity'sfinancialactivity,(c)identifychangesintheCity'sfinancial position,(d)identifyanymaterialdeviationsfromthefinancialplan,and(e)identifyindividualfundissuesor concerns. 16 CITY OF SEBASTIAN, FLORIDA Management's Discussion and Analysis TheCitymaintainsfifteenindividualgovernmentalfunds.Informationispresentedseparatelyinthegovernmental fundsbalancesheetandinthegovernmentalfundsstatementofrevenues,expenditures,andchangesinfundbalances fortheGeneralFund,LocalOptionGasTax,DiscretionarySalesTaxFund,RiverfrontRedevelopmentFundand DiscretionarySalesSurtaxRevenueBonds2003Fund,allofwhichareconsideredtobemajorfunds.Datafromthe othertengovernmentalfundsarecombinedintoasingle,aggregatedpresentation.Individualfunddataforeachof thesenonmajorgovernmentalfundsisprovidedintheformofcombiningstatementsandscheduleselsewhereinthis report. TheCityadoptsanannualappropriatedbudgetforitsGeneralFundandspecialrevenuefunds.Budgetarycomparison statements have been provided for these funds to demonstrate compliance with this budget. FundFinancialStatements.Afundisagroupingofrelatedaccountsthatisusedtomaintaincontroloverresources thathavebeensegregatedforspecificactivitiesorobjectives.TheCity,likeotherstateandlocalgovernments,uses fundaccountingtoensureanddemonstratecompliancewithfinance-relatedlegalrequirements.Allofthefundsof the City can be divided into three categories: governmental funds, proprietary funds, and fiduciary funds. GovernmentalFunds.Governmentalfundsareusedtoaccountforessentiallythesamefunctionsreportedas governmentalactivitiesinthegovernment-widefinancialstatements.However,unlikethegovernment-widefinancial statements,governmentalfundfinancialstatementsfocusonnear-terminflowsandoutflowsofspendableresources, aswellasonbalancesofspendableresourcesavailableattheendofthefiscalyear.Suchinformationmaybeuseful in evaluating a government’s near-term financing requirements. Becausethefocusofgovernmentalfundsisnarrowerthanthatofthegovernment-widefinancialstatements,itis usefultocomparetheinformationpresentedforgovernmentalfundswithsimilarinformationpresentedfor governmentalactivitiesinthegovernment-widefinancialstatements.Bydoingso,readersmaybetterunderstandthe long-termimpactofthegovernment’snear-termfinancingdecisions.Boththegovernmentalfundbalancesheetand thegovernmentalfundstatementofrevenues,expenditures,andchangesinfundbalancesprovideareconciliationto facilitate this comparison between governmental funds and governmental activities. ProprietaryFunds.TheCitymaintainsonetypeofproprietaryfunds.Enterprisefundsareusedtoreportthesame functionspresentedasbusiness-typeactivitiesinthegovernment-widefinancialstatements.TheCityusesenterprise funds to account for the golf course, airport, and buildings department. Proprietaryfundsprovidethesametypeofinformationasthegovernment-widefinancialstatements,onlyinmore detail.Theproprietaryfundfinancialstatementsprovideseparateinformationforthegolfcourse,airport,and buildings department, which are considered to be major funds of the City. FiduciaryFunds.Fiduciaryfundsareusedtoaccountforresourcesheldforthebenefitofpartiesoutsidethe government.Fiduciaryfundsarenotreflectedinthegovernment-widefinancialstatementsbecausetheresourcesof thosefundsarenotavailabletosupporttheCity’sownprograms.Theaccountingusedforfiduciaryfundsismuchlike that used for proprietary funds. 17 CITY OF SEBASTIAN, FLORIDA Management's Discussion and Analysis Net Assets Governmental ActivitiesBusiness-type ActivitiesTotal 201220112012201120122011 Current and other assets12,067,998$ 12,664,876$ 758,107$ 1,289,505$ 12,826,105$ 13,954,381$ Capital assets, net42,713,256 43,779,203 11,181,823 11,850,561 53,895,079 55,629,764 Total assets54,781,254 56,444,079 11,939,930 13,140,066 66,721,184 69,584,145 Long-term liabilities12,742,412 14,172,911 196,000 236,472 12,938,412 14,409,383 Other liabilities738,664 1,008,309 1,052,405 1,697,653 1,791,069 2,705,962 Total liabilities13,481,076 15,181,220 1,248,405 1,934,125 14,729,481 17,115,345 Net assets: Invested in capital assets, net of related debt31,500,173 31,541,953 11,181,823 11,850,561 42,681,996 43,392,514 Restricted6,192,777 5,668,155 - - 6,192,777 5,668,155 Unrestricted3,607,228 4,052,751 (490,298) (644,620) 3,116,930 3,408,131 Total net assets41,300,178$ 41,262,859$ 10,691,525$ 11,205,941$ 51,991,703$ 52,468,800$ NotestotheFinancialStatements.Thenotesprovideadditionalinformationthatisessentialtoafullunderstanding of the data provided in the government-wide and fund financial statements. OtherInformation.Inadditiontothebasicfinancialstatementsandaccompanyingnotes,thisreportalsopresents certain required supplementary information. Government-Wide Financial Analysis Aspreviouslystated,netassetsmayserveovertimeasausefulindicatorofagovernment’sfinancialposition.Inthe case of the City, assets exceeded liabilities by $51,991,703 at the close of the most recent fiscal year. AsubstantialportionoftheCity’snetassets,$42,681,996(82percent),reflectsitsinvestmentincapitalassets(e.g., land,buildings,machineryandequipment),lessanyrelatedoutstandingdebtusedtoacquirethoseassets.TheCity usesthesecapitalassetstoprovideservicestocitizens;consequently,theseassetsarenotavailableforfuture spending.AlthoughtheCity’sinvestmentinitscapitalassetsisreportednetofrelateddebt,itshouldbenotedthat theresourcesneededtorepaythisdebtmustbeprovidedfromothersourcessincethecapitalassetsthemselves cannot be used to liquidate these liabilities. AnadditionalportionoftheCity’snetassetsof$5,661,519(11percent)representsresourcesthataresubjectto externalrestrictionsonhowtheymaybeused.TheCitymayusetheremainingbalanceofunrestrictednetassetsof $3,681,688 (7 percent) to meet its ongoing obligations to citizens and creditors. Attheendofthecurrentfiscalyear,theCityisabletoreportpositivebalancesinallthreecategoriesofnetassets, forthegovernmentasawholeandforitsseparategovernmentalactivities.Unrestrictednetassetswerenegativefor business-type activities, but improved over the prior year for each of the individual enterprise funds. 18 CITY OF SEBASTIAN, FLORIDA Management's Discussion and Analysis Change in Net Assets Governmental ActivitiesBusiness-type ActivitiesTotal 201220112012201120122011 Revenues Program revenues: Charges for services1,224,609$ 1,219,707$ 2,305,916$ 2,268,671$ 3,530,525$ 3,488,378$ Operating grants187,333 196,534 6,563 - 193,896 196,534 Capital grants791,265 838,242 150,083 900,340 941,348 1,738,582 General revenues: Property taxes3,063,495 3,453,778 - - 3,063,495 3,453,778 Other taxes4,852,413 4,751,021 - - 4,852,413 4,751,021 Intergovernmental1,934,733 1,868,555 - - 1,934,733 1,868,555 Other1,408,235 1,467,748 4,125 4,026 1,412,360 1,471,774 Total revenues13,462,083 13,795,585 2,466,687 3,173,037 15,928,770 16,968,622 Expenses General government2,640,677 2,766,575 - - 2,640,677 2,766,575 Public safety5,025,274 5,546,632 - - 5,025,274 5,546,632 Physical environment 2,007,902 1,558,974 - - 2,007,902 1,558,974 Transportation1,800,432 2,263,367 - - 1,800,432 2,263,367 Economic environment170,960 208,518 - - 170,960 208,518 Cultural and recreation 1,239,512 1,227,198 - - 1,239,512 1,227,198 Interest and fiscal charges562,496 546,103 - - 562,496 546,103 Golf course- - 1,394,731 1,355,266 1,394,731 1,355,266 Airport- - 1,166,588 1,188,788 1,166,588 1,188,788 Building- - 397,295 470,406 397,295 470,406 Total expenses13,447,253 14,117,367 2,958,614 3,014,460 16,405,867 17,131,827 Change in net assets, before transfers14,830 (321,782) (491,927) 158,577 (477,097) (163,205) Transfers22,489 - (22,489) - - - Change in net assets37,319 (321,782) (514,416) 158,577 (477,097) (163,205) Net assets, beginning of year41,262,859 41,584,641 11,205,941 11,047,364 52,468,800 52,632,005 Net assets end, of year41,300,178$ 41,262,859$ 10,691,525$ 11,205,941$ 51,991,703$ 52,468,800$ TheCity’snetassetsdecreasedby$477,097duringthecurrentfiscalyear.Increasesinongoingexpensesinexcessof increasesinongoingrevenuesresultedinadecreaseinnetassets.Theprimaryreasonforthedecreaseinnetassetsis related to a decrease in general property tax revenues. 19 CITY OF SEBASTIAN, FLORIDA Management's Discussion and Analysis · · · Expenses and Program Revenues - Governmental Activities Revenues by Source - Governmental Activities A decrease in general revenues and transfers of $259,736 A decrease in expenses of $670,114 GovernmentalActivities.GovernmentalactivitiesincreasedtheCity’snetassetsby$37,319ascomparedtotheprior year decrease of $321,782. Key elements of this increase are as follows: A decrease in program revenues of $51,276 - 1,000,000 2,000,000 3,000,000 4,000,000 5,000,000 6,000,000 General government Public safetyPhysical environment TransportationEconomic environment Cultural and recreation Interest and fiscal charges Expenses Program Revenues Charges for services 9%Operating grants 1% Capital grants 6% Property taxes 23% Other taxes 45% Intergovernmental 14% Other 2% 20 CITY OF SEBASTIAN, FLORIDA Management's Discussion and Analysis · · · Expenses and Program Revenues - Business-type Activities Revenues by Source - Business-type Activities Business-typeActivities.Business-typeactivitiesdecreasedtheCity’snetassetsby$514,417,ascomparedtothe prior year increase of $158,577. The key elements of this decrease are as follows: A decrease in expenses of $58,178. A decrease in revenues and transfers of $19,951. A decrease in program revenues of $711,218. - 200,000 400,000 600,000 800,000 1,000,000 1,200,000 1,400,000 1,600,000 Golf courseAirportBuilding Expenses Program Revenues Charges for services 94% Capital grants 6% Other 0% 21 CITY OF SEBASTIAN, FLORIDA Management's Discussion and Analysis · · · · · · · · · · · · · · Investment earnings were over-estimated as a result in the overall decline in interest rates. Intergovernmentalrevenuehadapositivebudgetaryvariancefromhigherthananticipatedreceiptsfrom municipal revenue sharing and local half-cent sales taxes transmitted by the state. Generalfundexpenditureshadanoverallpositivebudgetaryvarianceof$205,270,ofwhichthegreatestportions relatedtogeneralgovernment,($57,681),publicsafety($57,095),andphysicalenvironment($71,663). Unanticipatedcapitalpurchaseswerenecessaryinseveraldepartments,howeverthesewerecoveredbysavings from operating accounts. ThegeneralfundisthechiefoperatingfundoftheCity.Attheendofthecurrentfiscalyear,unassignedfundbalance ofthegeneralfundwas$1,734,307whiletotalfundbalanceamountedto$5,002,172.Asameasureofthegeneral fund’sliquidity,itmaybeusefultocomparebothunassignedfundbalanceandtotalfundbalancetototalfund expenditures.Unassignedfundbalancerepresents18percentoftotalGeneralFundexpenditures,whiletotalfund balance represents 51 percent of that same amount. Financial Analysis of the City’s Funds Asnotedearlier,theCityusesfundaccountingtoensureanddemonstratecompliancewithfinance-relatedlegal requirements. GovernmentalFunds.ThefocusoftheCity’sgovernmentalfundsistoprovideinformationonnear-terminflows, outflows,andbalancesofspendableresources.SuchinformationisusefulinassessingtheCity’sfinancing requirements.Inparticular,unassignedfundbalancemayserveasausefulmeasureofagovernment’snetresources available for spending at the end of the fiscal year. Asoftheendofthecurrentfiscalyear,theCity’sgovernmentalfundsreportedcombinedending fundbalancesof $11,383,377,anincreaseof$37,764fromtheprioryear.Ofthisamount,15percent($1,734,307)constitutes unassignedfundbalance,whichisavailableforspendingattheCity’sdiscretion.Theremainderoffundbalanceis assignedtoindicatethatitisnotavailablefornewspendingbecauseitisclassifiedasoneofthefollowing:A) Nonspendablefor1)inventoriesandprepaids,2)long-termcashadvances,or3)isnonspendableaspermanentfund corpusforcemeteryperpetualcare;B)Restrictedforcapitalprojectsorduetodebtserviceandspecialrevenuefund designations;C)iscommittedforworkingcapitalpertheCity'sFundBalancepolicy;orD)hasbeenassignedforother specific uses in the City’s general operations. ThefundbalanceoftheCity’sgeneralfunddecreasedby$100,286duringthecurrentfiscalyear.Keyfactorsinthis change are as follows: Expenditures decreased $804,564 due to reductions in employees and cuts in other operating accounts. Thegeneralfundbudgetedforanincreaseinfundbalanceof$61,000andtheactualdecreaseinfundbalancewas $100,286. Significant changes in budgetary variances are as follows: All other revenues increased by $3,673. Charges for services increased by $30,112. Intergovernmental increased by $76,653. Propertytaxrevenueshadapositivebudgetaryvarianceof$26,091,withover96%ofthetaxrollbeingcollected. Only 95% of the tax roll is budgeted as being collected, per Florida statutes. Thedecreaseinfundbalancewasprimarilytheresultofshortfallsinthecollectionsofpublicutilitytaxesand franchise fees that we significantly over estimated. Transfers in from other funds decreased by $44,011 because less was transferred from the local option gas tax Property tax revenues decreased by $347,742 due to reductions in taxable property values. Investment earnings decreased $25,139 due to lower rates of return. Fines decreased by $28,347. Franchise fees decreased by $60,118. 22 CITY OF SEBASTIAN, FLORIDA Management's Discussion and Analysis · · · · · TheRiverfrontRedevelopmentFundendedtheyearwith$478,895infundbalance.Unanticipatedexpensesexceeded budget, but transfers out for pending construction projects were less than budgeted. TheendoftheyearfundbalanceoftheLocalOptionGasTaxFundincreasedto$190,274duetorefinancingthebank note and providing additional funds for street paving. OtherfactorsconcerningthefinancesofthesethreefundshavealreadybeenaddressedinthediscussionoftheCity's business-type activities. Budgetary Highlights TheDiscretionarySalesSurtaxRevenueBonds2003Fundhasatotalfundbalanceof$1,555,411,allofwhichis restricted for debt service on the bonds. $2,129 supplemental appropriation for replacing a badge printer. $1,722 supplemental appropriation to reflect the use of insurance proceeds to repair a damaged truck. $150,000increasetoappropriationsintheDiscretionarySalesTaxFundforanewprojecttomakestreet improvements. $13,800 amendment to establish budgetary accounts for the Parking-in-Lieu-of Fund. Thetotalnetassetsoftheairportfundattheendofthefiscalyearamountedto$9,845,816,whiletheunrestricted netassets(deficit)amountedto($816,992).Comparedtotheprioryearinthesamecategory,netassetshave increasedby$541,164whiletheunrestrictednetassets(deficit)wasreducedby$71,834.Thereductioninthe unrestrictednetassets(deficit)ismainlyduetoareductioninamountsinvestedincapitalassetsresultingfrom depreciation expense. Thetotalnetassetsofthebuildingfundattheendofthefiscalyearamountedto$487,393,allofwhichwas unrestrictednetassets.Thisisanincreaseof$26,587fromtheprioryear,whichwasprimarilyduetooperating revenue exceeding operating expenses for the year. Thetotalnetassetsofthegolfcoursefundattheendofthefiscalyearamountedto$358,316,whiletheunrestricted netassets(deficit)amountedto($160,699).Comparedtotheprioryearinthesamecategory,netassetsare$161 morethantheprioryear,whiletheunrestrictednetassets(deficit)wasreducedby$55,542fromtheprioryear.This is mainly because of a reduction in the amounts invested in capital assets, resulting from depreciation expense. TheDiscretionarySalesTaxrevenuespecialrevenuefundhasatotalfundbalance$2,015,572,anincreasefromthe $1,623,442totalfundbalanceoftheprioryear.Fundsareintentionallybeingaccumulatedforprojectsthatare planned in future years. ProprietaryFunds.TheCity’sproprietaryfundfinancialstatementsprovidethesametypeofinformationfoundinthe government-wide financial statements, but in more detail. $631,192supplementalappropriationtoDiscretionarySalesTax,RiverfrontRedevelopmentandRecreationImpact FeeFundstocovertransfersforopenpurchaseordersandcapitalprojectsthatwerecarriedforwardfromthe prior fiscal year. Duringtheyear,theCityCouncilrevisedtheCitybudgetfourtimes.Thesebudgetamendmentsfallintothree categories.Thefirstcategoryincludesamendmentsandsupplementalappropriationsthatwereapprovedshortlyafter thebeginningoftheyearandreflectfundbalancescarriedoverfromthepriorfiscalyeartoreappropriatetransfersto covercertainpurchaseordersandcapitalprojects.Thesecondcategoryincludesadjustmentsforunanticipated revenues.Thethirdcategoryincludessupplementalappropriationstocoverunanticipateditemsorprojectcoststhat were above or below budgeted amounts. 23 CITY OF SEBASTIAN, FLORIDA Management's Discussion and Analysis · · · · · · · · · · · · · · · · Capital Assets (Net of Depreciation) Governmental ActivitiesBusiness-type ActivitiesTotal 201220112012201120122011 Land8,007,437$ 8,007,437$ 9,060$ 9,060$ 8,016,497$ 8,016,497$ Buildings8,537,630 8,922,248 5,269,576 5,438,009 13,807,206 14,360,257 Improvements3,606,536 3,546,201 1,092,661 1,209,096 4,699,197 4,755,297 Equipment1,177,489 1,302,227 107,650 183,168 1,285,139 1,485,395 Infrastructure21,220,735 20,793,242 4,699,834 5,011,228 25,920,569 25,804,470 Construction in progress163,429 1,207,848 3,042 - 166,471 1,207,848 Total capital assets, net42,713,256$ 43,779,203$ 11,181,823$ 11,850,561$ 53,895,079$ 55,629,764$ CapitalAssets.Attheendoffiscalyear2012theCityhad$53,895,079investedinabroadrangeofcapitalassets, includingland,policeandpublicworksequipment,buildings,parkfacilities,roads,bridges,andstormwaterdrainage structures.Thisamountrepresentsanetdecrease(includingadditionsanddeductions)of$1,734,685,or3.2%,over last year. The following table illustrates the changes in capital assets. $3,450 supplemental appropriation to Discretionary Sales Tax Fund for additional 1/4 round expenditures. $150,000 supplemental appropriation to Discretionary Sales Tax Fund for the Davis Street Sewer Project. $125,000supplementalappropriationtoDiscretionarySalesTaxFundforparkingimprovementsforNorthIndian River Drive. $4,527 reduction in Recreation Impact Fee Fund for projects completed under budget. Duringthefiscalyear,totalgeneralfundactualrevenueswerelessthanfinalamendedbudgetaryestimatesandtotal generalfundactualexpenditureswerelessthanthefinalamendedbudgetaryestimates.Theshortfallinanticipated revenueswasmainlyduetoadeclineinfranchisefeesandpublicutilitytaxesreceivedfromFloridaPowerandLight Company.Apositiveoverallvarianceonexpendituresresultedinalowerdrawonexistingfundbalancesthanwould have otherwise occurred. $26,189 reduction in Recreation Impact Fee Fund for completed or deferred projects. $38,014 reduction in Discretionary Sales Tax Fund for projects completed under budget. $3,644 supplemental appropriation to add funding for the telephone system project. $20,000 amendment to fund the Four Chaplains Memorial Project. $4,475 supplemental appropriation to reflect the use of insurance proceeds to repair damaged fencing at the airport. $6,000 supplemental appropriation to use new rent revenue toward ground maintenance at the airport. $2,370,485 amendment to the Local Option Gas Tax Fund to account for the bank note refinancing. $23,300 reduction in the Discretionary Sales Tax Fund to reflect deferral of the painting of City Hall. $904 supplemental appropriation to Recreation Impact Fee Fund for a required lift station vent. $25,000 supplemental appropriation to Recreation Impact Fee Fund to provide restrooms at the dog park. $139,263 supplemental appropriation to General Fund to reflect state monies provided for Police Pension Plan use. $4,125supplementalappropriationtotheAirportFundtoreflecttheuseofproceedsfromequipmentsalesfor equipment repairs. Capital Asset and Debt Administration 24 CITY OF SEBASTIAN, FLORIDA Management's Discussion and Analysis · · · · · · · General Obligation and Revenue Bonds Governmental ActivitiesBusiness-type ActivitiesTotal 201220112012201120122011 Revenue bonds8,925,000$ 10,000,000$ -$ -$ 8,925,000$ 10,000,000$ Notes payable2,296,000 2,246,000 - - 2,296,000 2,246,000 Total capital assets, net11,221,000$ 12,246,000$ -$ -$ 11,221,000$ 12,246,000$ Economic Factors and Next Year’s Budget and Rates Toaddressanotherimportantarea,anincreaseinthestormwaterfeewasalsoadopted.Itisanticipatedthatthe increasefrom$4amonthperEquivalentResidentialUnit(ERV)to$5wouldenablethisspecialrevenuefundtosustain operations and cover the cost of equipment replacement. Long-TermDebt.Attheendofthecurrentfiscalyear,theCityhadtotalinstallmentdebtoutstandingof $11,221,000.Ofthisamount,$2,296,000(20.4percent )comprisesdebtnotbackedbythefullfaithandcreditofthe government.TheremainderoftheCitydebtrepresentsbondssecuredsolelybyspecifiedrevenuesources(i.e., revenue bonds). TheCity’stotalinstallmentdebtdecreasedby$1,025,000(9.1percent)duringthecurrentfiscalyear.Thenet decrease was mainly attributable to annual principal payments. TheInfrastructureSalesSurtaxRevenueBonds,Series2003andSeries2003AandtheStormwaterUtilityRevenue Bonds,Series2003wereinitiallyinsuredbyAAAratedinsuranceagenciesandratedAAA,whichisthehighestrating givenbyratingagencies.However,ratingsontheinsuranceagencieshavebeendowngraded.AlloftheCity'sother debt,primarilynotesandacapitallease,arenotrated.OtherobligationsoftheCityincludeaccruedvacationpayand sick leave. TheCity'selectedandappointedofficialsconsideredmanyfactorswhensettingthefiscalyear2013budget,taxrates, andfeesthatwillbechargedforthebusiness-typeactivities.Oneofthosefactorsistheeconomy.Sebastian'slocal economyconsistslargelyofretailandserviceindustries.Lessthanonepercentisdevotedtoindustrialactivities. Constructionofnewhomesisthelargestsinglebusinessinthearea.SomeofthelargestretailstoresincludePublix SupermarketandWal-MartStores,lnc.