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HomeMy WebLinkAbout1991 09 27 - Utility Franchise Acquisition1 1 1 1 1 1 1 1 1 ) I 1 1 1 1 1 1 1 1 CS) 7h��7 /�G�l'L J o- J & CITY OF SEBASTIAN, FLORIDA 'v.,, T 4r' 3�V�w UTILITY FRANCHISE ACQUISITION Yq,t�� 2 7, 19 9 , HARTMAN & ASSOCIATES, INC. engineers, hydrogeologists, surveyors & management consultants E nn„or— HARTMAN& ASSOCIATES, INC. engineers, hydrogeologists, surveyors & management consultants WATER, WASTEWATER AND CIVIL ENGINEERING WATER RESOURCES, REGULATORY MATTERS, SURVEYING, UTILITY AND GENERAL GOVERNMENTAL CONSULTING HARTMAN 6 ASSOCIATES, INC. I I 1 I I 1 1 1 1 H.E. SCHMIDT, SR, P.E. ' C.W. DRAKE, P.G. M.M. HOCHBERG, P.E.W.B. LAFRENZ. P.G. D. DUFRESNE CITY OF SEBASTIAN FLORIDA G.C. HARTMAN, P.E. H.E. SCHMIDT. JR. P.E. LE. CHRISTOPHER, P.E. M.A. RYNNING, P.E. D.E. LUCARELLI, P.E. T.A. HOCHULI, P.E. AT. GAWAD S.C. QUINLAN, E.L J. FOX A. WOODCOCK, E.I. MA. LUKE, RLS. R.C. COPELAND, M.RA- KURT LIEBKNECHT I I C.M. BLISS, E.I. INC. HAI PROFESSIONAL EXPERIENCE ® ONLY GDU FRANCHISE EXPERIENCE ® 60 FLORIDA UTILITY ACQUISITION ASSIGNMENTS 0 40 FLORIDA INTERLOCAL AGREEMENTS ® 100 RATE & CHARGE STUDIES ® CERTIFIED AAEE RECOGNIZED MOODYS AND S&P ® EXPERIENCED WITH MBIA, AMBAC, FGIC H"TMAN 6 ASSOCIATES, INC. -----.e� m..on.ve INTERLOCAL NEGOTIATIONS EXPERIENCE • City of Melbourne - City of Palm Bay Wastewater Wholesale Agreement • City of Melbourne - City of Palm Bay Water Wholesale Agreement • City of Orange City - Volusia County Wastewater Wholesale Agreement • City of Orange City - Volusia County Utilities Territorial Agreement • City of Orange City - Volusia County Water Wholesale Agreement • City of Edgewater - Volusia County Utilities Territorial Agreement • City of Edgewater - Utilities Commission, City of New Smyrna Beach, Florida Utilities Wholesale Agreement • City of New Port Richey - City of Port Richey Utilities Wholesale Agreement • City of Tampa - West Coast Regional Water Supply Authority Regional Potable Water Take or Pay Agreement • City of Tampa - Hillsborough County Territorial Agreement • City of Tampa - Hillsborough County Wholesale Agreement • Deltona Utilities - Volusia County Wastewater Wholesale Agreement • Deltona Utilities - Volusia County Territorial and Water Wholesale Agreement • City of Kissimmee - St. Cloud Territorial and Utility Wholesale Agreement • Kissimmee Utilities Authority - Osceola County Franchise Agreement GCH/mg/PR-[M4TERL0C.G H HN OI-I?4.MK INTERLOCAL NEGOTIATIONS EXPERIENCE (Continued) • General Development Utilities - City of Palm Bay Franchise Agreement • City of North Port - General Development Utilities Franchise Agreement • City of Kisssimee - Osceola County Territorial and Utility Wholesale Agreement • Woodmere Utilities - City of Jacksonville Wastewater Wholesale Agreement • City of St. Petersburg - West Coast Regional Water Supply Authority Take or Pay Regional Water Supply Agreement • Pinellas County - West Coast Regional Water Supply Authority Take or Pay Regional Water Supply Agreement • City of North Port - Myakks Utilities Wholesale Utility Agreement • City of North Port - Charlotte County Wholesale Utility Agreement • City of North Port - Peace River Manasota Regional Water Supply Authority Water Take or Pay Wholesale Agreement and Territorial Agreement • City of Edgewater Chapter 180 Reserve Area Agreement • City of St. Cloud Chapter 180 Reserve Area Agreement • Manatee County - Sarasota County Wholesale Water Agreement • Manatee County - Trophicana Foods Wholesale Water Agreement • City of Tampa - Anheuser Busch Wholesale Water and Sewer Agreement • City of Orlando - Orange County Water Consery II Agreement GCH/mg/PR-1 /INiERLO(..GC}I HAI X9l-1'/d.AHC INTERLOCAL NEGOTIATIONS EXPERIENCE (Continued • City of Ocoee (Primavista Utilities) - Orange County Territorial Agreement • City of Orlando - Orange County Eastside Service Area Agreement • City of Altamonte Springs - Orange County Utility Wholesale Agreement • Sanlando Utilities - Orange County Utility Wholesale Agreement • Kensington Park, Meadowoods, Atlantic, Dolomite Utilities - North County Utility Authority Agreement • And many other utility agreements throughout the state of Florida HAI 61-174.MIMI'ERLOC.GCiI HAI A91-1'/4.MK UTILITY AQUISITION INVESTIGATION FLOW CHART xMTRnI �"` OI lO�YwST Rx • RRxx6.aRnRx . ra Rn ewwwr :°wia�rBl' Rxwr e[mxlwmx a naue ruxra6 ' XSa1Mla6 x0 Rf p �� NRV! N MSIMSE !IW W IYVXLW �6 SRW @xm •SNVQ IIM •�Wi91f •NnNq plmpll •1nWyl YbM p6fgf • Ip91 MMa14 • ipyl MNMS ry� M •YID1 M1p •xQWI1gG •CVIIx. MYRE •MYWSE • VRIR SSWyAR • CSq gpWlxy • FAK4 gR40.R •610. MMGRS /pmC11 V W19x6 � ! xMN[�MCInd15 � Sltl eaxo m om sraaon wo raw om¢m m <alxrnmw asvunaa amwm C IwN6� n r�Dima HARTMANb ASSOCIATES, INC. Mmw 4+^uaMa..m.n.- • .0 ----- .wlwo PRELIMINARY UTILITY ACQUISITION SCHEDULE II HART,M�A—N�&J�ASSOC7ATFS.INC. II m& -R V_n`�VR � ! m t a N Arm 0O©o0ovo0��® NEGOTIATIONS INN O'LEGAL DECISIONS M! RESILUTIMS SEWER ORDINANCE USER CHARGES M'OPERATION FUND II HART,M�A—N�&J�ASSOC7ATFS.INC. II m& -R V_n`�VR � ! m t a I 1 I I I 1 1 1 1 1 1 1 1 1 I 1 1 1 1 F.S. 180.301 Purchase or sale of water or sewer utility by City. - No City may purchase or sell a water or sewer utility that provides service to the public for compensation, until the governing body of the City has held a public hearing on the purchase or sale and made a determination that the purchase or sale is in the public interest. In determining if the purchase or sale is in the public interest, the City shall consider, at a minimum, the following: (1) The most recent available income and expense statement for the utility; (2) The most recent available balance sheet for the utility, listing assets and liabilities and clearly showing the amount of contributions -in -aid -of construction and the accumulated depreciation thereon; (3) A statement of the existing rate base of the utility for regulatory purposes; (4) The physical condition of the utility facilities being purchased or sold; (5) The reasonableness of the purchase or sales price and terms; (6) The impacts of the purchase or sale on utility customers, both positive and negative; () Any additional investment required and the ability and willingness of the purchaser to make that investment, whether the purchaser is the City or the entity purchasing the utility from the City; (8) The alternatives to the purchase or sale and the potential impact on utility customers if the purchase or sale is not made; and (9) The ability of the purchaser to provide and maintain high-quality and cost-effective utility service, whether the purchaser is the City or the entity purchasing the utility from the City. The City shall prepare a statement showing that the purchase or sale is in the public interest, including a summary of the purchaser's experience in water and sewer utility operations and a showing of financial ability to provide the service, whether the purchaser is the City or the entity purchasing the utility from the City. mh,MR.imEm.gs Water and Wastewater Systems Seacoast Utilities, Inc. South Hutchinson Services, Inc. Bent Pine Utility Company North Orlando Water and Sewer Company Prima Vista Utility Company Orange City Water Company Terra Mar Utility Company Ocean Reef Club, Inc. Seminole Utility Company Country Club Village West Lakeland Industrial Sanibel Sewer System John Knox Village Utility System Magnolia Valley Services, Inc. Orange/Osceola Utilities, Inc. KOA Utilities of Orange City Remmington Forrest Utilities, Inc. Valrico Hills - SSU Services, Inc. Seaboard - United Florida Utility Corporation Lehigh Acres Utilities, Inc. Dolomite Utilities, Inc. Meadowoods Utilities, Inc. Aquarina Utilities, Inc. Marco Shores JJ Utilities, Inc. General Development Utilities, Highlands HWh,/PR4AM.Q&E HAI "1-174.M North Hutchinson Services, Inc. North Beach Water Company Sugar Mill Utility Company Osceola Services Company Poinciana Utilities, Inc. Indian River Utilities, Inc. General Development Utilities - Port Malabar System Deltona Lakes - Deltona Utilities, Inc. St. Augustine Shores - Pelican Bay Utility Company West Volusia Utility Company Eastside Water Company Country Village Utility Company General Development Utilities - North Port System Central Florida Utilities, Inc. Land O'Lakes Utilities