®TheIndianRiverCountyunemploymentrateinSeptember2012was10.2 percentdownfrom13.6percentinthepreviousyear,whichisapositivesignandanalogoustotheeconomicpattern existing throughout the state and nation. TheCityexperiencedanothersignificantdeclineinpropertyvalues(6.3percent)for2013.Evenafterreducingthe GeneralFundexpendituresbymorethan$250,000,itwasdeterminedthatamillageincreasewouldbesensible.The ratewasincreasedfrom3.3041to3.7166,whichprovidedsufficientfundstodiscontinuetransfersfromtheLocal Option Gas Tax Fund. This allowed those funds to be allocated to street paving projects. Business-type activities had the following major changes during the fiscal year: A decrease in buildings mainly due to the amount of depreciation. A decrease in other categories due to the amount of depreciation. Governmental activities had the following major changes during the fiscal year: A decrease in buildings mainly due to the amount of depreciation. An increase in improvements mainly due to amenities added at Schumann Park. A decrease in equipment mainly due to the amount of depreciation. An increase in infrastructure mainly due to construction of Powerline Road. A decrease in construction-in-progress mainly due to the completion of construction on Powerline Road. 25 CITY OF SEBASTIAN, FLORIDA Management's Discussion and Analysis Thisfinancialreportisdesignedtoprovideourcitizens,taxpayers,customers,investorsandcreditorswithageneral overviewoftheCity'sfinancesandtoshowtheCity'saccountabilityforthemoneyitreceives.Ifyouhavequestions aboutthisreportorneedadditionalinformation,contacttheAdministrativeServicesDepartmentatCityofSebastian, 1225 Main Street, Sebastian, Florida 32958. TheGolfCoursereportedasmalloperatingincome,mostlyduetoaratechangeeffectiveFebruary2,2012.A provisionofthatrateincreaserequiresthat5%oftheaddedrevenuesaretobeusedonlyformajorcapitalrepairsor improvements.Evenso,atemporaryinterfundloanfromGeneralFundwasmadeattheendoftheyeartoprovide sufficientcashflow.Itisexpectedthatwithareasonablygoodlevelofrevenuesinthecomingyear,thecurrentloan can be repaid. Requests for Information GeneralFundalsomadeatemporaryinterfundloantotheAirportinordertoprovidesufficientcashflow.Itis expectedthatrepaymentwillbemadeinthecomingyear.Sizableoperatinglossesaretheresultofdepreciationon capital assets. Withsomeincreasesinbuildingpermitfeesandreductionofoperatingexpenses,theBuildingEnterpriseFund reportedapositivechangeinnetassets.Whiletheeconomyisstillweak,therearesomesignsofrenewedactivityin the local housing market which are encouraging. 26 BASIC FINANCIAL STATEMENTS 27 This page intentionally left blank. 28 Statement of Net Assets September 30, 2012 GovernmentalBusiness-type ActivitiesActivitiesTotal Assets Cash and cash equivalents579,716$ 101,215$ 680,931$ Temporarily restricted cash and cash equivalents2,494,010 - 2,494,010 Investments6,509,441 594,113 7,103,554 Permanently restricted investments254,806 - 254,806 Receivables, net772,347 14,512 786,859 Internal balances858,061 (858,061) - Prepaid expenses105,027 13,198 118,225 Inventories65,423 33,467 98,890 Net pension asset132,133 - 132,133 Deposits held in escrow 14,010 1,602 15,612 Deferred bond issuance costs283,024 - 283,024 Capital assets not being depreciated8,170,866 12,102 8,182,968 Capital assets being depreciated, net34,542,390 11,169,721 45,712,111 Total assets54,781,254 11,081,869 65,863,123 Liabilities Accounts payable and other current liabilities265,703 34,577 300,280 Accrued interest payable183,778 - 183,778 Unearned revenues- 132,557 132,557 Long-term liabilities: Due within one year1,425,933 922 1,426,855 Due in more than one year11,316,479 195,078 11,511,557 Net other postemployment benefits liability289,183 27,210 316,393 Total liabilities 13,481,076 390,344 13,871,420 Net assets Invested in capital assets, net of related debt31,500,173 11,181,823 42,681,996 Restricted for: Debt service1,744,486 - 1,744,486 Capital17,354 - 17,354 Perpetual care: Expendable247,793 - 247,793 Nonexpendable 737,182 - 737,182 Other expenses3,445,962 - 3,445,962 Unrestricted (deficit)3,607,228 (490,298) 3,116,930 Total net assets41,300,178$ 10,691,525$ 51,991,703$ The accompanying notes are an integral part of these basic financial statements. CITY OF SEBASTIAN, FLORIDA Primary Government 29 Statement of Activities For the Year Ended September 30, 2012 Program Revenues OperatingCapitalNet ChargesGrants andGrants and(Expense) Functions / ProgramsExpensesfor ServicesContributionsContributionsRevenue Primary government Governmental activities: General government2,640,677$ 214,488$ 16,062$ -$ (2,410,127)$ Public safety5,025,274 66,474 161,918 - (4,796,882) Physical environment2,007,902 876,693 - - (1,131,209) Transportation1,800,432 - 9,353 550,702 (1,240,377) Economic environment170,960 - - 13,998 (156,962) Cultural and recreation 1,239,512 66,954 - 226,565 (945,993) Interest and fiscal charges 562,496 - - - (562,496) Total governmental activities13,447,253 1,224,609 187,333 791,265 (11,244,046) Business-type activities: Golf course1,394,731 1,394,844 48 - 161 Airport1,166,588 491,367 5 150,083 (525,133) Building397,295 419,705 6,510 - 28,920 Total business-type activities2,958,614 2,305,916 6,563 150,083 (496,052) Total primary government 16,405,867$ 3,530,525$ 193,896$ 941,348$ (11,740,098)$ CITY OF SEBASTIAN, FLORIDA 30 CITY OF SEBASTIAN, FLORIDA Statement of Activities For the Year Ended September 30, 2012 Primary Government GovernmentalBusiness-type ActivitiesActivitiesTotal Changes in net assets Net revenue (expense)(11,244,046)$ (496,052)$ (11,740,098)$ General revenues: Property taxes, levied for general purposes3,063,495 - 3,063,495 Sales and use taxes4,852,413 - 4,852,413 Franchise fees1,124,568 - 1,124,568 State shared revenues not restricted to specific programs1,934,733 - 1,934,733 Interest earnings82,129 - 82,129 Miscellaneous201,538 4,125 205,663 Transfers 22,489 (22,489) - Total general revenues and transfers11,281,365 (18,364) 11,263,001 Change in net assets37,319 (514,416) (477,097) Net assets, beginning of year41,262,859 11,205,941 52,468,800 Net assets, end of year41,300,178$ 10,691,525$ 51,991,703$ The accompanying notes are an integral part of these basic financial statements. 31 CITY OF SEBASTIAN, FLORIDA Balance Sheet Governmental Funds September 30, 2012 Local Option DiscretionaryRiverfront GeneralGas TaxSales TaxRedevelopment Assets Cash and cash equivalents89,330$ 137,841$ 296,346$ 709$ Investments4,184,204 4,974 946,725 484,168 Accounts receivable, net244,651 - - - Accrued interest receivable3,005 - - - Due from other funds105,550 - - - Due from other governments242,012 47,459 220,009 - Inventories65,423 - - - Prepaid expenses 105,027 - - - Deposits held in escrow14,010 - - - Advance to other funds200,000 - 552,511 - Total assets5,253,212$ 190,274$ 2,015,591$ 484,877$ Liabilities Accounts payable and accrued liabilities222,670$ -$ 19$ 5,982$ Due to other governments28,370 - - - Total liabilities251,040 - 19 5,982 Fund balances Nonspendable370,450 - 552,511 - Restricted - 190,274 1,463,061 478,895 Committed2,861,708 - - - Assigned 35,707 - - - Unassigned1,734,307 - - - Total fund balances5,002,172 190,274 2,015,572 478,895 Total liabilities and fund balances5,253,212$ 190,274$ 2,015,591$ 484,877$ The accompanying notes are an integral part of these basic financial statements. 32 Discretionary Sales SurtaxNonmajorTotal Revenue BondsGovernmentalGovernmental 2003FundsFunds 1,555,411$ 994,089$ 3,073,726$ - 1,144,176 6,764,247 - - 244,651 - 997 4,002 - - 105,550 - 10,453 519,933 - - 65,423 - - 105,027 - - 14,010 - - 752,511 1,555,411$ 2,149,715$ 11,649,080$ -$ 8,662$ 237,333$ - - 28,370 - 8,662 265,703 - 737,182 1,660,143 1,555,411 684,185 4,371,826 - 719,686 3,581,394 - - 35,707 - - 1,734,307 1,555,411 2,141,053 11,383,377 1,555,411$ 2,149,715$ 11,649,080$ 33 This page intentionally left blank. 34 CITY OF SEBASTIAN, FLORIDA Reconciliation Fund Balances for Governmental Funds to Net Assets of Governmental Activities September 30, 2012 Fund balances - total governmental funds11,383,377$ Amounts reported for governmental activities in the statement of net assets are different because: Capital assets used in governmental activities are not financial resources, and therefore are not reported in the fund statement. Capital assets not being depreciated 8,170,866 Capital assets being depreciated, net34,542,390 Some items are recorded as revenues and expenditures in the fund statements when paid or when received. These items are recorded on the government-wide statements when incurred in the case of expenditures and when revenues are earned. Net pension asset132,133 Accrued interest receivable 3,761 Certain liabilities, such as bonds payable, are not due and payable in the current period, and therefore are not reported in the funds. Bonds and notes payable(11,213,083) Unamortized bond issuance costs283,024 Compensated absences(1,435,586) Termination benefits(2,543) Other postemployment benefits(289,183) Contamination liability(91,200) Accrued interest on long-term debt(183,778) Net assets of governmental activities 41,300,178$ The accompanying notes are an integral part of these basic financial statements. 35 CITY OF SEBASTIAN, FLORIDA Statement of Revenue, Expenditures and Changes in Fund Balances Governmental Funds For the Year Ended September 30, 2012 Local Option Discretionary GeneralGas TaxSales Tax Revenue Taxes: Property2,808,426$ -$ -$ Public utility2,387,553 - - Sales- - 2,464,240 Motor fuel- 550,702 - Franchise fees1,124,568 - - Licenses and permits22,431 - - Intergovernmental 2,078,685 9,353 - Impact fees- - - Charges for services290,950 - - Fines52,307 - - Investment earnings28,046 5,062 27,165 Contributions and donations34,031 - - Other revenue165,285 - - Total revenue8,992,282 565,117 2,491,405 Expenditures Current: General government2,398,207 - - Public safety4,511,563 - - Physical environment1,030,021 - - Transportation934,006 274,405 - Economic environment- - - Culture and recreation876,502 - - Debt service: Principal- 2,246,000 - Interest and fiscal charges- 84,742 - Capital outlay34,985 - - Total expenditures9,785,284 2,605,147 - Revenue over (under) expenditures(793,002) (2,040,030) 2,491,405 Other financing sources (uses) Issuance of long-term debt- 2,296,000 - Transfers in692,716 742 22,489 Transfers out- (125,000) (2,121,764) Total other financing sources (uses)692,716 2,171,742 (2,099,275) Net changes in fund balances(100,286) 131,712 392,130 Fund balances, beginning of year5,102,458 58,562 1,623,442 Fund balances, end of year5,002,172$ 190,274$ 2,015,572$ The accompanying notes are an integral part of these basic financial statements. 36 Discretionary Sales SurtaxNonmajorTotal RiverfrontRevenue BondsGovernmentalGovernmental Redevelopment2003FundsFunds 255,069$ -$ -$ 3,063,495$ - - - 2,387,553 - - - 2,464,240 - - - 550,702 - - - 1,124,568 - - - 22,431 - - - 2,088,038 - - 58,500 58,500 - - 867,125 1,158,075 - - 5,268 57,575 1,445 4,995 19,803 86,516 - - 182,060 216,091 11,998 - 24,605 201,888 268,512 4,995 1,157,361 13,479,672 2,438 - 9,700 2,410,345 - - 12,239 4,523,802 - - 12,328 1,042,349 - - - 1,208,411 138,531 - - 138,531 - - - 876,502 - 795,000 280,000 3,321,000 - 227,367 160,290 472,399 - - 1,732,073 1,767,058 140,969 1,022,367 2,206,630 15,760,397 127,543 (1,017,372) (1,049,269) (2,280,725) - - - 2,296,000 - 1,016,206 1,962,612 3,694,765 (104,458) - (1,321,054) (3,672,276) (104,458) 1,016,206 641,558 2,318,489 23,085 (1,166) (407,711) 37,764 455,810 1,556,577 2,548,764 11,345,613 478,895$ 1,555,411$ 2,141,053$ 11,383,377$ 37 Reconciliation Net Changes in Fund Balances of Governmental Funds to Change in Net Assets of Governmental Activities For the Year Ended September 30, 2012 Net change in fund balances - total governmental funds37,764$ Amounts reported for governmental activities in the statement of activities are different because: Governmental funds report capital outlays as expenditures. However, in the statement of activities, the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. Capital outlay1,767,058 Depreciation expense(2,826,862) Loss on the sale of capital assets(6,143) Some interest revenues reported in the statement of activities do not constitute current financial resources, therefore, are not reported as revenues in governmental funds Interest revenues(4,387) Bond proceeds provide current financial resources to governmental funds in the period issued, but issuing bonds increases long-term liabilities in the statement of net assets. Repayment of bond principal is an expenditure in the governmental funds, but the repayment reduces long-term liabilities in the statement of net assets. Proceeds from the issuance of debt(2,296,000) Principal payments on long-term liabilities 3,321,000 Some expenses reported in the statement of activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds. Change in accrued interest payable on long-term debt32,860 Capitalization of issuance costs 30,091 Amortization of deferred issuance costs / discounts(126,007) Change in the accrual for compensated absences 82,179 Change in the accrual for pension benefits(9,204) Change in the accrual for other postemployment benefits 26,126 Change in the accrual for termination benefits8,844 Change in net assets of governmental activities 37,319$ The accompanying notes are an integral part of these basic financial statements. CITY OF SEBASTIAN, FLORIDA 38 CITY OF SEBASTIAN, FLORIDA Statement of Revenue, Expenditures and Changes in Fund Balances Budget and Actual - General Fund For the Year Ended September 30, 2012 Actual Over OriginalFinal(Under) Final BudgetBudgetActualBudget Revenue Taxes: Property2,782,335$ 2,782,335$ 2,808,426$ 26,091$ Public utility2,550,000 2,550,000 2,387,553 (162,447) Franchise fees1,352,200 1,352,200 1,124,568 (227,632) Licenses and permits36,150 36,150 22,431 (13,719) Intergovernmental1,880,400 2,019,663 2,078,685 59,022 Charges for services284,603 300,061 290,950 (9,111) Fines74,000 74,000 52,307 (21,693) Investment earnings 92,000 92,000 28,046 (63,954) Contributions and donations33,376 33,376 34,031 655 Other revenue149,400 151,122 165,285 14,163 Total revenue9,234,464 9,390,907 8,992,282 (398,625) Expenditures Current: General government2,441,589 2,455,888 2,398,207 (57,681) Public safety4,429,395 4,568,658 4,511,563 (57,095) Physical environment1,118,626 1,101,684 1,030,021 (71,663) Transportation965,567 960,667 934,006 (26,661) Culture and recreation875,287 878,279 876,502 (1,777) Capital outlay30,000 25,379 34,985 9,606 Total expenditures9,860,464 9,990,555 9,785,284 (205,271) Revenue over (under) expenditures(626,000) (599,648) (793,002) (193,354) Other financing sources Transfers in687,000 660,648 692,716 32,068 Net changes in fund balances61,000 61,000 (100,286) (161,286) Fund balances, beginning of year5,102,458 5,102,458 5,102,458 - Fund balances, end of year5,163,458$ 5,163,458$ 5,002,172$ (161,286)$ The accompanying notes are an integral part of these basic financial statements. 39 CITY OF SEBASTIAN, FLORIDA Statement of Revenue, Expenditures and Changes in Fund Balances Budget and Actual - Local Option Gas Tax For the Year Ended September 30, 2012 Actual Over OriginalFinal(Under) Final BudgetBudgetActualBudget Revenue Taxes: Motor fuel585,900$ 585,900$ 550,702$ (35,198)$ Intergovernmental9,353 9,353 9,353 - Investment earnings3,000 3,000 5,062 2,062 Total revenue598,253 598,253 565,117 (33,136) Expenditures Current: Transportation257,719 291,601 274,405 (17,196) Debt service: Principal176,000 2,263,118 2,246,000 (17,118) Interest and fiscal charges89,792 89,792 84,742 (5,050) Total expenditures523,511 2,644,511 2,605,147 (39,364) Revenue over (under) expenditures74,742 (2,046,258) (2,040,030) 6,228 Other financing sources Issuance of long-term debt- 2,296,000 2,296,000 - Transfers in- - 742 742 Transfers out(125,000) (300,000) (125,000) 175,000 Net changes in fund balances(50,258) (50,258) 131,712 181,970 Fund balances, beginning of year58,562 58,562 58,562 - Fund balances, end of year8,304$ 8,304$ 190,274$ 181,970$ The accompanying notes are an integral part of these basic financial statements. 40 CITY OF SEBASTIAN, FLORIDA Statement of Revenue, Expenditures and Changes in Fund Balances Budget and Actual - Discretionary Sales Tax Special Revenue Fund For the Year Ended September 30, 2012 Actual Over OriginalFinal(Under) Final BudgetBudgetActualBudget Revenue Taxes: Sales2,356,000$ 2,356,000$ 2,464,240$ 108,240$ Investment earnings24,150 24,150 27,165 3,015 Total revenues2,380,150 2,380,150 2,491,405 111,255 Other financing sources (uses) Transfers in- - 22,489 22,489 Transfers out(2,390,391) (2,996,807) (2,121,764) 875,043 Total other financing sources (uses)(2,390,391) (2,996,807) (2,099,275) 897,532 Net changes in fund balances(10,241) (616,657) 392,130 1,008,787 Fund balances, beginning of year1,623,442 1,623,442 1,623,442 - Fund balances, end of year1,613,201$ 1,006,785$ 2,015,572$ 1,008,787$ The accompanying notes are an integral part of these basic financial statements. 41 CITY OF SEBASTIAN, FLORIDA Statement of Revenue, Expenditures and Changes in Fund Balances Budget and Actual - Riverfront Redevelopment Special Revenue Fund For the Year Ended September 30, 2012 Actual Over OriginalFinal(Under) Final BudgetBudgetActualBudget Revenue Taxes: Property259,066$ 259,066$ 255,069$ (3,997)$ Investment earnings4,650 4,650 1,445 (3,205) Other revenue- - 11,998 11,998 Total revenues263,716 263,716 268,512 4,796 Expenditures Current: General government- - 2,438 2,438 Economic environment126,022 126,022 138,531 12,509 Total expenditures126,022 126,022 140,969 14,947 Revenues over (under) expenditures137,694 137,694 127,543 (10,151) Other financing uses Transfers out(160,000) (160,594) (104,458) 56,136 Net changes in fund balances(22,306) (22,900) 23,085 45,985 Fund balances, beginning of year455,810 455,810 455,810 - Fund balances, end of year433,504$ 432,910$ 478,895$ 45,985$ The accompanying notes are an integral part of these basic financial statements. 42 CITY OF SEBASTIAN, FLORIDA Statement of Revenue, Expenditures and Changes in Fund Balances Budget and Actual - Discretionary Sales Surtax Revenue Bonds 2003 Debt Service Fund For the Year Ended September 30, 2012 Actual Over OriginalFinal(Under) Final BudgetBudgetActualBudget Revenue Investment earnings22,400$ 22,400$ 4,995$ (17,405)$ Expenditures Debt service: Principal795,000 795,000 795,000 - Interest and fiscal charges227,333 227,333 227,367 34 Total expenditures1,022,333 1,022,333 1,022,367 34 Revenues over (under) expenditures(999,933) (999,933) (1,017,372) (17,439) Other financing sources Transfers in997,391 997,391 1,016,206 18,815 Net changes in fund balances(2,542) (2,542) (1,166) 1,376 Fund balances, beginning of year1,556,577 1,556,577 1,556,577 - Fund balances, end of year1,554,035$ 1,554,035$ 1,555,411$ 1,376$ The accompanying notes are an integral part of these basic financial statements. 