Palm Valley Utilities, Inc. Orange City Industrial Park System (Volusia County) Herschel Heights - SSU Services, Inc. Palisades Utilities System Morningside East/West Utility System Kensington Park Utilities, Inc. Venice Gardens Utilities, Inc. Pine Forest Mobile Home Park Marco Island South Bay Utilities, Inc. Inc. - Sebastian General Development Utilities - Julington Creek, Silver Springs Shores, Port LaBelle 2. Utility Condemnation Valuation Testimony (Solid Waste) Brunetti versus Orange County 3. Investor Owned Utility Acquisition Report for Bonding Burnt Store Utility Company Twin County Utility Company Deep Creek Utility Company 4. Utility Acquisition Review for Topeka Group -Florida Operations (SSU Services, Inc.) Marco Island Utilities, Inc. Seaboard Utilities, Inc. St. Augustine Shores Utilities, Inc. Marco Shores Utilities, Inc. Enterprise Utility Company Deltona Lakes Utilities, Inc. Spring Hill Utilities, Inc. Citrus Springs Utilities, Inc. Marion Oaks Utilities, Inc. Pine Ridge Utilities, Inc. Sunny Hills Utilities, Inc. Specifically with GDU , HAI is involved in the franchise agreements in Palm Bay and North Port, Florida. In Indian River County, Mr. Hartman was involved with the Bent Pine Utility Company and North Beach Water Company franchises and utility acquisitions by the County. Mr. Hartman knows that County staff and has negotiated utility transactions with them. HESftM-1/ 6.QA TIM d91-174.1 HAI HAS TOTAL INHOUSE CAPABILITY ENGINEERING SOILS SURVEY ONE FIRM FOR ALL OF THE WORK PROVIDES BETTER PROJECT CONTROL HART`MJ-A—N`b ASSOCIATES, INC. erylem+, yYn�xOY V, n,rtryn � muyem.ut •exlYUY HAI ADVANTAGES o SPECIALIZE IN MUNICIPAL ENGINEERING o NO LAND DEVELOPMENT / STATE AGENCY / ADJOINING CITY OR COUNTY CONFLICTS ® PARTNER OF FIRM WORKS ON ALL PROJECTS, THEREFORE PROVIDING: - RESPONSIVE SERVICES - TIMELY DECISIONS - FIRM COMMITTMENT o ONLY ENGINEERING FIRM WITH GDU FRANCHISE ENFORCEMENT EXPERIENCE 0 11 -YEAR WORKING RELATIONSHIP WITH GRAY, HARRIS, ROBINSON, KIRSCHENBAUM AND PEEPLES, P.A. ® UNDERSTANDING OF NEEDS AND ISSUES m QUALITY CONTROL / QUALITY ASSURANCE PROGRAM o COMPLETE FIRM RESOURCES • UNIQUE EXPERTISE AND EXPERIENCE HARTMAN 6 ASSOCIATES. INC, ADDITIONAL INFORMATION i i I i I t I i ! I 1 1 i I I I 1 I I COMPREHENSIVE LIST OF SERVICES WATER SERVICES Water treatment unit process analysis, design and optimization Pilot plant studies Reverse osmosis water treatment systems Softening water treatment systems (lime and membrane) Color removal water treatment systems Split -treatment water systems Water treatment plant planning, design and services during construction (including expansion, improvement, modification, and rehabilitation of existing facilities) Water distribution system planning, design and services during construction (including pumping stations, transmission mains, etc.) Water resources planning, analysis, investigation and conceptual designs Raw water wellfield design and development Computer hydraulic analysis Storage and pumping facilities Computer surge analysis HES/mg/PR-1 /COMPRE.PRS HAIX91-174.MK COMPREHENSIVE LIST OF SERVICES (Continued,) Consumptive Use Permit acquisition Water quality blending and stability analysis (corrosivity analysis) Water storage analysis Cost-effective incremental analysis Energy efficiency optimization Water plant laboratory set-up assistance and equipment testing Data collection and management system design/development Telemetering/instrumentation system design TTHM and SOC evaluations Alternate disinfectant design and fluoridation design Hydrogen sulfide, sulfur and iron removal Defluoridation WASTEWATER SERVICES Wastewater treatment unit process analysis, design and optimization Wastewater treatment plant planning, design and services during construction (including expansion, improvement, modification, and rehabilitation of existing facilities) HES/mg/PR-1/COMPRE.PRS HAI#91-174.MK 1 1 1 1 1 1 ➢ 1 ➢ 1 J J l i d i ; i COMPREHENSIVE LIST OF SERVICES (Continued) Pilot plant studies Analysis of facilities arrangement, structural types, future capacity and single or dispersed facilities Wastewater sludge treatment, handling and disposal (including liquid sidestreams) Collection system design Energy efficiency optimization Wastewater reuse and reclamation programs (numerous types) Treatment plant laboratory set-up assistance and equipment testing Infiltration/inflow analysis Sewer system evaluation surveys Telemetering/instrumentation system design PL 92-500 applications and design Waste load surface water effluent discharge systems Alternate effluent disposal methods analysis Effluent irrigation systems High rate land application systems Interceptor systems HES/m9/PR-1/COMPRE.PRS HAU/91-174.MK 1 l i d i I 1 1 i 1 I 1 1 I 9 1 1 I 1 COMPREHENSIVE LIST OF SERVICES (Continued) Lift stations, pumps station and force mains (includes studies, designs and construction management) Cost-effective incremental analyses Value engineering Dechlorication designs UTILITY OPERATIONS AND MAINTENANCE SERVICES Operation and maintenance (O & M) manual preparation Plant start-up assistance Plant operator training and employee selection assistance Emergency and continuing basis O & M assistance (as requested by client) Preventive maintenance and inspection program development O & M cost estimating Determination of operational compliance with all federal, state, and local regulations UTILITY SYSTEM FINANCIAL AND MANAGEMENT SERVICES System evaluation reports encompassing: Operational efficiency HES/mg/PR-I /COMPRE.PRS HAi//91-I74.MK COMPREHENSIVE LIST OF SERVICES (Continued) Preventive maintenance and inspection Continued usefulness and profitability of existing facilities Determination of needed upgrading or replacement of existing facilities, or construction of new facilities Appraisal for acquisition feasibility Annual reports for satisfying bond covenant services Grant application/bonding/bond covenant assistance Preliminary activities leading up to actual bond issue: Organizational meeting and liaison with utilities director, city/county manager, and other involved staff members Establishment of data gathering methods and procedures which will aid in system evaluation, cost estimation, usage projections, etc. Study/analysis of fiscal year budgeting and procedures utilized to determine the budget Obtainment of legal advice from city/county attorney Preparation of engineer's report for official statement Rate and evaluation studies for establishing revenue requirements and user charges Solid waste collection special assessment rate development and ordinance preparation Development of water and sewer ordinances Development of solid waste and collection ordinances HES/mg/PR-I /COMPRE.PRS HAU/91-174.MK Y � � l 1 � i 1 B 1 i ➢ � 1 i I i 9 COMPREHENSIVE LIST OF SERVICES (Continued) Financial planning and development of capital improvement programs Preparation of utility management audits Cost/benefit studies Industrial cost recovery studies Economic impact assessments System development for policy planning, budgeting, monitoring and evaluation Training programs for managerial, administrative and financial staffs Expert witness testimony in support of cost of service, rate, and valuation studies Grants PL 92-500 - USEPA, FDER Chapter 17-50 Grants/loans Fm HA Grants Florida Department of Health and Rehabilitative Services Participation in State of Florida bond/loan programs Organization of contributory (private) contribution programs "Up -front" connection fee financing Privatization funding options FPSC rate case support - used and useful, AFPI, margin of reserve, MFR's, testimony, etc. HES/mg/PR-1 /COMPRE.PRS HAU/91-174.MK i ] 1 J 3 1 I i I 1 ➢ l ) ) I B d � COMPREHENSIVE LIST OF SERVICES (Continued) County rate case support involving tailored services for each county rate case requirement Equivalent residential unit/connection evaluations, reratings, FDER capacity adjustment reports Water and wastewater system capacity evaluations HYDROGEOLOGIC SERVICES Groundwater resource evaluation Water supply investigation Aquifer performance test design & analysis Water quality analysis Air photo interpretation Groundwater flow and solute transport modeling Analytical models Theis, Jacob-Hantush, DeGlee, Duprit single and multi -well analysis Numerical