43 CITY OF SEBASTIAN, FLORIDA Statement of Net Assets Proprietary Funds September 30, 2012 Golf CourseAirportBuildingTotal Assets Current assets: Cash and cash equivalents2,610$ 10,109$ 88,496$ 101,215$ Investments28,168 - 565,945 594,113 Accounts receivable- 13,498 - 13,498 Interest receivable- - 1,014 1,014 Inventory13,405 20,062 - 33,467 Deposits held in escrow493 616 493 1,602 Prepaid items3,463 7,751 1,984 13,198 Total current assets 48,139 52,036 657,932 758,107 Noncurrent assets: Capital assets: Land- 9,060 - 9,060 Buildings331,228 6,009,114 - 6,340,342 Improvements other than buildings261,937 1,641,309 - 1,903,246 Machinery and equipment230,912 608,779 56,150 895,841 Infrastructure1,100,951 6,428,352 - 7,529,303 Construction in process- 3,042 - 3,042 Less accumulated depreciation(1,406,013) (4,036,848) (56,150) (5,499,011) Total noncurrent assets519,015 10,662,808 - 11,181,823 Total assets567,154 10,714,844 657,932 11,939,930 Liabilities Current liabilities: Accounts payable and accrued liabilities15,343 5,126 6,840 27,309 Due to other funds65,000 40,550 - 105,550 Due to other governments5,629 641 998 7,268 Unearned revenues57,722 6,825 68,010 132,557 Accrued compensated absences- - 922 922 Total current liabilities 143,694 53,142 76,770 273,606 Non-current liabilities: Compensated absences, net of current portion57,551 50,719 86,808 195,078 Advance from other fund- 752,511 - 752,511 Net other postemployment benefit obligation7,593 12,656 6,961 27,210 Total non-current liabilities65,144 815,886 93,769 974,799 Total liabilities208,838 869,028 170,539 1,248,405 Net assets Invested in capital assets, net of related debt519,015 10,662,808 - 11,181,823 Unrestricted (deficit)(160,699) (816,992) 487,393 (490,298) Total net assets358,316$ 9,845,816$ 487,393$ 10,691,525$ The accompanying notes are an integral part of these basic financial statements. Business-type Activities - Enterprise Funds 44 CITY OF SEBASTIAN, FLORIDA Statement of Revenue, Expenses and Changes in Fund Net Assets Proprietary Funds For the Year Ended September 30, 2012 Golf CourseAirportBuildingTotal Operating revenue Charges for fees and rents: Building permit fees-$ -$ 419,705$ 419,705$ Golf course fees1,351,767 - - 1,351,767 Rents27,771 345,316 - 373,087 Other revenue15,306 146,051 - 161,357 Total operating revenue1,394,844 491,367 419,705 2,305,916 Operating expenses: Salaries, wages and employee benefits283,746 207,794 311,653 803,193 Contractual services, materials and supplies1,030,293 251,548 87,618 1,369,459 Depreciation80,692 688,332 357 769,381 Total operating expenses1,394,731 1,147,674 399,628 2,942,033 Operating income (loss)113 (656,307) 20,077 (636,117) Nonoperating revenues (expenses) Interest income 48 5 6,510 6,563 Interest expense- (16,581) - (16,581) Gain on disposal of capital assets- 4,125 - 4,125 Total nonoperating revenues (expenses)48 (12,451) 6,510 (5,893) Income (loss) before capital contributions161 (668,758) 26,587 (642,010) Capital contributions- 150,083 - 150,083 Transfers out- (22,489) - (22,489) Change in net assets161 (541,164) 26,587 (514,416) Net assets, beginning of year358,155 10,386,980 460,806 11,205,941 Net assets, end of year358,316$ 9,845,816$ 487,393$ 10,691,525$ The accompanying notes are an integral part of these basic financial statements. Business-type Activities - Enterprise Funds 45 CITY OF SEBASTIAN, FLORIDA Statement of Cash Flows Proprietary Funds For the Year Ended September 30, 2012 Golf CourseAirportBuildingTotal Cash flows from operating activities Cash received from customers and users1,387,273$ 1,084,303$ 412,593$ 2,884,169$ Cash payments to suppliers(1,019,092) (450,527) (88,827) (1,558,446) Cash payments for employee services(282,895) (219,657) (313,902) (816,454) Net cash provided (used) by operating activities85,286 414,119 9,864 509,269 Cash flows from noncapital financing activities Repayment of loan from other fund- (22,489) - (22,489) Interest paid on advance from other fund- (16,581) - (16,581) Intragovernment payments(35,000) (450,490) - (485,490) Net cash provided (used) by noncapital financing activities(35,000) (489,560) - (524,560) Cash flows from capital and related financing activities Acquisition and construction of capital assets(25,311) (75,334) - (100,645) Proceeds from sale of assets- 4,125 - 4,125 Receipt from capital contributions- 150,083 - 150,083 Net cash provided (used) by capital and related financing activities(25,311) 78,874 - 53,563 Cash flows from investing activities Sale (purchase) of investments(28,168) - 25,362 (2,806) Interest received on investments48 5 6,510 6,563 Net cash provided by investing activities(28,120) 5 31,872 3,757 Net decrease in cash and cash equivalents(3,145) 3,438 41,736 42,029 Cash and cash equivalents, beginning of year5,755 6,671 46,760 59,186 Cash and cash equivalents, end of year2,610$ 10,109$ 88,496$ 101,215$ continued… Business-type Activities - Enterprise Funds 46 CITY OF SEBASTIAN, FLORIDA Statement of Cash Flows Proprietary Funds For the Year Ended September 30, 2012 Golf Business-type Activities - Enterprise Funds Cash flow from operating activities: Operating income (loss) 113$ (656,307)$ 20,077$ (636,117)$ Adjustments to reconcile operating income to net cash provided (used) by operating activities: Depreciation expense80,692 688,332 357 769,381 Change in: Accounts receivable- 11,683 - 11,683 Interest receivable- - (997) (997) Inventories(1,980) (17,276) - (19,256) Due from other governments- 579,883 - 579,883 Deposits held in escrow(493) (616) (493) (1,602) Prepaid expenses4,754 1,979 (209) 6,524 Accounts payable9,217 (59,582) (638) (51,003) Due to other governments(790) (322) (362) (1,474) Retainage payable- (123,778) - (123,778) Unearned revenues(7,078) 1,986 (5,622) (10,714) Accrued compensated absences1,394 (11,213) (1,877) (11,696) Net other postemployment benefit obligation(543) (650) (372) (1,565) Total adjustments85,173 1,070,426 (10,213) 1,145,386 Net cash provided (used) by operating activities85,286$ 414,119$ 9,864$ 509,269$ concluded The accompanying notes are an integral part of these basic financial statements. 47 CITY OF SEBASTIAN, FLORIDA Statement of Fiduciary Net Assets Fiduciary Funds September 30, 2012 Pension TrustAgency Police Officers'Performance PensionDeposits Assets Cash and cash equivalents697,401$ 11,930$ Receivables: Interest and dividends30,565 - Investments, at fair value: Local government surplus trust funds investment pools- 220,000 United States treasury obligations585,445 - United States government agency notes 914,340 - Corporate and foreign bonds2,206,336 - Municipal obligations35,481 - Common equity securities4,377,464 - Total investments8,119,066 220,000 Total assets8,847,032 231,930 Liabilities Refunds payable- 231,930$ Net assets Held in trust for pension benefits8,847,032$ The accompanying notes are an integral part of these basic financial statements. 48 CITY OF SEBASTIAN, FLORIDA Statement of Changes in Fiduciary Net Assets Fiduciary Fund - Pension Trust For the Year Ended September 30, 2012 Police Officers' Pension Additions Contributions: Employer450,666$ Plan members99,621 State139,263 Total contributions689,550 Investment earnings: Net increase in fair value of investments887,672 Interest and dividends217,994 Total investment earnings1,105,666 Investment expenses(49,570) Net investment earnings1,056,096 Total additions1,745,646 Deductions Benefits392,946 Refunded contributions16,486 Administrative expenses16,036 Total deductions425,468 Change in net assets1,320,178 Net assets, beginning of year7,526,854 Net assets, end of year8,847,032$ The accompanying notes are an integral part of these basic financial statements. 49 This page intentionally left blank. 50 NOTES TO FINANCIAL STATEMENTS 51 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements 1.SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Government-wide and Fund Financial Statements Thegovernment-widefinancialstatements(i.e.,thestatementofnetassetsandthestatementof activities)reportinformationonallofthenonfiduciaryactivitiesoftheprimarygovernmentandits componentunits.Forthemostpart,theeffectofinterfundactivityhasbeenremovedfromthese statements.Governmentalactivities,whichnormallyaresupportedbytaxesandintergovernmental revenues,arereportedseparatelyfrombusinesstypeactivities,whichrelytoasignificantextentonfees and charges for support. TheCityofSebastian(the"City"),aFloridaMunicipalCorporation,wasincorporatedin1924underSections 1826-1832oftheRevisedFloridaStatutes.TheCityhasapopulationof21,995livinginanareaof approximately14.6squaremiles.ThegoverningbodyisafivememberelectedCityCouncilwithamayor electedfromthefivemembers.TheCityCouncilappointstheCityManagerwhoisresponsibleforthe administration of all City services. ThefinancialstatementsoftheCityhavebeenpreparedinconformitywithgenerallyacceptedaccounting principles(GAAP)asappliedtogovernmentalunits.TheGovernmentalAccountingStandardsBoard(GASB) istheacceptedstandardsettingbodyforestablishinggovernmentalaccountingandfinancialreporting principles. The more significant of the City’s accounting policies are described below. Reporting Entity Asrequiredbygenerallyacceptedaccountingprinciples,thesefinancialstatementspresentthe governmentanditscomponentunits,entitiesforwhichtheCityisfinanciallyaccountable.Blended componentunits,althoughlegallyseparateentities,are,insubstance,partofthegovernment’soperations andassuch,datafromtheseunitsarecombinedwithdataoftheprimarygovernment.Discretely presentedcomponentunits,ontheotherhand,arereportedinaseparatecolumninthecombined financialstatementstoemphasizethattheyarelegallyseparatefromthegovernment.TheCityhasno discretely presented component units. Blended Component Units Thefollowingcomponentunitsareblendedwiththeprimarygovernmentforfinancialstatementpurposes becausethecomponentunit'sgoverningbodyissubstantiallythesameastheCityCouncilorbecausethe component unit exclusively serves the City. CommunityRedevelopmentAgency(CRA)–ThegoverningbodyoftheCRAistheSebastianCityCouncil. TheCRAisaccountedforinaspecialrevenuefundentitled"RiverfrontRedevelopment".F.S.Section 163.387(8)requiresanindependentauditofthefundeachfiscalyearandareportofsuchaudit.TheCity haspresentedtheCRAasamajorfundoftheCitytosatisfythisrequirementsimplyduetothescopeof the audit for a major fund is broader than a non-major fund. CityofSebastianPoliceOfficers'PensionPlan–TheCityCouncilonlyappointstwoofthefivemembersof thegoverningboard,butitisfinanciallyresponsibleforfundingthepoliceofficers'pensionbenefits.The CityofSebastianPoliceOfficers'PensionTrustFundonlyexiststoprovidepensionbenefitstoCityof Sebastian police officers. It is accounted for as a Pension Trust fund entitled "Police Officers' Pension". 52 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Measurement Focus, Basis of Accounting, and Financial Statement Presentation Thegovernment-widefinancialstatementsarereportedusingtheeconomicresourcesmeasurementfocus andtheaccrualbasisofaccounting,asaretheproprietaryfundandfiduciaryfundfinancialstatements. Revenuesarerecordedwhenearnedandexpensesarerecordedwhenaliabilityisincurred,regardlessof thetimingofrelatedcashflows.Propertytaxesarerecognizedasrevenuesintheyearforwhichtheyare levied.Grantsandsimilaritemsarerecognizedasrevenueassoonasalleligibilityrequirementsimposed by the provider have been met. Governmentalfundfinancialstatementsarereportedusingthecurrentfinancialresourcesmeasurement focusandthemodifiedaccrualbasisofaccounting.Revenuesarerecognizedassoonastheyareboth measurableandavailable.Revenuesareconsideredtobeavailablewhentheyarecollectiblewithinthe currentperiodorsoonenoughthereaftertopayliabilitiesofthecurrentperiod.Forthispurpose,the governmentconsidersrevenuestobeavailableiftheyarecollectedwithin60daysoftheendofthe currentfiscalperiod,andexpenditure-drivengrantswhichmustbecollectedwithinoneyear.Expenditures generallyarerecordedwhenaliabilityisincurred,asunderaccrualaccounting.However,debtservice expenditures,aswellasexpendituresrelatedtocompensatedabsencesandclaimsandjudgments,are recorded only when payment is due. Propertytaxes,intergovernmentalrevenue,licenses,andinterestassociatedwiththecurrentfiscalperiod areallconsideredtobesusceptibletoaccrualandassuchhavebeenrecognizedasrevenuesofthecurrent fiscalperiod.Allotherrevenueitemsareconsideredtobemeasurableandavailableonlywhencashis received by the government. The City reports the following major governmental funds: TheGeneralFundisthegovernment’sprimaryoperatingfund.Itaccountsforallthefinancial resources of the general government, except those accounted for and reported in another fund. TheLocalOptionGasTaxFundaccountsforthefinancialresourcesusedforinfrastructure improvements and equipment purchases. Thestatementofactivitiesdemonstratesthedegreetowhichthedirectexpensesofagivenfunctionor segmentareoffsetbyprogramrevenues.Directexpensesarethosethatareclearlyidentifiablewitha specificfunctionorsegment.Programrevenuesinclude(1)chargestocustomersorapplicantswho purchase,use,ordirectlybenefitfromgoods,services,orprivilegesprovidedbyagivenfunctionor segmentand(2)grantsandcontributionsthatarerestrictedtomeetingtheoperationalorcapital requirementsofaparticularfunctionorsegment.Taxesandotheritemsnotproperlyincludedamong program revenues are reported instead as general revenues. Separatefinancialstatementsareprovidedforgovernmentalfunds,proprietaryfundsandfiduciaryfunds, eventhoughthelatterareexcludedfromthegovernment-widefinancialstatements.Majorindividual governmentalfundsandmajorindividualenterprisefundsarereportedasseparatecolumnsinthefund financial statements. Agency funds are custodial in nature and do not present results of operations or have a measurement focus. 53 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements The Golf Course Fund accounts for the activities of the municipal golf course. The Airport Fund accounts for the activities of the municipality's general aviation airport. TheBuildingFundaccountsfortheactivitiesassociatedwiththebuildingpermitandinspection program. Additionally, the City reports the following fund types: ThePensionTrustFundaccountsfortheactivitiesofthePoliceOfficer'sRetirementSystem,which accumulates resources for pension benefit payments to qualified police officers. ThePerformanceDepositsAgencyFundaccountsfordepositsplacedbybiddersanddevelopersto guaranteeperformancepursuanttobidorcontract.ThesefundsareheldbytheCityasagentfor individuals and businesses. Asageneralrule,theeffectofinterfundactivityhasbeeneliminatedfromthegovernment-widefinancial statements.Exceptionstothisgeneralrulearepaymentsinlieuoftaxesandvariousotherfunctionsofthe government.Eliminationofthesechargeswoulddistortthedirectcostsandprogramrevenuesreported forthevariousfunctionsconcerned.TheGeneralFundprovidescertaincentralservicestootherfundsof theCitywhicharepresentedasprogramexpensesinthefundsreceivingservices.TherelatedGeneral Fund revenue has been netted against program expense in the government-wide statement of activities. TheDiscretionarySalesTaxFundaccountsforthefinancialresourcesusedforinfrastructure improvements and equipment purchases. TheRiverfrontRedevelopmentFundaccountsfortaxincrementrevenuesthatarelegallyrestricted for the redevelopment of the City's riverfront area. TheDiscretionarySalesSurtaxRevenueBonds2003Fundaccountsfortheaccumulationofpledged fundsthatarelegallyrestrictedtopaythebondeddebtobligationsoftheDiscretionarySalesSurtax Revenue Bonds, Series 2003 and Series 2003A. Specialrevenuefundsareusedtoaccountforandreporttheproceedsofspecificrevenuesources thatarerestrictedorcommittedtoexpenditureforspecifiedpurposesotherthandebtserviceor capital projects. Debtservicefundsareusedtoaccountforandreportfinancialresourcesthatarerestricted, committed, or assigned to expenditure for principal and interest. Capitalprojectsfundsareusedtoaccountforandreportfinancialresourcesthatarerestricted, committed,orassignedtoexpenditureforcapitaloutlays,includingtheacquisitionorconstructionof capital facilities and other capital assets. ThepermanentfundisusedtorecordtheactivityandbalanceoftheCemeteryTrustwhichprovides funds for perpetual care of cemetery lots. The City reports the following major proprietary funds: 54 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Assets, Liabilities and Equity Deposits and investments Internal balances Transactionsbetweenfundsthatarerepresentativeoflending/borrowingarrangementsoutstandingatthe endofthefiscalyeararereferredtoaseither“dueto/fromotherfunds”(i.e.,thecurrentportionof interfundloans)or“advancesto/fromotherfunds”(i.e.,thenon-currentportionofinterfundloans).All otheroutstandingbalancesbetweenfundsarereportedas“dueto/fromotherfunds.”Anyresidual balancesoutstandingbetweenthegovernmentalactivitiesandbusiness-typeactivitiesarereportedinthe government-wide financial statements as “internal balances.” TheCityconsiderscashonhandanddemanddeposits,restrictedcashdeposits,andshort-terminvestments withmaturitiesofthreemonthsorlesswhenpurchasedtobecashforthestatementofcashflows.Cashin excessofcurrentrequirementsisinvestedinvariousinterest-bearingsecuritiesanddisclosedaspartofthe City's investments. InvestmentsconsistofU.S.TreasurySecurities,U.S.GovernmentAgencySecurities,commonstock, guaranteedinvestmentcontractsandtheLocalGovernmentSurplusFundsTrustFundInvestmentpool(Pool AandPoolB).TheLocalGovernmentSurplusFundsTrustFundisadministeredbytheFloridaStateBoard ofAdministration,whichisnotaregistrantwiththeSecuritiesandExchangeCommission.However,the Boardhasadoptedoperatingproceduresconsistentwiththerequirementsfora2a-7fundoraccountsin PoolA.Inaccordancewiththeregulationsof2a-7likepools,theCity'sshareofinvestmentsheldatthe StateBoardofAdministrationinPoolAarereportedatamortizedcost,whichapproximatesfairvalue.This poolisregulatedbytheStateandthefairvalueofthepositioninthepoolisthesameasthevalueofthe poolshare.InvestmentearningsofPoolAareallocatedtotheparticipatingfundsattheendofeachmonth basedupontheratioofeachparticipant'sinvestmenttothetotalpooledinvestments.InvestmentsinPool Barereportedatfairvalueandasincomeandreturnsofprincipalbecomeavailable,theyaretransferred toPoolA.Otherinvestments,includingthePoliceOfficers'PensionFund,arereportedattheirfairvalue based on the quoted market price or the best available information. Restrictednetassetsareassetsthataresubjecttorestrictionsbeyondthegovernment’scontrol.The restrictionsmaybeexternallyimposedorimposedbylaw.Whenbothrestrictedandunrestrictedresources areavailableforuse,itisthegovernment’spolicytouserestrictedresourcesfirst,thenunrestricted resources as they are needed. Advancesbetweenfundsareoffsetbynonspendablefundbalanceinapplicablegovernmentalfundsto indicate they are not available for appropriation and are not expendable available financial resources. Proprietaryfundsdistinguishoperatingrevenuesandexpensesfromnonoperatingitems.Operating revenuesandexpensesgenerallyresultfromprovidingservicesandproducinganddeliveringgoodsin connectionwithaproprietaryfund’sprincipalongoingoperations.Theprincipaloperatingrevenuesofthe enterprisefundsarechargestocustomersforsalesandservices.Operatingexpensesforenterprisefunds includethecostofsalesandservices,administrativeexpenses,anddepreciationoncapitalassets.All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. 55 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Restricted assets Receivables and payables Other assets Capital assets All trade and property tax receivables are shown net of an allowance for uncollectibles, as applicable. Amountsduefromothergovernmentsincludeamountsduefromgrantorsforspecificprogramsandcapital projects.Programgrantsandcapitalgrantsforcapitalassetsarerecordedasreceivablesandrevenuesat thetimereimbursableprojectcostsareincurred.Revenuesreceivedinadvanceofprojectcostsbeing incurredaredeferred.Receivablesconsistoftradereceivables,duefromothergovernmentsandinterest receivableandarerecordedatthenetrealizablevalue.TheCity,asofSeptember30,2012,hasno allowance for doubtful accounts, since all receivables are considered collectible. Inventoriesarevaluedatcostusingtheaveragecostmethod.InventoryintheGeneralfundconsistsof materialsandsuppliesheldforconsumption.Thecostisrecordedasanexpenditure/expenseatthetime theindividualinventoryitemsareconsumed.InventoryintheGolfCourseFundconsistsofsuppliesheldfor resale. Capitalassets,whichincludeland,buildings,improvements,equipment,andinfrastructureassets(e.g., roads,bridges,sidewalks,andsimilaritems)arereportedintheapplicablegovernmentalorbusiness-type activitiescolumnsinthegovernment-widefinancialstatements.TheCitydefinescapitalassetsasassets withaninitial,individualcostofmorethan$750andanestimatedusefullifeinexcessofoneyear.Such assetsarerecordedathistoricalcost,ifpurchased,andatfairmarketvalueatdateofgift,ifdonated. Majoradditionsarecapitalizedwhilemaintenanceandrepairsthatdonotimproveorextendthelifeofthe respective assets are expensed. Certainpaymentstovendorsreflectcostsapplicabletofutureaccountingperiodsandarerecordedas prepaid items in both the government-wide and fund financial statements. Certainamountsreportedascashandcashequivalentsareclassifiedasrestrictedassets.Theseinclude balancesinthedebtservicefundsthataresetasidetomeetbondeddebtrequirements,balancesinthe capitalprojectsfundstobeusedforthepaymentofprojectcostsandbalancesintheCemetaryFundthat areeithernotpermittedtobespentorcanonlybespentforitemsincidentaltocemetaryexpansions.The amountoftheCemetaryFundinvestmentsisalsoclassifiedasrestrictedassetsandreportedas permanently restricted investments. Costsassociatedwiththeissuanceorrefundingofbondspayablearereportedasassetstheinproprietary fundsandgovernment-widestatements.Thesecostsareamortizedoverthelifeoftherelateddebt utilizing the straight-line method. 56 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Years Buildings and improvements10-40 Public domain infrastructure40-50 System infrastructure15-30 Improvements other than buildings10-40 Machinery, equipment and other5-15 Airport runways20 Compensated absences Long-term obligations Thecostsofnormalmaintenanceandrepairsthatdonotaddtothevalueoftheassetormateriallyextend asset lives are not capitalized. Majoroutlaysforcapitalassetsandimprovementsarecapitalizedasprojectsareconstructed.Interest incurredduringtheconstructionphaseofcapitalassetsofbusiness-typeactivities,ifany,isincludedas part of the capitalized value of the asset constructed. ItistheCity'spolicytopermitemployeestoaccumulateearnedbutunusedvacationandsickleave benefitsandtheseareaccountedforusingtheterminationpaymentmethod.Allvacationandsickleave amountsareaccruedinthegovernment-wideandproprietaryfinancialstatements.Aliabilityforthese amountsisreportedingovernmentalfundsonlyiftheyhavematured,forexample,asaresultofemployee resignations and retirements. Inthegovernment-widefinancialstatementsandproprietaryfundtypesinthefundfinancialstatements, longtermdebtandotherlongtermobligationsarereportedasliabilitiesintheapplicablegovernmental activities, business type activities, or proprietary fund type statement of net assets. Capital assets are depreciated using the straight-line method over the following estimated useful lives: Inthefundfinancialstatements,governmentalfundtypesrecognizebondpremiumsanddiscounts,aswell asbondissuancecosts,duringthecurrentperiod.Thefaceamountofdebtissuedisreportedasother financingsources.Premiumsreceivedondebtissuancesarereportedasotherfinancingsourceswhile discountsondebtissuancesarereportedasotherfinancinguses.Issuancecosts,whetherornotwithheld from the actual debt proceeds received, are reported as debt service expenditures. 