models PLASM 2 and 3 dimensional groundwater flow models RANDOMWALK mass transport model HES/mg/PR-1/COMPRE.PRS HA1N91-174.MK COMPREHENSIVE LIST OF SERVICES (Continued) MODFLOW groundwater flow model Used for well and wellfield design, rapid rate effluent disposal, design and analysis, aquifer yield simulations, stormwater retention pond design, contaminant transport simulations Potable water supply wells and wellfields Wellfield siting Design, construction, testing and analysis Construction management and inspection Wellfield evaluation and management well rehabilitation Treated effluent disposal investigations Rapid rate effluent disposal system and analysis Percolation pond design Regulatory and governmental permitting Water use permits Effluent disposal system permits Water well construction permits Borrow pit permits Expert witness services HES/mg/PR-1 /COMPRE.PRS HAU/91-174.MK COMPREHENSIVE LIST OF SERVICES (Continued) Well siting and design Water use permitting Water resources Miscellaneous services Stormwater retention pond design Groundwater monitoring Surface water monitoring Well construction inspection Salt water intrusion studies STORMWATER MANAGEMENT Design of pipe systems Master drainage plans Backwater analysis Open channel hydraulics Drainage studies AFS/mg/PR-I /COMPRE.PRS AAIN91-174.MK l 1 1 8 d ) 3 1 1 i ➢ i 1 l � 1 1 1 9 COMPREHENSIVE LIST OF SERVICES (Continued) System analysis Subdivision drainage review Stormwater pumping stations Hydrologic studies Flood routing Computer modeling Permitting Criteria manuals Urban stormwater analysis Water quality studies UTILITY ACQUISITION/FORMATION/CERTIFICATION Public ownership analyses of ownership versus regulation Utility standards Utility policies, procedures and forms Utility code for counties and cities Utility tariff, basic rates and schedules, capital recovery charges, impact fees, and miscellaneous charges HES/mg/PR-1/COMPRE.PRS HAIN91-174.MK COMPREHENSIVE LIST OF SERVICES (Continued) Evaluation of the options to public ownership Interlocal agreements for service areas; growth management; wholesale, retail or emergency services; system interconnections and right-of-way utilization; effluent reuse; capacity; joint ownership or operation Developer agreements and customer service agreements Staffing, organizations, equipment, vendors, insurance procurement and other start-up services Utility acquisition under Chapter 125.3401 and/or 180.301 F.S. complete with valuation report, negotiations, purchase/sale document coordination, hearing documents and associated services Capacity sales and customer integration programs Complete FPSC certification, initial rate case and formation of investor-owned utilities Complete county certification, rate case, franchise agreement and other formation services ENVIRONMENTAL SERVICES Recreation planning and design Conservation and open space planning Site planning and design Environmental analysis Ecologic inventory HES/mg/PR-1/C0MPRE.PRS HAUf91-174.MK � 1 1 3 l ➢ l i ) 1 1 9 � 1 1 i J i � COMPREHENSIVE LIST OF SERVICES (Continued) Wetlands mapping Zoning studies Environmental baseline studies Aquatic modeling Lake and pond restoration Impact evaluation Development and improvement of play areas, park lands, or critical conservation holdings Facilities inventory Zoning ordinances Activity programs Budget development Maintenance programs Capital improvement programs Development of public user participation programs Economic feasibility studies Multiple -use planning and design HES/mg/PR-1/COMPRE.PRS HAU/91-174.MK COMPREHENSIVE LIST OF SERVICES (Continued) Landfill site reclamation (for recreational purposes) Development of recreation, conservation, or open space areas in connection with cross-country easements for sewage interceptors, in connection with restored lakes and rivers, or wastewater land application systems Development of regional impact studies Water quality studies Environmental protection systems Groundwater monitoring Environmental impact Solid waste recycling program development Mandatory solid waste collecting plan development TECHNICAL EXPERT WITNESS SERVICES Rate review testimony Capital charge testimony Utility evaluation testimony Utility construction testimony Water resources expert testimony HES/mg/PR-1 /COMPRE.PRS HAIN91-174.MK COMPREHENSIVE LIST OF SERVICES (Continued) Hydrogeology expert testimony Water treatment expert testimony Effluent reuse expert testimony Wastewater treatment expert testimony Effluent disposal expert testimony Used and useful expert testimony Water and wastewater utility acquisition expert testimony Utility condemnation expert testimony Utility valuation (condemnation) expert testimony Landfill siting analysis Consumptive use permitting expert testimony Division of Administrative Hearings testimony Circuit Court trial testimony HES/mg/PR-1 /COMPRE.PRS HAU191-174.MK COMPREHENSIVE LIST OF SERVICES (Continued) CONTINUING GENERAL CONSULTANT SERVICES Cities and counties Drainage and stormwater management and design programs State comprehensive planning Subdivision planning and design review New roads and street designs Road and street rehabilitation designs Water and sewer designs, design standards and reviews Capital improvement program (CIP) and operational budget development assistance Permits and licenses Land development reviews Expert testimony Court proceedings Public hearings Public participation programs City/county meetings HES/mg/PR-1 /COMPRE.PRS HAI#91-I74.MK COMPREHENSIVE LIST OF SERVICES (Continued) Other services as desired CONSTRUCTION MANAGEMENT Residential engineering to inspect contractors' conformity with specifications for workmanship and materials General services during construction Construction management services Cost control Cash flow Purchasing advice Contract interfacing Contractor/labor market assessment (including bid advertising and evaluation) Value engineering Construction scheduling and coordination Projects status reporting HES/mg/PR-1/C0MPRE.PRS HAI#91-174.MK I I J i ] i 9 ➢ t i i 9 1 COMPREHENSIVE LIST OF SERVICES (Continued) Construction materials testing coordination/review Shop drawing review Preparation of record drawings Construction layout Complete construction management team SURVEYING SERVICES Professional surveying services include: Utility mapping Boundary surveys Topographic surveys Right-of-way maps and documents preparation Legal descriptions Ground control for aerial surveys. Our surveyors use: Highly accurate electronic distance measuring instruments and Automatic levels Latest computer equipment for automated drafting and electronic calculations HES/mg/PR-1 /COMPRE.PRS HAll/91-174.MK Municipal Bond Investors C Assurance Corporation A IxnilPtl liapililYca{Mralgn. rbl a _ SC.Redl liadlrly as50Cra141 STATISTICAL SYSTEM INFORMATION FORM r WATER AND SEWER REVENUE ISSUES The Issuer should mail two copies of this form, including attachments, to Municipal Bond Investors Assurance Corporation, 445 Hamilton Avenue, Box 788, White Plains, N.Y. 10602, Attention: Utility Department. If the information is contained within the Preliminary Official Statement, reference to the appropriate page number may be substituted for the statistic. _ Issuer: Contact: Telephone: Par and Title of Issue: r Financial Consultant: Telephone: r I. USAGE r r r r Total System --- -- —' - .n„y r,uys Annual Water Sewer Year Water Sales Peak Average Peak Average 1980 (MG)* (MGD)** (MGD)** (MGD)** (MGD)** 1981 1982 1983 1984 1985 1986 1987 1988 1989 1990 1995 2000 2005 Basis for Projection Consulting Engineer HARTMAN & ASSOCIATES, INC. Utility System report eiginem hydrogeolowsts, socnosts & management consultants Other r, Gerald C. Hartman, P.E. • in Million Gallons •• in Million Gallons per Day snrrrrUFA rAAWnHmnmlr. 11. CUSTOMERS A. Tota( Customers Number of Customers' Water Sewer lybU 1981 1982 1983 1984 1985 Projected 1986 1987 1988 1989 1990 1995 2000 2005 -Equivalent Dwelling Units may be substituted. Basis for Projection Consulting Engineer Utility System report Other rtl specify) specify) AM B. Ten Largest Customers Name I. 2. 3. 4. 5. 6. 7. 8. 9. 