57 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Fund equity Use of Estimates 2.BUDGETARY INFORMATION ActualresultsofoperationspresentedinaccordancewithU.S.generallyacceptedaccountingprinciples (GAAPbasis)andtheCity'saccountingpoliciesdonotrecognizeencumbrancesasexpendituresuntilthe periodinwhichtheactualgoodsorservicesarereceivedandaliabilityisincurred.Itisnecessaryto includebudgetaryencumbrancestoreflectactualrevenuesandexpendituresonabasisconsistentwiththe City's legally adopted budget. Encumbranceaccounting,underwhichpurchaseorders,contracts,andothercommitmentsforthe expenditureofmoniesarerecordedinordertoreservethatportionoftheapplicableappropriation,is employedasanextensionofformalbudgetaryintegrationintheGeneral,SpecialRevenue,DebtService, andCapitalProjectsfunds.Encumbrancesoutstandingatyearendarecarriedforwardandreappropriated to the next year's budget. Whenthegovernmentincursanexpenditureforpurposesforwhichvariousfundbalanceclassificationscan beused,itisthegovernment’spolicytouserestrictedfundbalancefirst,thencommittedfundbalance, assigned fund balance, and finally unassigned fund balance. OnorbeforethethirdFridayinMayofeachyear,allagenciesofthegovernmentsubmitrequestsfor appropriationstothegovernment'sCityManagersothatabudgetmaybeprepared.BeforeJuly3I,the proposedbudgetispresentedtothegovernment'scouncilforreview.Thecouncilholdsbudgetworkshops and public hearings and a final budget must be prepared and adopted no later than September 30. Thepreparationoffinancialstatementsinconformitywithaccountingprinciplesgenerallyacceptedinthe UnitedStatesofAmericarequiresmanagementtomakeestimatesandassumptionsthataffecttheamounts reportedinthefinancialstatementsandaccompanyingnotes.Actualresultsmaydifferfromthose estimates. Governmentalfundsreportnonspendablefundbalanceforamountsthatcannotbespentbecausetheyare either(a)notinspendableformor(b)legallyorcontractuallyrequiredtobemaintainedintact.Restricted fundbalanceisreportedwhenexternallyimposedconstraintsareplacedontheuseofresourcesby grantors,contributors,orlawsorregulationsofothergovernments.Committedfundbalanceisreported foramountsthatcanonlybeusedforspecificpurposespursuanttoconstraintsimposedbyformalactionof theCityCouncil(thegovernment’shighestlevelofdecision-makingauthority).Aformalresolutionofthe CityCouncilisrequiredtoestablish,modify,orrescindafundbalancecommitment.TheCityreports assignedfundbalanceforamountsthatareconstrainedbythegovernment’sintenttobeusedforspecific purposes,butareneitherrestrictednorcommitted.TheCityCouncilhasdelegatedtheauthoritytoassign fundbalancetotheCityManagerorhis/herdesignee.Unassignedfundbalanceistheresidual classification for the general fund. Budgetsarepreparedannuallyonamodifiedaccrualbasiswithencumbranceaccountingforall governmentalfundsexceptthecapitalprojectfunds,whichareapprovedona"lifeoftheprojectbasis", and the permanent fund, which is not budgeted. All annual appropriations lapse at year end. 58 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements 3.DEPOSITS AND INVESTMENTS Statement of Net Assets Cash and cash equivalents680,931$ Temporarily restricted cash and cash equivalents2,494,010 Investments7,103,554 Permanently restricted investments254,806 Statement of Fiduciary Net Assets Police Officers' Pension: Cash and cash equivalents697,401 Investments8,119,066 Agency funds: Cash and cash equivalents11,930 Investments220,000 Total19,581,698$ Deposits and investments Bank deposits: Checking and savings accounts3,881,842$ Investments: Investments, at fair value7,578,360 Police officers' pension fund investments8,119,066 Cash on hand2,430 Total19,581,698$ Following is a reconciliation of deposit and investment balances as of September 30, 2012: CustodialCreditRisk-Deposits.Custodialcreditriskistheriskthat,intheeventofabankfailure,the City'sdepositsmightnotbereturned.AtSeptember30,2012,thecarryingamountoftheCityof Sebastian'sdepositswithbankswas$3,184,441andthebankbalancewas$3,272,660.Allthedepositswere coveredbytheFDICorcollateralizedinaccordancewiththe"FloridaSecurityforPublicDepositsAct". UndertheAct,everyqualifiedpublicdepositoryshalldepositwiththeTreasurereligiblecollateralhavinga marketvalueequalto50%oftheaveragedailybalanceforeachmonththatallpublicdepositsarein excessofanyapplicabledepositinsurance.Ifthepublicdepositsexceedthetotalamountoftheregulatory capitalaccountsofabankortheregulatorynetworthofasavingsassociation,therequiredcollateralshall have a market value equal to 125% of the deposits. 59 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Fair ValueLess Than 1From 1-3From 4-6Over 7 General investments Local government surplus funds trust fund ("SBA")3,571,010$ 3,571,010$ -$ -$ -$ United States Treasuries2,002,180 2,002,180 - - - United States Agencies2,005,170 2,005,170 - - - 7,578,360 7,578,360 - - - Police officers' pension fund investments United States Treasuries 585,445 - 160,053 - 425,392 United States Agencies914,340 - 376,924 106,101 431,315 Municipal Obligations35,481 - - - 35,481 Domestic corporate bonds2,206,336 51,901 751,858 372,512 1,030,065 Domestic corporate equities equities 4,377,464 4,377,464 - - - 8,119,066 4,429,365 1,288,835 478,613 1,922,253 Total fair value15,697,426$ 12,007,725$ 1,288,835$ 478,613$ 1,922,253$ FloridaStatutesChapter185regulatesthetypesofinvestmentthatmaybeheldbythePolicePension TrustFund.TheinvestmentguidelineshavebeenaugmentedbyCityordinancethathaveadoptedspecific investment policies. Compliance with the policies and guidelines has been evaluated by the pension board. Section218.415,FloridaStatutes,limitsthetypesofinvestmentsthattheCitycaninvestinunlessspecially authorizedintheCity'sinvestmentpolicy.TheCity'sformalinvestmentpolicy,forallinvestmentsexcept thePensionTrustFund,allowsforthefollowinginvestments:FloridaLocalGovernmentSurplusFundsTrust Fund,UnitedStatesGovernmentSecurities,UnitedStatesGovernmentAgencies,FederalInstrumentalities, InterestBearingTimeDepositorSavingAccounts,RepurchaseAgreements,CommercialPaper,HighGrade CorporateNotes,Bankers'Acceptances,Stateand/orLocalGovernmentTaxableand/orTax-ExemptDebt, Registered Investment Companies (Money Market Mutual Funds), and Intergovernmental Investment Pool. CustodialCreditRisk-Investments.OnApril23,2003,SebastianCityCouncilformallyadoptedan investmentpolicypursuanttoSection218.415,FloridaStatutesthatestablishedpermittedinvestments, assetallocationlimitsandissuerlimits,creditratingsrequirementsandmaturitylimitsforallinvestments exceptthePensionTrustFunds.TheCitymaintainsacommoncashandinvestmentpoolfortheuseofall funds,exceptthePensionTrustFunds,whichareheldwiththirdpartytrusteesandaregovernedbyrules established by Florida Statute Chapter 185. InvestmentholdingsduringtheyearincludedUnitedStatesGovernmentAgencieswhichwerereportedat fairvalueinaccordancewithGASBStatementNo.31"AccountingandFinancialReportingforCertain InvestmentsandforExternalInvestmentPools".TheseinvestmentswereheldintrustbytheCity'sbank depository in the City's name or by the Custodian of the Pension Trust Funds. As of September 30, 2012, the City had the following investments and effective duration presented in terms of years: Investment Maturity (Years) Investment Type 60 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements InvestmentintheCity'spensiontrustfundsarelimitedbyStateStatutesChapter185andbyaninvestment policyadoptedbythefund'sBoardofTrusteesonJune24,2005.Theallowableinvestmentinstruments include:UnitedStatesgovernmentandagencyissues,bankersacceptancesandcertificatesofdepositby UnitedStatesbanks,savingsaccountswithbanksorotherfinancialinstitutionsincorporatedintheUnited StatesandcommercialpaperratedA-2orP-2orhigherbyMoody'sorStandardandPoors.Inaddition, commonstocksofcorporationslistedonarecognizednationalstockexchange,plusissuesconvertibleinto commonstockarealsoallowed.Nomorethantenpercent(10%)ofthecostvalueoftotalassetsmaybe invested in foreign securities. AsofSeptember30,2012,theCityhad$3,571,022investedintheStateBoardofAdministration'sLocal GovernmentSurplusTrustFundsInvestmentPool,whichconsistofaccountsinPoolAandPoolB. $3,392,874isinPoolAand$178,148isinPoolB.PoolAhadaratingbyStandardandPoor'sRatingServices as"AAAm"onSeptember30,2012andamountsmaybewithdrawnwithoutpenalty.PoolBparticipantsare prohibitedfrommakingwithdrawals.PoolBisnotratedbyanynationallyrecognizedstatisticalrating agency.AdditionalinformationregardingtheLocalGovernmentSurplusFundsTrustFundmaybeobtained from the State Board of Administration. Mutualfundsshallberated"m"or"AAm-G"orbetterbyStandard&Poor's,ortheequivalentbyanother ratingagency.Stateand/orlocalgovernmenttaxableand/ortax-exemptdebt,generalobligationand/or revenuebonds,ratedatleast"Aa"byMoody'sand"AA"byStandard&Poor'sforlong-termdebt,orratedat least"MIG-2"byMoody'sand'SP-2"byStandard&Poor'sforshort-termdebt.Bankers'acceptancesissuedby adomesticbankorafederallychartereddomesticofficeofaforeignbank,whichareeligibleforpurchase bytheFederalReserveSystem,atthetimeofpurchase,theshort-termpaperisrated,ataminimum,"P-I" byMoody'sInvestorsServicesand"A-I"Standard&Poor's.CommercialpaperofanyUnitedStatescompany thatisrated,atthetimeofpurchase,"Prime-1"byMoody'sand"A-I"byStandard&Poor's(prime commercialpaper).CorporatenotesissuedbycorporationsorganizedandoperatingwithintheUnited StatesorbydepositoryinstitutionslicensedbytheUnitedStatesthathavealongtern1debtrating,atthe timeofpurchase,ataminimum"Aa"byMoody'sandaminimumlongtermdebtratingof"AA"byStandard & Poor's. AsofSeptember30,2012,theCity'sinvestmentsecurities,forallinvestmentsexceptthePensionTrust Fund, were all individually rated AA+ by Standard & Poor's and Aaa by Moody's Investor Services. CreditRisk.TheCityinvestmentpolicythatcoversallinvestments,exceptthePensionTrustFund,permits forinvestmentsinthefollowinginvestments,whicharelimitedtocreditqualityratingsfromnationally recognized agencies as follows: InterestRateRisk.TheCity'sinvestmentpolicylimitsinterestrateriskbyattemptingtomatch investmentmaturitieswithknowncashneedsandanticipatedcashflowrequirements.Investment maturitiesshallnotexceedthirty-six(36)months.Investmentsofconstructionfundsshallhaveaterm appropriate to the need for funds and in accordance with debt covenants. 61 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Local government surplus funds trust fund ("SBA")3,571,010$ 47.12%-$ 0.00% 2,002,180 26.42%585,445 7.21% 2,005,170 26.46%914,340 11.26% - 0.00%35,481 0.44% - 0.00%2,206,336 27.17% - 0.00%4,377,464 53.92% $ 7,578,360 100.00% $ 8,119,066 100.00% Amount Percentage of PortfolioAmount Percentage of Portfolio CustodialCreditRisk.TheCity'sinvestmentpolicypursuanttoSection218.415(18),FloridaStatutes requiressecurities,withtheexceptionofcertificatesofdeposits,shallbeheldwithathirdparty custodian;andallsecuritiespurchasedby,andallcollateralobtainedbytheCityshouldbeproperly designatedasanassetoftheCity.Thesecuritiesmustbeheldinanaccountseparateandapartfromthe assetsofthefinancialinstitution.Athirdpartycustodianisdefinedasanybankdepositorycharteredby theFederalGovernment,theStateofFlorida,oranyotherstateorterritoryoftheUnitedStateswhichhas abranchorprincipalplaceofbusinessintheStateofFloridaasdefinedinSection658.12,FloridaStatutes, orbyanationalassociationorganizedandexistingunderthelawsoftheUnitedStates,whichisauthorized toacceptandexecutetrustsandwhichisdoingbusinessintheStateofFlorida.Certificatesofdeposits maintained by book-entry at the issuing bank shall clearly identify the City as the owner. TheCity'spensiontrustfundsinvestmentpolicyadoptedbythefund'sBoardofTrusteeshasestablished assetallocationandissuerlimitsonthefollowinginvestments,whicharedesignedtofocuson performance.Amaximumof100%ofavailablefundsmaybeinvestedinfixedincomesecuritiesanda maximum of 50% of available funds may be invested in equity securities. Issuer United States treasuries United States agencies Municipal obligations Domestic corporate bonds Amaximumof100%ofavailablefundsmaybeinvestedintheSBAandintheUnitedStatesGovernment Securities,50%ofavailablefundsmaybeinvestedinUnitedStatesGovernmentagencieswitha25%limit onindividualissuers,80%ofavailablefundsmaybeinvestedinFederalInstrumentalitieswitha40%limit onindividualissuers,25%ofavailablefundsmaybeinvestedinnon-negotiableinterestbearingtime certificatesofdepositswitha15%limitsonindividualissuers,50%ofavailablefundsmaybeinvestedin repurchaseagreementsexcludingone(1)businessdayagreementsandovernightsweepagreementswitha 25%limitonanyoneinstitution,25%ofavailablefundsmaybedirectlyinvestedinprimecommercialpaper witha10%limitonindividualissuers,15%ofavailablefundsmaybedirectlyinvestedincorporatenotes witha5%limitonindividualissuers,25%ofavailablefundsmaybedirectlyinvestedinBankers' Acceptanceswitha10%limitonindividualissuers,20%ofavailablefundsmaybeinvestedintaxableand tax-exemptdebts,50%ofavailablefundsmaybeinvestedinmoneymarketmutualfundwitha25%limit on individual issuers, 10% of available funds may be invested in intergovernmental investment pools. ConcentrationofCreditRisk.TheCity'sinvestmentpolicyhasestablishedassetallocationandissuerlimits onthefollowinginvestments,whicharedesignedtoreduceconcentrationofcreditriskoftheCity's investment portfolio. As of September 30, 2012, the City had the following issuer concentration based on fair value: Domestic corporate equities Total General InvestmentsPension Investments 62 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements 4.RECEIVABLES Governmental Activities Business-type Activities Accounts244,651$ 13,498$ Due from other governments519,933 - Interest7,763 1,014 772,347$ 14,512$ 5.ACCOUNTS PAYABLE AND ACCRUED LIABILITIES Governmental Activities Business-type Activities Accounts payable93,056$ 13,416$ Accrued liabilities144,277 13,893 Due to other governments28,370 7,268 265,703$ 34,577$ 6.INTERFUND RECEIVABLES AND PAYABLES AND TRANSFERS Due from Other Funds Due to Other Funds General Fund105,550$ -$ Golf Course- 65,000 Airport- 40,550 105,550$ 105,550$ Advance from Other Funds Advance to Other Funds General Fund-$ 200,000$ Discretionary Sales Tax- 552,511 Airport752,511 - 752,511$ 752,511$ Receivables are comprised of the following at year-end: Accounts payable and accrued liabilities are comprised of the following at year-end: The composition of interfund balances as of September 30, 2012, was as follows: Due to and from primary government funds Advances to and from primary government funds 63 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Local Option Gas Tax Discretionary Sales Tax Riverfront DevelopmentAirport Nonmajor Governmental FundsTotals General Fund125,000$ 2,069$ 60,000$ -$ 505,647$ 692,716$ Discretionary Sales Tax- - - 22,489 - 22,489 Local Option Gas Tax742 742 Discretionary Sales Surtax Revenue Bonds 2003- 1,016,206 - - - 1,016,206 Nonmajor governmental funds- 1,103,489 44,458 - 814,665 1,962,612 125,000$ 2,121,764$ 104,458$ 22,489$ 1,321,054$ 3,694,765$ For the year ended September 30, 2012, interfund transfers consisted of the following: Transfersareusedto:(1)moverevenuesfromthefundthatisrequiredtocollectthemtothefundthatis requiredorallowedtoexpendthemand(2)movereceiptsrestrictedtoorallowedfordebtservicefrom the funds collecting the receipts to the debt service fund as required by bond covenants. Thebalanceof$752,511advancedtotheairportfundfromthediscretionarysalestaxfundistoberepaid overathirtyyearperiodinaccordancewithResolutionNo.R-08-20fortheinitial$285,000advanceand withResolutionNo.R-10-22authorizinganadditional$290,000advance.Inrelationshiptotheseadvances, $22,289hasbeenrepaidasofSeptember30,2012.Thebalanceof$200,000advancedtotheairportfrom general fund represents a cash loan made in 2007 without any specified terms for repayment. Thesebalancesresultedfromthetimelagbetweenthedatesthat(1)interfundgoodsandservicesare providedorreimbursableexpendituresoccur,(2)transactionsarerecordedintheaccountingsystem,and (3) payments between funds are made. Transfers out Transfers In 64 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements 7.CAPITAL ASSETS Beginning BalanceAdditionsDisposalsTransfers Ending Balance Governmental activities Capital assets, not being depreciated: Land8,007,437$ -$ -$ -$ 8,007,437$ Construction in progress1,207,848 138,631 (1,183,050) 163,429 9,215,285 138,631 - (1,183,050) 8,170,866 Capital assets, being depreciated: Buildings12,370,759 27,020 - - 12,397,779 Non-building improvements5,992,537 351,058 (12,609) - 6,330,986 Machinery and equipment8,028,080 450,258 (310,973) - 8,167,365 Infrastructure33,628,446 800,091 - 1,183,050 35,611,587 60,019,822 1,628,427 (323,582) 1,183,050 62,507,717 Less accumulated depreciation for: Buildings(3,448,511) (411,638) - - (3,860,149) Non-building improvements(2,446,336) (287,823) 9,709 - (2,724,450) Machinery and equipment(6,725,853) (571,753) 307,730 - (6,989,876) Infrastructure(12,835,204) (1,555,648) - - (14,390,852) (25,455,904) (2,826,862) 317,439 - (27,965,327) Total capital assets being depreciated, net34,563,918 (1,198,435) (6,143) 1,183,050 34,542,390 Governmental activities capital assets, net43,779,203$ (1,059,804)$ (6,143)$ -$ 42,713,256$ Capital asset activity for the primary government for the year ended September 30, 2012, was as follows: AtSeptember30,2012,theCity'sgovernmentalactivitieshadoutstandingcommitmentsthrough construction contracts of approximately $1,288,217. 65 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Beginning BalanceAdditionsDisposalsTransfers Ending Balance Business-type activities Capital assets, not being depreciated: Land9,060$ -$ -$ -$ 9,060$ Construction in progress- 3,042 - - 3,042 9,060 3,042 - - 12,102 Capital assets, being depreciated: Buildings6,335,323 5,019 - - 6,340,342 Non-building improvements1,909,804 2,980 (9,538) - 1,903,246 Machinery and equipment935,283 28,811 (68,253) - 895,841 Infrastructure7,468,512 60,791 - - 7,529,303 16,648,922 97,601 (77,791) - 16,668,732 Less accumulated depreciation for: Buildings(897,314) (173,452) - - (1,070,766) Non-building improvements(700,708) (119,415) 9,538 - (810,585) Machinery and equipment(752,115) (104,329) 68,253 - (788,191) Infrastructure(2,457,284) (372,185) - - (2,829,469) (4,807,421) (769,381) 77,791 - (5,499,011) Total capital assets being depreciated, net11,841,501 (671,780) - - 11,169,721 Business-type activities capital assets, net11,850,561$ (668,738)$ -$ -$ 11,181,823$ Depreciation of governmental activities by function General government276,612$ Public safety538,475 Transportation973,603 Physical environment642,596 Economic environment363,147 Cultural and recreation32,429 Total governmental activities2,826,862$ Depreciation of business-type activities by function Golf course80,692$ Airport688,332 Building357 Total business-type activities769,381$ Depreciation expense was charged to functions/programs of the primary government as follows: 66 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements 8.LONG-TERM DEBT · · · · Gross Revenue Available for Compliance Debt Service Requirement % Coverage for Fiscal Year End 810,382$ 439,248$ 184% Bond Coverage TheCityhascovenantedintheStormwaterUtilityRevenueBonds,Series2003BondResolutiontofix, establish,maintainandcollectstormwaterfees,andrevisethesamefromtimetotimewhenever necessary,soastoalwaysprovideineachfiscalyearstormwaterfeerevenuesandinvestmentearnings equaltoatleastonehundredthirty-fivepercent(135%)oftheannualdebtservicebecomingdueineach fiscal year. Thefollowingtableindicatesthedegreeofcompliancewiththebondresolutioncovenantsinthe Stormwater Utility Fund at September 30, 2012. TheCityissuedafifteen(15)year,$9,500,000InfrastructureSalesSurtaxRevenueBonds,Series2003 inApril2003.TheCityhaspledgedInfrastructureSalesSurtaxrevenuesforrepaymentofprincipaland interest. TheCityissuedafifteen(15)year,$2,125,000InfrastructureSalesSurtaxRevenueBonds,Series2003A inDecember2003.TheCityhaspledgedInfrastructureSalesSurtaxrevenuesforrepaymentof principal and interest. TheCityenteredintoanine(9)yearloanagreementin2012withalocalbankfor$2,296,000to providefinancingtorepavecertainroadsintheCityandpayoffanoutstandingloan.TheCitypledged LocalOptionGasTaxrevenuestorepaythenotepayable.ThefundsareaccumulatedintheLocal Option Gas Tax Special Revenue fund for repayment of principal and interest. Revenuebonds/notesaresecuredbyandpayablefromtherevenuesoftherespectivefundsthatissued them. TheCityissuedanineteen(19)year,$5,630,000StormwaterUtilityRevenueBonds,Series2003in November2003.TheCityhaspledgedStormwaterFeeRevenuesalongwithacovenanttobudgetand appropriate for repayment of principal and interest. 67 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Beginning BalanceAdditionsDeductions Ending Balance Due Within One Year Governmental activities Bonds payable10,000,000$ -$ (1,075,000)$ 8,925,000$ 1,110,000$ Notes payable2,246,000 2,296,000 (2,246,000) 2,296,000 197,000 12,246,000 2,296,000 (3,321,000) 11,221,000 1,307,000 Discount on bonds payable(8,750) - 833 (7,917) - Compensated absences1,517,765 496,207 (578,386) 1,435,586 116,390 Termination benefits11,387 - (8,844) 2,543 2,543 Pollution remediation91,200 - - 91,200 - Totals governmental activities13,857,602$ 2,792,207$ (3,907,397)$ 12,742,412$ 1,425,933$ Bonds payable 2003 Infrastructure Sales Surtax Revenue Bonds, due in annual installments of $645,000 to $805,000 plus interest at 2.0% to 4.5% through 2018.4,390,000$ 2003A Infrastructure Sales Surtax Revenue Bonds, due in annual installments of $150,000 to $185,000 plus interest at 2.0% to 4.0% through 2018.1,030,000 2003 Stormwater Utility Revenue Bonds, due in annual installments of $280,000 to $420,000 plus interest at 2.0% to 4.5% through 2022.3,505,000 Total8,925,000$ Notes payable Florida Gas Tax Revenue Note, due in annual installments of $97,000 to $121,000 plus interest at 1.94% through 2023.2,296,000$ Beginning BalanceAdditionsDeductions Ending Balance Due Within One Year Business-type activities Compensated absences207,697$ 26,263$ (37,960)$ 196,000$ 922$ Thefollowingisasummaryofgovernmentalactivitieslong-termdebttransactionsfortheyearended September 30, 2012: Thefollowingisasummaryofbusiness-typeactivitieslong-termdebttransactionsfortheyearended September 30, 2012: 68 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Year Ended September 30,PrincipalInterest 20131,307,000$ 405,315$ 20141,358,000 357,295 20151,407,000 309,625 20161,456,000 259,334 20171,510,000 206,167 2018-20224,062,000 390,306 2023121,000 1,173 11,221,000$ 1,929,215$ Forthegovernmentalactivities,compensatedabsences,theunfundedOPEBobligationandtermination benefitsaregenerallyliquidatedbythegeneralfund.Forthebusiness-typeactivities,compensated absencesandunfundedOPEBobligationsareallocatedtoandliquidatedbythegolfcourse,airportor building funds. ApollutionremediationobligationwasrecordedforaFloridaDepartmentofEnvironmental(FDEP)Order datedMarch10,1997.ThiswasrelatedtoanincidentofpetroleumcontaminationatthePublicWorks DepartmentonApril22,1991.TheCitywasnamedasthepartyresponsibleforthecleanupbutFDEP determinedthedischargeiseligibleunderthePetroleumCleanupParticipationProgramandwillnot compelsiterehabilitationpriortofundingbecomingavailablefromthatprogram.Theprogramhasa fundingcapof$400,000,witha25%requiredcostsharepercentage.TheCitymustalsopayforalimited contaminationassessmentreportsufficienttodeterminetheextentofthecontaminationandcleanup. Basedontheinformationavailable,theCityestimateditsexpendituretobe$91,200dependentonthe extent of work that is eventually required and recorded a long-term liability of $91,200. Annual debt service requirements to maturity for long-term debt are as follows: Governmental Activities 69 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements 9.LEASES Year Ended September 30,AirportGolf Carts 2013135,000$ 160,890$ 2014135,000 - 2015135,000 - Total405,000$ 160,890$ Year Ended September 30, Governmental Activities 201367,641$ 201469,008 201570,430 201671,909 201776,903 2018-2022389,087 2023-2027354,943 2028-2032414,315 2033-2037486,551 2038-2042574,436 2043-2047681,362 2048-2052811,454 2053-2055560,802 Total4,628,841$ Operating Leases - Lessor TheCityisthelessorintwocommunicationtowerleaseswithtermsofuptofifty-fiveyears.Thetowers haveacostof$39,285andacarryingvalueof$6,810.Forfiscalyear2012,totaldepreciationexpensefor theleasedtoweris$1,865.Followingisaschedulebyyearofminimumfuturerentalincomeon noncancelable operating leases: Operating Leases - Lessee TheCityisobligatedundercertainleasesforlandandgolfcartsaccountedforasoperatingleases. Operatingleasesdonotgiverisetopropertyrightsorleaseobligations.Totalcostsforsuchleaseswere $197,935forthefiscalyearendedSeptember30,2012.TheseincludetheAirportFund'sleaseobligation forthepropertyusedastheCity'sgolfcourse.Thefollowingisaschedulebyyearsforfutureminimum rentalpaymentsrequiredunderoperatingleasesintheGolfCoursefundthathaveinitialorremaining noncancelable lease terms in excess of one year at September 30, 2012: Business-type Activities 70 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Year Ended September 30, Business-type Activities 2013344,628$ 2014351,748 2015334,194 2016202,821 2017201,800 2018-20221,143,309 2023-20271,059,772 2028-2032516,822 2033-2036271,328 Total4,426,422$ 10.PROPERTY TAXES 11.CONTINGENT LIABILITIES VarioussuitsandclaimsarecurrentlypendingagainsttheCity.ItisimpossiblefortheCitytoaccurately quantifytheexposureinvolvedgiventhejury'slatitudeinassessingcompensatoryandpunitivedamages, andthecourt'slatitudeinawardingattorney'sfees.TheCityintendstovigorouslydefendagainstthese lawsuitsandbelievesithasagoodchanceofprevailingontheirmerits.TheCityiscontingentlyliablewith respecttolawsuitsandotherclaimsincidentaltotheordinarycourseofitsoperations.Intheopinionof managementandbasedontheadviceoflegalcounsel,theultimatedispositionoflawsuitswillnothavea material adverse effect on the financial position of the City. TheAirportFundisthelessorofvariousproperties(landwithacostbasisof$9,060)withleaseterms varyingfromtwentytothirtyyears.TheseincludetheleasetotheGolfCourseFundrequiringannual paymentsof$135,000through2015.Followingisaschedulebyyearofminimumfuturerentalincomeon noncancelable operating leases: Future minimum rental commitments are as follows: TheCityispermittedbyStatelawtolevytaxesupto10millsonassessedvaluation.Themillagerate leviedbytheCityforthefiscalyearendedSeptember30,2012,was3.3041mills.Totaltaxcollections were approximately 96.4% of the total tax levy. ThetaxlevyoftheCityisestablishedbyCityCouncil.UnderFloridalaw,theassessmentofallproperties andthecollectionofmunicipaltaxesareprovidedbyofficesoftheCounty'sPropertyAppraiserandTax Collector.AdValoremtaxesareleviedonpropertyvaluesasofJanuary1.Thefiscalyearforwhichtaxes areleviedbeginsOctober1.TaxesaredueNovemberIandbecomedelinquentonApril1.Alltaxesunpaid asofMay30aresubjecttoataxcertificatesale.Propertytaxrevenuesarerecognizedinthefiscalyear for which they are levied and also become due and payable. 71 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements 12.RISK MANAGEMENT 13.BENEFIT PLANS Defined Benefit Pension Plan Retirees and beneficiaries currently receiving benefits 9 Disability retirees 2 Terminated employees not currently receiving benefits 3 Fully, partially, and non-vested active plan participants33 47 Police Officer's Pension Plan PlanDescription.ThePoliceOfficers'PensionPlanisaFloridaStatuteChapter185single-employerdefined benefitplan.OnlyCitypoliceofficersparticipateinthePolicePensionPlan.Thestateprovidesa contributiontothePolicePensionPlanthroughadistributionoffundscollectedfrominsurancepremium taxes.ThePensionplandataprovidedintheseFinancialStatementsarefromtheactuarialvaluationasof October1,2010todeterminetherequiredcontributionforthefiscalyearendingSeptember30,2012. AlthoughthePoliceOfficers'PensionPlanprovidesseparatereporting,whichmaybeobtainedinthe Financedepartment,itisalsoacomponentunit(reportingasaPensionTrustFund)oftheCity'sfinancial reporting entity. BenefitProvisionsandContributionRequirements.ThePoliceOfficers'PensionPlanprovidesretirement anddisabilitybenefitstoplanmembersandbeneficiaries.ThisPlanisadministeredbyaseparatelocal BoardofTrustees.Chapter185,FloridaStatutes,asamendedgovernsallbenefitprovisionsofthePlan. Contributionrequirements,inaccordancewithChapter185,FloridaStatutes,areestablishedbyCity ordinance,asprovidedinChapter58,ArticleIIIoftheSebastianCityCode.TheCityCouncilhasthe authority to amend funding requirements. TheCityisexposedtovariousrisksoflossrelatedtotorts;theftofordamagetoanddestructionofassets; errorsandomissions;andnaturaldisasters.TheCitypurchasescommercialinsurancewithvarious deductiblesfordifferenttypesoflosses.Thecostofthisinsuranceisaccountedforinthegeneralfund, golfcoursefund,airportfund,andbuildingfund.Settledclaimshavenotexceededthiscommercial coverage in the past three fiscal years. Amountsreceivedorreceivablefromgrantoragenciesaresubjecttoauditandadjustmentbygrantor agencies,principallythefederalandstategovernments.Anydisallowedclaims,includingamountsalready collected,mayconstitutealiabilitytotheapplicablefunds.Theamount,ifany,ofexpendituresthatmay bedisallowedbythegrantorcannotbedeterminedatthistime,althoughtheCityexpectssuchamounts,if any, to be immaterial. As of September 30, 2012, employee membership data was as follows: 72 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Years Ended September 30, Annual Pension Cost (APC) Percentage Contributed Net Pension Asset 2010706,678$ 99.30%141,338$ 2011740,912 99.39%136,816 2012594,612 99.21%132,133 BasisofAccounting.Financialstatementsarepreparedusingtheaccrualbasisofaccounting.Planmember contributionsarerecognizedintheperiodinwhichthecontributionsaredue.Employercontributionsare recognizedwhendue,andtheemployerhasmadeformalcommitmenttoprovidethecontributions. Benefits and refunds are recognized when due and payable in accordance with the terms of the Plan. MethodUsedtoValueInvestments.Investmentsarereportedatfairvalue.Short-terminvestmentsare reportedatcost,whichapproximatesfairvalue.Securitiestradedonanationalorinternationalexchange arevaluedatthelastreportedsalespriceatcurrentexchangerates.Mortgagesarevaluedonthebasisof futureprincipalandinterestpayments,andarediscountedatprevailinginterestratesforsimilar instruments.Investmentsthatdonothaveanestablishedmarketarereportedatestimatedfairvalue. Investmentsinsecuritiesofasingleorganization(excludingmutualfundsandthoseissuedorguaranteed by the U.S. government) held by the pension plan did not exceed five percent of the total plan assets. FundingPolicy.Theemployer,employee,andStatecontributionrequirementsareapplicabletothePlan andactuariallydeterminedonafrequencyofatleastevery3yearsinaccordancewithFloridaState Statute.AdministrationcostsofthepensionplanarefinancedbythePlan.Forthe2011-2012fiscalyear, theemployeecontributionrate,expressedasapercentageofcompensation,was5.0%andtheemployer contributionratewas22.1%.Theemployercontributionamountedto$450,666.TheStatecontributionwas $139,263,whichrepresentsstatesharedrevenuethatisleviedonpropertyandcasualtyinsurance premiumsandcollectedbytheState.TheStatecontributionwasrecognizedandrecordedinthegeneral fundandthecorrespondingexpenditurewasrecordedaspublicsafetyexpenditure.TheCityisrequiredto contribute the remaining amounts to ensure that the Plan is actuarially sound. Reserves. All of the net assets of the Police Pension Plan are legally reserved for plan participant benefits. FortheyearendedSeptember30,2012theCity’sannualpensioncostwas$594,612,howeveractual contributionsequaled$589,929,decreasingthenetpensionasset.Therequiredcontributionwas determinedaspartoftheOctober1,2010actuarialvaluationusingthefrozenentryageactuarialcost method.Theactuarialassumptionsincluded:arateofreturnontheinvestmentofpresentandfuture assetsof8.0%andprojectedsalaryincreasesof6.0%peryear,includinginflationat3.0%.Theactuarial valueofplanassetswasdeterminedusingtechniquesthatsmooththeeffectsofshort-termvolatilityinthe marketvalueofinvestmentsoverafive-yearperiod.Theplan'sunfundedactuarialaccruedliabilityis beingamortizedasalevelpercentageofprojectedpayrollonanclosedbasis.Theremainingamortization period at October 1, 2012, the date of the latest actuarial valuation, was 28 years. Three-Year Trend Information 73 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Development of Net Pension Asset September 30, 2012 Actuarially determined contribution $ 563,804 Interest on net pension asset (10,945) Adjustment to actuarially determined contribution 41,753 Annual pension cost 594,612 Contributions made 589,929 Decrease in net pension asset (4,683) Net pension asset, beginning of year 136,816 Net pension asset, end of year $ 132,133 Negotiated Defined Benefit Pension Plan Thescheduleoffundingprogress,presentedasRSIfollowingthenotestothefinancialstatements, presentsmulti-yeartrendinformationaboutwhethertheactuarialvalueofPlanassetsisincreasingor decreasing over time relative to the actuarial accrued liability for benefits. Communication Workers of America / International Typographical Union ThemunicipalDefinedBenefitPlanhasbeensubjecttotheminimumfundingstandardssincetheadoption ofthe"FloridaProtectionofPublicEmployeeRetirementBenefitAct"(PartVIIofChapter112,Florida Statutes)in1980.Accordingly,thesponsorhasfundedtheactuariallydeterminedrequiredcontributions forallyearsfromOctober1,1987,throughthetransitiondate,October1,1997.Thus,theNPOonOctober 1, 1997, is $0. ThefollowingtableshowsthecomponentsoftheCity'sannualpensioncostfortheyearendedSeptember 30, 2012, the amount actually contributed to the plan, and the changes in the City's net pension asset: AsofOctober1,2012,themostrecentactuarialvaluationdate,theplanwas90.30percentfunded.The actuarialaccruedliabilityforbenefitswas$9,793,255,andtheactuarialvalueofassetswas$8,843,096, resultinginanunfundedactuarialaccruedliability(UAAL)of$950,159.Thecoveredpayroll(annualpayroll ofactiveemployeescoveredbytheplan)was$1,893,717,andtheratiooftheUAALtothecoveredpayroll was 50.17 percent. Funded Status and Funding Progress PlanDescription.TheCommunicationWorkersofAmerica/InternationalTypographicalUnionNegotiated Pension Plan (NPP), which began in 1967, is a multi-employer, defined benefit plan. The Plan is available to anyCommunicationWorkersofAmerica(CWA)bargainingunitmember,andbenefitsareportablefromone contributing employer to another. 74 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements WithdrawalBenefit.IftheemployeedidnotearnenoughServiceCredittoqualifyforaNormalPension, theemployeemaybeeligibleforalumpsumwithdrawalbenefit,basedontotalcontributions,afterthe employeehasincurredabreakinservice.BenefitProvisionsandContributionRequirements:TheNPP providesretirementanddisabilitybenefitstoplanmembersandbeneficiaries.Theplanisadministeredat thePlanOfficeinColoradoSprings,Colorado.ContributionrequirementsareestablishedbytheCWA contract, effective date October 1, 2011, which is negotiated every 3 years, and approved by City Council. FundingPolicy.Administrationcostsofthepensionplanarefinancedbytheplan.Theemployer contributionrate,expressedasapercentageofcompensation,was9.00%forthe2011-2012fiscalyear. Employeesdonotcontributetothisplan.ContributionstotheCWAPensionPlanforthefiscalyearsended September30,2010,2011and2012were$234,219,$223,113and$210,258respectively,whichareequalto 100% of the required contribution for each year. EarlyPension.Minimumage60:20yearsofServiceCreditrequiredifemployedafterJanuary1,1989.25 yearsofServiceCreditrequiredifemploymentendedbeforeJanuaryI,1993.Pensionamountsare permanentlyreducedbasedonageontheeffectivedate,becausethepaymentsareexpectedtobemade for a longer period of time. DisabilityPension.Nominimumageandthepensionamountisnotreducedforage;theremustbea SocialSecurityDisabilityAward,10yearsofactualServiceCreditandacontributionforcovered employmentmusthavebeenmadewithinfivecalendaryearsprecedingtheentitlementdatetoSocial SecurityDisabilityPension.AnapplicationmustbefiledwiththePlanwithin6monthsoftheSocial Security Notice of Award date to receive pension retroactive to the Social Security entitlement date. LumpSumDisabilityBenefit.IftheemployeeisinreceiptofaSocialSecurityDisabilityAwardandis vested,butnotimmediatelyeligibletoreceiveanypensiondescribedabove,theemployeemaybeeligible foralumpsumequaltototalcontributionscreditedontheemployeesbehalf(or36timestheNormal Pensionamount,ifgreater).Iftheemployeeisimmediatelyeligibleforapensionbutnotyetreceiving one,theemployeecanstillqualifyforalumpsumiftheemployeesubmitstwophysicians'written statements that the disability will lead to death within one year of the date of application. NormalPension.Minimumage65:5yearsofServiceCreditrequiredifanyportionofservicecreditwas earnedafterJanuary1,1989.10yearsofServiceCreditrequiredifemployees'coverageendedbefore January1,1989.OncetheServiceCreditamountisaccrued,theemployeeisvestedandcannotlosethe right to a pension. BenefitProvisionsandContributionRequirements.TheNPPprovidesretirementanddisabilitybenefitsto planmembersandbeneficiaries.TheplanisadministeredatthePlanOfficeinColoradoSprings,Colorado. ContributionrequirementsareestablishedbytheCWAcontract,effectivedateOctober1,2011,whichis negotiated every 3 years, and approved by City Council. DeathBenefit.Iftheemployeediesbeforebecomingapensionerandhasatlease$250contributedonthe employees'behalf,alumpsumdeathbenefitequaltototalcontributionscreditedontheemployees'behalf or36timestheNormalPensionamount,ifgreater,willbepaidtoemployees'beneficiary.Iftheemployee ismarriedatthetimeofdeath,thespousewillhavethechoiceofalumpsumoramonthlysurvivor benefit. 75 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements 14.OTHER POSTEMPLOYMENT BENEFITS EmployeesareeligibletoreceiveapartialsubsidyfromtheRetireeMedicalPlanuponretirement,ifthey areenrolledintheactivemedicalplanimmediatelypriortoretiringandachievedatleast20yearsof serviceinafulltimecapacity.Ifeligible,theCitypays50%ofthecostsofsinglecoveragegrouphealth insurance for up to 2 years after retirement. No employee has ever received the subsidy. Plandescription.PursuanttoSection112.0801,FloridaStatutes,theCityisrequiredtopermit participationinthehealthinsuranceprogrambyretireesandtheireligibledependentsatacosttothe retireethatisnogreaterthanthecostatwhichcoverageisavailableforactiveemployees.TheCity,by policy,haselectedtoprovidequalifiedretireeswithpartialsubsidy.Inthisrespect,theCityoperatesa single-employer plan. Defined Contribution 401(a) Plan PlanDescription.TheICMARetirementCorporation's401RetirementPlanisaDefinedContributionPlan "qualified"underSection401(a)oftheInternalRevenueCode.Eachparticipanthasaplanaccountto whichcontributionsaremade.Planbenefitsarebasedonthetotalamountofmoneyintheemployees' accountatretirementorothereligibleevent.ThePlanisavailabletoallmanagementstaffandmaybe rolled over to another "qualified" employer plan that accepts rollovers, or Traditional IRA's. LumpSum.Retirementbenefitscanbepaideitherpartiallyorbytotaldistributionoftheemployees' account balance. Annuities. Retirement benefits can be utilized to purchase an annuity. BenefitProvisionsandContributionRequirements.The401providesretirementbenefitstoplanmembers andbeneficiaries.TheplanisadministeredbytheICMARetirementCorporation.Contribution requirementsareestablishedbytheCityofSebastian,ManagementBenefitPackage,revisedOctober1, 2006, and approved by the City Manager. FundingPolicy.TheadministrationcostsofthepensionplanarefinancedbythePlan.Theemployer contributionrate,expressedasapercentageofcompensation,was9.0%forthe2011-12fiscalyear. EmployeesdonotcontributetothisPlan.Contributionstothe401DefinedContributionPlanforthefiscal yearsendedSeptember30,2010,2011,and2012were$126,377,$132,656and$109,864,respectively, which are equal to 100% of the required contribution for each year. PeriodicPayments.Retirementbenefitscanbepaidmonthly,quarterly,semi-annual(atsix-month intervals only) or annual payments until assets are fully paid out. Rollover.Retirementbenefitscanberolledovertoanotheremployerplan(includinga457deferred compensation plan) that accepts rollovers, or to a Traditional IRA. 76 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Annual required contribution $ 26,851 Interest on net OPEB obligation 13,037 Adjustment to annual required contribution (12,455) Net OPEB cost 27,433 Contributions made (36,955) Increase in net OPEB obligation (9,522) Net OPEB obligation, beginning of year 325,915 Net OPEB obligation, end of year $ 316,393 Year Ended Annual OPEB Cost Percentage of Annual OPEB Cost Contributed Net OPEB Obligation 201027,174$ 119%339,765$ 201127,475 150%334,548 201227,433 135%316,393 FundingPolicy.BasedonGASBStatement43and45,whichsetforththeguidelinesfortreatmentofother postemploymentbenefits,theCityhadanactuarycalculatefuturefundingrequirementsin2010.The actuary's2010estimate,usingtheProjectedUnitCreditMethod,producedanunfundedobligationof $339,765andanannualrequiredcontributionof$26,851.TheCityelectedtofundtheOPEBobligationona pay-as-you-gobasis.Theentireunfundedobligationwasrecognizedinthegovernment-widefinancial statements.Theenterprisefundportion($27,210)wasalsorecognizedintheenterprisefundfinancial statements.Assuch,aseparateauditedGAAPbasispostemploymentbenefitplanreportisnotavailable.In 2011and2012,theCityrecordedadecreaseofthegovernment-wideobligationof$5,217and$26,126, respectively,basedontheannualrequiredcontributionreducedbytheexpectedfuturebenefitpayments. The additional enterprise fund portion was calculated as $11,470 in 2011 and a decrease $986 in 2012. ThefollowingtableshowsthecomponentsoftheCity'sannualOPEBcostfortheyearendedSeptember30, 2012, the amount actually contributed to the plan, and changes in the City's net OPEB obligation: Annual OPEB Cost and Net OPEB Obligation TheCity’sannualOPEBcost,thepercentageofannualOPEBcostcontributedtothePlan,andthenetOPEB obligation for fiscal year 2012 and the previous two years were as follows: Three-Year Trend Information TheCity'sannualotherpostemploymentbenefit(OPEB)costiscalculatedbasedontheannualrequired contributionoftheemployer(ARC).TheARCrepresentsaleveloffundingthat,ifpaidonanongoingbasis, isprojectedtocovernormalcosteachyearandamortizeanyunfundedactuarialliabilities(orfunding excess) over a period not to exceed thirty years. 77 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements Termination Benefits Theactuarialvaluationsinvolveestimatesofthevalueofreportedamountsandassumptionsaboutthe probabilityofeventsfarintothefuture.Actuariallydeterminedamountsaresubjecttocontinualrevision asactualresultsarecomparedtopastexpectationsandnewestimatesaremadeaboutthefuture. Calculationsarebasedonthetypesofbenefitsprovidedwiththeplanatthetimeofeachvaluationandon thepatternofsharingofcostsbetweentheemployerandplanmemberstothatpoint.Calculationsreflect along-termperspectiveandassumptionsusedincludetechniquesdesignedtoreduceshort-termvolatility inactuarialaccruedliabilitiesandactuarialvalueofassets.Thescheduleoffundingprogressshownbelow isrequiredtopresentmulti-trendinformationaboutwhethertheactuarialvalueofplanassetsis increasingordecreasingovertimerelativetotheactuarialaccruedliabilityforbenefits.TheCityelected tofundtheOPEBonapay-as-you-gobasisandconsequently,reportsazerobalancefortheactuarialvalue of assets. TheCityoffereditsemployeesanearlyretirementincentiveprogramin2006-2007fiscalyear.The eligibilityrequirementswerethattheemployeewaseitheranexemptmanagementemployeeoranhourly employeeincludingpoliceofficerswithatleast15yearsofserviceinafulltimecapacityandwithinthree yearsofreachingtheageof65(theageeligibleforMedicarebenefit).Thebenefitsincludeaonetime lumpsumpaymentbasedontheyearofserviceandsinglecoveragegrouphealthinsuranceforupto3 yearsafterretirement.Thelumpsumpaymentwascalculatedbymultiplying$1,000foreachfullyearof service.Thegrouphealthinsurancewillterminatewhentheretireereachestheageof65andeligiblefor Medicarebenefits.AsofSeptember30,2012,thetotalaccruedterminationbenefitsforthegovernment- widefinancialstatementswere$2,543.Noportionoftheaccruedterminationbenefitsrelatedtothe enterprise funds. TherequiredcontributionwasdeterminedaspartoftheOctober1,2009actuarialvaluationusingthe projectedunitcreditactuarialcostmethod.Theactuarialassumptionsincluded(a)4percentinvestment rateofreturn(netofadministrativeexpenses),(b)a3percentpayrollgrowthrate,(c)a3percent inflationrate,and(d)anannualhealthcaretrendrateof9percentinitially,reducedbydecrementstoan ultimaterateof5percentin2017.TheactuarialassumptionsutilizedtheRP-2000CombinedHealthy MortalityTableprojectedto2010.Theplan'sunfundedactuarialaccruedliabilityisbeingamortizedasa leveldollarofprojectedpayrollonanopenbasis.TheremainingamortizationperiodatOctober1,2009 was 30 years. Funded Status and Funding Progress AsofOctober1,2009,thedateofthemostrecentactuarialvaluation,theactuarialaccruedliabilityfor benefitswas$280,582,allofwhichwasunfunded.Thecoveredpayroll(annualpayrollofactiveemployees covered by the plan) was $6,426,614, and the ratio of the UAAL to the covered payroll was 4 percent. Actuarial Methods and Assumptions Projectionsofbenefitsforfinancialreportingpurposesarebasedonthesubstantiveplan(theplanas understoodbytheemployerandplanmembers)andincludethetypesofbenefitsprovidedatthetimeof eachvaluationandthehistoricalpatternofsharingofbenefitcostsbetweentheemployerandplan memberstothatpoint.Theactuarialmethodsandassumptionsusedincludetechniquesthataredesigned toreducetheeffectsofshort-termvolatilityinactuarialaccruedliabilitiesandtheactuarialvalueof assets, consistent with the long-term perspective of the calculations. 78 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements 15.FUND BALANCES - GOVERNMENTAL FUNDS General FundLOGT Discretionary Sales Tax Riverfront Redevelopment DST Revenue Bonds Nonmajor FundsTotal Nonspendable: Inventory65,423$ -$ -$ -$ -$ -$ 65,423$ Prepaids105,027 - - - - - 105,027 Long-term advances200,000 - 552,511 - - - 752,511 Permanent fund corpus- - - - - 737,182 737,182 Total nonspendable370,450 - 552,511 - - 737,182 1,660,143 Restricted for: Debt service- - - - 1,555,411 182,579 1,737,990 Special revenue- 190,274 1,463,061 478,895 - 236,459 2,368,689 Capital projects- - - - - 17,354 17,354 Expendable portion of - cemetery fund corpus- - - - - 247,793 247,793 Total restricted- 190,274 1,463,061 478,895 1,555,411 684,185 4,371,826 Committed for: Working capital2,861,708 - - - - 719,686 3,581,394 Assigned for: General employee events3,741 - - - - - 3,741 Law enforcement grants4,650 - - - - - 4,650 Greer donations for police27,316 - - - - - 27,316 Total assigned35,707 - - - - - 35,707 Unassigned1,734,307 - - - - - 1,734,307 Total fund balances, governmental funds5,002,172$ 190,274$ 2,015,572$ 478,895$ 1,555,411$ 2,141,053$ 11,383,377$ InaccordancewithGASBStatementNo.54,FundBalanceReportingandGovernmentalFundType Definitions,theCityclassifiesfundbalancesbasedprimarilyontheextenttowhichitisboundtoobserve constraintsimposedupontheuseoftheresourcesreportedingovernmentalfunds.Detailedinformationon fund balances of governmental funds is as follows: 79 CITY OF SEBASTIAN, FLORIDA Notes to Financial Statements 16.INVESTED IN CAPITAL ASSETS NET OF RELATED DEBT Governmental Activities Business-type Activities Capital assets: Capital assets not being depreciated8,170,866$ 12,102$ Capital assets being depreciated, net34,542,390 11,169,721 42,713,256 11,181,823 Related debt: Total bonds and notes payable11,221,000 - Net bond premium/discount(7,917) - 11,213,083 - Invested in capital assets, net of capital - related debt31,500,173$ 11,181,823$      Thecompositionofnetassetsinvestedincapitalassets,netofrelateddebtasofSeptember30,2012,was as follows: 80 REQUIRED SUPPLEMENTARY INFORMATION 81 CITY OF SEBASTIAN, FLORIDA Required Supplementary Information Employees' Retirement Plan Schedule of Funding Progress Single-employer Pension Trust Fund Actuarial AccruedUAAL as a ActuarialLiabilityUnfundedPercentage ActuarialValue of(AAL) -AALFundedCoveredof Covered ValuationAssetsEntry Age(UAAL)RatioPayrollPayroll Date(a)(b)(b-a)(a / b)(c)((b-a) / c) 10/1/20043,536,724$ 4,251,736$ 715,012$ 83.18%1,480,974$ 48.28% 10/1/20064,711,294 5,389,815 678,521 87.41%1,769,613 38.34% 10/1/20085,474,816 6,127,531 652,715 89.35%2,143,131 30.46% 10/1/20107,086,302 8,029,402 943,100 88.25%2,205,042 42.77% 10/1/20128,843,096 9,793,255 950,159 90.30%1,893,717 50.17% Schedule of Employer Contributions Single-employer Pension Trust Fund Annual Year EndedRequiredCityStatePercentage September 30,ContributionsContributionContributionContributed 2007407,011$ 294,534$ 117,621$ 101.26% 2008 456,928 376,769 122,800 109.33% 2009557,439 404,104 137,782 97.21% 2010 701,998 566,910 134,852 99.97% 2011736,420 602,943 133,477 100.00% 2012 559,868 436,386 123,482 100.00% 82 CITY OF SEBASTIAN, FLORIDA Required Supplementary Information Other Postemployment Benefits Plan Schedule of Funding Progress Other Postemployment Benefits Plan Actuarial Accrued ActuarialLiabilityUnfunded ActuarialValue of(AAL) -AALFunded ValuationAssetsEntry Age(UAAL)Ratio Date(a)(b)(b-a)(a / b) 9/30/2010-$ 306,554$ 306,554$ 0.0% 9/30/2011- 316,393 316,393 0.0% 9/30/2012- 280,582 280,582 0.0% Schedule of Employer Contributions Other Postemployment Benefits Plan Annual Year EndedRequiredPercentage September 30,ContributionsContributed 9/30/201026,557$ 119% 9/30/201126,868 150% 9/30/201226,851 135% 83 This page intentionally left blank. 84 COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES 85 CITY OF SEBASTIAN, FLORIDA Combining Balance Sheet Nonmajor Governmental Funds September 30, 2012 Law Parking RecreationStormwaterEnforcement In-Lieu-ofImpact FeeUtilityForfeiture Assets Cash and cash equivalents-$ 5,723$ 40,452$ 9,315$ Investments26,465 687,625 115,690 59,590 Interest receivable- - 997 - Due from other governments- - 10,453 - Total assets26,465$ 693,348$ 167,592$ 68,905$ Liabilities Accounts payable and accrued liabilities-$ 127$ 38$ -$ Fund balances: Nonspendable- - - - Restricted- - 167,554 68,905 Committed26,465 693,221 - - Total fund balances26,465 693,221 167,554 68,905 Total liabilities and fund balances26,465$ 693,348$ 167,592$ 68,905$ Special Revenue Funds 86 Debt ServicePermanent StormwaterTotal UtilityGeneralStormwaterNonmajor RevenueCapitalCapital TransportationUtilityGovernmental Bonds 2003ProjectsImprovementsImprovementsImprovementsCemeteryFunds 182,579$ -$ 2,643$ 23,208$ -$ 730,169$ 994,089$ - - - - - 254,806 1,144,176 - - - - - - 997 - - - - - - 10,453 182,579$ -$ 2,643$ 23,208$ -$ 984,975$ 2,149,715$ -$ -$ 2,643$ 5,854$ -$ -$ 8,662$ - - - - - 737,182 737,182 182,579 - - 17,354 - 247,793 684,185 - - - - - - 719,686 182,579 - - 17,354 - 984,975 2,141,053 182,579$ -$ 2,643$ 23,208$ -$ 984,975$ 2,149,715$ Capital Projects Funds 87 CITY OF SEBASTIAN, FLORIDA Combining Statement of Revenue, Expenditures and Changes in Fund Balances - Nonmajor Governmental Funds For the Year Ended September 30, 2012 Law Parking RecreationStormwaterEnforcement In-Lieu-ofImpact FeeUtilityForfeiture Revenue Impact fees-$ 58,500$ -$ -$ Charges for services- - 803,983 - Fines- - - 5,268 Investment earnings57 4,388 7,017 815 Contributions and donations- - - - Other revenue 13,776 - 2,003 8,476 Total revenue13,833 62,888 813,003 14,559 Expenditures Current: General government- - - - Public safety- - - 12,239 Physical environment- - 8,348 - Debt Service: Principal- - - - Interest and fiscal charges- - - - Capital outlay- - - - Total expenditures- - 8,348 12,239 Revenue over (under) expenditures13,833 62,888 804,655 2,320 Other financing sources (uses) Transfers in- - 3,493 - Transfers out- (217,854) (1,090,750) - Total other financing sources (uses)- (217,854) (1,087,257) - Net change in fund balances13,833 (154,966) (282,602) 2,320 Fund balances, beginning of year12,632 848,187 450,156 66,585 Fund balances, end of year 26,465$ 693,221$ 167,554$ 68,905$ Special Revenue Funds 88 Debt ServicePermanent StormwaterTotal UtilityGeneralStormwaterNonmajor RevenueCapitalCapital TransportationUtilityGovernmental Bonds 2003ProjectsImprovementsImprovementsImprovementsCemeteryFunds -$ -$ -$ -$ -$ -$ 58,500$ - - - - - 63,142 867,125 - - - - - - 5,268 175 - - - - 7,351 19,803 - - 14,001 168,059 - - 182,060 - - - - - 350 24,605 175 - 14,001 168,059 - 70,843 1,157,361 - 9,700 - - - - 9,700 - - - - - - 12,239 - - - - 3,980 - 12,328 280,000 - - - - - 280,000 160,290 - - - - - 160,290 - 406,647 261,138 565,056 499,232 - 1,732,073 440,290 416,347 261,138 565,056 503,212 - 2,206,630 (440,115) (416,347) (247,137) (396,997) (503,212) 70,843 (1,049,269) 439,674 416,347 247,138 362,587 493,373 - 1,962,612 - - (2,568) (742) (3,493) (5,647) (1,321,054) 439,674 416,347 244,570 361,845 489,880 (5,647) 641,558 (441) - (2,567) (35,152) (13,332) 65,196 (407,711) 183,020 - 2,567 52,506 13,332 919,779 2,548,764 182,579$ -$ -$ 17,354$ -$ 984,975$ 2,141,053$ Capital Projects Funds 89 CITY OF SEBASTIAN, FLORIDA Schedule of Revenue, Expenditures and Changes in Fund Balance - Budget and Actual Parking In-Lieu-Of Special Revenue Fund For the Year Ended September 30, 2012 Actual Over Final(Under) Final BudgetActualBudget Revenue Investment earnings10$ 57$ 47$ Other revenue13,790 13,776 (14) Net change in fund balance13,800 13,833 33 Fund balance, beginning of year 12,632 12,632 - Fund balance, end of year 26,432$ 26,465$ 33$ 90 CITY OF SEBASTIAN, FLORIDA Schedule of Revenue, Expenditures and Changes in Fund Balance - Budget and Actual Recreation Impact Fee Special Revenue Fund For the Year Ended September 30, 2012 Actual Over Final(Under) Final BudgetActualBudget Revenue Impact fees20,000$ 58,500$ 38,500$ Investment earnings8,500 4,388 (4,112) Total revenue28,500 62,888 34,388 Other financing sources (uses) Transfers in415,463 - (415,463) Transfers out(443,963) (217,854) 226,109 Total other financing sourced (uses)(28,500) (217,854) (189,354) Net change in fund balances- (154,966) (154,966) Fund balance, beginning of year848,187 848,187 - Fund balance, end of year 848,187$ 693,221$ (154,966)$ 91 CITY OF SEBASTIAN, FLORIDA Schedule of Revenue, Expenditures and Changes in Fund Balance - Budget and Actual Stormwater Utility Special Revenue Fund For the Year Ended September 30, 2012 Actual Over Final(Under) Final BudgetActualBudget Revenue Charges for services815,000$ 803,983$ (11,017)$ Investment earnings3,450 7,017 3,567 Other revenue- 2,003 2,003 Total revenue818,450 813,003 (5,447) Expenditures Current: Physical environment100 8,348 8,248 Revenue over (under) expenditures818,350 804,655 (13,695) Other financing uses Transfers in271,249 3,493 (267,756) Transfers out(1,089,599) (1,090,750) (1,151) Net change in fund balance- (282,602) (282,602) Fund balance, beginning of year450,156 450,156 - Fund balance, end of year 450,156$ 167,554$ (282,602)$ 92 CITY OF SEBASTIAN, FLORIDA Schedule of Revenue, Expenditures and Changes in Fund Balances - Budget and Actual Law Enforcement Forfeiture Special Revenue Fund For the Year Ended September 30, 2012 Actual Over Final(Under) Final BudgetActualBudget Revenue Fines8,000$ 5,268$ (2,732)$ Investment earnings125 815 690 Contributions2,000 - (2,000) Other revenue- 8,476 8,476 Total revenue10,125 14,559 4,434 Expenditures Current: Public safety- 12,239 12,239 Net change in fund balance10,125 2,320 (7,805) Fund balance., beginning of year66,585 66,585 - Fund balance, end of year 76,710$ 68,905$ (7,805)$ 93 CITY OF SEBASTIAN, FLORIDA Schedule of Revenue, Expenditures and Changes in Fund Balance - Budget and Actual Stormwater Utility Revenue Bonds 2003 Debt Service Fund For the Year Ended September 30, 2012 Actual Over Final(Under) Final BudgetActualBudget Revenue Investment earnings 1,100$ 175$ (925)$ Expenditures Debt service: Principal280,000 280,000 - Interest and fiscal charges160,123 160,290 167 Total expenditures440,123 440,290 167 Revenue over (under) expenditures(439,023) (440,115) (1,092) Other financing sources Transfers in439,023 439,674 651 Net change in fund balances- (441) (441) Fund balance, beginning of year 183,020 183,020 - Fund balance, end of year 183,020$ 182,579$ (441)$ 94 AGENCY FUND 95 CITY OF SEBASTIAN, FLORIDA Combining Statement of Changes in Assets and Liabilities Agency Fund For the Year Ended September 30, 2012 BalanceBalance October 1, September 30, 2011AdditionsDeletions2012 Performance Deposits Assets Cash and cash equivalents11,930$ -$ -$ 11,930$ Investments, at fair value220,000 - - 220,000 Total assets 231,930$ -$ -$ 231,930$ Liabilities Performance deposits held in escrow 231,930$ -$ -$ 231,930$ 96 CAPITAL ASSETS 97 CITY OF SEBASTIAN, FLORIDA Comparative Schedule by Source Capital Assets Used in the Operation of Governmental Funds September 30, 2012 20122011 Governmental funds capital assets Land8,007,437$ 8,007,437$ Buildings and structures12,397,779 12,370,759 Non-building improvements6,330,986 5,992,537 Machinery and equipment8,167,365 8,028,080 Infrastructure35,611,587 33,628,446 Construction in progress163,429 1,207,848 Total governmental funds capital assets70,678,583$ 69,235,107$ Investment in governmental funds capital assets (by sources) Federal grants6,381,544$ 6,202,067$ State grants 907,755 907,755 County grants713,359 713,359 General Fund11,031,201 11,280,701 Law enforcement trust fund36,380 55,764 Recreational impact fee1,726,191 1,516,679 Stormwater utility fee4,895,946 4,895,946 Riverfront redevelopment1,932,055 1,932,055 Cemetery trust fund240,255 236,479 Donations3,371,802 3,196,121 Sales taxes16,347,884 14,159,551 Motor fuel taxes6,811,354 6,811,354 Revenue bond debt16,119,428 16,119,428 Capital projects163,429 1,207,848 Total investment in governmental funds capital assets 70,678,583$ 69,235,107$ 98 Schedule of Activities by Function Capital Assets Used in the Operation of Governmental Funds September 30, 2012 Machinery Non-Buildingand Functions / ProgramsLandBuildingsImprovementsEquipmentInfrastructureTotal General government: Legislative-$ -$ -$ 4,245$ -$ 4,245$ City manager- - - 1,612 - 1,612 City clerk- - - 20,350 - 20,350 Finance- - 1,100 53,622 - 54,722 MIS- 5,844 53,131 644,562 - 703,537 Facilities maintenance- 133,430 15,665 86,841 - 235,936 Growth management- 85,555 - 44,582 - 130,137 Non-departmental3,634,769 6,184,990 126,636 204,375 52,699 10,203,469 Total general government3,634,769 6,409,819 196,532 1,060,189 52,699 11,354,008 Public safety: Special operations- - - 122,484 - 122,484 Administration9,560 3,347,152 89,320 273,812 - 3,719,844 School resource- - - 69,943 - 69,943 Road patrol- - - 2,536,820 - 2,536,820 Community policing- - - 17,086 - 17,086 Code enforcement- - - 42,047 - 42,047 Investigations- - 1,700 198,139 - 199,839 Support services- - - 53,111 - 53,111 Communications- - 16,404 205,713 - 222,117 Building department- - - 41,284 - 41,284 Total public safety9,560 3,347,152 107,424 3,560,439 - 7,024,575 Transportation: Central garage- 130,489 82,419 162,962 674 376,544 Roads and drainage47,125 162,044 972,302 967,170 15,318,030 17,466,671 Total transportation47,125 292,533 1,054,721 1,130,132 15,318,704 17,843,215 Economic environment: Non-departmental2,308,392 1,040,589 - - - 3,348,981 Physical environment: Stormwater1,850 1,748,721 18,459,728 20,210,299 Cemetery272,190 82,019 78,354 60,585 22,717 515,865 Total physical environment272,190 82,019 80,204 1,809,306 18,482,445 20,726,164 Culture/recreation: Parks and recreation1,735,401 1,225,667 4,892,105 607,299 1,757,739 10,218,211 Total8,007,437$ 12,397,779$ 6,330,986$ 8,167,365$ 35,611,587$ 70,515,154 Construction in progress163,429 Total70,678,583$ CITY OF SEBASTIAN, FLORIDA 99 Schedule of Changes in Activities by Function Capital Assets Used in the Operation of Governmental Funds September 30, 2012 Capital AssetsCapital Assets October 1,TransfersTransfersSeptember 30, Functions / Programs2011AdditionsDeletionInOut2012 General government: Judicial4,245$ -$ -$ -$ -$ 4,245$ City manager1,612 - - - - 1,612 City clerk25,817 - - 879 6,346 20,350 Administrative services59,511 - - - 4,789 54,722 MIS627,192 71,102 5,014 11,136 879 703,537 Facilities maintenance217,345 2,414 - 16,177 - 235,936 Growth management120,906 - 2,425 11,656 - 130,137 Non-departmental10,203,469 - - - - 10,203,469 Total general government11,260,097 73,516 7,439 39,848 12,014 11,354,008 Public safety: Special operations127,484 - 5,000 - - 122,484 Administration3,728,994 - 9,150 - - 3,719,844 School resource69,943 - - - - 69,943 Road patrol2,545,372 118,705 113,462 - 13,795 2,536,820 Community policing42,139 - 25,053 - - 17,086 Code enforcement31,749 24,620 - - 14,322 42,047 Investigations233,056 28,737 9,872 - 52,082 199,839 Support services59,026 - 5,915 - - 53,111 Communications226,212 1,996 6,091 - - 222,117 Building department37,980 - - 18,323 15,019 41,284 Total public safety7,101,955 174,058 174,543 18,323 95,218 7,024,575 Transportation: Central garage355,673 20,871 - - - 376,544 Roads and drainage16,083,434 1,385,469 21,952 31,377 11,657 17,466,671 Total transportation16,439,107 1,406,340 21,952 31,377 11,657 17,843,215 Economic environment: Non-departmental3,348,981 - - - - 3,348,981 Physical environment: Stormwater19,588,795 640,814 19,310 - - 20,210,299 Cemetery512,089 8,800 5,024 - - 515,865 Total physical environment20,100,884 649,614 24,334 - - 20,726,164 Culture/recreation: Parks and recreation9,776,235 507,949 95,314 29,341 - 10,218,211 Total68,027,259 2,811,477 323,582 118,889 118,889 70,515,154 Construction in progress1,207,848 138,631 1,183,050 - - 163,429 Total69,235,107$ 2,950,108$ 1,506,632$ 118,889$ 118,889$ 70,678,583$ CITY OF SEBASTIAN, FLORIDA 100 INTERNAL CONTROL AND COMPLIANCE 101 This page intentionally left blank. 102 Honorable Mayor and Members of City Council City of Sebastian Sebastian, Florida Internal Control Over Financial Reporting ManagementoftheCityofSebastian,Floridaisresponsibleforestablishingandmaintainingeffective internalcontroloverfinancialreporting.Inplanningandperformingouraudit,weconsideredtheCity ofSebastian,Florida'sinternalcontroloverfinancialreportingasabasisfordesigningourauditing proceduresforthepurposeofexpressingouropinionsonthefinancialstatements,butnotforthe purposeofexpressinganopinionontheeffectivenessoftheCityofSebastian,Florida'sinternalcontrol overfinancialreporting.Accordingly,wedonotexpressanopinionontheeffectivenessoftheCityof Sebastian, Florida's internal control over financial reporting. Adeficiencyininternalcontrolexistswhenthedesignoroperationofacontroldoesnotallow managementoremployees,inthenormalcourseofperformingtheirassignedfunctions,toprevent,or detectandcorrectmisstatementsonatimelybasis.Amaterialweaknessisadeficiency,or combinationofdeficiencies,ininternalcontrolsuchthatthereisareasonablepossibilitythata materialmisstatementoftheentity’sfinancialstatementswillnotbeprevented,ordetectedand corrected on a timely basis. Wehaveauditedthefinancialstatementsofthegovernmentalactivities,thebusiness-typeactivities, eachmajorfund,andtheaggregateremainingfundinformationoftheCityofSebastian,Florida(the "City")asofandfortheyearendedSeptember30,2012,whichcollectivelycomprisetheCity'sbasic financialstatements,andhaveissuedourreportthereondatedMarch13,2013.Weconductedour auditinaccordancewithauditingstandardsgenerallyacceptedintheUnitedStatesofAmericaandthe standardsapplicabletofinancialauditscontainedinGovernmentAuditingStandards,issuedbythe Comptroller General of the United States. INDEPENDENT AUDITORS' REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS March 13, 2013 5070 North Highway A1A Suite 250 Vero Beach, FL 32963 Ph: 772.234.8484 Fx: 772.234.8488 103 Thisreportisintendedsolelyfortheinformationanduseofmanagement,theFloridaauditorgeneral andstateawardingagenciesandpass-throughentities,theCityCouncil,otherswithintheorganization, andfederalandstateawardingagenciesandpass-throughentitiesandisnotintendedtobeandshould notbeusedbyanyoneotherthanthesespecifiedparties.However,itisamatterofpublicrecord,and its distribution is not limited. Ourconsiderationofinternalcontroloverfinancialreportingwasforthelimitedpurposedescribedin thefirstparagraphofthissectionandwasnotdesignedtoidentifyalldeficienciesininternalcontrol overfinancialreportingthatmightbedeficiencies,significantdeficiencies,ormaterialweaknesses.We didnotidentifyanydeficienciesininternalcontroloverfinancialreportingthatweconsidertobe material weaknesses, as defined above. Compliance and Other Matters AspartofobtainingreasonableassuranceaboutwhethertheCityofSebastian,Florida'sfinancial statementsarefreeofmaterialmisstatement,weperformedtestsofitscompliancewithcertain provisionsoflaws,regulations,contracts,andgrantagreements,noncompliancewithwhichcouldhave adirectandmaterialeffectonthedeterminationoffinancialstatementamounts.However,providing anopiniononcompliancewiththoseprovisionswasnotanobjectiveofouraudit,andaccordingly,we donotexpresssuchanopinion.Theresultsofourtestsdisclosednoinstancesofnoncomplianceor other matters that are required to be reported under Government Auditing Standards. 104 Honorable Mayor and Members of City Council City of Sebastian Sebastian, Florida TheRulesoftheAuditorGeneral(Section10.554(1)(i)4)requirethatweaddressviolationsof provisionsofcontractsorgrantagreementsorabusethathaveoccurred,orarelikelytohaveoccurred, thathaveaneffectonthefinancialstatementsthatislessthanmaterialbutmorethan inconsequential. In connection with our audit, we did not identify any such findings. INDEPENDENT AUDITORS' MANAGEMENT LETTER March 13, 2013 We have audited the financial statements of the City of Sebastian, Florida as of and for the fiscal year ended September 30, 2012 and have issued our report thereon dated March 13, 2013. WeconductedourauditinaccordancewithUnitedStatesgenerallyacceptedauditingstandards;the standardsapplicabletofinancialauditscontainedinGovernmentAuditingStandardsissuedbythe ComptrollerGeneraloftheUnitedStates;andtheFloridaSingleAuditAct.WehaveissuedourReport onInternalControlOverFinancialReportingandonComplianceandOtherMattersBasedonanAuditof FinancialStatementsPerformedinAccordancewithGovernmentAuditingStandardandRulesofthe AuditorGeneral.Disclosuresinthosereportsandschedule,whicharedatedMarch13,2013,shouldbe considered in conjunction with this management letter. Additionally,ourauditwasconductedinaccordancewiththeprovisionsofChapter10.550,Rulesof theAuditorGeneral,whichgoverntheconductoflocalgovernmentalentityauditsperformedinthe state of Florida and require that certain items be addressed in this letter. TheRulesoftheAuditorGeneral(Section10.554(1)(i)1)requirethatweaddressinthemanagement letter,ifnotalreadyaddressedintheauditors’reportsonComplianceandInternalControlorSchedule ofFindingsandQuestionedCosts,whetherornotrecommendationsmadeintheprecedingannual financial audit report have been followed. There were no findings or comments in the prior year. AsrequiredbytheRulesoftheAuditorGeneral(Section10.554(1)(i)2),thescopeofourauditincluded areviewoftheprovisionsofSection218.415,FloridaStatutes,regardingtheinvestmentofpublic funds.Inconnectionwithouraudit,wedeterminedthattheCityofSebastian,Floridacompliedwith Section 218.415, Florida Statutes. TheRulesoftheAuditorGeneral(Section10.554(1)(i)3)requirethatweaddressinthemanagement letteranyfindingsandrecommendationstoimprovefinancialmanagement,accountingprocedures, and internal controls. In connection with our audit, we did not identify any such recommendations. 5070 North Highway A1A Suite 250 Vero Beach, FL 32963 Ph: 772.234.8484 Fx: 772.234.8488 105 AsrequiredbytheRulesoftheAuditorGeneral(Section10.554(1)(i)7.cand10.556(7)),weapplied financialconditionassessmentprocedures.Itismanagement’sresponsibilitytomonitortheentity’s financialcondition,andourfinancialconditionassessmentwasbasedinpartonrepresentationsmade by management and the review of financial information provided by the same. PursuanttoChapter119,FloridaStatutes,thismanagementletterisapublicrecordanditsdistribution isnotlimited.AuditingstandardsgenerallyacceptedintheUnitedStatesofAmericarequireusto indicatethatthisletterisintendedsolelyfortheinformationanduseofmanagementandtheFlorida AuditorGeneraloftheStateofFlorida,andisnotintendedtobeandshouldnotbeusedbyanyone other than these specified parties. TheRulesoftheAuditorGeneral(Section10.554(1)(i)5)providethattheauditormay,basedon professionaljudgment,reportthefollowingmattersthathaveaninconsequentialeffectonfinancial statements,consideringbothquantitativeandqualitativefactors:(1)violationsofprovisionsof contractsorgrantagreements,fraud,illegalacts,orabuse,and(2)deficienciesininternalcontrolthat are not significant deficiencies. In connection with our audit, we did not have any such findings. TheRulesoftheAuditorGeneral(Section10.554(1)(i)6)alsorequirethatthenameorofficialtitleand legalauthorityfortheprimarygovernmentandeachcomponentunitofthereportingentitybe disclosedinthemanagementletter,unlessdisclosedinthenotestothefinancialstatements.The legalauthorityfortheCityofSebastian,Floridaisdisclosedinthenotestothefinancialstatements. TheCityofSebastian,Florida’scomponentunit,thePoliceOfficer’sPensionPlan,wasestablished under Section 58-46 through 58-54 Code of Ordinances in October 1989. AsrequiredbytheRulesoftheAuditorGeneral(Section10.554(1)(i)7.a),thescopeofouraudit includedareviewoftheprovisionsofSection218.503(1),FloridaStatutes,regardingfinancial emergencies.Inconnectionwithouraudit,wedeterminedthattheCityofSebastian,Floridahasnot met any of the financial emergency conditions described in Section 218.503(1), Florida Statutes. AsrequiredbytheRulesoftheAuditorGeneral(Section10.554(1)(i)7.b.),wedeterminedthatthe annualfinancialreportfortheCityofSebastian,FloridafortheyearendedSeptember30,2012,filed withtheDepartmentofFinancialServicespursuanttoSection218.32(1)(a),FloridaStatutes,isin agreement with the annual financial audit report for the year ended September 30, 2012. AsrequiredbytheRulesoftheAuditorGeneral(Section10.554(1)(i)7.b.),wedeterminedthatthe annualfinancialreportfortheCityofSebastian,FloridafortheyearendedSeptember30,2012,filed withtheDepartmentofFinancialServicespursuanttoSection218.32(1)(a),FloridaStatutes,isin agreement with the annual financial audit report for the year ended September 30, 2012. 106 STATISTICAL SECTION 107 This page intentionally left blank. 108 CITY OF SEBASTIAN, FLORIDA Statistical Section Table of Contents Page Financial TrendsTheseschedulescontaintrendinformationtohelpthereader understandandevaluatehowtheCity’sfinancialcondition, performance and well-being have changed over time.110 Revenue CapacityTheseschedulescontaininformationtohelpthereaderassess theCity’sabilitytogenerateitsmostsignificantlocalrevenue source, the property tax. 122 Debt CapacityTheseschedulespresentinformationtohelpthereaderassess theaffordabilityoftheCity’scurrentlevelsofoutstandingdebt and its ability to issue additional debt in the future. 128 Demographic and Economic Information Theseschedulespresentvariousdemographicandeconomic indicatorstohelpthereaderunderstandtheenvironmentwithin whichtheCityoperatesandhowtheyaffecttheCity’sfinancial activities. 136 Operating InformationTheseschedulescontaininformationabouttheCity’soperations andresourcestohelpthereaderunderstandhowtheinformation intheCity’sfinancialreportrelatestotheservicestheCity provides and the activities it performs. 140 ThispartoftheCity’sComprehensiveAnnualFinancialReportpresentsdetailedinformationtoassistthe userinunderstandingwhatthefinancialstatements,notedisclosuresandrequiredsupplementary information say about the overall economic condition of the City of Sebastian, Florida. Sources:Unlessotherwisenoted,theinformationintheseschedulesisderivedfromtheComprehensive AnnualFinancialReportfortherelevantyear.TheCityimplementedGASBStatementNo.34in2001; schedules presenting government-wide information include data beginning in that year. 109 CITY OF SEBASTIAN, FLORIDA Net Assets by Component Last Ten Fiscal Years 2012201120102009 Governmental activities Invested in capital assets, net of related debt31,500,173$ 31,541,953$ 28,938,587$ 26,744,896$ Restricted6,192,777 5,668,155 8,757,043 8,197,018 Unrestricted3,607,228 4,052,751 3,889,011 4,502,440 Total governmental activities net assets41,300,178$ 41,262,859$ 41,584,641$ 39,444,354$ Business-type activities Invested in capital assets, net of related debt11,181,823$ 11,850,561$ 11,389,704$ 10,725,676$ Restricted- - - 98,320 Unrestricted(490,298) (644,620) (342,340) 86,517 Total business-type activities net assets10,691,525$ 11,205,941$ 11,047,364$ 10,910,513$ Primary Government Invested in capital assets, net of related debt42,681,996$ 43,392,514$ 40,328,291$ 37,470,572$ Restricted6,192,777 5,668,155 8,757,043 8,295,338 Unrestricted3,116,930 3,408,131 3,546,671 4,588,957 Total primary government net assets51,991,703$ 52,468,800$ 52,632,005$ 50,354,867$ 1 2 The large increases in unrestricted net assets from 2003 to 2004 and from 2004 to 2005 are mainly due to increase in State revenue The large increases in unrestricted net assets from 2005 to 2006 are mainly due to increase in tax revenues, franchise fees, and interest earnings. Fiscal Year 110 Table I - Unaudited 200820072003 24,133,550$ 21,469,456$ 17,579,683$ 17,103,399$ 16,412,401$ 16,339,222$ 9,215,801 9,419,129 5,068,583 5,395,879 4,059,674 3,235,266 5,035,184 5,249,998 11,293,877 2 9,081,345 1 7,171,123 1 5,461,224 38,384,535$ 36,138,583$ 33,942,143$ 31,580,623$ 27,643,198$ 25,035,712$ 9,111,251$ 8,895,501$ 8,798,612$ 7,459,945$ 4,264,961$ 1,545,867$ 570,149 570,890 560,581 574,105 506,006 505,435 753,076 1,303,886 1,896,539 738,519 1,712,657 1,471,457 10,434,476$ 10,770,277$ 11,255,732$ 8,772,569$ 6,483,624$ 3,522,759$ 33,244,801$ 30,364,957$ 26,378,295$ 24,563,344$ 20,677,362$ 17,885,089$ 9,785,950 9,990,019 5,629,164 5,969,984 4,565,680 3,740,701 5,788,260 6,553,884 13,190,416 9,819,864 8,883,780 6,932,681 48,819,011$ 46,908,860$ 45,197,875$ 40,353,192$ 34,126,822$ 28,558,471$ Fiscal Year 200620052004 111 CITY OF SEBASTIAN, FLORIDA Changes in Net Assets Last Ten Fiscal Years 201220102009 Expenses Governmental activities: General government2,640,677$ 2,766,575$ 3,309,381$ 3,169,851$ Public safety5,025,274 5,546,632 5,720,933 5,420,585 Physical Environment2,007,902 1,558,974 1,947,605 1,347,771 Transportation1,800,432 2,263,367 1,863,551 3,437,724 Economic environment170,960 208,518 135,885 167,470 Culture and recreation1,239,512 1,227,198 1,240,383 1,073,249 Interest on debt562,496 546,103 566,410 730,100 Total governmental activities expenses13,447,253 14,117,367 14,784,148 15,346,750 Business-type activities: Golf Course1,394,731 1,355,266 1,388,158 1,477,299 Airport1,166,588 1,188,788 1,067,525 1,079,869 Building 1 397,295 470,406 496,800 533,641 Total business-type activities expenses2,958,614 3,014,460 2,952,483 3,090,809 Total primary government expenses16,405,867$ 17,131,827$ 17,736,631$ 18,437,559$ Program Revenue Governmental activities: Charges for services: General government214,488$ 197,945$ 203,915$ 220,073$ Public safety66,474 92,350 118,368 95,606 Physical environment876,693 868,059 881,338 908,829 Culture and recreation66,954 61,353 62,046 66,540 Operating grants and contributions187,333 196,534 210,050 228,002 Capital grants and contributions791,265 838,242 3,178,618 1,865,174 Total governmental activities program revenue2,203,207 2,254,483 4,654,335 3,384,224 Business-type activities: Charges for services: Golf Course1,394,844 1,382,421 1,335,647 1,406,956 Airport491,367 485,229 468,698 438,485 Building 1 419,705 401,021 356,264 358,947 Operating grants and contributions6,563 - - - Capital grants and contributions 150,083 900,340 904,853 1,356,914 Total business-type activities program revenue2,462,562 3,169,011 3,065,462 3,561,302 Total primary government program revenue4,665,769$ 5,423,494$ 7,719,797$ 6,945,526$ Net (expense) revenue Governmental activities(11,244,046)$ (11,862,884)$ (10,129,813)$ (11,962,526)$ Business-type activities(496,052) 154,551 112,979 470,493 Total primary government net (expense) revenue(11,740,098)$ (11,708,333)$ (10,016,834)$ (11,492,033)$ 2011 Fiscal Year 112 Table II - Unaudited 20082007200520042003 3,375,178$ 3,083,609$ 3,129,723$ 3,262,276$ 2,414,865$ 1,620,616$ 5,226,512 5,377,107 4,191,295 4,816,614 4,502,109 3,391,831 1,805,755 1,695,066 2,193,589 1,283,889 1,279,257 1,920,200 2,111,360 2,276,497 2,173,071 4,034,900 3,288,532 2,401,037 113,101 605,510 98,661 32,128 86,041 166,024 1,420,734 1,237,398 1,208,288 1,260,395 823,974 747,910 634,891 667,950 706,303 740,372 722,007 312,367 14,687,531 14,943,137 13,700,930 15,430,574 13,116,785 10,559,985 1,488,472 1,533,900 1,558,338 1,464,532 1,527,051 1,363,359 1,099,653 1,046,994 801,967 519,235 350,949 315,941 605,422 905,452 936,793 - - - 3,193,547 3,486,346 3,297,098 1,983,767 1,878,000 1,679,300 17,881,078$ 18,429,483$ 16,998,028$ 17,414,341$ 14,994,785$ 12,239,285$ 353,836$ 422,897$ 533,482$ 370,609$ 376,327$ 247,774$ 85,009 92,853 140,545 1,356,385 1,660,032 824,821 903,285 891,021 887,819 828,907 850,887 799,637 83,378 85,945 72,472 56,199 48,590 46,736 786,016 192,676 407,898 2,802,511 1,144,528 920,829 835,607 1,014,481 1,301,438 1,781,954 1,353,959 640,894 3,047,131 2,699,873 3,343,654 7,196,565 5,434,323 3,480,691 1,438,233 1,652,288 1,580,407 1,381,817 1,648,308 1,377,245 523,989 344,813 375,768 434,818 201,890 168,451 347,189 408,875 1,220,823 - - - - - 6,998 13,582 67,576 - 494,098 500,428 1,056,562 2,289,986 2,451,212 1,149,437 2,803,509 2,906,404 4,240,558 4,120,203 4,368,986 2,695,133 5,850,640$ 5,606,277$ 7,584,212$ 11,316,768$ 9,803,309$ 6,175,824$ (11,640,400)$ (12,243,264)$ (10,357,276)$ (8,234,009)$ (7,682,462)$ (7,079,294)$ (390,038) (579,942) 943,460 2,136,436 2,490,986 1,015,833 (12,030,438)$ (12,823,206)$ (9,413,816)$ (6,097,573)$ (5,191,476)$ (6,063,461)$ continued… 2006 Fiscal Year 113 CITY OF SEBASTIAN, FLORIDA Changes in Net Assets Last Ten Fiscal Years 201220102009 General revenue and other changes in net assets Governmental Activities: Property taxes, levied for general purposes3,063,495$ 3,453,778$ 4,164,128$ 4,801,924$ Sales and use taxes4,852,413 4,751,021 4,765,200 4,670,106 Franchise fees1,124,568 1,184,686 1,228,692 1,327,253 State shared revenues not restricted to specific programs1,934,733 1,868,555 1,825,215 1,821,347 Investment earnings82,129 111,943 144,432 261,203 Miscellaneous201,538 171,119 149,453 140,512 Transfers22,489 - (7,020) - Total governmental activities11,281,365 11,541,102 12,270,100 13,022,345 Business-type activities: Investment earnings- 4,026 15,658 5,544 Miscellaneous4,125 - 1,194 - Transfers(22,489) - 7,020 - Total business-type activities(18,364) 4,026 23,872 5,544 Total primary government general revenue11,263,001$ 11,545,128$ 12,293,972$ 13,027,889$ Change in net assets Governmental activities37,319$ (321,782)$ 3 2,140,287$ 1,059,819$ Business-type activities(514,416) 158,577 136,851 476,037 Total primary government change in net assets(477,097)$ (163,205)$ 2,277,138$ 1,535,856$ 1 2 3 The building operation was reclassified from being part of the general fund operation to an enterprise fund operation at the beginning of fiscal year 2006. The large increases in transfers from 2005 to 2006 are mainly due to the one time transfer of building reserve to building fund due to the reclassification of fund type for the building operation. The reduction in the change in net assets for governmental funds can be attributed to less income being received resulting in a smaller spread between revenues and expenditures, thereby using net assets for revenue shortfalls. Fiscal Year 2011 114 20082007200520042003 5,149,047$ 5,089,841$ 4,645,050$ 4,017,555$ 3,420,971$ 2,944,456$ 4,753,718 4,776,691 4,907,906 4,718,691 4,035,545 3,705,922 1,199,762 1,106,698 1,253,749 886,390 770,600 756,194 1,989,606 2,083,523 2,242,292 2,138,020 1,721,956 1,523,524 634,919 1,147,931 827,224 398,518 398,158 241,358 159,300 192,300 256,780 118,760 388,562 79,662 - 42,720 (1,414,205) (106,500) (445,844) (534,000) 13,886,352 14,439,704 12,718,796 12,171,434 10,289,948 8,717,116 54,237 137,207 125,498 45,709 23,774 21,789 - - - 300 261 9,072 - (42,720) 1,414,205 2 106,500 445,844 534,000 54,237 94,487 1,539,703 152,509 469,879 564,861 13,940,589$ 14,534,191$ 14,258,499$ 12,323,943$ 10,759,827$ 9,281,977$ 2,245,952$ 2,196,440$ 2,361,520$ 3,937,425$ 2,607,486$ 1,637,822$ (335,801) (485,455) 2,483,163 2,288,945 2,960,865 1,580,694 1,910,151$ 1,710,985$ 4,844,683$ 6,226,370$ 5,568,351$ 3,218,516$ concluded Fiscal Year 2006 115 CITY OF SEBASTIAN, FLORIDA Fund Balances, Governmental Funds Last Ten Fiscal Years 2010 Governmental funds General fund: Nonspendable370,450$ 346,995$ 352,248$ 357,696$ Committed2,861,708 2,949,139 3,063,585 3,083,463 Assigned35,707 21,911 31,656 1,983 Unassigned1,734,307 2 1,784,413 2 2,164,910 2,324,972 Total General fund5,002,172 5,102,458 5,612,399 5,768,114 All other governmental funds: Nonspendable1,289,693 1,494,779 859,463 830,029 Restricted4,371,826 4,748,376 7,897,580 8,557,389 1 Committed 719,686 - - - Total all other governmental funds6,381,205 6,243,155 8,757,043 9,387,418 Total governmental funds11,383,377$ 11,345,613$ 14,369,442$ 15,155,532$ 1 2 Reduction in unassigned fund balance to fund operation The significant reduction in restricted fund balance reported in all other governmental funds from 2008 to 2009 is a result of the significant completion of the Indian River Drive/Main Street and Pedestrian Bridge projects, along with the significant construction completed on the Collier Canal Retrofit project. 200920112012 Fiscal Year 116 Table III - Unaudited 200820072006 381,528$ 368,609$ 106,192$ 160,964$ 59,921$ 141,667$ 3,502,560 3,742,617 4,844,674 5,546,959 2 5,411,621 2 3,924,363 2 33,453 19,055 9,856 3,761 5,140 7,706 2,390,641 2,260,507 1,518,350 391,783 2(361,790) 2(191,886) 2 6,308,182 6,390,788 6,479,072 6,103,467 5,114,892 3,881,850 771,927 694,506 656,160 578,367 542,999 463,402 12,446,260 12,926,545 14,783,299 13,392,801 2 13,815,771 13,339,097 - - - - - - 13,218,187 13,621,051 15,439,459 13,971,168 14,358,770 13,802,499 19,526,369$ 20,011,839$ 21,918,531$ 20,074,635$ 19,473,662$ 17,684,349$ Fiscal Year 200520042003 117 CITY OF SEBASTIAN, FLORIDA Changes in Fund Balances For Governmental Funds For the Last Ten Fiscal Years 2012201120102009 Revenues Taxes 8,465,990$ 8,762,729$ 9,525,074$ 10,065,806$ Franchise fees1,124,568 1,184,686 1,228,692 1,327,253 Charges for services22,431 1,121,967 1,154,739 1,186,161 Licenses, fees and permits2,088,038 23,646 33,182 29,151 Fines and penalties58,500 81,534 90,948 88,938 Intergovernmental1,158,075 2,249,447 4,572,550 3,270,854 Impact fees57,575 42,250 26,000 13,975 Special assessments86,516 - - 3,849 Investment earnings216,091 103,795 228,216 250,914 Other revenues201,888 224,823 169,039 176,430 Total revenues13,479,672 13,794,877 17,028,440 16,413,331 Expenditures Current: General government2,410,345 2,539,211 2,699,289 2,976,896 Public safety4,523,802 5,030,708 4,938,147 4,926,714 Physical environment1,042,349 1,166,309 1,210,823 1,448,067 Transportation1,208,411 1,217,521 1,405,310 1,696,254 Economic environment138,531 188,918 129,352 167,470 Culture and recreation876,502 903,836 977,780 1,148,408 Debt service: Principal3,321,000 1,203,000 2,142,190 1,218,995 Interest472,399 521,152 577,593 706,093 Capital outlay1,767,058 4,048,051 6,189,026 6,495,271 Total expenditures15,760,397 16,818,706 20,269,510 20,784,168 Revenue over (under) expenditures(2,280,725)$ (3,023,829)$ (3,241,070)$ (4,370,837)$ Other Financing Sources (Uses) Issuance of long-term debt2,296,000 - 2,462,000 - Transfers in3,694,765 5,376,658 4,486,626 5,196,376 Transfers out(3,672,276) (5,376,658) (4,493,646) (5,196,376) Total other financing sources (uses)2,318,489 - 2,454,980 - Net change in fund balances37,764$ (3,023,829)$ (786,090)$ (4,370,837)$ Debt service as a percentage of noncapital expenditures27.1%13.5%19.3%13.5% Fiscal Year 118 Table IV - Unaudited 200820072006200520042003 10,504,155$ 10,554,617$ 10,269,451$ 9,483,664$ 8,179,344$ 7,325,932$ 1,199,762 1,106,698 1,253,749 886,390 770,600 756,194 1,209,617 1,271,102 517,605 936,530 962,677 921,119 163,471 186,875 244,370 1,587,675 1,867,920 878,097 65,246 71,314 77,776 95,699 118,918 119,752 2,674,761 2,463,628 2,852,293 5,561,695 3,115,520 1,785,237 32,825 56,875 337,675 385,775 557,700 395,850 - - 819,286 11,023 28,424 22,560 647,312 1,062,043 827,224 398,518 398,158 241,358 461,553 244,629 294,695 144,057 378,268 91,078 16,958,702 17,017,781 17,494,124 19,491,026 16,377,529 12,537,177 3,087,789 2,999,652 2,494,863 2,974,736 2,231,532 1,977,033 4,677,618 4,700,447 3,813,908 4,349,639 3,950,228 3,427,711 1,368,593 1,301,719 1,850,642 910,794 1,125,727 1,247,452 1,545,045 1,733,697 1,672,983 3,616,076 2,863,397 1,610,761 113,101 80,279 98,661 32,128 86,041 166,024 1,079,379 975,087 926,846 995,406 747,131 629,835 1,326,182 1,284,418 1,248,378 1,218,023 985,974 361,024 611,554 643,305 678,682 711,736 887,564 158,043 3,634,910 5,242,590 1,451,060 3,975,015 9,021,558 3,859,709 17,444,171 18,961,194 14,236,023 18,783,553 21,899,152 13,437,592 (485,469)$ (1,943,413)$ 3,258,101$ 707,473$ (5,521,623)$ (900,415)$ - - - - 7,756,780 9,500,000 5,679,896 5,158,296 3,785,981 3,745,265 2,745,754 2,992,908 (5,679,896) (5,115,576) (5,200,186) (3,851,765) (3,191,598) (3,526,908) - 42,720 (1,414,205) (106,500) 7,310,936 8,966,000 (485,469)$ (1,900,693)$ 1,843,896$ 600,973$ 1,789,313$ 8,065,585$ 14.0%14.1%15.1%13.0%14.5%5.4% Fiscal Year 119 CITY OF SEBASTIAN, FLORIDA Program Revenues by Function/Program Last Ten Fiscal Years 201220112010 Program Revenue Governmental activities: General government230,550$ 243,039$ 209,144$ 226,003$ Public safety228,392 234,437 304,630 299,119 Physical environment876,693 930,018 881,338 1,408,829 Transportation560,055 743,383 614,305 612,335 Economic environment13,998 - 2,556,872 6,000 Culture and recreation293,519 103,606 88,046 831,938 Total governmental activities 2,203,207 2,254,483 4,654,335 3,384,224 Business-type activities: Charges for services: Golf Course1,394,892 1,382,421 1,335,647 1,406,955 Airport641,455 1,385,569 1,373,551 1,795,399 2 Building 1 426,215 401,021 356,264 358,948 Total business-type activities 2,462,562 3,169,011 3,065,462 3,561,302 Total primary government 4,665,769$ 5,423,494$ 7,719,797$ 6,945,526$ 1 2 2009 The building operation was reclassified from being part of the general fund operation to an enterprise fund operation at the beginning of fiscal year 2006. The significant increase in business-type activities for the airport from 2008 to 2009 is mainly due to capital grant funding from the Florida Department of Transportation and the Federal Aviation Administration. Fiscal Year 120 Table V - Unaudited 200820072006200520042003 377,305$ 450,267$ 579,591$ 587,527$ 392,471$ 1,095,902$ 515,997 249,756 306,702 1,537,557 1,850,710 929,952 1,256,277 891,021 890,092 898,821 914,318 1,136,507 619,949 721,103 900,365 3,392,883 1,670,534 1,580,076 - - 30,059 - - - 277,603 387,726 636,845 779,777 606,290 663,459 3,047,131 2,699,873 3,343,654 7,196,565 5,434,323 5,405,896 1,438,233 1,652,288 1,587,405 1,395,399 1,715,884 1,377,245 1,018,087 845,241 1,432,330 2,724,804 2,653,102 1,317,888 347,189 408,875 1,220,823 - - - 2,803,509 2,906,404 4,240,558 4,120,203 4,368,986 2,695,133 5,850,640$ 5,606,277$ 7,584,212$ 11,316,768$ 9,803,309$ 8,101,029$ Fiscal Year 121 CITY OF SEBASTIAN, FLORIDA Table VI - Unaudited Tax Revenue by Source Governmental Funds For the Last Ten Fiscal Years (Rate per $1,000 of assessed value) Fiscal Year EndedPropertyPublicSalesMotorMillage Tax YearSeptember 30TaxesUtilityTaxFuelTotalRate 200220032,944,456$ 1,780,717$ 1,925,205$ 675,554$ 7,325,932$ 4.5904 200320043,420,971 1,854,632 2,180,913 722,828 8,179,344 4.5904 200420054,017,555 2,005,124 2,713,567 747,418 9,483,664 4.5904 200520064,645,050 2,183,164 2,724,742 716,495 10,269,451 3.9325 200620075,089,841 2,216,381 2,560,310 688,085 10,554,617 3.0519 200720085,149,047 2,250,781 2,502,937 601,390 10,504,155 2.9917 200820094,801,924 2,341,458 2,328,648 593,776 10,065,806 3.3456 200920104,164,128 2,437,050 2,328,150 595,746 9,525,074 3.3456 201020113,453,778 2,392,345 2,358,676 557,930 8,762,729 3.3041 201120123,063,495 2,387,553 2,464,240 550,702 8,465,990 3.3041 122 CITY OF SEBASTIAN, FLORIDA Table VII - Unaudited Direct and Overlapping Property Tax Rates For the Last Ten Fiscal Years (Rate per $1,000 of taxable value) TaxFiscal BasicDebtTotalTotalBasicDebt YearYearRateServiceDirectCounty 1 RateServiceTotalOther 2 200220034.5904 0.00004.5904 8.0302 8.1020 0.6300 8.7320 1.43875 200320044.5904 0.00004.5904 7.9396 8.1790 0.5310 8.7100 1.69278 200420054.5904 0.00004.5904 7.3505 8.0190 0.4800 8.4990 1.43029 200520063.9325 0.00003.9325 5.6904 7.8800 0.3600 8.2400 1.60850 200620073.0519 0.00003.0519 5.3661 7.1630 0.2800 7.4430 1.47940 200720082.9917 0.00002.9917 5.1485 7.2680 0.2700 7.5380 1.38160 200820093.3456 0.00003.3456 6.2861 6.7600 0.2800 7.0400 1.11204 200920103.3456 0.00003.3456 6.2693 7.2960 0.3000 7.5960 1.33570 201020113.3041 0.00003.3041 6.2860 7.9200 0.3000 8.2200 1.35050 201120123.3041 0.00003.3041 6.9590 7.8940 0.3500 8.2440 1.35460 Note: 1 Millage includes General Fund, MSTUs, Emergency Services District and Land Bonds 2 All Special Taxing Districts Source: Indian River County Property Appraiser's Office Tax rates are uniformly applied to taxable values based on a single millage rate determined by each taxing entity. The millage rate is expressed as $1.00 per $1,000 of the taxable value. City Direct RatesOverlapping Rates County School Board 123 CITY OF SEBASTIAN, FLORIDA Actual Value of Taxable Property For the Last Ten Fiscal Years TaxFiscalAssessedEstimatedAssessedEstimated YearYearValueActual ValueValueActual Value 20022003829,224,615$ 1,036,530,769$ 45,355,170$ 45,355,170$ 20032004946,293,950 1,182,867,438 48,613,628 48,613,628 200420051,157,275,164 1,446,593,955 51,330,277 51,330,277 200520061,526,923,406 1,908,654,258 51,827,624 51,827,624 200620072,124,615,672 2,655,769,590 55,913,696 55,913,696 200720082,054,408,055 2,568,010,069 64,899,942 64,899,942 200820091,933,934,630 2,417,418,288 62,476,508 62,476,508 200920101,650,311,449 2,062,889,311 56,920,223 56,920,223 201020111,392,267,434 1,740,334,293 55,234,086 55,234,086 201120121,273,059,710 1,591,324,639 48,922,492 48,922,492 Source: Indian River County Property Appraiser Real PropertyPersonal Property 61.8% 63.1%65.4%66.7%68.5% 67.8% 53.2%54.2% 55.0%53.5% 0% 10% 20% 30% 40% 50% 60% 70% 80% 2003200420052006200720082009201020112012 Fiscal Year Ratio of Taxable to Actual Value 124 Table VIII - Unaudited Less:TotalTotalRatio of Tax-ExemptTaxableEstimatedTaxable to PropertyValueActual ValueActual Value 205,977,066$ 668,602,719$ 1,081,885,939$ 61.8% 217,554,663 777,352,915 1,231,481,066 63.1% 228,262,825 980,342,616 1,497,924,232 65.4% 271,466,364 1,307,284,666 1,960,481,882 66.7% 322,318,753 1,858,210,615 2,711,683,286 68.5% 334,302,515 1,785,005,482 2,632,910,011 67.8% 676,808,522 1,319,602,616 2,479,894,796 53.2% 558,090,532 1,149,141,140 2,119,809,534 54.2% 460,752,786 986,748,734 1,795,568,379 55.0% 444,524,142 877,458,060 1,640,247,130 53.5% 125 CITY OF SEBASTIAN, FLORIDA Table IX - Unaudited Principal Property Tax Payers Current Year and Nine Years Ago TaxableTaxable AssessedAssessed TaxpayerValueRankValueRank Florida Power & Light (Utility/Electric)13,828,553$ 11.58 %12,489,790$ 11.87 % Wal-Mart Stores, Inc. (Retail)8,432,070 20.96 11,554,614 21.73 Park Place Community, LLC (Rental/Retail)6,684,799 3 0.76 -------- BW US 1, Inc. (Commercial)6,147,300 40.70 6,290,380 40.94 IPF/Sebastian, LLC (Retail)5,214,160 50.59 -------- Bellsouth Communications (Utility/Telephone)5,202,931 60.59 8,029,404 31.20 Hartwell Groves, Inc. (Commercial)4,236,520 70.48 -------- Sebastian Medical Suites (Healthcare)3,891,480 8 0.44 -------- Sebastian Inlet Marina & Trading Co, Inc. (Restaurant/Hotel)3,321,780 90.38 3,763,948 70.56 Angel Enterprises LLC (Retail) - WinnDixie CR512 Shopping Center3,283,720 100.37 -------- Ruth Guest House, Inc. (Rental/Retail)----------3,925,780 5 0.59 James T Turner (MHP/Rental)----------3,784,200 60.57 Oyster Point Resort Condo (Time Share/Rental)----------3,419,345 80.51 Comcast of Florida, Inc. (Communications)----------2,949,876 90.44 Sandy Pines LTD (Rental)----------2,789,640 100.42 60,243,313$ 6.85 %58,996,977$ 8.83 % Total Taxable Value877,458,060$ 668,602,719$ Source: Indian River County Property Appraiser 2012 Fiscal Year2003 Fiscal Year PercentagePercentage of Total Cityof Total City TaxableTaxable AssessedAssessed ValueValue 6.85% 93.15% Concentration of 2012 Taxpayers Top Ten TaxpayersAll Other Taxpayers 126 CITY OF SEBASTIAN, FLORIDA Table X - Unaudited Property Tax Levies and Collections For the Last Ten Fiscal Years Taxes LeviedCollections TaxFiscal for thein Subsequent YearYearFiscal YearAmountYearsAmount 200220032,862,650$ 2,725,515$ 95.21 %26,908 2,752,423$ 96.15 % 200320043,216,940 3,130,521 97.31 34,247 3,164,768 98.38 200420053,888,488 3,723,912 95.77 1,712 3,725,624 95.81 200520064,426,281 4,300,217 97.15 39 4,300,256 97.15 200620074,747,938 4,537,100 95.56 9,429 4,546,529 95.76 200720084,919,994 4,634,338 94.19 2,906 4,637,244 94.25 200820094,441,535 4,225,106 95.13 1,694 4,226,800 95.17 200920103,844,658 3,716,797 96.67 17,723 3,734,520 97.14 201020113,260,316 3,144,864 96.46 11,294 3,156,158 96.81 201120122,899,209 2,799,146 96.55 9,279 2,808,425 96.87 Source: Indian River County Property Appraiser and Department of Revenue, Certification of Final Taxable Value, DR-422. of Levyof Levy Collected within the Fiscal Year of the LevyTotal Collections to Date PercentagePercentage - 2 4 6 8 10 12 14 16 18 20 2003200420052006200720082009201020112012 Millions Fiscal Year Total Tax Collections 127 CITY OF SEBASTIAN, FLORIDA Ratios of Outstanding Debt By Type For the Last Ten Fiscal Years Water LineRoadwayInfrastructureHeavyStormwaterGolf Course Fiscal AssessmentImprovementSales TaxEquipmentUtility RevenueRevenue YearBondsNotesBondsLeaseBondsBonds 200377,615$ 2,406,028$ 9,500,000$ 672,528$ -$ 2,115,000$ 2004- 2,209,745 11,140,000 550,452 5,525,000 1,885,000 2005- 2,004,718 10,490,000 422,455 5,290,000 1,395,000 2006- 1,790,544 9,825,000 288,251 5,055,000 1,140,000 2007- 1,566,839 9,145,000 147,538 4,815,000 870,000 2008- 1,333,197 8,445,000 - 4,570,000 590,000 2009- 1,089,203 7,725,000 - 4,315,000 300,000 2010- 2,414,000 6,980,000 - 4,055,000 - 2011- 2,246,000 6,215,000 - 3,785,000 - 2012- 2,296,000 5,420,000 - 3,505,000 - (1) Information not yet available Business-Type ActivitiesGovernmental Activities - 20.00 40.00 60.00 80.00 2003200420052006200720082009201020112012 Millions Fiscal Year Primary Government Debt 128 Table XI - Unaudited Total PrimaryPer GovernmentCapita 14,771,171$ 0.30 %802$ 21,310,197 0.36 1,100 19,602,173 0.31 978 18,098,795 0.25 835 16,544,377 0.22 738 14,938,197 0.19 652 13,429,203 0.21 591 13,449,000 0.20 587 12,246,000 0.17 558 11,221,000 (1) 510 Income Percentage of Personal 129 This page intentionally left blank. 130 CITY OF SEBASTIAN, FLORIDA Table XII - Unaudited Ratios of General Bonded Debt Outstanding For the Last Ten Fiscal Years Fiscal Applicable LegalPer YearDebt Limitto LimitDebt MarginCapita 200333,430,136$ 2,406,028$ 31,024,108$ 7.20%1,684$ 200438,867,646 2,209,745 36,657,901 5.69%1,893 200549,017,131 2,004,718 47,012,413 4.09%2,345 200665,364,233 1,790,544 63,573,689 2.74%2,934 200792,910,531 1,566,840 91,343,691 1.69%4,073 200889,250,574 1,333,197 87,917,377 1.49%3,835 200965,980,131 1,089,203 64,890,928 1.65%2,856 201057,457,057 2,414,000 55,043,057 4.20%2,401 201149,337,437 2,246,000 47,091,437 4.55%2,147 2012 43,872,903 2,296,000 41,576,903 5.23%1,890 Note: Details regarding the city's outstanding debt can be found in the notes to the financial statements. Debt Limit General Bonded Debt Outstanding Percentage of 131 CITY OF SEBASTIAN, FLORIDA Legal Debt Margin Information For the Last Ten Fiscal Years 201220112010 Debt Limit43,872,903$ 49,337,437$ 57,457,057$ Total net debt applicable to limit2,296,000 2,246,000 2,414,000 Legal debt margin41,576,903$ 47,091,437$ 55,043,057$ Total net debt applicable to the limit as a percentage of debt limit5.23%4.55%4.20% Assessed value1,321,982,202$ Less: Exempt property(444,524,142) 877,458,060 Debt limit (5% of assessed value) 1 43,872,903 Debt applicable to limit: General obligations11,221,000 Less: Revenue bonds(8,925,000) Total net debt applicable to limit2,296,000 Legal debt margin41,576,903$ 1 Legal Debt Margin as a Percentage of Debt Limit Legal Debt Margin Calculation for Fiscal Year 2012 Under the City's adopted financial policies, the City's outstanding general obligation debt should not exceed 5% of the assessed valuation of taxable property. The percentage was dropped from 10% to 5% in fiscal year 2003. Fiscal Year 132 Table XIII - Unaudited 2009200820072006200520042003 65,980,131$ 89,250,274$ 92,910,531$ 65,364,233$ 49,017,131$ 38,867,646$ 33,430,136$ 1,089,203 1,333,197 1,566,840 1,790,544 2,004,718 2,209,745 2,406,028 64,890,928$ 87,917,077$ 91,343,691$ 63,573,689$ 47,012,413$ 36,657,901$ 31,024,108$ 1.65%1.49%1.69%2.74%4.09%5.69%7.20% Fiscal Year 133 CITY OF SEBASTIAN, FLORIDA Pledged-Revenue Coverage For the Last Ten Fiscal Years Less:Net Fiscal GrossOperatingAvailable YearRevenue 1 Expenses 2 RevenuePrincipalInterestTotal Coverage 3 20031,400,154$ 968,052$ 432,102$ 220,000$ 89,890$ 309,890$ 1.39 20041,497,053 1,108,770 388,283 230,000 80,890 310,890 1.25 20051,395,436 1,023,002 372,434 240,000 71,490 311,490 1.20 20061,628,015 1,165,411 462,604 250,000 61,690 311,690 1.48 20071,701,171 1,218,382 482,789 255,000 51,590 306,590 1.57 20081,455,749 1,174,169 281,580 270,000 41,090 311,090 0.91 20091,408,535 1,178,144 230,391 570,000 49,860 619,860 0.37 20101,341,555 1,129,651 211,904 300,000 21,700 321,700 0.66 2011- - - - - - - 2012- - - - - - - continued… 1 2 3 4 5 Required coverage was 1.25. Final payment was made on September 30, 2010. Total revenues consist of stormwater utility fees and interest. Required coverage is 1.35. Total direct operating expenses excludes depreciation, amortization, annual Airport lease payment and one time hurricane repair cost. Recreational Facilities Improvement and Refunding Revenue Bonds, Series 2001 Debt Service Note: Detail regarding the City's outstanding debt can be found in the notes to the financial statements. Total revenues including charges for services, rents and interest. 134 Table XIV - Unaudited Gross Revenues 4 PrincipalInterestTotalCoverage 5 -$ -$ -$ -$ - 779,724 105,000 104,386 209,386 3.72 792,886 240,000 206,673 446,673 1.78 908,576 235,000 201,973 436,973 2.08 932,183 240,000 197,273 437,273 2.13 856,568 245,000 191,873 436,873 1.96 814,419 255,000 185,135 440,135 1.85 858,664 260,000 177,485 437,485 1.96 816,415 270,000 169,035 439,035 1.86 810,382 280,000 159,248 439,248 1.84 concluded Stormwater Utility Revenue Bonds, Series 2003 Debt Service 135 CITY OF SEBASTIAN, FLORIDA Demographic and Economic Statistics For the Last Ten Calendar Years PersonalPer IncomeCapita (thousandsPersonalSchool YearPopulationof dollars) 1 Income 1 Enrollment 2 200318,425 4,831,037$ 40,162$ 40,291$ 4,340$ 6.8% 200419,365 5,071,395 40,677 41,522 4,917 6.7 200520,048 6,386,893 50,369 44,450 5,258 4.7 200621,666 7,217,157 55,817 45,034 5,604 4.1 200722,426 7,810,408 59,419 47,563 5,117 5.5 200822,924 7,669,062 57,107 48,267 5 4,710 7.9 200922,722 7,610,327 56,303 43,685 5 3,751 13.0 201022,922 N/AN/AN/A5,167 14.4 201121,929 N/A N/A N/A 5,228 12.9 201221,995 444 5,208 11.3 Sources: 1 2 3 4 Information not yet available. 5 Indian River County Property Appraiser Indian River County School Board Florida Research & Economic Database (FRED). Information available for Indian River County Only. The school population appears to have declined as a result of loss of job opportunities. Our community lost many construction jobs as a result of the declining economy. Note:SchoolenrollmentconsistsofSebastianRiverHighSchool,SebastianRiverMiddleSchool,LibertyMagnet, TreasureCoastElementary,PelicanIslandElementary,SebastianElementaryandSebastianCharterJuniorHigh School. Median Household Income 1 Unemployment Rate 1 136 Table XV - Unaudited PropertyTotal TaxesTaxable PerProperty CapitaValue 3 5.3%159.81$ 668,602,719$ 4.7176.66 777,352,915 3.8200.40 980,342,616 3.4214.39 1,307,284,666 4.1226.96 1,858,210,615 6.3224.61 1,785,005,482 10.5211.33 1,319,602,616 11.9181.67 1,149,141,140 10.6157.50 986,748,734 8.6139.28 877,458,060 State Unemployment Rate 137 This page intentionally left blank. 138 CITY OF SEBASTIAN, FLORIDA Table XVI - Unaudited Principal Employers Current Year and Nine Years Ago EmployeesRankEmployeesRank School District of Indian River County (Government) 2,013 13.55 %1,945 13.82 % Indian River Medical Center (Healthcare) 1,608 22.83 1,100 32.16 Indian River County (Government) 1,354 32.39 1,333 22.62 Publix Supermarkets (Food/Beverage) 1,006 41.77 801 41.57 Wal-Mart (Retail) 727 5 1.28 540 8 1.06 Piper Aircraft, Inc. (Manufacturer) 700 61.23 752 51.48 Sebastian River Medical Center (Healthcare) 569 71.00 500 90.98 John's Island (Residential/Resort) 550 80.97 500 90.98 City of Vero Beach (Government) 492 90.87 607 71.19 Visiting Nurse Association (Healthcare) 399 10 0.70 Gracewood Fruit Packing (Agriculture) 700 61.38 Hale Indian River Groves (Agriculture) 500 90.98 Sun Ag, Inc.475 100.93 9,418 16.59%9,753 19.15% Total Average County Employees56,732 50,904 Source: Indian River County Community Development Report. Note: Principal employrs information available for Indian River County Only. Employer Percentage of Total County Employment 2012 Percentage of Total County Employment 2003 139 CITY OF SEBASTIAN, FLORIDA Full-Time Equivalent City Government Employees By Function For the Last Ten Fiscal Years 2012200920082007 General government City council2.5 2.5 2.5 2.5 2.5 2.5 City manager2.0 2.0 2.5 2.5 2.5 2.0 City clerk3.0 3.0 3.0 3.0 3.0 4.0 City attorney- - - 4 2.0 2.0 2.0 Administrative5.0 5.0 5.0 - - - Finance- - - 2 5.0 5.0 5.0 Management information3.0 4.0 3.0 3.0 3.0 3.0 Human resources- - - 2 2.0 3.0 3.0 Facilities maintenance3.0 2.0 2.0 2.0 2.0 2.0 Planning & Zoning 5 3.0 4.0 5.0 5.0 5.0 5.0 Public safety Police55.0 58.0 58.0 59.0 58.0 57.0 Building4.0 5.0 5.0 5.0 6.0 11.0 Code enforcement3.0 3.0 4 2.5 2.5 2.5 3.0 Transportation Roads and drainage10.0 12.0 12.0 3 10.0 10.0 11.5 Central garage3.5 2.5 3.5 3.5 2.5 3.5 Airport3.0 3.0 3.0 3.0 3.0 3.0 Physical environment Cemetery1.0 1.0 2.0 2.0 2.0 2.0 Engineering- - - 3 7.0 7.0 9.0 Stormwater utility9.0 12.0 12.0 11.0 13.0 13.0 Culture and recreation Parks and recreation20.0 21.0 23.0 23.5 23.5 23.5 Golf course10.0 10.5 10.5 9.0 9.0 12.5 Total 140.0 150.5 154.5 162.5 164.5 177.5 Source: City of Sebastian, Florida 2002-2012 Annual Budgets Method: Using 1.0 for each full-time employee and 0.5 for each part-time and seasonal employee. 1 2 Finance and Human Resources were combined to form Administrative starting FY 2010. 3 4 City attorney position was contracted out and assistant went full time to code enforcement. 5 Growth Management was renamed to Planning Zoning to better describe their function. Engineering department was dismantled, intern program was ceased. 2 employees were transferred to Roads and Drainage and 1 employee was transferred to Stormwater. Function20102011 Full-time Equivalent Employees Code enforcement division was transferred out of the Police department in FY 2006 and transferred back in FY 2009. 140 Table XVII - Unaudited 200520042003 2.5 2.5 2.5 2.5 2.0 5.0 4.0 4.0 4.5 4.0 4.0 4.0 2.0 2.0 1.0 1.0 - - - - 6.0 5.0 5.0 5.0 3.0 2.0 2.0 2.0 3.0 3.0 3.0 3.0 2.0 2.0 - 4.0 4.0 4.0 4.0 4.0 58.0 1 59.0 56.5 54.5 11.0 9.0 8.0 7.0 3.0 1- - - 12.5 12.5 14.5 11.5 3.5 3.0 3.0 3.0 3.5 3.5 2.5 2.5 2.0 2.0 2.0 2.0 8.0 8.0 8.0 7.5 13.0 13.0 12.0 12.0 24.5 23.5 17.5 16.5 12.5 12.5 13.5 13.5 180.5 175.5 163.0 159.5 2006 Full-time Equivalent Employees 141 CITY OF SEBASTIAN, FLORIDA Operating Indicators By Function For the Last Ten Fiscal Years 2012201120102009 General government Number of annexations approved- - 1 3 Acres of annexed property- - 5.90 26.00 Purchase orders issued201 228 216 288 Public Safety Police Physical arrests441 500 487 543 Traffic violations4,319 5,941 4,083 4,849 Parking violations167 242 87 50 Building Construction permits issued 1 66 51 36 23 Estimated value of construction (in millions) 14.7$ 10.2$ 6.6$ 5.1$ Transportation Road maintenance (man hours) 500 700 1,264 600 Asphalt for road maintenance (tons) 50 50 103 328 Concrete for road maintenance (yards) 2- - - - Physical environment Cemetery Cemetery internments65 54 66 74 Grave deeds sold38 34 33 39 Stormwater Mile of swales maintained280 280 280 280 Mile of ditches maintained50 50 50 50 Road crossing maintained50 40 40 30 Culture and recreation Program participants9,713 8,649 11,701 13,465 Number of discount cards786 735 844 879 Number of golf course memberships88 94 96 95 Average daily golf revenue3,822$ 3,787$ 3,673$ 4,000$ Sources: City of Sebastian Police Department, Growth Management, Public Works, Golf Course and Building Department. 1 New commercial and residential only. 2 All road maintenance utilized asphalt, no concrete curbing was installed. Function Fiscal Year 142 Table XVIII - Unaudited 200820072006200520042003 - 1 1 1 6 3 - 3.87 3.30 25.55 484.00 80.00 254 284 293 369 408 372 662 697 744 786 653 557 4,418 7,221 6,291 5,457 5,431 1,939 208 289 880 303 3,801 632 55 104 506 774 577 544 13.3$ 22.5$ 88.3$ 114.7$ 112.3$ 82.7$ 538 888 512 100 878 850 358 210 127 125 88 79 - - 300 - 283 277 68 69 76 79 86 81 46 49 56 56 69 45 280 280 280 280 280 280 50 50 50 50 50 50 30 30 30 30 30 30 12,910 14,177 8,004 5,504 7,498 N/A 950 1,004 2,690 1,000 993 855 97 108 119 85 116 137 3,988$ 4,661$ 4,441$ 3,844$ 4,551$ 3,836$ Fiscal Year 143 CITY OF SEBASTIAN, FLORIDA Capital Asset Statistics By Function For the Last Ten Fiscal Years 2012201120102009 General Government Square footage occupied21,500 21,500 21,500 21,500 Departmental vehicles1 3 3 3 Public safety Police stations1 1 1 1 Police department Square footage25,600 25,600 25,600 25,600 Building department Square footage2,500 2,500 2,500 2,500 Police vehicles66 67 63 63 Building inspector vehicles3 3 3 4 Transportation Streets (miles) 156 156 156 156 Streetlights 1 1,228 1,236 1,230 1,240 Airport1 1 1 1 Public service vehicles17 19 22 18 Physical environment Public service vehicles9 9 15 7 Culture and recreation Parks18 18 18 18 Recreation centers2 2 2 2 Park acreage315.01 315.01 315.01 233.79 Recreation center square footage4,859 4,859 4,859 4,859 Park maintenance vehicles13 14 13 13 Golf course1 1 1 1 Sources: City of Sebastian Administrative Services Department and Park and Recreation Division 1 This number represents actual unmetered street lights in the City (source: Florida Power & Light - January billing). Function Fiscal Year 144 Table XIX - Unaudited 200820072006200520042003 21,500 21,500 21,500 21,500 5,516 5,516 3 3 3 5 2 2 1 1 1 1 1 1 25,600 25,600 25,600 25,600 8,700 8,700 2,500 2,500 2,500 2,500 1,716 1,716 62 57 53 52 47 42 4 5 6 5 4 4 156 156 156 156 156 150 1,229 1,309 3,808 3,555 3,543 3,543 1 1 1 1 1 1 23 21 19 14 24 18 11 10 12 13 6 7 15 14 14 12 12 12 2 2 2 2 2 2 233.79 229.37 229.37 223.37 223.37 223.37 4,859 4,859 4,859 4,859 4,859 4,859 13 12 11 10 8 6 1 1 1 1 1 1 Fiscal Year 145 This page intentionally left blank. 146