10. Annual Revenues Percentage Annual of Total Water Sales Water Sewer Total Revenues (MG) $ $ $ % Total If any of the above customers contribute more than 10% to operating revenues, please provide the following additional historical information for each customer, attaching additional sheets if necessary: Customer Type of Business Annual Annual Revenues M Year Water Sales Water Sewer Total 1980 ........................... (MG) $ $ $ _ 1981 ........................... 1982 ........................... 1983 ........................... 1984 ........................... 1985 ........................... �a If there are any contracts with major retail customers, please indicate below and include copies of the contract with this submittal: C. Customer Location Water In-City/Village Outside 3 Term- Term- Term- Sewer ermTermTerm Sewer In-City/Village Outside % III. THE EXISTING SYSTEM A. Raw Water Supply Maximum Maximum Distance Amount of Allowable Item Type of Quality From Available (Consumptive No. Name of Source Source 1. of Water Service Area Water Permit) 2. 3. 4. Miles of Transmission Line Condition of Line B. Water Treatment Facilities Distance Item Type of from Maximum Condition No. Name of Facility Treatment Age Service Area Capacity of Facility I (MGD) 2. 3. 4. 5. 6. Miles of Distribution Line Condition of Line 4 I. C. Water Storage Facilities Number of Storage Facilities Aggregate Capacity (MG) 5 D. Sewer Treatment Facilities Type of Item Treat- No. Name of Facility ment Percent Condi- Meeting of lion EPA Maximum Capacity of Require - Age Capacity Used Facility ments(y/n)' END 1. (MGD) 2. .. 3. 4. 5. 6. `If no, please explain: E. Please indicate if there are any contracts in place for treatment of waste, purchase of water or any service essential to the operation of the contract with this submittal: System. If so, indicate below and include a copy of the Contracting Party Term _ Contracting Party Term Contracting Party Term F. Date System began operation: G. Exclusive franchise (y/n): a. Water Water Sewer Sewer H. Square mileage of service area: t. Mandatory connections (y/n): Water Sewer 5 IV. RATES—Please include month and year of all rate increases put into effect in the last five years. Also include any projected increases over the next five years. A. Increases Effective Date Percentage of Increase Month/Year Water Sewer Historical Effective Date Percentage of Increase Month/Year Water Sewer Projected % Basis for Projection Consulting Engineer (please specify) Utility System report Other (please specify) B. Comparison of Residential Rates to Surrounding Communities Monthly Residential Charge* Name of Communitv Water Sewer 1. Issuer 2. 3. 4. 5. 'Based on 5.000 gallons or 668 cubic feet monthly usage 0 V. THE PROJECT A. Total cost of project: S B. Monies, other than bond proceeds, that the issuer has contributed or will be contributing from operations to cost of construction: S C. If any grants are anticipated to provide funds for construction, please indicate the following.• .�. Actual or Actual or Source of Grant Anticipated Anticipated (State/federal) Amount Award Date Receipt Dale $ $ Please include documentation of grant award notification. D. Date construction will begin: E. Date construction will be completed: F. Date bids were/will be awarded: G. Are 100% performance bonds required to be posted by contractors? VI. FUTURE FINANCING A. Cost of future capital improvements. $ B. Amount to be financed: $ — C. Anticipated amount to be provided by grants: $ D. Amount provided by issuer.- E. ssuer:E. Date construction will begin: F. Date construction will be completed: G. Brief discussion of planned improvements: 7 VII. REQUIRED DOCUMENTATION TO BE SUPPLIED WITH STATISTICAL FORM • Preliminary Official Statement • Comprehensive audits for the last three years (Enterprise and General Fund) • Interim financial statements _ • Engineer's Report, if construction project is involved • Ordinance, Resolution or Trust Indenture • Contract of Purchase ADDITIONAL INFORMATION REQUIREMENTS • In connection with the submission of this issue to Municipal Bond Investors Assurance Corporation, the Issuer agrees to supply such additional information as Municipal Bond Investors Assurance Cor- poration may request. Prepared and submitted by: Signature: Relationship to Issuer: _ 8 Date: